Investance
Group
An overview for candidates
An introduction to Investance
                                              Our values
                                              — Commitment
                                                Taking responsibility and going the extra
expertise applied. value added.                 mile to add value for our company, our
                                                clients and the industry.
                                              — Respect
Who we are                                      Behaving towards our clients, our
                                                colleagues and our company with
Investance is a Global Management               integrity, professionalism, consideration
Consulting firm that combines long-             and fairness.
term vision with industry expertise           — Initiative
in risk management, operations,                 Thinking ahead, being proactive and
finance and technology strategy;                taking the lead to find new ways to
                                                improve our people, our offerings and
with specialist capabilities in                 deliver outstanding service to our clients.
advisory, technology and outsourcing          — Team Spirit
we aim to maximize value for the                Working together, sharing success and
world’s leading financial services              supporting each other to deliver positive
organizations.                                  outcomes for all.

October 7, 2011            Investance Overview for Candidates                            2
An established and growing business
 300 People                                                        $54M Revenues
 >600 by 2015                                                      >$100M by 2015

                                London           Amsterdam
                                   Paris
                  New York
                                                 Mumbai             Hong Kong

                                                                  Singapore

 70+ Clients
 1000+ Client Projects                                              7 Offices
 40% of Top 50 Financial Institutions                               10 Countries
October 7, 2011              Investance Overview for Candidates                    3
Our business at a glance
        Industry Vision


                                                Investance Institute

        Sector Expertise     Our Capabilities                                         Specialist Teams

        Corporate &                                                                   Risk Management
        Investment Banking

                                                                                      Operations
       Investment
       Management                                 Software &            Custom
                             Management
                                                  Technology            Outsourcing   Finance, Control &
                             Consulting                                               Compliance
                                                                        Services
        Retail Banking                                                                IT Strategy &
                                                                                      Architecture

        Insurance                                                                     Structured Finance &
                                                                                      Commodities


October 7, 2011 2011
     October 7,                          Investance Overview for Candidates                                4
Why we are different
     A mix of specialist skills, services, knowledge and insights



Deep Industry Specialists                                                             Service Offering
• Exclusive focus on Financial Services                                               • Strategy & Advisory Consulting
• Consultants with in-depth experience in                                             • Business Change and Organization Design

front and back office environments                                                    • Program Delivery

• Adept at solving our client’s most                                                  • Industry Research
complex business and technology
                                               Industry                   Service
                                                                                      • Seminars & Training
problems                                      specialists                 offering
                                                                                      • Bespoke Technology Solutions
• A focus on industry research and thought

leadership
                                                            Investance
                                                              Culture

Global Reach                                                                          Knowledge & Insights
                                                Global                   Knowledge    • Industry Research is core to our service
• Offices in strategic locations to best
support our clients                             reach                    & Insights   offering
                                                                                      • Our expertise is supported by our in-
• Ability to deploy multi-location teams in

direct response to our clients’ needs                                                 depth research into the industry issues
                                                                                      that matter right now
• Consultants work in a collaborative,
                                                                                      • The depth of our knowledge and
global working environment with
opportunity for mobility                                                              industry insight sets us apart from our
                                                                                      competitors




    October 7, 2011                             Investance Overview for Candidates                                           5
What we are looking for
  We are looking for excellent people from either an industry or consulting background to grow the Investance business
  around the world.
    — In addition to consulting skills and business experience, we need enthusiastic people who can manage
       demanding situations, show initiative and have the desire to roll their sleeves up and grow a company with us.
    — In return, Investance will provide you with an exciting opportunity to work in the Financial Services Industry
       within a collaborative, dynamic and rewarding environment. This is your chance to work at the cutting edge of a
       growing consultancy business in the US with the support an established global consultancy behind you.


