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Article
Alfvénicvelocityspikesandrotationalflows
inthenear-Sunsolarwind
J. C. Kasper1,2
*, S. D. Bale3,4,5
, J. W. Belcher6
, M. Berthomier7
, A. W. Case2
, B. D. G. Chandran8,9
,
D. W. Curtis4
, D. Gallagher10
, S. P. Gary11
, L. Golub2
, J. S. Halekas12
, G. C. Ho13
, T. S. Horbury5
,
Q. Hu14
, J. Huang1
, K. G. Klein15,16
, K. E. Korreck2
, D. E. Larson4
, R. Livi4
, B. Maruca17,18
,
B. Lavraud19
, P. Louarn19
, M. Maksimovic20
, M. Martinovic15
, D. McGinnis12
, N. V. Pogorelov14
,
J. D. Richardson6
, R. M. Skoug11
, J. T. Steinberg11
, M. L. Stevens2
, A. Szabo21
, M. Velli22
,
P. L. Whittlesey4
, K. H. Wright23
, G. P. Zank14
, R. J. MacDowall21
, D. J. McComas24
,
R. L. McNutt Jr13
, M. Pulupa4
, N. E. Raouafi13
& N. A. Schwadron8,9
Thepredictionofasupersonicsolarwind1
wasfirstconfirmedbyspacecraftnear
Earth2,3
andlaterbyspacecraftatheliocentricdistancesassmallas62solarradii4
.
Thesemissionsshowedthatplasmaacceleratesasitemergesfromthecorona,aided
byunidentifiedprocessesthattransportenergyoutwardsfromtheSunbefore
depositingitinthewind.Alfvénicfluctuationsareapromisingcandidateforsucha
processbecausetheyareseeninthecoronaandsolarwindandcontainconsiderable
energy5–7
.Magnetictensionforcesthecoronatoco-rotatewiththeSun,butany
residualrotationfarfromtheSunreporteduntilnowhasbeenmuchsmallerthanthe
amplitudeofwavesanddeflectionsfrominteractingwindstreams8
.Herewereport
observationsofsolar-windplasmaatheliocentricdistancesofabout35solarradii9–11
,
wellwithinthedistanceatwhichstreaminteractionsbecomeimportant.Wefindthat
Alfvénwavesorganizeintostructuredvelocityspikeswithdurationofuptominutes,
whichareassociatedwithpropagatingS-likebendsinthemagnetic-fieldlines.We
detectanincreasingrotationalcomponenttothe flowvelocityofthesolarwind
aroundtheSun,peakingat35to50kilometresper second—considerablyabovethe
amplitudeofthewaves.Theseflowsexceedclassicalvelocitypredictionsofafew
kilometresper second,challengingmodelsofcirculationinthecoronaandcalling
intoquestionourunderstandingofhowstarsloseangularmomentumandspindown
astheyage12–14
.
The Parker Solar Probe (PSP) launched in August 2018 on a Delta IV
Heavyrocket.Thehighenergyofthelaunch,combinedwithagravita-
tionalassistfromVenusinSeptember2018,placedPSPintoaneccentric
orbitwithaperiodof147daysandaperihelionataheliocentricdistance
of r = 35.7R☉ (R☉, solar radius) nearly a factor of two closer to the Sun
than any previous mission4
. This study uses observations made by
instrumentsonthespacecraftduringthefirsttwoencounterswiththe
Sun,inNovember2018andApril2019.Whereastheinstrumentscollect
data at a low rate far from the Sun, the primary science collection at a
high rate occurs during the encounter phase of each orbit at r < 54R☉
(0.25 au). Encounter one (E1) lasted from 31 October to 12 November
2018, with the first perihelion occurring at 03:27 ut on 6 November.
DuringthesetwoencountersthelongitudeofPSPrelativetotherotat-
ingsurfaceoftheSunbarelychanged;PSPessentiallydovedowninto,
and then rose straight up from, a single narrow region above the Sun.
E1 and E2 data thus describe a handful of specific solar-wind streams.
Nearlytwomillionthermal-energydistributionfunctionsofthesolar-
windprotonswererecordedduringE1,andmorethanthreetimesthat
numberduringE2(Fig. 1,ExtendedDataFig. 1).Fromthesedistribution
functions,thebulkpropertiesofsolar-windprotons—suchastheveloc-
ity,densityandtemperature—arederived.Withinanyhourinterval,the
distributionoftheradialsolar-windspeed,VpR,wasstronglypeakedata
https://doi.org/10.1038/s41586-019-1813-z
Received: 18 July 2019
Accepted: 17 October 2019
Published online: xx xx xxxx
1
Climate and Space Sciences and Engineering, University of Michigan, Ann Arbor, MI, USA. 2
Smithsonian Astrophysical Observatory, Cambridge, MA, USA. 3
Physics Department, University of
California, Berkeley, CA, USA. 4
Space Sciences Laboratory, University of California, Berkeley, CA, USA. 5
The Blackett Laboratory, Imperial College London, London, UK. 6
Kavli Center for
Astrophysics and Space Sciences, Massachusetts Institute of Technology, Cambridge, MA, USA. 7
Laboratoire de Physique des Plasmas, CNRS, Sorbonne Université, Ecole Polytechnique,
Observatoire de Paris, Université Paris-Saclay, Paris, France. 8
Department of Physics and Astronomy, University of New Hampshire, Durham, NH, USA. 9
Space Science Center, University of New
Hampshire, Durham, NH, USA. 10
Heliophysics and Planetary Science Branch ST13, Marshall Space Flight Center, Huntsville, AL, USA. 11
Los Alamos National Laboratory, Los Alamos, NM, USA.
12
Department of Physics and Astronomy, University of Iowa, IA, USA. 13
Johns Hopkins University Applied Physics Laboratory, Laurel, MD, USA. 14
Department of Space Science and Center for
Space Plasma and Aeronomic Research, University of Alabama in Huntsville, Huntsville, AL, USA. 15
Lunar and Planetary Laboratory, University of Arizona, Tucson, AZ, USA. 16
Department of
Planetary Sciences, University of Arizona, Tucson, AZ, USA. 17
Department of Physics and Astronomy, University of Delaware, Newark, DE, USA. 18
Bartol Research Institute, University of Delaware,
Newark, DE, USA. 19
Institut de Recherche en Astrophysique et Planétologie, CNRS, UPS, CNES, Université de Toulouse, Toulouse, France. 20
LESIA, Observatoire de Paris, Université PSL, CNRS,
Sorbonne Université, Université de Paris, Meudon, France. 21
NASA/Goddard Space Flight Center, Greenbelt, MD, USA. 22
Department of Earth, Planetary and Space Sciences, University of
California, Los Angeles, CA, USA. 23
Universities Space Research Association, Science and Technology Institute, Huntsville, AL, USA. 24
Department of Astrophysical Sciences, Princeton
University, Princeton, NJ, USA. *e-mail: jckasper@umich.edu
2 | Nature | www.nature.com
Article
a
200
400
600
VpR
(kms–1)
b
−100
−50
0
50
100
VpT
(kms–1)
c
100
200
300
np
(cm–3)
d
0
2
4
6
8
Tp
(×105K)
e
−100
−50
0
50
BR
(nT)
f
0
50
100
150
e–PAD
10/30
61.0R
0.5
10/31
56.2R
0.0
11/01
51.4R
–0.6
11/02
46.8R
–1.3
11/03
42.6R
–2.0
11/04
39.1R
–2.9
11/05
36.7R
–3.6
11/06
35.7R
–4.0
11/07
36.3R
–4.0
11/08
38.3R
–3.7
11/09
41.5R
–3.0
11/10
45.5R
–2.4
11/11
50.0R
–1.7
11/12
54.8R
–1.1
11/13
59.6R
–0.6
11/14
64.5R
–0.2
Date
r
°
g
10–2
10–1
100
Rate
(s–1)
0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0
Relative occurrence Normalized 314-eV e− flux
Fig.1|OverviewofthefirstencounterofPSPwiththeSun.a,Relative
occurrencerateoftheprotonradialspeedVpR inone-hourintervals.Red
trianglesshowthestartandendofthehigh-ratedatacollectionbelow54R☉and
thegreentriangleindicatesaperihelionat35.7R☉.b–f,ThesameforVpT inthe
solarequatorialplane(b),theprotonnumberdensitynp (c),theproton
temperatureTp (d),theradialcomponentofmagneticfieldBR (e),theelectron
pitch-angledistribution(PAD)(f)andthe20−200 keVprotonrate(g).Thedate
(month/day),distancerandlatitudeλrelativetothesolarequatorareindicated
atdailyintervals.
