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Civil Litigation:
Process and Procedures

           Chapter Ten
Pleadings: Responses to Complaint
Civil Litigation
     Chapter
Further Responses
      Replies to cross- or counterclaims
      Third-party complaints
      Third-party answers
            Crossclaims
            Affirmative defenses
            Counterclaims
      Replies to claims in third-party answers

Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             4
Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             6
Motion to Dismiss
      Instead of an answer
      Argues that it would be improper to
       proceed
            Lack of jurisdiction (personal, subject matter)
             or venue
            Insufficiency of process or defect in service
            Failure to state a legal claim
            Failure to join an indispensible party

Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             7
Curing Defects
      Before statute of limitations expires
      Can withdraw the defective complaint &
       amend it
      Can correct service of process defect and
       re-serve
      Can provide additional information to
       perfect a claim [Rule 12(B)(6) response]

Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             8
Tickler Systems
      To avoid default judgments
            Upon receipt of a pleading, the response date
             must be entered on calendars (tickled) to
             avoid a default
            Upon service of a pleading, the date of the
             expected response must be entered on
             calendars (tickled) in order to determine
             whether there should be a motion made for a
             default judgment

Civil Litigation: Process and Procedures       © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                  All Rights Reserved.
Goldman/Hughes                             9
Calendaring Software
      Some calendar programs
            Have select jurisdictional deadlines built in
            Will customization based on local timelines
            Provide reminders, follow-up dates, self-
             imposed deadlines
      Automated online calendaring services
            Based on local rules
            Particularly useful for foreign jurisdictions

Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             10
Extensions
      Frequently, not enough time to prepare
       defenses
      May ask for an extension of time to respond
            Prepare & file a stipulation if the opposing
             counsel agree
            If they don’t agree, prepare a motion for
             enlargement of time (liberally granted, when
             made in good faith)


Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             11
Motions
      Used by litigants to ask the court to act
            Dismiss the complaint
            Extend time
            Impose sanctions for non-cooperation
            Protect undiscoverable information, etc.
      Caption, statement of the issue, action
       requested
      Usually includes supporting documents, a
       prepared order
Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             12
Answers
      Same basic format as complaint
            Caption
            Numbered paragraphs
            Prayer for relief
            Signatures
      Adds defenses and/or counterclaims
      Numbered paragraphs correspond to the
       complaint, answering each claim
Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             13
Responses
      Admit the averment in the complaint
      Deny the facts of the averment generally
      Specific denials may be required
            Facts are not as stated, provide alternative facts
            After reasonable investigation, Δ lacks sufficient
             knowledge
            Requires a legal conclusion
            Not applicable to this defendant (addressed to a co-
             party)

Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             14
Affirmative Defenses
      Legal theories that bar the claim, e.g.,
            Statute of limitations has expired
            Assumption of the risk
                    π knew the risk
                    Voluntarily assumed it
            Contributory/comparative negligence
                    π was also at fault
                    Jury determines relative responsibility unless
                     action is completely barred

Civil Litigation: Process and Procedures          © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                     All Rights Reserved.
Goldman/Hughes                             15
Related Causes of Action
      Δ can raise claim against the π that arise
       out of the same incident
      Mandatory counterclaims must be
       raised at this time (res judicata)
      Permissive counterclaims don’t arise
       from the same event
            Involve the same party
            Judicial economy without undue confusion
Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             16
Cross-Claims
      Between parties on the same side, e.g.,
       co-defendants
      Due process notice requirements must be
       met by cross-claimant
      A reply to a cross-claim is required to
       avoid a default judgment on the issue



Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             17
Third-Party Practice
      Joinder
            A party not named in the pleadings has been found
             to bear some responsibility
            Added to the suit by a third-party complaint
            If filed within 10 days of the initial answer (Fed.), no
             permission needed to join new defendant
            If located later, must ask the court’s permission
            Requires a response, follow the rules for drafting an
             answer


Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             18
Failure to Respond
      If the Δ fails to respond by the deadline
            π files a motion for a default judgment
            Varies by jurisdiction, but the Fed. system
             requires 2 parts
                    Request for entry of a default judgment & supporting
                     affidavit, once entered, prevents the Δ from answering,
                     and the court can grant identified damages
                    If damages must be determined, the motion will go to
                     the court for approval of an amount


Civil Litigation: Process and Procedures           © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                      All Rights Reserved.
Goldman/Hughes                             19
Consequences of a Default
      If the damages
            Are a “sum certain,” the clerk may enter
             judgment upon a request with an affidavit of
             counsel
            Are not easily ascertainable, counsel makes a
             motion to the court
            There will be a hearing to determine damages



Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             20
Motion to Enter Default Judgment




Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             21
Motion to Set
 Aside a Default Judgment
      May be filed simultaneously with a motion
       to request an extension of time
      A delay may result in the motion being
       denied
      Must demonstrate good cause for the
       failure to respond



