•Mr. Sample Client
•Strategic Solutions
•Jan '98 through Dec '10
•IMPORTANT:
•Strategic Solutions - Suitability Profile
•Prepared at the request of, and for: Mr. Sample Client
•Cli
ent or C
lie
nt'
s
•
•
•Run Date: 3/22/2011
•Flexible Plan Investments, Ltd.
Illustrated Research Report (Jan '98 through Dec '10)
•Strategic Solutions
Combo
•StrategiesWeights
•Managed Income Aggressive (SSMIA) 35.00%
•Market Leaders Strategic Cons - MS25 (MS) 30.00%
•Self-Adjusting Trend Following (STF ) 35.00%
•Prepared at the request of, and for: Mr. Sample Client
•Capital Market Line Analysis (Hypothetical)
•ComboSSMIA
•STF
•MS
•Index
•5% T-Bill^DJIA
•0
% •0 % 1 0 % 19% 29% 38%
•Return(%)
•^OT
C
•35
%
•30
%
•25
%
•20
%
•15
%
•10
%
•Risk(SD%)
•$1,600,000
•$1,400,000
•$1,200,000
•$1,000,000
•$800,000
•$600,000
•$400,000
•$200,000
•$
0
•Comparative Growth of $100,000 (Hypothetical)
•Combo
Index
Max.
Return Risk RAR(2) Beta Alpha Loss
Growthof $100,000(atReturnrate)
3years5 years Period(1) Index(1) Combo
S&P 500 (Index) 4.1% 19.6% 0.06 1.00 0.0% -54.7% $112,806 $122,243 1998 $133,427 33.4% $154,786 54.8%
Combo (Combo) 23.2% 12.8% 1.58 0.19 20.1%-10.8% $187,047 $283,955 1999 $161,500 21.0% $244,359 57.9%
ManagedIncomeAgg (SSMIA 22.8% 15.4% 1.29 0
.
2
1 18.8%-32.8% $185,038 $278,892 2000 $146,809 -9.1% $284,196 16.3%
MS25 (MS) 8.9% 5.6% 1.07 0.17 5.8% -7.9% $129,259 $153,379 2001 $130,675 -11.0% $382,692 34.7%
SelfAdjTF (STF ) 32.6% 30.4% 0.98 0.32 28.5%-29.0% $233,212 $410,128 2002 $100,111 -23.4% $472,029 23.3%
Dow Jones Indstr Avg (^DJIA 3.2% 18.8% 0.01 0.91 -0.8% -53.0% $109,891 $117,023 2003 $127,615 27.5% $640,770 35.7%
NASDAQ Composite (^OTC) 4.4% 27.5% 0.05 1.20 0.1% -77.4% $113,800 $124,042 2004 $143,783 12.7% $689,381 7.6%
(2) RAR = Risk-Adjusted Return. See Glossary of Terms. ^
See Indexes in Glossary of Terms.
2005
2006
$150,842
$174,645
4.9%
15.8%
$749,633
$823,147
8.7%
9.8%
2007 $185,186 6.0% $974,642 18.4%
2008 $111,868 -39.6% $940,526 -3.5%
2009 $146,812 31.2% $1,394,305 48.2%
2010 $168,959 15.1% $1,526,435 9.5%
•(1) As defined in Glossary of Terms
•Returns are net of 2.20% management fee. A Maximum Establishment Fee of 1.2% has been deducted at inception.
Research Report Disclosures and Glossary of Terms are an integral part of this presentation.
PAST RESEARCH REPORT RESULTS DO NOT GUARANTEE FUTURE RESULTS. See "Risk Considerations" in Brochure Form ADV Part II and Schedule H.
Inherent in any investment is the potential for loss as well as the potential for gain.
A list of recommendations made within the immediately preceding year is available upon request.
•Flexible Plan Investments, Ltd.