a
300
350
400
450
500
Vp(kms–1)
0
50
100
150
200
B(°)
b
100
200
300
400
500
np
0
20
40
60
80
B(nT),wp(kms–1)
c
300
350
400
VR(kms–1)
–100
–80
–60
–40
–20
0
20
BR(nT)
d
–100
–50
0
50
100
VT(kms–1)
–100
–50
0
50
BT(nT)
e
–40 –20 0 20 40
Time from 2018−11−06 12:19:47 (min)
–100
–50
0
50
100
VN(kms–1)
–50
0
50
100
BN(nT)
Fig.2|Solar-windfluctuationsneartheclosestapproach.Near-Sun
fluctuationsmeettheAlfvéniccriteria,butareorganizedintostructuresand
containdensityenhancements.a,MagnitudeofVpR (blue)andangleθB ofB
fromtheradialdirectionoutwards.b,Magnitudesofnp (green),B(red)andthe
protonthermalspeedwp (yellow).c–e,Variationofeachvectorcomponentof
thevelocity(blue)andmagneticfield(red)intheradial direction(R),
the transverse directioninthesolarequatorialplane(T)andthenormaltoR
andT(N). SincetheorbitofPSPiswithinafewdegreesofthesolarequator,
Npointsapproximatelynorth,perpendiculartotheequatorialplane.Thereisa
baselinesolar-windspeedofabout300 km s−1
andjetswhereVp jumpsbyabout
100 km s−1
.ThefluctuationsarehighlyAlfvénic,withequalenergyinthefield
andtheflow,buttheyareorganizedintostructuresinsteadofbeingrandomly
distributed,andthereisevidenceofcompressions.
Nature | www.nature.com | 3
minimumvalue,withaone-sidedtailextendingtolargerVpR values.VpR
reached its minimum of 200 km s−1
about a quarter of the way though
E1 and then rose steadily to about 600 km s−1
. Numerical simulations
andsimpleextrapolationsoftheobservedphotosphericmagneticfield
suggestthatPSPspentallofE1southoftheglobalheliosphericcurrent
sheet,inaregionwithinwardmagneticpolarity(BR < 0)15
.Nearthestart
andendofE1,PSPsampledslowwindfromneartheglobalheliospheric
currentsheet.ClosertotheSun,PSPfirstobservedveryslowwindand
thenfastwind,bothofwhicharethoughttoemergefromalow-latitude
coronalhole15
.Below40R☉,VpT (thetransversecomponentoftheproton
velocity in the equatorial plane of the Sun) has a net positive value,
whichpeaksattheclosestapproach.Thisflowmaybethelong-sought
signatureofplasmaco-rotationinthecorona.Thedensitypeaksinthe
slowest wind, at a value of approximately 400 cm−3
, about 50 times
higher than values typically observed at 1 au, as expected from mass
conservationandsphericalexpansion.Theprotontemperature,Tp,and
VpR remainpositivelycorrelated16
.Atperiheliontheprotonsareabout4
timeshotterthanprotonswithsimilarVpR at1 au,consistentwithradial
scalingsreportedfromearliermissions4
.Theradialcomponentofthe
magneticfield,BR,increasesinmagnitudewithproximitytotheSunbut
unexpectedly changes sign many times. The pitch-angle (θ) distribu-
tionforelectrons(thatis,thenumberofelectronsatagivenenergyas
afunctionoftheiranglerelativetoB)isavaluablediagnosticofthese
changes in the direction of B. Here we show the pitch-angle distribu-
tion in a 22-eV-wide energy channel centred on 314 eV, well above the
electronthermalenergy.Thesharppeaknear180°correspondstothe
strahl,abeamofsuper-thermalelectronsthattravelawayfromtheSun
along magnetic-field lines. Near the Sun, the strahl evolves towards
small sinθ values because of magnetic-moment conservation17
. If the
reversalsinBR seenbyPSPresultfromthespacecraft’scrossingbetween
open field lines (connected to the Sun at only one end) with different
signsofBR backattheSun,thenthestrahlwouldflipbetween180°and
0° each time BR changed sign. Instead, every time BR flips, the strahl
maintains its 180° orientation, clearly indicating that the reversals in
BR are due to S-like bends in the magnetic-field lines (Extended Data
Fig. 2).ClosedfieldlineswithbothendsconnectedtotheSunandstrahl
travellinginbothparallelandantiparalleldirectionstoBareseendur-
ing the arrival of a coronal mass ejection on 11 November at 23:50 ut,
following an enhancement in the number of energetic particles18
.
Figure 2showsatimeseriesof80 minofobservationsseveralhours
after perihelion, illustrating typical velocity and magnetic-field fluc-
tuations. About half the time, B points radially inwards towards the
SunandthevelocityVremainsatarelativelyconstant300 km s−1
.The
remainingtimeincludessevendistinctintervalsinwhichBrotatesaway
fromitsradial–inwardorientation,VpR simultaneouslyjumpsandValso
rotates, linking the one-sided tail in VpR with the reversals in polarity
seenintheE1overview.Thesejumpsinflowassociatedwithrotations
in B and V are similar to one-sided Alfvénic structures that were first
seenfartherfromtheSun6,7
.ThespikesseenbyPSParedifferentinthat
theyhavelargeramplitudesandareoftenassociatedwithanincrease
intheprotondensity,np,indicatingthatthespikeshaveanon-Alfvénic
component. The correlated variations in the components of B and V,
their relative amplitudes and the constant value of |B| are consistent
withlarge-amplitude,sphericallypolarizedAlfvénwavespropagating
through the plasma in the anti-Sunward direction, similar to earlier
observations5,19
. We can classify this wind stream (and indeed much
of E1) as Alfvénic slow solar wind20
.
About1,000long-duration(>10 s)andisolatedvelocityspikeswith
largerotationsinBwereidentifiedinE1(abouthalfasmanywereseen
in E2.) Often the spikes can be separated chronologically into a core
region with plasma conditions that are very different from those of
theambientsolarwindbutrelativelyconstant,acomparativelyshort
300
350
400
450
500
0
50
100
150
200
b
100
200
300
400
500
0
20
40
60
80
c
300
350
400
450
–50
0
50
d
–50
0
50
100
–40
–20
0
20
40
60
80
100
e
–400 –200 0 200 400
Time from 2018−11−06 12:19:47 (s)
–100
–50
0
50
100
–100
–50
0
50
100
a
Vp(kms–1)npVR(kms–1)VT(kms–1)VN(kms–1)
B(°)B(nT),wp(kms–1)BR(nT)BT(nT)BN(nT)
Fig.3|Acloserlookatavelocityspike.TheformattingisasinFig. 2,but
focusedonasingle1,000-sinterval.Theleftblueregionindicatesthe105-s
periodinwhichPSPmovedfromtheambientplasmaintothespike.Thecentral
coreofthespikeisindicatedbythegreyregionandlastedfor325 s;itis
characterizedbyasteadybutdisturbedflowandafieldwithalargerotationin
BtoθB ≈ 70°andajumpinflowto343 km s−1
.Thereturnfromthecorespikeinto
ambientsolarwindismarkedbythesecondblueregionandlasted30 s.
4 | Nature | www.nature.com
Article
transitionregionononesideofthecore,andalongertransitionregion
ontheothersidecontaininglarge-amplitudefluctuations(seeFig. 3).
Duringthe105-stransitionatthebeginningofthisspike,theflowunder-
went seven large oscillations with an amplitude of 150 km s−1
, which
possibly resulted from a Kelvin–Helmholtz instability.
EquallyunexpectedasthespikesandBR reversalsarethelarge-ampli-
tude and sustained positive rotational velocities seen below 40R☉ for
E1and50R☉forE2(Fig. 4).Netrotationhasbeenreportedfartherfrom
the Sun, but it was of the same order as instrument error and much
smaller than the standard deviation in flow due to fluctuations and
streaminteractions8,21
.HereVpT risesto35 km s−1
(E1)and50 km s−1
(E2).