Civil Litigation: Process and Procedures        © 2009 Pearson Education, Upper Saddle River, NJ 07458.
                                                                                   All Rights Reserved.
Goldman/Hughes                             22

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Chapter 10 ten responses to complaint civ lit 2

  • 1. Civil Litigation: Process and Procedures Chapter Ten Pleadings: Responses to Complaint
  • 2.
  • 3. Civil Litigation  Chapter
  • 4. Further Responses  Replies to cross- or counterclaims  Third-party complaints  Third-party answers  Crossclaims  Affirmative defenses  Counterclaims  Replies to claims in third-party answers Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 4
  • 5.
  • 6. Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 6
  • 7. Motion to Dismiss  Instead of an answer  Argues that it would be improper to proceed  Lack of jurisdiction (personal, subject matter) or venue  Insufficiency of process or defect in service  Failure to state a legal claim  Failure to join an indispensible party Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 7
  • 8. Curing Defects  Before statute of limitations expires  Can withdraw the defective complaint & amend it  Can correct service of process defect and re-serve  Can provide additional information to perfect a claim [Rule 12(B)(6) response] Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 8
  • 9. Tickler Systems  To avoid default judgments  Upon receipt of a pleading, the response date must be entered on calendars (tickled) to avoid a default  Upon service of a pleading, the date of the expected response must be entered on calendars (tickled) in order to determine whether there should be a motion made for a default judgment Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 9
  • 10. Calendaring Software  Some calendar programs  Have select jurisdictional deadlines built in  Will customization based on local timelines  Provide reminders, follow-up dates, self- imposed deadlines  Automated online calendaring services  Based on local rules  Particularly useful for foreign jurisdictions Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 10
  • 11. Extensions  Frequently, not enough time to prepare defenses  May ask for an extension of time to respond  Prepare & file a stipulation if the opposing counsel agree  If they don’t agree, prepare a motion for enlargement of time (liberally granted, when made in good faith) Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 11
  • 12. Motions  Used by litigants to ask the court to act  Dismiss the complaint  Extend time  Impose sanctions for non-cooperation  Protect undiscoverable information, etc.  Caption, statement of the issue, action requested  Usually includes supporting documents, a prepared order Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 12
  • 13. Answers  Same basic format as complaint  Caption  Numbered paragraphs  Prayer for relief  Signatures  Adds defenses and/or counterclaims  Numbered paragraphs correspond to the complaint, answering each claim Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 13
  • 14. Responses  Admit the averment in the complaint  Deny the facts of the averment generally  Specific denials may be required  Facts are not as stated, provide alternative facts  After reasonable investigation, Δ lacks sufficient knowledge  Requires a legal conclusion  Not applicable to this defendant (addressed to a co- party) Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 14
  • 15. Affirmative Defenses  Legal theories that bar the claim, e.g.,  Statute of limitations has expired  Assumption of the risk  π knew the risk  Voluntarily assumed it  Contributory/comparative negligence  π was also at fault  Jury determines relative responsibility unless action is completely barred Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 15
  • 16. Related Causes of Action  Δ can raise claim against the π that arise out of the same incident  Mandatory counterclaims must be raised at this time (res judicata)  Permissive counterclaims don’t arise from the same event  Involve the same party  Judicial economy without undue confusion Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 16
  • 17. Cross-Claims  Between parties on the same side, e.g., co-defendants  Due process notice requirements must be met by cross-claimant  A reply to a cross-claim is required to avoid a default judgment on the issue Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 17
  • 18. Third-Party Practice  Joinder  A party not named in the pleadings has been found to bear some responsibility  Added to the suit by a third-party complaint  If filed within 10 days of the initial answer (Fed.), no permission needed to join new defendant  If located later, must ask the court’s permission  Requires a response, follow the rules for drafting an answer Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 18
  • 19. Failure to Respond  If the Δ fails to respond by the deadline  π files a motion for a default judgment  Varies by jurisdiction, but the Fed. system requires 2 parts  Request for entry of a default judgment & supporting affidavit, once entered, prevents the Δ from answering, and the court can grant identified damages  If damages must be determined, the motion will go to the court for approval of an amount Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 19
  • 20. Consequences of a Default  If the damages  Are a “sum certain,” the clerk may enter judgment upon a request with an affidavit of counsel  Are not easily ascertainable, counsel makes a motion to the court  There will be a hearing to determine damages Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 20
  • 21. Motion to Enter Default Judgment Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 21
  • 22. Motion to Set Aside a Default Judgment  May be filed simultaneously with a motion to request an extension of time  A delay may result in the motion being denied  Must demonstrate good cause for the failure to respond Civil Litigation: Process and Procedures © 2009 Pearson Education, Upper Saddle River, NJ 07458. All Rights Reserved. Goldman/Hughes 22