•Illustrated Research Report (Jan '98 through Dec '10)
Strategic Solutions
•Combo
•Prepared at the request of, and for: Mr. Sample Client
•Run Date: 3/22/2011
•Returns are net of 2.20% management fee. A Maximum Establishment Fee of 1.2% has been deducted at inception.
Research Report Disclosures and Glossary of Terms are an integral part of this presentation.
PAST RESEARCH REPORT RESULTS DO NOT GUARANTEE FUTURE RESULTS. See "Risk Considerations" in Brochure Form ADV Part II and Schedule H.
Inherent in any investment is the potential for loss as well as the potential for gain.
A list of recommendations made within the immediately preceding year is available upon request.
•$1,600,000
•$1,400,000
•$1,200,000
•$1,000,000
•$800,00
0
•$600,00
0
•$400,00
0
•$200,00
0
•$
0
•Comparative Growth of $100,000 (Hypothetical)
•Abbreviations/terms from Capital Market Line Analysis table on previous
page.
•Combo
Index
•
•Flexible Plan Investments, Ltd.
•Illustrated Research Report (Jan '98 through Dec '10)
Strategic Solutions
•Combo
•Prepared at the request of, and for: Mr. Sample Client
•Run Date: 3/22/2011
•Returns are net of 2.20% management fee. A Maximum Establishment Fee of 1.2% has been deducted at inception.
Research Report Disclosures and Glossary of Terms are an integral part of this presentation.
PAST RESEARCH REPORT RESULTS DO NOT GUARANTEE FUTURE RESULTS. See "Risk Considerations" in Brochure Form ADV Part II and Schedule H.
Inherent in any investment is the potential for loss as well as the potential for gain.
A list of recommendations made within the immediately preceding year is available upon request.
•25
%
•Return(%)
•20
%
•15
%
•10
%
•Capital Market Line Analysis
(Hypothetical)
•Abbreviations/terms from Capital Market Line Analysis table on previous
page.
•S
T
F
•Combo SSM I
A
•MS
•35
%
•30
%
•Index
•5
%T
-
B
i
l
l^DJIA
•0
%
•^OT
C
•0 % 1 0 % 19% 29% 38%
•Risk(SD%)
•Run Date: 3/22/2011
• Strategic Solutions - Illustrated Research Report (Jan '98 through Dec '10)
Prepared at the request of, and for: Mr. Sample Client
RISK LEVEL STRATEGY RETURN RISK RAR BETA ALPHA MAX RISK LEVEL
Managed Income Aggressive 22.8% 15.4% 1.29 0.00 19.8% -32.8%
Self-Adjusting Trend Following 32.6% 30.4% 0.98 0.39 29.2% -29.0%
Global Select 10.6% 14.5% 0.53 0.52 7.1% -31.3%
A Better Buy and Hold 8.6% 20.4% 0.28 0.91 4.6% -56.9%
Bear Necessities 7.6% 18.6% 0.25 0.55 4.0% -48.8%
Political Seasonality Index 5.5% 20.6% 0.12 0.78 1.6% -52.5%
S&P 500 4.1% 19.6% 0.06 1.00 0.0% -54.7%
HIGHEST HIGHEST
Combo 23.2% 12.8% 1.58 0.19 20.1% -10.8%
Market Leaders Strategic Gro - MS80 12.9% 11.8% 0.84 0.43 9.4% -17.1%
Market Leaders Strategic Agg - MS100 13.7% 13.2% 0.81 0.48 10.2% -20.3%
Lifetime Evolution Aggressive 7.7% 11.4% 0.41 0.64 3.7% -33.4%
Classic 8.8% 14.3% 0.41 0.37 5.4% -44.9%
Dynamic Fund Profiles - Balanced 7.1% 10.5% 0.40 0.38 3.8% -23.7%
Lifetime Evolution Equity Only 8.2% 13.8% 0.39 0.62 4.6% -39.7%
Dynamic Fund Profiles - Growth 7.7% 12.7% 0.37 0.46 4.2% -28.8%
