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A UNIFIED INTERNATIONAL STANDARD
THAT COVERS PRESCRIPTIVE AND
PERFORMANCE-BASED FIRE SAFETY
DESIGN
Monideep Dey, Deytec, Inc. USA
Proposal for New
Work Item for ISO TC
92 SC 4 WG 1,
“Application of fire
safety performance
concepts to design
objectives”
February 27, 2017
© Deytec, Inc. 2017. All rights reserved.
This document is copyrighted. It is the intellectual property of Deytec, Inc. It may not be
reproduced, distributed, published or used by any individual or organization for any purpose
whatsoever, unless written permission is obtained from Deytec, Inc.
2
Deytec, Inc. Copyright2017
Summary
This paper presents a proposal for a New Work Item in ISO TC 92 SC 4 WG 1, “Application of fire
safety performance concepts to design objectives.” The proposal is to develop a unified
international standard that covers both prescriptive and performance-based fire safety.
Background
Presently, most countries have a prescriptive framework for the requirements for fire safety.
Countries that have developed a Performance-Based Code (PBC) for fire safety, e.g. New
Zealand, still had to maintain many prescriptive requirements that cannot be replaced using
performance-based approaches.
Several countries now allow the use of performance-based fire safety design within the
framework of its prescriptive fire safety requirements, but in many cases demonstrating the
equivalence of the performance-based design with the prescriptive requirements is difficult. A
framework and methodology for a unified approach to fire safety requirements, that will allow
the use of both sets of requirements in a fire safety program, including an exchange of one set
with the other, does not exist at the present. This has been identified as a gap for the use of
more modern fire safety design methods.
Proposal
This paper proposes a framework and methodology for a unified approach to fire safety
requirements that will allow the use of both set of requirements, prescriptive and performance-
based, in a fire safety program. This will result in an efficient and acceptable exchange of one
set of requirements with the other. It is proposed that such a framework be established in an
international standard that covers both prescriptive and performance-based fire safety. The
goal is for this standard to be written such that it can be adopted by most countries as the
framework for fire safety while maintaining its prescriptive requirements. The use of
performance-based design methods within the prescriptive framework for a new or existing
built environment can then be made based on this international standard.
Proposed framework for the international standard
This section proposes the structure of the international standard to accomplish the objectives
of the standard as set forth above.
Fire phenomena can be grouped according to the phenomenology of fire growth and transport
in the following functional groups identified in the initial technical reports1 on fire safety
engineering published by ISO that outlined the global approach to fire safety:
 Initiation and development of fire and fire effluent
 Movement of fire effluent
 Structural response and fire spread beyond enclosure of origin
 Detection activation and suppression
1 ISO/TR 13387 series of documents in 8 parts (presently withdrawn by ISO).
3
Deytec, Inc. Copyright2017
Other frameworks proposed in the past2 that promote a global and risk approach, as opposed
to piecemeal, will be reviewed for use in development of the standard. Attachment A shows a
matrix for fire safety requirements and FSE by Takeyoshi Tanaka, JAPAN that could also be used
to establish the framework for a unified approach to fire safety regulation. The matrix could
then be used to determine the gaps and need for international standards to support fire safety
regulation.
Performance-based design and prescriptive requirements both address safety objectives and
functional requirements for the above phenomena. Performance-based design and standards
explicitly address these phenomena and functional groups, whereas prescriptive requirements
in national building codes address the phenomena implicitly through prescriptive test
standards. The implicit consideration is done through expert engineering judgement in the
standard development process. Attachment B is an example of the prescriptive requirements
in a national building code, the USA. The attachment discusses how such a prescriptive set of
requirements can be grouped along the above functional groups.
The international standard will be written to allow the existing prescriptive requirements in a
national building code to be grouped in accordance with the above framework established in
the standard. The international standard will also include the method for using performance-
based design approaches within this framework, including specifics of the methods and criteria
needed to demonstrate the equivalency between the prescriptive and performance-based
designs.
Conclusion and Benefits
This international standard will be useful to national regulatory bodies since it will provide a
methodic means to allow modern fire safety design methods to be used within its prescriptive
fire safety codes, with other supporting international standards. This international standard
will result in the greater use of modern fire safety design methods, and more uniform and
superior fire safety worldwide. Builders and owners of the built environment will see benefits
from the assurance they will have that their innovative fire programs designed in accordance
with the international standard, for existing and new buildings, will be approved by the
authorities.