  We need people who…                                           and in return you will…
  •   Build strong relationships                                •   Work with tier one Financial Institutions
  •   Deliver high quality results                              •   Gain experience and exposure on a wide
  •   Take ownership & initiative                                   variety of projects
  •   Communicate at a first-class level                        •   Work within an entrepreneurial culture ,
  •   Enjoy consulting and advising clients                         where initiative is actively encouraged
  •   Have a deep interest in the Financial Services            •   Join a team of experienced professionals who
      Industry                                                      will help you learn and grow
  •   Understand our vision                                     •   Career development, with mentoring,
  •   Thrive in team environments                                   acceleration and choices
                                                                •   Be recognized and rewarded for strong
                                                                    performance and commitment



October 7, 2011                             Investance Overview for Candidates                                       6
Why join Investance?
  Established & growing company                   Entrepreneurial culture                             Outstanding work environment
  •2011 is our 10 year anniversary and with       We challenge our employees to think
                                                  •                                                   Consultants work in teams with experienced
                                                                                                      •

  our growth at an average of 45% per year,       creatively and give people the freedom to be        professionals including Senior Management,
  you can be assured you are joining a strong     entrepreneurs, offering opportunities to            who continue to take an active role in client
  company with credibility in the industry. We    become involved across our business, start          engagements. This cross-functional approach
  have a strong brand, a clear strategy and are   new companies or open new markets.                  allows our employees to gain new insights,
  ambitious to continue growing.                                                                      new capabilities and build new strengths.


 Global mobility                                                                                          Core values
 •As a firm with global reach, we realize the                                                             •Commitment, team spirit, initiative and
 importance of strong team spirit and                                                                     respect are our core values, they make us
 collaboration across borders. Employees are                                                              stand apart from competitors. Those that
 encouraged to contribute to international                                                                demonstrate the same values as the
 projects and if required we will support you                                                             company can be successful and rewarded for
 to move to new locations.                                                                                it.


  Career Development                                  Sharing knowledge                               Benefits
  •Career development is priority for our             •Sharing best practices, knowledge and          •Investance offers a competitive and
  team. Whether you are a consultant or               experience is important. We are always          comprehensive salary and benefits package,
  enterprise team member, we are committed            looking for the best ideas and innovators and   including a performance based bonus plan.
  to developing and broadening your                   actively encourage participation in forums,
  expertise. To make this happen we provide           discussions and thought leadership councils.
  one-to-one career mentoring maintaining a
  constant focus on each individual's career.


October 7, 2011                                           Investance Overview for Candidates                                                    7
Some of our clients




October 7, 2011   Investance Overview for Candidates   8
The type of work we do – Case Study
   We are seen as part of the Financial Services Industry, not as a vendor to it
   —    Our industry focus, small team size and collaborative culture allows us to be considered a trusted advisor to our clients not a vendor

  Target Operating Model Definition for a Tier 1 Bank

    Context                                                               Value Added
    Our client had launched a securities processing                       Subsequently we defined the target operating
    initiative to review and consider synergies in the                    model (and associated business case) and outlined
    way securities are processed across the group.                        recommendations for the implementation strategy
    Within that initiative, it was identified that the                    and roadmap.
    Nostro management function was a service
    performed across four business lines and one
    that could potentially offer business,
    organizational and technology synergies.

    Expertise Applied
    Our role was to conduct a review of the Nostro
    management function across the investment
    bank, private bank, asset management and
    security services business lines to understand
    the current operating model.



October 7, 2011                                     Investance Overview for Candidates                                                      9
The type of work we do – Case Study
  Our clients give us their biggest problems and we fix them
  —    Operating models, process design, strategy and roadmaps, business analysis, program delivery, program recovery, research

  FX Front-to-Back Review for a Tier 1 Bank
   Context                                                             Value Added
   Our client, the FX business of a Global Investment                  We produced future state recommendations which
   Bank was looking to review the existing business                    supported the business roadmap and removed
   model and cost drivers to build out their strategy                  volume and business mix sensitivity from the
   and investment plan for 2009-10. Key objectives                     organization. It also enabled a closer integration of
   included:                                                           the spot, options and emerging markets businesses
      • Review FX operating model from trade                           and delivered an enhanced control environment.
        inception to settlement
      • Trading platform review to improve
        scalability and optimise processes
      • Understand key cost drivers and areas where
        efficiencies could be realised
      • Improve the front-to-back control
        environment
   Expertise Applied
   Investance conducted a global review and
   assessment of the bank’s current state
   organization, processes and technology
   infrastructure.
October 7, 2011                                   Investance Overview for Candidates                                              10
Locations