Thisismuchgreaterthanthevariancefromfluctuationsincludingthe
velocityspikes,thereisnoevidenceofstreaminteractions,andthese
valuesaremuchgreaterthantheprecisionintheaveragedflows(less
than0.5 km s−1
)andtheabsoluteerrorintheflowduetoapointingerror
(less than 3 km s−1
) (see Methods). These are the first in situ observa-
tionsofnetrotationalflowinthesolarwindthataresignificantlyabove
fluctuations and uncertainty.
Some level of rotational flow has always been expected in the solar
wind near the Sun, as magnetic tension in the corona should force
the plasma to rotate as the Sun spins. However, the large rotational
velocities measured here greatly exceed the value calculated by the
axisymmetric Weber–Davis model13
, posing a major challenge to our
understandingofthedynamicsofthenear-Sunsolarwind.Determining
theoriginofthesetangentialflowswillbeessentialforunderstanding
how the Sun loses angular momentum and spins down as it ages12,14,22
.
Further studies of the angular momentum should include magnetic
fields,wavesanddifferentions.FuturePSPorbitswillclarifytheextent
to which these large rotational flows characterize other solar-wind
streams. These orbits will also provide critical additional diagnostics
of the state of the plasma, including turbulence, velocity spikes, tem-
perature anisotropy and particle velocity distribution functions, at
heliocentric distances as small as 9.86R☉.
Onlinecontent
Anymethods,additionalreferences,NatureResearchreportingsum-
maries, source data, extended data, supplementary information,
acknowledgements, peer review information; details of author con-
tributions and competing interests; and statements of data and code
availabilityareavailableathttps://doi.org/10.1038/s41586-019-1813-z.
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217–227 (1967).
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© The Author(s), under exclusive licence to Springer Nature Limited 2019
0 10 20 30 40 50 60
–20
0
20
40
60
Transversespeed,VT(kms–1)
E1 inbound
E1 outbound
E2 inbound
E2 outbound
Rigid rotation
Weber–Davis
PSP perihelia
Radial distance (×R )
Fig.4|LargecirculationofsolarwindobservedneartheSun.Averaged
rotational(orazimuthal)flow,VpT,over1.75R☉intervalsduringE1(inboundin
blue,witherrorbarsindicatingthestandarddeviationfromallobservations;
outboundinpurple)andE2(inboundinred;outboundinyellow)asafunction
ofradialdistance.Eachsymbolrepresentstheaverageoveratleast10,000
observations,andthevaluesclosesttoperihelionareaveragedover60,000–
230,000observations.ErrorbarsforE1inboundshowonestandarddeviation
oftheindividualobservationsandarerepresentativeofthevariationforthe
otherthreephases.TheuncertaintyinthemeanofVpT ismuchsmallerthanthe
markersize.Currentandupcomingperiheliaareshownwithgreentriangles.
Linesindicatenorotation(dashed),rigidco-rotationeverywhere(red)andthe
axisymmetricWeber–Davismodel(blue).
Methods
Datacollectionandanalysis
Thedatapresentedherewerecollectedoverthecourseofthefirsttwo
encounters of the Sun by PSP in November 2018 and April 2019. This
studymakesuseofallofthein situinstrumentsonthespacecraft.The
thermalplasmapropertiesaremeasuredbythePSPSWEAP(SolarWind
ElectronsAlphasandProtons)instrumentsuite10
,includingtheSolar
ProbeCup(SPC)andtheSolarProbeAnalyzers(SPAN)forelectronand
ion plasma data. Magnetic-field data from the outboard FIELDS mag-
netometerwerealsoused11,15
,alongwithenergetic-particleratesasseen
byIS☉IS18
.SPCmeasuresthereduceddistributionfunctionofionized
hydrogenandheliumandthetwo-dimensionalflowanglesoftheions
asafunctionofenergy/charge.Thesemeasurementswereperformed
atleastonceper secondandtypicallymorethanfourtimesper second
throughouttheencounterphaseofeachorbit(below0.25 auor54R☉).
This paper uses moments of the entire SPC proton distribution func-
tiontocalculatethetotaleffectiveprotonvelocity,densityandradial
component of the temperature. While the SPAN ion sensor generally
didnotviewthepeakoftheprotonvelocitydistribution,theoverlap-
ping regions seen by SPAN and SPC were compared to confirm that
there were no gross offsets in the calibration or the derived plasma
properties such as the velocity; this technique will be more accurate
when the solar wind flows into SPAN closer to the Sun. Observations
of electrons with a central energy of 314 eV and a width of 22 eV by
thetwoSPANelectronsensorswerecombined,alongwiththeFIELDS
determination of the magnetic-field direction, to create the electron
pitch-angle distributions.
All data are being archived and will be available for download at
the NASA Space Physics Data Facility in November 2019 (https://
spdf.gsfc.nasa.gov/). Additional SWEAP data and information are
available at the SWEAP web page (http://sweap.cfa.harvard.edu/).
Data were analysed and graphics were developed in IDL (Interactive
Data Language).
Statistics
ThedistributionsofplasmapropertiesinFig. 1andExtendedDataFig. 1
were produced with a time resolution of 1 h. During the encounters,
the time resolution of the plasma instrument ranged from slightly
more than one measurement per second to more than four meas-
urements per second, so each column represents the distribution of
approximately 3,600–14,400 measurements. All error bars indicate
one standard deviation of the measurements from the mean. At least
10,000—andgenerallymorethan80,000—observationswereusedto
calculate the mean transverse flow VpT in Fig. 4.
Estimatesofuncertainty
HerewediscusstheabsoluteaccuracyofSPCionmeasurements.Asver-
ifiedbygroundtesting,theabsoluteaccuracyforVpR islessthan0.01%
overameasurablerangeofapproximately119 km s−1
to1,065 km s−1
.The
absoluteaccuracyintemperatureissimilarlysmalloverameasurable
rangeofapproximately7.3 kKto21.1 MK(thatis, protonthermalspeeds
of 11 km s−1
to 600 km s−1
). Speeds and temperatures at the extremes
of these ranges are subject to systematic considerations, but no such
measurementsarepresentedhere.Theaccuracyofthedensitymeas-
urement is determined by comparison with the plasma frequency as
observed by FIELDS11
. Thus, the absolute accuracy of the SPC density
measurement is estimated to be about 1% and is no worse than 3%.
The absolute accuracy for off-radial flow components is verified via
spacecraft roll manoeuvres about the SPC symmetry axis. For solar-
windfluxestypicalofthefirsttwoencounters,theuncertaintyassoci-
ated with this calibration corresponds to a typical absolute accuracy
of about 0.5°. For a solar wind of 400 km s−1
this corresponds to an
expectederrorinVpT of3−4 km s−1
,whichismuchsmallerthanthenet
rotational flow observed.
SignaturesofAlfvénicfluctuations
IndiscussingFig. 2,westatedthatthecorrelationoffluctuationsinthe
componentsofBandVweregenerallyindicativeofoutward-propagat-
ingAlfvénwaves.WeconsiderthevectorwavesorfluctuationsΔVand
ΔBsuperimposedonasteadybackgroundofBo andVo,respectively.In
thelong-wavelengthfluidmagnetohydrodynamiclimit,Alfvénwaves
propagateexactlyinparallelorantiparalleldirectionstoBo,aredisper-
sionless and do not compress the plasma, and there is a simple linear
relationship of ΔB = ±DAΔV, where DA = (np + 4nα)0.5
Θ/21.8 (in units of
nT km−1
 s;densitiesareinunitsofcm−3
)andΘ = (1 − β∥ + β⊥)−0.55
.HereΘis
acorrectionforthermalpressureanisotropy,whereβ∥ istheratioofthe
parallelplasmapressuretothemagneticpressureandβ⊥ istheratioof
theperpendicularplasmapressureto themagneticpressure.Forthis
periodwefindonaveragenp = 220 cm−3
, β∥ = 0.202andβ⊥ = 0.315.SPC
andSPANwerenotconfiguredoptimallytomeasuretheionizedhelium
abundance nα, so assuming the typical range 0.5% < nα/np < 4.5%, we
expectDA = 0.68−0.74 nT km−1
 s.WefindDA fortheR,T,Ncomponents
tobe0.71,1.09and0.70 nT km−1
 s,respectively,sotheRandNcompo-
nentsareexactlywithintheexpectedrangeandthefluctuationsinthe
T direction are about 33% higher (it is typical for DA to be different for
eachcomponentofthevelocity5
).Wethenusedthecalculatedvalueof
DA to rescale the range of the vector components of B, so they should
overlapwithVifthefluctuationswerepurelyAlfvénic.Thesignofthe
relationbetweenΔBandΔVisgivenbythesignof−k·Bo,wherekisthe
wavevectorandgivesthedirectionofpropagation,andBisanaverage
direction of the field over a long time scale. The ambient direction of
the magnetic field outside the large-amplitude fluctuations points
towards the Sun and the correlations are overwhelmingly positive,
meaning that we are seeing outward-propagating waves.