Dynamic Fund Profiles - Aggressive 7.9% 14.4% 0.35 0.51 4.4% -31.3%
Evolution II 6.6% 13.7% 0.27 0.56 3.0% -33.9%
Systematic Advantage 5.6% 11.2% 0.24 0.47 2.1% -31.8%
For a Better World 5.8% 13.6% 0.21 0.57 2.2% -32.7%
HIGHER HIGHER
Market Leaders Strategic Mod - MS40 10.6% 7.7% 1.00 0.26 7.4% -10.9%
Market Leaders Strategic Bal - MS60 12.0% 9.9% 0.91 0.35 8.6% -13.8%
Select Alternatives - 100% EMF 8.2% 7.0% 0.75 0.11 5.1% -7.4%
Faith Focused Investing Moderate 5.9% 6.1% 0.49 0.33 2.3% -9.0%
Faith Focused Investing Balanced 6.3% 7.1% 0.47 0.33 2.7% -10.5%
Select Alternatives 7.2% 9.0% 0.47 0.13 4.1% -20.5%
Lifetime Evolution Moderate 6.6% 8.1% 0.46 0.66 2.4% -22.9%
Faith Focused Investing Growth 6.7% 8.2% 0.46 0.33 3.2% -12.0%
Faith Focused Investing Aggressive 7.5% 10.4% 0.44 0.33 4.1% -15.0%
Dynamic Fund Profiles - Moderate 6.1% 7.3% 0.43 0.25 2.9% -16.6%
Lifetime Evolution Moderate Growth 7.3% 10.3% 0.43 0.65 3.2% -30.1%
Next Generation Asset Allocation-Aggressive 6.4% 9.9% 0.36 0.29 3.2% -22.1%
LOWER LOWER
Market Leaders Strategic Cons - MS25 8.9% 5.6% 1.07 0.17 5.8% -7.9%
Global Maturities 7.0% 5.1% 0.80 0.07 4.0% -7.7%
Faith Focused Investing Conservative 5.0% 4.1% 0.50 0.32 1.4% -6.5%
Lifetime Evolution Conservative 5.5% 5.2% 0.50 0.53 1.5% -11.7%
Dynamic Fund Profiles - Conservative 5.4% 5.6% 0.44 0.16 2.3% -11.6%
Lifetime Evolution Income Only 4.7% 4.1% 0.42 0.07 1.7% -8.2%
Managed Income 4.0% 3.4% 0.32 0.02 1.1% -4.8%
Next Generation Asset Allocation-Moderate 4.6% 6.0% 0.28 0.16 1.5% -17.8%
Managed Income - 100% EMF 3.1% 4.8% 0.03 0.03 0.1% -10.1%
LOWEST LOWEST
•Returns are net of 2.20% management fee. A Maximum Establishment Fee of 1.2% has been deducted at inception.
Research Report Disclosures and Glossary of Terms are an integral part of this presentation.
PAST RESEARCH REPORT RESULTS DO NOT GUARANTEE FUTURE RESULTS. See "Risk Considerations" in Brochure Form ADV Part II and Schedule H.
Inherent in any investment is the potential for loss as well as the potential for gain.
A list of recommendations made within the immediately preceding year is available upon request.
•Illustrated Research Report - Disclosures
•If the Universe Components consist of Evolution Funds, since FPI would receive a fee for its sub-adviser activities, the client will receive a pro-rata credit on his billing.
Rafferty Asset Management, LLC serves as the Funds’ Investment Adviser and Flexible Plan Investments, Ltd. serves as the Funds’ sub-adviser. Read the Direxion Funds
Prospectus and Flexible Plan Investments’ Brochure Form ADV Part II Carefully Before Investing. In deciding whether to invest in the Funds described, you should carefully
consider
•Illustrated Research Report - Glossary of Terms
•Alpha:Alpha is a measurement of the risk-adjusted rate of return of a security. The alpha of the benchmark (e.g., the S&P 500) is always equal to zero. Given its level of risk, alpha
measures

AdvFlex_Sample_Client_Illustration_March2011 - Copy.pptx

  • 1.