 Investance Group France                  Investance United Kingdom
 7 Rue Léo Delibes                        No1 Cornhill London
 75116 Paris France                       EC3V 3ND UK
 T +33 (0)1 58 18 68 80                   T +44 (0)20 3170 7720

 Investance Singapore                     Investance Netherlands
 One Raffles Place                        Barbara Strozzilaan 201
 Level 24 Singapore                       1083 HN Amsterdam NL
 T +65 9762 6526                          T +31 20 240 2488

 Investance Hong Kong                     Investance Americas
 8/F. 88 Gloucester Road                  115 Broadway 12th Floor
 Wanchai HK                               New York, NY10006 USA
 T +852 3973 5965                         T +1 646 496 0160

 Investance India Outsourcing Solutions
 Trade Centre Bandra Kurla Complex
 Bandra East Mumbai 400053




October 7, 2011                              Investance Overview for Candidates   11

Candidate Overview - Introduction to Investance

  • 1.
  • 2.
    An introduction toInvestance Our values — Commitment Taking responsibility and going the extra expertise applied. value added. mile to add value for our company, our clients and the industry. — Respect Who we are Behaving towards our clients, our colleagues and our company with Investance is a Global Management integrity, professionalism, consideration Consulting firm that combines long- and fairness. term vision with industry expertise — Initiative in risk management, operations, Thinking ahead, being proactive and finance and technology strategy; taking the lead to find new ways to improve our people, our offerings and with specialist capabilities in deliver outstanding service to our clients. advisory, technology and outsourcing — Team Spirit we aim to maximize value for the Working together, sharing success and world’s leading financial services supporting each other to deliver positive organizations. outcomes for all. October 7, 2011 Investance Overview for Candidates 2
  • 3.
    An established andgrowing business 300 People $54M Revenues >600 by 2015 >$100M by 2015 London Amsterdam Paris New York Mumbai Hong Kong Singapore 70+ Clients 1000+ Client Projects 7 Offices 40% of Top 50 Financial Institutions 10 Countries October 7, 2011 Investance Overview for Candidates 3
  • 4.
    Our business ata glance Industry Vision Investance Institute Sector Expertise Our Capabilities Specialist Teams Corporate & Risk Management Investment Banking Operations Investment Management Software & Custom Management Technology Outsourcing Finance, Control & Consulting Compliance Services Retail Banking IT Strategy & Architecture Insurance Structured Finance & Commodities October 7, 2011 2011 October 7, Investance Overview for Candidates 4
  • 5.
    Why we aredifferent A mix of specialist skills, services, knowledge and insights Deep Industry Specialists Service Offering • Exclusive focus on Financial Services • Strategy & Advisory Consulting • Consultants with in-depth experience in • Business Change and Organization Design front and back office environments • Program Delivery • Adept at solving our client’s most • Industry Research complex business and technology Industry Service • Seminars & Training problems specialists offering • Bespoke Technology Solutions • A focus on industry research and thought leadership Investance Culture Global Reach Knowledge & Insights Global Knowledge • Industry Research is core to our service • Offices in strategic locations to best support our clients reach & Insights offering • Our expertise is supported by our in- • Ability to deploy multi-location teams in direct response to our clients’ needs depth research into the industry issues that matter right now • Consultants work in a collaborative, • The depth of our knowledge and global working environment with opportunity for mobility industry insight sets us apart from our competitors October 7, 2011 Investance Overview for Candidates 5
  • 6.
    What we arelooking for We are looking for excellent people from either an industry or consulting background to grow the Investance business around the world. — In addition to consulting skills and business experience, we need enthusiastic people who can manage demanding situations, show initiative and have the desire to roll their sleeves up and grow a company with us. — In return, Investance will provide you with an exciting opportunity to work in the Financial Services Industry within a collaborative, dynamic and rewarding environment. This is your chance to work at the cutting edge of a growing consultancy business in the US with the support an established global consultancy behind you. We need people who… and in return you will… • Build strong relationships • Work with tier one Financial Institutions • Deliver high quality results • Gain experience and exposure on a wide • Take ownership & initiative variety of projects • Communicate at a first-class level • Work within an entrepreneurial culture , • Enjoy consulting and advising clients where initiative is actively encouraged • Have a deep interest in the Financial Services • Join a team of experienced professionals who Industry will help you learn and grow • Understand our vision • Career development, with mentoring, • Thrive in team environments acceleration and choices • Be recognized and rewarded for strong performance and commitment October 7, 2011 Investance Overview for Candidates 6