Identificationofvelocityspikes
Isolated velocity spikes were identified by looking for all intervals in
eachencounterinwhichtheorientationofthemagneticfieldstarted
inthequietconfigurationpointedtowardstheSun within30°,rotated
more than 45° away from the quiet configuration for at least 10 s, and
then returned to the original direction. Candidate events were then
examined manually to identify starting and ending times.
Acknowledgements The SWEAP Investigation and this study are supported by the PSP mission
under NASA contract NNN06AA01C. The SWEAP team expresses its gratitude to the scientists,
engineers and administrators who have made this project a success, both within the SWEAP
institutions and from NASA and the project team at JHU/APL. J.C.K. acknowledges support
from the 2019 Summer School at the Center for Computational Astrophysics, Flatiron Institute.
The Flatiron Institute is supported by the Simons Foundation. S.D.B. acknowledges the support
of the Leverhulme Trust Visiting Professorship programme. T.S.H. was supported by UK STFC
ST/S0003641/1.
Author contributions J.C.K. is the SWEAP Principal Investigator (PI) and led the data analysis
and writing of this Article. S.D.B. is the FIELDS PI and a SWEAP Co-Investigator and provided
the magnetic-field observations. J.W.B. leads the US group that developed the solar-wind
Faraday cup, and provided guidance on identifying Alfvénic fluctuations. M.B. provided a
pre-amplifier ASIC used within the SPAN electron instruments. A.W.C. is the SPC instrument
scientist and ensured that the instrument met its performance requirements and was
calibrated. B.D.G.C. contributed to the theoretical calculations and the writing of the
manuscript. D.W.C. managed the effort at UCB. D.G. was the institutional lead at NASA
MSFC, responsible for materials testing and calibration of SPC. S.P.G. provided
recommendations on measurement requirements to detect instabilities. L.G. provided
related solar observations and results. J.S.H. contributed to the analysis of the electron
observations and to the writing of the manuscript. G.C.H. provided a time-of-flight ASIC to
reduce the size and power of the SPAN ion instrument. T.S.H. participated in the analysis of
the Alfvénic spikes. Q.H. identified magnetic flux ropes. K.G.K. contributed to the writing of
the manuscript and provided warm-plasma growth rate calculations. K.E.K. led the SWEAP
Science Operations Center and coordinated observing plans between the instruments and
the project. M.V. contributed to the writing of the manuscript and the discussion on the
relationship between Alfvénic fluctuations and angular momentum. D.E.L. is the
institutional lead at Berkeley, responsible for the implementation of the SPAN instruments
and the SWEAP Electronics Module suite-wide computer. R.L. is the SPAN ion instrument
scientist. B.L. identified flux ropes and other signatures of coronal mass ejections in the
data. P.L. coordinated solar furnace testing of the SPC materials before launch. M.
Maksimovic peformed the absolute calibration of the density measurements. M. Martinovic
evaluated the quality of the velocity distribution functions. N.V.P. carried out numerical
Article
simulations. J.D.R. contributed to the design of the Faraday cup. R.M.S. helped to interpret
the electron pitch-angle distributions. J.T.S. identified potential field rotation causes. M.L.S.
provided the overall data pipeline for SWEAP and SPC high-level data products. A.S.
estimated the location of the heliospheric current sheet. P.L.W. set up the SPC calibration at
MSFC and then became SPAN electron instrument scientist at Berkeley. K.H.W. arranged the
SPC calibration at MSFC. G.P.Z. leads the SWEAP theory team. R.J.M. leads the FIELDS
fluxgate magnetometer. D.J.M. is the IS☉IS PI and provided the energetic-particle data.
R.L.M. leads the EPI-Lo energetic-particle instrument. M.P. is the FIELDS SOC lead. N.E.R. is
the PSP Project Scientist and reviewed jets and similar coronal transients. N.A.S. runs the
IS☉IS Science Operations Center. All authors participated in planning the observations and
data collection, reviewed and discussed the observations, and read, provided feedback and
approved the contents of the manuscript.
Competing interests The authors declare no competing interests.
Additional information
Correspondence and requests for materials should be addressed to J.C.K.
Reprints and permissions information is available at http://www.nature.com/reprints.
ExtendedDataFig.1|OverviewofthesecondPSPencounterwiththeSun.
ThefigureisinthesameformatasFig. 1.Spikesinthevelocityareagainseento
becoincidentwiththemagnetic-fieldreversals,butthejumpinthespeedis
smaller,probablybecausetheAlfvénspeedwaslowerinE2thanE1.Thedensity
atperihelionissubstantiallylower.
Article
ExtendedDataFig.2|SchematicofanS-shapedmagneticstructurecreating
afieldreversal,heat-fluxreversalandaspikeinvelocity.Thisfigure
illustratesthepossiblegeometryofanS-shapedpropagatingAlfvénic
disturbance(greybox)andhowitwouldappeartothespacecraft(black
square)asitflewthroughthespikeonthegreentrajectory.Thepinklineswith
arrowsindicatetheconfigurationofthemagneticfield,withallfieldlines
ultimatelypointingbacktotheSun.Arrowsateachblacksquareindicatethe
vectorvelocity(blue),electronstrahl(orange)andmagneticfield(red)seenby
thespacecraft.IfthiswasapurelyAlfvénicstructure,thenthespikewould
moveawayfromtheSuninanantiparalleldirectiontoBatthelocalAlfvén
speed,CA.Intheframeofthespike,theshapeofthestructurewouldbestatic,
withplasmaflowinginalongfieldlinesontheupperleftandthroughthespike
andemergingatthelowerright,alwaysflowingatCA.Intheframeofthe
spacecraft,theconstantflowalongfieldlinesinthepropagatingspikeframe
wouldtranslateintoaradialincreaseofVbyCA whenBisperpendiculartotheR
direction,andamaximumjumpof2CA whenBiscompletelyinverted. Because
theheatfluxflowsawayfromtheSun alongmagneticfieldlines,itwouldrotate
soastoalwaysbeantiparalleltoBandappearlocally tobeflowingbacktothe
Sunatthecentreofthisdisturbance.