    •Mr. Sample Client •StrategicSolutions •Jan '98 through Dec '10 •IMPORTANT:
  • 2.
    •Strategic Solutions -Suitability Profile •Prepared at the request of, and for: Mr. Sample Client •Cli ent or C lie nt' s
  • 3.
    • • •Run Date: 3/22/2011 •FlexiblePlan Investments, Ltd. Illustrated Research Report (Jan '98 through Dec '10) •Strategic Solutions Combo •StrategiesWeights •Managed Income Aggressive (SSMIA) 35.00% •Market Leaders Strategic Cons - MS25 (MS) 30.00% •Self-Adjusting Trend Following (STF ) 35.00% •Prepared at the request of, and for: Mr. Sample Client •Capital Market Line Analysis (Hypothetical) •ComboSSMIA •STF •MS •Index •5% T-Bill^DJIA •0 % •0 % 1 0 % 19% 29% 38% •Return(%) •^OT C •35 % •30 % •25 % •20 % •15 % •10 % •Risk(SD%) •$1,600,000 •$1,400,000 •$1,200,000 •$1,000,000 •$800,000 •$600,000 •$400,000 •$200,000 •$ 0 •Comparative Growth of $100,000 (Hypothetical) •Combo Index Max. Return Risk RAR(2) Beta Alpha Loss Growthof $100,000(atReturnrate) 3years5 years Period(1) Index(1) Combo S&P 500 (Index) 4.1% 19.6% 0.06 1.00 0.0% -54.7% $112,806 $122,243 1998 $133,427 33.4% $154,786 54.8% Combo (Combo) 23.2% 12.8% 1.58 0.19 20.1%-10.8% $187,047 $283,955 1999 $161,500 21.0% $244,359 57.9% ManagedIncomeAgg (SSMIA 22.8% 15.4% 1.29 0 . 2 1 18.8%-32.8% $185,038 $278,892 2000 $146,809 -9.1% $284,196 16.3% MS25 (MS) 8.9% 5.6% 1.07 0.17 5.8% -7.9% $129,259 $153,379 2001 $130,675 -11.0% $382,692 34.7% SelfAdjTF (STF ) 32.6% 30.4% 0.98 0.32 28.5%-29.0% $233,212 $410,128 2002 $100,111 -23.4% $472,029 23.3% Dow Jones Indstr Avg (^DJIA 3.2% 18.8% 0.01 0.91 -0.8% -53.0% $109,891 $117,023 2003 $127,615 27.5% $640,770 35.7% NASDAQ Composite (^OTC) 4.4% 27.5% 0.05 1.20 0.1% -77.4% $113,800 $124,042 2004 $143,783 12.7% $689,381 7.6% (2) RAR = Risk-Adjusted Return. See Glossary of Terms. ^ See Indexes in Glossary of Terms. 2005 2006 $150,842 $174,645 4.9% 15.8% $749,633 $823,147 8.7% 9.8% 2007 $185,186 6.0% $974,642 18.4% 2008 $111,868 -39.6% $940,526 -3.5% 2009 $146,812 31.2% $1,394,305 48.2% 2010 $168,959 15.1% $1,526,435 9.5% •(1) As defined in Glossary of Terms •Returns are net of 2.20% management fee. A Maximum Establishment Fee of 1.2% has been deducted at inception. Research Report Disclosures and Glossary of Terms are an integral part of this presentation. PAST RESEARCH REPORT RESULTS DO NOT GUARANTEE FUTURE RESULTS. See "Risk Considerations" in Brochure Form ADV Part II and Schedule H. Inherent in any investment is the potential for loss as well as the potential for gain. A list of recommendations made within the immediately preceding year is available upon request.
  • 4.