  • 7.
    Why join Investance? Established & growing company Entrepreneurial culture Outstanding work environment •2011 is our 10 year anniversary and with We challenge our employees to think • Consultants work in teams with experienced • our growth at an average of 45% per year, creatively and give people the freedom to be professionals including Senior Management, you can be assured you are joining a strong entrepreneurs, offering opportunities to who continue to take an active role in client company with credibility in the industry. We become involved across our business, start engagements. This cross-functional approach have a strong brand, a clear strategy and are new companies or open new markets. allows our employees to gain new insights, ambitious to continue growing. new capabilities and build new strengths. Global mobility Core values •As a firm with global reach, we realize the •Commitment, team spirit, initiative and importance of strong team spirit and respect are our core values, they make us collaboration across borders. Employees are stand apart from competitors. Those that encouraged to contribute to international demonstrate the same values as the projects and if required we will support you company can be successful and rewarded for to move to new locations. it. Career Development Sharing knowledge Benefits •Career development is priority for our •Sharing best practices, knowledge and •Investance offers a competitive and team. Whether you are a consultant or experience is important. We are always comprehensive salary and benefits package, enterprise team member, we are committed looking for the best ideas and innovators and including a performance based bonus plan. to developing and broadening your actively encourage participation in forums, expertise. To make this happen we provide discussions and thought leadership councils. one-to-one career mentoring maintaining a constant focus on each individual's career. October 7, 2011 Investance Overview for Candidates 7
  • 8.
    Some of ourclients October 7, 2011 Investance Overview for Candidates 8
  • 9.
    The type ofwork we do – Case Study We are seen as part of the Financial Services Industry, not as a vendor to it — Our industry focus, small team size and collaborative culture allows us to be considered a trusted advisor to our clients not a vendor Target Operating Model Definition for a Tier 1 Bank Context Value Added Our client had launched a securities processing Subsequently we defined the target operating initiative to review and consider synergies in the model (and associated business case) and outlined way securities are processed across the group. recommendations for the implementation strategy Within that initiative, it was identified that the and roadmap. Nostro management function was a service performed across four business lines and one that could potentially offer business, organizational and technology synergies. Expertise Applied Our role was to conduct a review of the Nostro management function across the investment bank, private bank, asset management and security services business lines to understand the current operating model. October 7, 2011 Investance Overview for Candidates 9
  • 10.
    The type ofwork we do – Case Study Our clients give us their biggest problems and we fix them — Operating models, process design, strategy and roadmaps, business analysis, program delivery, program recovery, research FX Front-to-Back Review for a Tier 1 Bank Context Value Added Our client, the FX business of a Global Investment We produced future state recommendations which Bank was looking to review the existing business supported the business roadmap and removed model and cost drivers to build out their strategy volume and business mix sensitivity from the and investment plan for 2009-10. Key objectives organization. It also enabled a closer integration of included: the spot, options and emerging markets businesses • Review FX operating model from trade and delivered an enhanced control environment. inception to settlement • Trading platform review to improve scalability and optimise processes • Understand key cost drivers and areas where efficiencies could be realised • Improve the front-to-back control environment Expertise Applied Investance conducted a global review and assessment of the bank’s current state organization, processes and technology infrastructure. October 7, 2011 Investance Overview for Candidates 10
  • 11.
    Locations Investance GroupFrance Investance United Kingdom 7 Rue Léo Delibes No1 Cornhill London 75116 Paris France EC3V 3ND UK T +33 (0)1 58 18 68 80 T +44 (0)20 3170 7720 Investance Singapore Investance Netherlands One Raffles Place Barbara Strozzilaan 201 Level 24 Singapore 1083 HN Amsterdam NL T +65 9762 6526 T +31 20 240 2488 Investance Hong Kong Investance Americas 8/F. 88 Gloucester Road 115 Broadway 12th Floor Wanchai HK New York, NY10006 USA T +852 3973 5965 T +1 646 496 0160 Investance India Outsourcing Solutions Trade Centre Bandra Kurla Complex Bandra East Mumbai 400053 October 7, 2011 Investance Overview for Candidates 11