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Alfvénic Velocity Spikes and Rotational Flows in the Near-Sun Solar Wind

  • 1. Nature | www.nature.com | 1 Article Alfvénicvelocityspikesandrotationalflows inthenear-Sunsolarwind J. C. Kasper1,2 *, S. D. Bale3,4,5 , J. W. Belcher6 , M. Berthomier7 , A. W. Case2 , B. D. G. Chandran8,9 , D. W. Curtis4 , D. Gallagher10 , S. P. Gary11 , L. Golub2 , J. S. Halekas12 , G. C. Ho13 , T. S. Horbury5 , Q. Hu14 , J. Huang1 , K. G. Klein15,16 , K. E. Korreck2 , D. E. Larson4 , R. Livi4 , B. Maruca17,18 , B. Lavraud19 , P. Louarn19 , M. Maksimovic20 , M. Martinovic15 , D. McGinnis12 , N. V. Pogorelov14 , J. D. Richardson6 , R. M. Skoug11 , J. T. Steinberg11 , M. L. Stevens2 , A. Szabo21 , M. Velli22 , P. L. Whittlesey4 , K. H. Wright23 , G. P. Zank14 , R. J. MacDowall21 , D. J. McComas24 , R. L. McNutt Jr13 , M. Pulupa4 , N. E. Raouafi13 & N. A. Schwadron8,9 Thepredictionofasupersonicsolarwind1 wasfirstconfirmedbyspacecraftnear Earth2,3 andlaterbyspacecraftatheliocentricdistancesassmallas62solarradii4 . Thesemissionsshowedthatplasmaacceleratesasitemergesfromthecorona,aided byunidentifiedprocessesthattransportenergyoutwardsfromtheSunbefore depositingitinthewind.Alfvénicfluctuationsareapromisingcandidateforsucha processbecausetheyareseeninthecoronaandsolarwindandcontainconsiderable energy5–7 .Magnetictensionforcesthecoronatoco-rotatewiththeSun,butany residualrotationfarfromtheSunreporteduntilnowhasbeenmuchsmallerthanthe amplitudeofwavesanddeflectionsfrominteractingwindstreams8 .Herewereport observationsofsolar-windplasmaatheliocentricdistancesofabout35solarradii9–11 , wellwithinthedistanceatwhichstreaminteractionsbecomeimportant.Wefindthat Alfvénwavesorganizeintostructuredvelocityspikeswithdurationofuptominutes, whichareassociatedwithpropagatingS-likebendsinthemagnetic-fieldlines.We detectanincreasingrotationalcomponenttothe flowvelocityofthesolarwind aroundtheSun,peakingat35to50kilometresper second—considerablyabovethe amplitudeofthewaves.Theseflowsexceedclassicalvelocitypredictionsofafew kilometresper second,challengingmodelsofcirculationinthecoronaandcalling intoquestionourunderstandingofhowstarsloseangularmomentumandspindown astheyage12–14 . The Parker Solar Probe (PSP) launched in August 2018 on a Delta IV Heavyrocket.Thehighenergyofthelaunch,combinedwithagravita- tionalassistfromVenusinSeptember2018,placedPSPintoaneccentric orbitwithaperiodof147daysandaperihelionataheliocentricdistance of r = 35.7R☉ (R☉, solar radius) nearly a factor of two closer to the Sun than any previous mission4 . This study uses observations made by instrumentsonthespacecraftduringthefirsttwoencounterswiththe Sun,inNovember2018andApril2019.Whereastheinstrumentscollect data at a low rate far from the Sun, the primary science collection at a high rate occurs during the encounter phase of each orbit at r < 54R☉ (0.25 au). Encounter one (E1) lasted from 31 October to 12 November 2018, with the first perihelion occurring at 03:27 ut on 6 November. DuringthesetwoencountersthelongitudeofPSPrelativetotherotat- ingsurfaceoftheSunbarelychanged;PSPessentiallydovedowninto, and then rose straight up from, a single narrow region above the Sun. E1 and E2 data thus describe a handful of specific solar-wind streams. Nearlytwomillionthermal-energydistributionfunctionsofthesolar- windprotonswererecordedduringE1,andmorethanthreetimesthat numberduringE2(Fig. 1,ExtendedDataFig. 1).Fromthesedistribution functions,thebulkpropertiesofsolar-windprotons—suchastheveloc- ity,densityandtemperature—arederived.Withinanyhourinterval,the distributionoftheradialsolar-windspeed,VpR,wasstronglypeakedata https://doi.org/10.1038/s41586-019-1813-z Received: 18 July 2019 Accepted: 17 October 2019 Published online: xx xx xxxx 1 Climate and Space Sciences and Engineering, University of Michigan, Ann Arbor, MI, USA. 2 Smithsonian Astrophysical Observatory, Cambridge, MA, USA. 3 Physics Department, University of California, Berkeley, CA, USA. 4 Space Sciences Laboratory, University of California, Berkeley, CA, USA. 5 The Blackett Laboratory, Imperial College London, London, UK. 6 Kavli Center for Astrophysics and Space Sciences, Massachusetts Institute of Technology, Cambridge, MA, USA. 7 Laboratoire de Physique des Plasmas, CNRS, Sorbonne Université, Ecole Polytechnique, Observatoire de Paris, Université Paris-Saclay, Paris, France. 8 Department of Physics and Astronomy, University of New Hampshire, Durham, NH, USA. 9 Space Science Center, University of New Hampshire, Durham, NH, USA. 10 Heliophysics and Planetary Science Branch ST13, Marshall Space Flight Center, Huntsville, AL, USA. 11 Los Alamos National Laboratory, Los Alamos, NM, USA. 12 Department of Physics and Astronomy, University of Iowa, IA, USA. 13 Johns Hopkins University Applied Physics Laboratory, Laurel, MD, USA. 14 Department of Space Science and Center for Space Plasma and Aeronomic Research, University of Alabama in Huntsville, Huntsville, AL, USA. 15 Lunar and Planetary Laboratory, University of Arizona, Tucson, AZ, USA. 16 Department of Planetary Sciences, University of Arizona, Tucson, AZ, USA. 17 Department of Physics and Astronomy, University of Delaware, Newark, DE, USA. 18 Bartol Research Institute, University of Delaware, Newark, DE, USA. 19 Institut de Recherche en Astrophysique et Planétologie, CNRS, UPS, CNES, Université de Toulouse, Toulouse, France. 20 LESIA, Observatoire de Paris, Université PSL, CNRS, Sorbonne Université, Université de Paris, Meudon, France. 21 NASA/Goddard Space Flight Center, Greenbelt, MD, USA. 22 Department of Earth, Planetary and Space Sciences, University of California, Los Angeles, CA, USA. 23 Universities Space Research Association, Science and Technology Institute, Huntsville, AL, USA. 24 Department of Astrophysical Sciences, Princeton University, Princeton, NJ, USA. *e-mail: jckasper@umich.edu
  • 2. 2 | Nature | www.nature.com Article a 200 400 600 VpR (kms–1) b −100 −50 0 50 100 VpT (kms–1) c 100 200 300 np (cm–3) d 0 2 4 6 8 Tp (×105K) e −100 −50 0 50 BR (nT) f 0 50 100 150 e–PAD 10/30 61.0R 0.5 10/31 56.2R 0.0 11/01 51.4R –0.6 11/02 46.8R –1.3 11/03 42.6R –2.0 11/04 39.1R –2.9 11/05 36.7R –3.6 11/06 35.7R –4.0 11/07 36.3R –4.0 11/08 38.3R –3.7 11/09 41.5R –3.0 11/10 45.5R –2.4 11/11 50.0R –1.7 11/12 54.8R –1.1 11/13 59.6R –0.6 11/14 64.5R –0.2 Date r ° g 10–2 10–1 100 Rate (s–1) 0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0 Relative occurrence Normalized 314-eV e− flux Fig.1|OverviewofthefirstencounterofPSPwiththeSun.a,Relative occurrencerateoftheprotonradialspeedVpR inone-hourintervals.Red trianglesshowthestartandendofthehigh-ratedatacollectionbelow54R☉and thegreentriangleindicatesaperihelionat35.7R☉.b–f,ThesameforVpT inthe solarequatorialplane(b),theprotonnumberdensitynp (c),theproton temperatureTp (d),theradialcomponentofmagneticfieldBR (e),theelectron pitch-angledistribution(PAD)(f)andthe20−200 keVprotonrate(g).Thedate (month/day),distancerandlatitudeλrelativetothesolarequatorareindicated atdailyintervals. a 300 350 400 450 500 Vp(kms–1) 0 50 100 150 200 B(°) b 100 200 300 400 500 np 0 20 40 60 80 B(nT),wp(kms–1) c 300 350 400 VR(kms–1) –100 –80 –60 –40 –20 0 20 BR(nT) d –100 –50 0 50 100 VT(kms–1) –100 –50 0 50 BT(nT) e –40 –20 0 20 40 Time from 2018−11−06 12:19:47 (min) –100 –50 0 50 100 VN(kms–1) –50 0 50 100 BN(nT) Fig.2|Solar-windfluctuationsneartheclosestapproach.Near-Sun fluctuationsmeettheAlfvéniccriteria,butareorganizedintostructuresand containdensityenhancements.a,MagnitudeofVpR (blue)andangleθB ofB fromtheradialdirectionoutwards.b,Magnitudesofnp (green),B(red)andthe protonthermalspeedwp (yellow).c–e,Variationofeachvectorcomponentof thevelocity(blue)andmagneticfield(red)intheradial direction(R), the transverse directioninthesolarequatorialplane(T)andthenormaltoR andT(N). SincetheorbitofPSPiswithinafewdegreesofthesolarequator, Npointsapproximatelynorth,perpendiculartotheequatorialplane.Thereisa baselinesolar-windspeedofabout300 km s−1 andjetswhereVp jumpsbyabout 100 km s−1 .ThefluctuationsarehighlyAlfvénic,withequalenergyinthefield andtheflow,buttheyareorganizedintostructuresinsteadofbeingrandomly distributed,andthereisevidenceofcompressions.