    •Flexible Plan Investments,Ltd. •Illustrated Research Report (Jan '98 through Dec '10) Strategic Solutions •Combo •Prepared at the request of, and for: Mr. Sample Client •Run Date: 3/22/2011 •Returns are net of 2.20% management fee. A Maximum Establishment Fee of 1.2% has been deducted at inception. Research Report Disclosures and Glossary of Terms are an integral part of this presentation. PAST RESEARCH REPORT RESULTS DO NOT GUARANTEE FUTURE RESULTS. See "Risk Considerations" in Brochure Form ADV Part II and Schedule H. Inherent in any investment is the potential for loss as well as the potential for gain. A list of recommendations made within the immediately preceding year is available upon request. •$1,600,000 •$1,400,000 •$1,200,000 •$1,000,000 •$800,00 0 •$600,00 0 •$400,00 0 •$200,00 0 •$ 0 •Comparative Growth of $100,000 (Hypothetical) •Abbreviations/terms from Capital Market Line Analysis table on previous page. •Combo Index
  • 5.
    • •Flexible Plan Investments,Ltd. •Illustrated Research Report (Jan '98 through Dec '10) Strategic Solutions •Combo •Prepared at the request of, and for: Mr. Sample Client •Run Date: 3/22/2011 •Returns are net of 2.20% management fee. A Maximum Establishment Fee of 1.2% has been deducted at inception. Research Report Disclosures and Glossary of Terms are an integral part of this presentation. PAST RESEARCH REPORT RESULTS DO NOT GUARANTEE FUTURE RESULTS. See "Risk Considerations" in Brochure Form ADV Part II and Schedule H. Inherent in any investment is the potential for loss as well as the potential for gain. A list of recommendations made within the immediately preceding year is available upon request. •25 % •Return(%) •20 % •15 % •10 % •Capital Market Line Analysis (Hypothetical) •Abbreviations/terms from Capital Market Line Analysis table on previous page. •S T F •Combo SSM I A •MS •35 % •30 % •Index •5 %T - B i l l^DJIA •0 % •^OT C •0 % 1 0 % 19% 29% 38% •Risk(SD%)
  • 6.
    •Run Date: 3/22/2011 •Strategic Solutions - Illustrated Research Report (Jan '98 through Dec '10) Prepared at the request of, and for: Mr. Sample Client RISK LEVEL STRATEGY RETURN RISK RAR BETA ALPHA MAX RISK LEVEL Managed Income Aggressive 22.8% 15.4% 1.29 0.00 19.8% -32.8% Self-Adjusting Trend Following 32.6% 30.4% 0.98 0.39 29.2% -29.0% Global Select 10.6% 14.5% 0.53 0.52 7.1% -31.3% A Better Buy and Hold 8.6% 20.4% 0.28 0.91 4.6% -56.9% Bear Necessities 7.6% 18.6% 0.25 0.55 4.0% -48.8% Political Seasonality Index 5.5% 20.6% 0.12 0.78 1.6% -52.5% S&P 500 4.1% 19.6% 0.06 1.00 0.0% -54.7% HIGHEST HIGHEST Combo 23.2% 12.8% 1.58 0.19 20.1% -10.8% Market Leaders Strategic Gro - MS80 12.9% 11.8% 0.84 0.43 9.4% -17.1% Market Leaders Strategic Agg - MS100 13.7% 13.2% 0.81 0.48 10.2% -20.3% Lifetime Evolution Aggressive 7.7% 11.4% 0.41 0.64 3.7% -33.4% Classic 8.8% 14.3% 0.41 0.37 5.4% -44.9% Dynamic Fund Profiles - Balanced 7.1% 10.5% 0.40 0.38 3.8% -23.7% Lifetime Evolution Equity Only 8.2% 13.8% 0.39 0.62 4.6% -39.7% Dynamic Fund Profiles - Growth 7.7% 12.7% 0.37 0.46 4.2% -28.8% Dynamic Fund Profiles - Aggressive 7.9% 14.4% 0.35 0.51 4.4% -31.3% Evolution II 6.6% 13.7% 0.27 0.56 3.0% -33.9% Systematic Advantage 5.6% 11.2% 0.24 0.47 2.1% -31.8% For a Better World 5.8% 13.6% 0.21 0.57 2.2% -32.7% HIGHER HIGHER Market Leaders Strategic Mod - MS40 10.6% 7.7% 1.00 0.26 7.4% -10.9% Market Leaders Strategic Bal - MS60 12.0% 9.9% 0.91 0.35 8.6% -13.8% Select Alternatives - 100% EMF 8.2% 7.0% 0.75 0.11 5.1% -7.4% Faith Focused Investing Moderate 5.9% 6.1% 0.49 0.33 2.3% -9.0% Faith Focused Investing Balanced 6.3% 7.1% 0.47 0.33 2.7% -10.5% Select Alternatives 7.2% 9.0% 0.47 0.13 4.1% -20.5% Lifetime Evolution Moderate 6.6% 8.1% 0.46 0.66 2.4% -22.9% Faith Focused Investing Growth 6.7% 8.2% 0.46 0.33 3.2% -12.0% Faith Focused Investing Aggressive 7.5% 10.4% 0.44 0.33 4.1% -15.0% Dynamic Fund Profiles - Moderate 6.1% 7.3% 0.43 0.25 2.9% -16.6% Lifetime Evolution Moderate Growth 7.3% 10.3% 0.43 0.65 3.2% -30.1% Next Generation Asset Allocation-Aggressive 6.4% 9.9% 0.36 0.29 3.2% -22.1% LOWER LOWER Market Leaders Strategic Cons - MS25 8.9% 5.6% 1.07 0.17 5.8% -7.9% Global Maturities 7.0% 5.1% 0.80 0.07 4.0% -7.7% Faith Focused Investing Conservative 5.0% 4.1% 0.50 0.32 1.4% -6.5% Lifetime Evolution Conservative 5.5% 5.2% 0.50 0.53 1.5% -11.7% Dynamic Fund Profiles - Conservative 5.4% 5.6% 0.44 0.16 2.3% -11.6% Lifetime Evolution Income Only 4.7% 4.1% 0.42 0.07 1.7% -8.2% Managed Income 4.0% 3.4% 0.32 0.02 1.1% -4.8% Next Generation Asset Allocation-Moderate 4.6% 6.0% 0.28 0.16 1.5% -17.8% Managed Income - 100% EMF 3.1% 4.8% 0.03 0.03 0.1% -10.1% LOWEST LOWEST •Returns are net of 2.20% management fee. A Maximum Establishment Fee of 1.2% has been deducted at inception. Research Report Disclosures and Glossary of Terms are an integral part of this presentation. PAST RESEARCH REPORT RESULTS DO NOT GUARANTEE FUTURE RESULTS. See "Risk Considerations" in Brochure Form ADV Part II and Schedule H. Inherent in any investment is the potential for loss as well as the potential for gain. A list of recommendations made within the immediately preceding year is available upon request.
  • 7.
    •Illustrated Research Report- Disclosures •If the Universe Components consist of Evolution Funds, since FPI would receive a fee for its sub-adviser activities, the client will receive a pro-rata credit on his billing. Rafferty Asset Management, LLC serves as the Funds’ Investment Adviser and Flexible Plan Investments, Ltd. serves as the Funds’ sub-adviser. Read the Direxion Funds Prospectus and Flexible Plan Investments’ Brochure Form ADV Part II Carefully Before Investing. In deciding whether to invest in the Funds described, you should carefully consider
  • 8.
    •Illustrated Research Report- Glossary of Terms •Alpha:Alpha is a measurement of the risk-adjusted rate of return of a security. The alpha of the benchmark (e.g., the S&P 500) is always equal to zero. Given its level of risk, alpha measures