  • 3. Nature | www.nature.com | 3 minimumvalue,withaone-sidedtailextendingtolargerVpR values.VpR reached its minimum of 200 km s−1 about a quarter of the way though E1 and then rose steadily to about 600 km s−1 . Numerical simulations andsimpleextrapolationsoftheobservedphotosphericmagneticfield suggestthatPSPspentallofE1southoftheglobalheliosphericcurrent sheet,inaregionwithinwardmagneticpolarity(BR < 0)15 .Nearthestart andendofE1,PSPsampledslowwindfromneartheglobalheliospheric currentsheet.ClosertotheSun,PSPfirstobservedveryslowwindand thenfastwind,bothofwhicharethoughttoemergefromalow-latitude coronalhole15 .Below40R☉,VpT (thetransversecomponentoftheproton velocity in the equatorial plane of the Sun) has a net positive value, whichpeaksattheclosestapproach.Thisflowmaybethelong-sought signatureofplasmaco-rotationinthecorona.Thedensitypeaksinthe slowest wind, at a value of approximately 400 cm−3 , about 50 times higher than values typically observed at 1 au, as expected from mass conservationandsphericalexpansion.Theprotontemperature,Tp,and VpR remainpositivelycorrelated16 .Atperiheliontheprotonsareabout4 timeshotterthanprotonswithsimilarVpR at1 au,consistentwithradial scalingsreportedfromearliermissions4 .Theradialcomponentofthe magneticfield,BR,increasesinmagnitudewithproximitytotheSunbut unexpectedly changes sign many times. The pitch-angle (θ) distribu- tionforelectrons(thatis,thenumberofelectronsatagivenenergyas afunctionoftheiranglerelativetoB)isavaluablediagnosticofthese changes in the direction of B. Here we show the pitch-angle distribu- tion in a 22-eV-wide energy channel centred on 314 eV, well above the electronthermalenergy.Thesharppeaknear180°correspondstothe strahl,abeamofsuper-thermalelectronsthattravelawayfromtheSun along magnetic-field lines. Near the Sun, the strahl evolves towards small sinθ values because of magnetic-moment conservation17 . If the reversalsinBR seenbyPSPresultfromthespacecraft’scrossingbetween open field lines (connected to the Sun at only one end) with different signsofBR backattheSun,thenthestrahlwouldflipbetween180°and 0° each time BR changed sign. Instead, every time BR flips, the strahl maintains its 180° orientation, clearly indicating that the reversals in BR are due to S-like bends in the magnetic-field lines (Extended Data Fig. 2).ClosedfieldlineswithbothendsconnectedtotheSunandstrahl travellinginbothparallelandantiparalleldirectionstoBareseendur- ing the arrival of a coronal mass ejection on 11 November at 23:50 ut, following an enhancement in the number of energetic particles18 . Figure 2showsatimeseriesof80 minofobservationsseveralhours after perihelion, illustrating typical velocity and magnetic-field fluc- tuations. About half the time, B points radially inwards towards the SunandthevelocityVremainsatarelativelyconstant300 km s−1 .The remainingtimeincludessevendistinctintervalsinwhichBrotatesaway fromitsradial–inwardorientation,VpR simultaneouslyjumpsandValso rotates, linking the one-sided tail in VpR with the reversals in polarity seenintheE1overview.Thesejumpsinflowassociatedwithrotations in B and V are similar to one-sided Alfvénic structures that were first seenfartherfromtheSun6,7 .ThespikesseenbyPSParedifferentinthat theyhavelargeramplitudesandareoftenassociatedwithanincrease intheprotondensity,np,indicatingthatthespikeshaveanon-Alfvénic component. The correlated variations in the components of B and V, their relative amplitudes and the constant value of |B| are consistent withlarge-amplitude,sphericallypolarizedAlfvénwavespropagating through the plasma in the anti-Sunward direction, similar to earlier observations5,19 . We can classify this wind stream (and indeed much of E1) as Alfvénic slow solar wind20 . About1,000long-duration(>10 s)andisolatedvelocityspikeswith largerotationsinBwereidentifiedinE1(abouthalfasmanywereseen in E2.) Often the spikes can be separated chronologically into a core region with plasma conditions that are very different from those of theambientsolarwindbutrelativelyconstant,acomparativelyshort 300 350 400 450 500 0 50 100 150 200 b 100 200 300 400 500 0 20 40 60 80 c 300 350 400 450 –50 0 50 d –50 0 50 100 –40 –20 0 20 40 60 80 100 e –400 –200 0 200 400 Time from 2018−11−06 12:19:47 (s) –100 –50 0 50 100 –100 –50 0 50 100 a Vp(kms–1)npVR(kms–1)VT(kms–1)VN(kms–1) B(°)B(nT),wp(kms–1)BR(nT)BT(nT)BN(nT) Fig.3|Acloserlookatavelocityspike.TheformattingisasinFig. 2,but focusedonasingle1,000-sinterval.Theleftblueregionindicatesthe105-s periodinwhichPSPmovedfromtheambientplasmaintothespike.Thecentral coreofthespikeisindicatedbythegreyregionandlastedfor325 s;itis characterizedbyasteadybutdisturbedflowandafieldwithalargerotationin BtoθB ≈ 70°andajumpinflowto343 km s−1 .Thereturnfromthecorespikeinto ambientsolarwindismarkedbythesecondblueregionandlasted30 s.
  • 4. 4 | Nature | www.nature.com Article transitionregionononesideofthecore,andalongertransitionregion ontheothersidecontaininglarge-amplitudefluctuations(seeFig. 3). Duringthe105-stransitionatthebeginningofthisspike,theflowunder- went seven large oscillations with an amplitude of 150 km s−1 , which possibly resulted from a Kelvin–Helmholtz instability. EquallyunexpectedasthespikesandBR reversalsarethelarge-ampli- tude and sustained positive rotational velocities seen below 40R☉ for E1and50R☉forE2(Fig. 4).Netrotationhasbeenreportedfartherfrom the Sun, but it was of the same order as instrument error and much smaller than the standard deviation in flow due to fluctuations and streaminteractions8,21 .HereVpT risesto35 km s−1 (E1)and50 km s−1 (E2). Thisismuchgreaterthanthevariancefromfluctuationsincludingthe velocityspikes,thereisnoevidenceofstreaminteractions,andthese valuesaremuchgreaterthantheprecisionintheaveragedflows(less than0.5 km s−1 )andtheabsoluteerrorintheflowduetoapointingerror (less than 3 km s−1 ) (see Methods). These are the first in situ observa- tionsofnetrotationalflowinthesolarwindthataresignificantlyabove fluctuations and uncertainty. Some level of rotational flow has always been expected in the solar wind near the Sun, as magnetic tension in the corona should force the plasma to rotate as the Sun spins. However, the large rotational velocities measured here greatly exceed the value calculated by the axisymmetric Weber–Davis model13 , posing a major challenge to our understandingofthedynamicsofthenear-Sunsolarwind.Determining theoriginofthesetangentialflowswillbeessentialforunderstanding how the Sun loses angular momentum and spins down as it ages12,14,22 . Further studies of the angular momentum should include magnetic fields,wavesanddifferentions.FuturePSPorbitswillclarifytheextent to which these large rotational flows characterize other solar-wind streams. These orbits will also provide critical additional diagnostics of the state of the plasma, including turbulence, velocity spikes, tem- perature anisotropy and particle velocity distribution functions, at heliocentric distances as small as 9.86R☉. Onlinecontent Anymethods,additionalreferences,NatureResearchreportingsum- maries, source data, extended data, supplementary information, acknowledgements, peer review information; details of author con- tributions and competing interests; and statements of data and code availabilityareavailableathttps://doi.org/10.1038/s41586-019-1813-z. 1. Parker, E. N. Dynamics of the interplanetary gas and magnetic fields. Astrophys. J. 128, 664–676 (1958). 2. Gringauz, K. I., Bezrokikh, V. V., Ozerov, V. D. & Rybchinskii, R. E. A study of the interplanetary ionized gas, high-energy electrons and corpuscular radiation from the Sun by means of the three-electrode trap for charged particles on the second Soviet cosmic rocket. Sov. Phys. Dokl. 5, 361–364 (1960). 3. Bonetti, A., Bridge, H. S., Lazarus, A. J., Rossi, B. & Scherb, F. Explorer 10 plasma measurements. J. Geophys. Res. 68, 4017–4063 (1963). 4. Marsch, E. et al. Solar wind protons – three-dimensional velocity distributions and derived plasma parameters measured between 0.3 and 1 AU. J. Geophys. Res. 87, 52–72 (1982). 5. Belcher, J. W. & Davis, L. Jr Large-amplitude Alfvén waves in the interplanetary medium, 2. J. Geophys. Res. 76, 3534–3563 (1971). 6. Gosling, J. T., McComas, D. J., Roberts, D. A. & Skoug, R. M. A one-sided aspect of Alfvenic fluctuations in the solar wind. Astrophys. J. Lett. 695, 213–216 (2009). 7. Horbury, T. S., Matteini, L. & Stansby, D. Short, large-amplitude speed enhancements in the near-Sunfast solar wind. Mon. Not. R. Astron. Soc. 478, 1980–1986 (2018). 8. Pizzo, V. et al. Determination of the solar wind angular momentum flux from the HELIOS data – an observational test of the Weber and Davis theory. Astrophys. J. 271, 335–354 (1983). 9. Fox, N. J. et al. The solar probe plus mission: humanity’s first visit to our star. Space Sci. Rev. 204, 7–48 (2016). 10. Kasper, J. C. et al. Solar Wind Electrons Alphas and Protons (SWEAP) investigation: design of the solar wind and coronal plasma instrument suite for Solar Probe Plus. Space Sci. Rev. 204, 131–186 (2016). 11. Bale, S. D. et al. The FIELDS instrument suite for Solar Probe Plus. Measuring the coronal plasma and magnetic field, plasma waves and turbulence, and radio signatures of solar transients. Space Sci. Rev. 204, 49–82 (2016). 12. Schatzman, E. A theory of the role of magnetic activity during star formation. Ann. d’Astr. 25, 18–29 (1962). 13. Weber, E. J. & Davis, L. Jr The angular momentum of the solar wind. Astrophys. J. 148, 217–227 (1967). 14. Finley, A. J., Matt, S. P. & See, V. The effect of magnetic variability on stellar angular momentum loss. I. The solar wind torque during sunspot cycles 23 and 24. Astrophys. J. 864, 125 (2018). 15. Bale, S. D. et al. Highly structured slow solar wind emerging from an equatorial coronal hole. Nature https://doi.org/10.1038/s41586-019-1818-7 (2019). 16. Elliott, H. A., Henney, C. J., McComas, D. J., Smith, C. W. & Vasquez, B. J. Temporal and radial variation of the solar wind temperature–speed relationship. J. Geophys. Res. Space Phys. 117, A09102 (2012). 17. Pilipp, W. G. et al. Characteristics of electron velocity distribution functions in the solar wind derived from the helios plasma experiment. J. Geophys. Res. Space Phys. 92, 1075–1092 (1987). 18. McComas, D. M. et al. Probing the energetic particle environment near the Sun. Nature https://doi.org/10.1038/s41586-019-1811-1 (2019). 19. Vasquez, B. J. & Hollweg, J. V. Formation of arc-shaped Alfvén waves and rotational discontinuities from oblique linearly polarized wave trains. J. Geophys. Res. 101, 13527–13540 (1996). 20. Bruno, R. & Carbone, V. The solar wind as a turbulence laboratory. Living Rev. Sol. Phys. 10, 2 (2013). 21. Richardson, I. G. Solar wind stream interaction regions throughout the heliosphere. Living Rev. Sol. Phys. 15, 1 (2018). 22. Axford, W. I. The solar wind. Sol. Phys. 100, 575–586 (1985). Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. © The Author(s), under exclusive licence to Springer Nature Limited 2019 0 10 20 30 40 50 60 –20 0 20 40 60 Transversespeed,VT(kms–1) E1 inbound E1 outbound E2 inbound E2 outbound Rigid rotation Weber–Davis PSP perihelia Radial distance (×R ) Fig.4|LargecirculationofsolarwindobservedneartheSun.Averaged rotational(orazimuthal)flow,VpT,over1.75R☉intervalsduringE1(inboundin blue,witherrorbarsindicatingthestandarddeviationfromallobservations; outboundinpurple)andE2(inboundinred;outboundinyellow)asafunction ofradialdistance.Eachsymbolrepresentstheaverageoveratleast10,000 observations,andthevaluesclosesttoperihelionareaveragedover60,000– 230,000observations.ErrorbarsforE1inboundshowonestandarddeviation oftheindividualobservationsandarerepresentativeofthevariationforthe otherthreephases.TheuncertaintyinthemeanofVpT ismuchsmallerthanthe markersize.Currentandupcomingperiheliaareshownwithgreentriangles. Linesindicatenorotation(dashed),rigidco-rotationeverywhere(red)andthe axisymmetricWeber–Davismodel(blue).
  • 5. Methods Datacollectionandanalysis Thedatapresentedherewerecollectedoverthecourseofthefirsttwo encounters of the Sun by PSP in November 2018 and April 2019. This studymakesuseofallofthein situinstrumentsonthespacecraft.The thermalplasmapropertiesaremeasuredbythePSPSWEAP(SolarWind ElectronsAlphasandProtons)instrumentsuite10 ,includingtheSolar ProbeCup(SPC)andtheSolarProbeAnalyzers(SPAN)forelectronand ion plasma data. Magnetic-field data from the outboard FIELDS mag- netometerwerealsoused11,15 ,alongwithenergetic-particleratesasseen byIS☉IS18 .SPCmeasuresthereduceddistributionfunctionofionized hydrogenandheliumandthetwo-dimensionalflowanglesoftheions asafunctionofenergy/charge.Thesemeasurementswereperformed atleastonceper secondandtypicallymorethanfourtimesper second throughouttheencounterphaseofeachorbit(below0.25 auor54R☉). This paper uses moments of the entire SPC proton distribution func- tiontocalculatethetotaleffectiveprotonvelocity,densityandradial component of the temperature. While the SPAN ion sensor generally didnotviewthepeakoftheprotonvelocitydistribution,theoverlap- ping regions seen by SPAN and SPC were compared to confirm that there were no gross offsets in the calibration or the derived plasma properties such as the velocity; this technique will be more accurate when the solar wind flows into SPAN closer to the Sun. Observations of electrons with a central energy of 314 eV and a width of 22 eV by thetwoSPANelectronsensorswerecombined,alongwiththeFIELDS determination of the magnetic-field direction, to create the electron pitch-angle distributions. All data are being archived and will be available for download at the NASA Space Physics Data Facility in November 2019 (https:// spdf.gsfc.nasa.gov/). Additional SWEAP data and information are available at the SWEAP web page (http://sweap.cfa.harvard.edu/). Data were analysed and graphics were developed in IDL (Interactive Data Language). Statistics ThedistributionsofplasmapropertiesinFig. 1andExtendedDataFig. 1 were produced with a time resolution of 1 h. During the encounters, the time resolution of the plasma instrument ranged from slightly more than one measurement per second to more than four meas- urements per second, so each column represents the distribution of approximately 3,600–14,400 measurements. All error bars indicate one standard deviation of the measurements from the mean. At least 10,000—andgenerallymorethan80,000—observationswereusedto calculate the mean transverse flow VpT in Fig. 4. Estimatesofuncertainty HerewediscusstheabsoluteaccuracyofSPCionmeasurements.Asver- ifiedbygroundtesting,theabsoluteaccuracyforVpR islessthan0.01% overameasurablerangeofapproximately119 km s−1 to1,065 km s−1 .The absoluteaccuracyintemperatureissimilarlysmalloverameasurable rangeofapproximately7.3 kKto21.1 MK(thatis, protonthermalspeeds of 11 km s−1 to 600 km s−1 ). Speeds and temperatures at the extremes of these ranges are subject to systematic considerations, but no such measurementsarepresentedhere.Theaccuracyofthedensitymeas- urement is determined by comparison with the plasma frequency as observed by FIELDS11 . Thus, the absolute accuracy of the SPC density measurement is estimated to be about 1% and is no worse than 3%. The absolute accuracy for off-radial flow components is verified via spacecraft roll manoeuvres about the SPC symmetry axis. For solar- windfluxestypicalofthefirsttwoencounters,theuncertaintyassoci- ated with this calibration corresponds to a typical absolute accuracy of about 0.5°. For a solar wind of 400 km s−1 this corresponds to an expectederrorinVpT of3−4 km s−1 ,whichismuchsmallerthanthenet rotational flow observed. SignaturesofAlfvénicfluctuations IndiscussingFig. 2,westatedthatthecorrelationoffluctuationsinthe componentsofBandVweregenerallyindicativeofoutward-propagat- ingAlfvénwaves.WeconsiderthevectorwavesorfluctuationsΔVand ΔBsuperimposedonasteadybackgroundofBo andVo,respectively.In thelong-wavelengthfluidmagnetohydrodynamiclimit,Alfvénwaves propagateexactlyinparallelorantiparalleldirectionstoBo,aredisper- sionless and do not compress the plasma, and there is a simple linear relationship of ΔB = ±DAΔV, where DA = (np + 4nα)0.5 Θ/21.8 (in units of nT km−1  s;densitiesareinunitsofcm−3 )andΘ = (1 − β∥ + β⊥)−0.55 .HereΘis acorrectionforthermalpressureanisotropy,whereβ∥ istheratioofthe parallelplasmapressuretothemagneticpressureandβ⊥ istheratioof theperpendicularplasmapressureto themagneticpressure.Forthis periodwefindonaveragenp = 220 cm−3 , β∥ = 0.202andβ⊥ = 0.315.SPC andSPANwerenotconfiguredoptimallytomeasuretheionizedhelium abundance nα, so assuming the typical range 0.5% < nα/np < 4.5%, we expectDA = 0.68−0.74 nT km−1  s.WefindDA fortheR,T,Ncomponents tobe0.71,1.09and0.70 nT km−1  s,respectively,sotheRandNcompo- nentsareexactlywithintheexpectedrangeandthefluctuationsinthe T direction are about 33% higher (it is typical for DA to be different for eachcomponentofthevelocity5 ).Wethenusedthecalculatedvalueof DA to rescale the range of the vector components of B, so they should overlapwithVifthefluctuationswerepurelyAlfvénic.Thesignofthe relationbetweenΔBandΔVisgivenbythesignof−k·Bo,wherekisthe wavevectorandgivesthedirectionofpropagation,andBisanaverage direction of the field over a long time scale. The ambient direction of the magnetic field outside the large-amplitude fluctuations points towards the Sun and the correlations are overwhelmingly positive, meaning that we are seeing outward-propagating waves. Identificationofvelocityspikes Isolated velocity spikes were identified by looking for all intervals in eachencounterinwhichtheorientationofthemagneticfieldstarted inthequietconfigurationpointedtowardstheSun within30°,rotated more than 45° away from the quiet configuration for at least 10 s, and then returned to the original direction. Candidate events were then examined manually to identify starting and ending times. Acknowledgements The SWEAP Investigation and this study are supported by the PSP mission under NASA contract NNN06AA01C. The SWEAP team expresses its gratitude to the scientists, engineers and administrators who have made this project a success, both within the SWEAP institutions and from NASA and the project team at JHU/APL. J.C.K. acknowledges support from the 2019 Summer School at the Center for Computational Astrophysics, Flatiron Institute. The Flatiron Institute is supported by the Simons Foundation. S.D.B. acknowledges the support of the Leverhulme Trust Visiting Professorship programme. T.S.H. was supported by UK STFC ST/S0003641/1. Author contributions J.C.K. is the SWEAP Principal Investigator (PI) and led the data analysis and writing of this Article. S.D.B. is the FIELDS PI and a SWEAP Co-Investigator and provided the magnetic-field observations. J.W.B. leads the US group that developed the solar-wind Faraday cup, and provided guidance on identifying Alfvénic fluctuations. M.B. provided a pre-amplifier ASIC used within the SPAN electron instruments. A.W.C. is the SPC instrument scientist and ensured that the instrument met its performance requirements and was calibrated. B.D.G.C. contributed to the theoretical calculations and the writing of the manuscript. D.W.C. managed the effort at UCB. D.G. was the institutional lead at NASA MSFC, responsible for materials testing and calibration of SPC. S.P.G. provided recommendations on measurement requirements to detect instabilities. L.G. provided related solar observations and results. J.S.H. contributed to the analysis of the electron observations and to the writing of the manuscript. G.C.H. provided a time-of-flight ASIC to reduce the size and power of the SPAN ion instrument. T.S.H. participated in the analysis of the Alfvénic spikes. Q.H. identified magnetic flux ropes. K.G.K. contributed to the writing of the manuscript and provided warm-plasma growth rate calculations. K.E.K. led the SWEAP Science Operations Center and coordinated observing plans between the instruments and the project. M.V. contributed to the writing of the manuscript and the discussion on the relationship between Alfvénic fluctuations and angular momentum. D.E.L. is the institutional lead at Berkeley, responsible for the implementation of the SPAN instruments and the SWEAP Electronics Module suite-wide computer. R.L. is the SPAN ion instrument scientist. B.L. identified flux ropes and other signatures of coronal mass ejections in the data. P.L. coordinated solar furnace testing of the SPC materials before launch. M. Maksimovic peformed the absolute calibration of the density measurements. M. Martinovic evaluated the quality of the velocity distribution functions. N.V.P. carried out numerical
  • 6. Article simulations. J.D.R. contributed to the design of the Faraday cup. R.M.S. helped to interpret the electron pitch-angle distributions. J.T.S. identified potential field rotation causes. M.L.S. provided the overall data pipeline for SWEAP and SPC high-level data products. A.S. estimated the location of the heliospheric current sheet. P.L.W. set up the SPC calibration at MSFC and then became SPAN electron instrument scientist at Berkeley. K.H.W. arranged the SPC calibration at MSFC. G.P.Z. leads the SWEAP theory team. R.J.M. leads the FIELDS fluxgate magnetometer. D.J.M. is the IS☉IS PI and provided the energetic-particle data. R.L.M. leads the EPI-Lo energetic-particle instrument. M.P. is the FIELDS SOC lead. N.E.R. is the PSP Project Scientist and reviewed jets and similar coronal transients. N.A.S. runs the IS☉IS Science Operations Center. All authors participated in planning the observations and data collection, reviewed and discussed the observations, and read, provided feedback and approved the contents of the manuscript. Competing interests The authors declare no competing interests. Additional information Correspondence and requests for materials should be addressed to J.C.K. Reprints and permissions information is available at http://www.nature.com/reprints.
  • 8. Article ExtendedDataFig.2|SchematicofanS-shapedmagneticstructurecreating afieldreversal,heat-fluxreversalandaspikeinvelocity.Thisfigure illustratesthepossiblegeometryofanS-shapedpropagatingAlfvénic disturbance(greybox)andhowitwouldappeartothespacecraft(black square)asitflewthroughthespikeonthegreentrajectory.Thepinklineswith arrowsindicatetheconfigurationofthemagneticfield,withallfieldlines ultimatelypointingbacktotheSun.Arrowsateachblacksquareindicatethe vectorvelocity(blue),electronstrahl(orange)andmagneticfield(red)seenby thespacecraft.IfthiswasapurelyAlfvénicstructure,thenthespikewould moveawayfromtheSuninanantiparalleldirectiontoBatthelocalAlfvén speed,CA.Intheframeofthespike,theshapeofthestructurewouldbestatic, withplasmaflowinginalongfieldlinesontheupperleftandthroughthespike andemergingatthelowerright,alwaysflowingatCA.Intheframeofthe spacecraft,theconstantflowalongfieldlinesinthepropagatingspikeframe wouldtranslateintoaradialincreaseofVbyCA whenBisperpendiculartotheR direction,andamaximumjumpof2CA whenBiscompletelyinverted. Because theheatfluxflowsawayfromtheSun alongmagneticfieldlines,itwouldrotate soastoalwaysbeantiparalleltoBandappearlocally tobeflowingbacktothe Sunatthecentreofthisdisturbance.