2 GSA “Systems Concept,” Decision Tree, Use of Risk Analysis for the Integrated Design of Fire Safety - see SFPE
Webinar,July 25, 2016, Carl F Baldassara,Wiss,Janney,Elstner Associates Inc.
4
Deytec, Inc. Copyright2017
Attachment A
Matrix for fire safety requirements and FSE
(by Takeyoshi Tanaka, JAPAN)
P-B Fire Safety Requirements
& Acceptable safety level
Fire Safety Engineering
(Design Process, Safety Verification Method,
Calculation Method, Model Validation, etc.)
FSD
Objective
Functional
Requirement
(FNR)
SC: Safety
Criteria
&
DF: Design
Fire/Scenario
Detection Suppression
Structural
Fire
Safety
Prevention
of Fire
Spread
Evacuation
Smoke
Control
Life safety FNR 1
FNR 2
-----------
SC&DF 1
SC&DF 2
-------
X X X X X X
Property
Protection
FNR 1
FNR 2
-----------
SC&DF 1
SC&DF 2
-------
X X X
5
Deytec, Inc. Copyright2017
Fire
Fighting
FNR 1
FNR 2
-----------
SC&DF 1
SC&DF 2
-------
X X X X
Urban Fire
Prevention
FNR 1
FNR 2
-----------
SC&DF 1
SC&DF 2
-------
X X
6
Deytec, Inc. Copyright2017
Attachment B
Review of the regulatory framework
of fire safety requirements in the USA
Introduction
Fire safety requirements for the built environment in the USA are established mainly in the International Building Code (IBC),
developed by the International Code Council (ICC). The IBC serves as a model building code that state and regional building
authorities codify, as is or in modified form, in the building codes. The International Existing Building Code (IEBC) and the
International Residential Code (IRC) also specify fire safety requirements for specific applications. The International Fire Code (IFC)
and the International Mechanical Code (IMC) also specify requirements for fire safety, many of which duplicate the requirements in
the IBC.
Discussion
The requirements in the IBC, IFC, and IMC are all prescriptive in nature. The ICC has also developed a performance code (ICCPC).
The ICCPC requires the establishment of safety objectives, functional requirements, and performance criteria for each category of
prescriptive requirements in the IBC. However, the connection from the ICCPC to the prescriptive requirements is by Chapters in the
IBC, and not through an approach based on the phenomenology of fires as described in the main text and used in a performance-
based approach. This has limited the practicality of the ICCPC and its use in the USA.
The prescriptive requirements in the IBC can however be group in accordance to the phenomenology of fires as will be established in
the proposed international standard.
The testing requirements for fire safety in the IBC3 are mainly in the following Chapters:
Chapter 7: Fire and Smoke Protection Features
Chapter 8: Interior Finishes
Chapter 14: Exterior Walls
3 All references areto the 2009 edition of the IBC.
7
Deytec, Inc. Copyright2017
Chapter 15: Roofs Assemblies and Roof Top Structures
Chapter 26: Plastic
The fire tests required in the IBC may be grouped in the following functional categories4:
1. Fire resistance – to safeguard against the spread of fire and smoke within a building and the spread of fire to or from
buildings - Movement of fire effluent
a) ASTM E119/UL 263: walls, floors, ceilings, columns
b) ASTM E814/UL 1479 – through penetrations
c) UL 10B, 10C, 555 – opening protectives and dampers
2. Flame spread – propagation of flame over a surface - Initiation and development of fire and fire effluent
a) ASTM E84/UL 723
b) NFPA 286 - room corner test
c) NFPA 285 - vertical flame spread
d) ASTM E108/UL 790 – roofing
3. Radiant panel - Initiation and development of fire and fire effluent
a) NFPA 268 – Ignition properties
b) ASTM E970 – Ignition properties (attic floors)
4. Small-scale material properties - Initiation and development of fire and fire effluent
a) ASTM E136 – non-combustibility
b) NFPA 259 – potential heat
c) ASTM E1354 – cone calorimeter
The above provides an example of how prescriptive testing standards can be grouped and included in the same framework used for
performance-based designs. The proposed international standard, which will specify how these groups can be constructed, may be
adopted in a revision of the national fire safety regulation.
Fire safety requirements in the USA building codes
The following provides some further details of the USA model building codes resulting from the review. It is included for information
for the reader to provide an example of a national building code. The review also indicates the complexity of the organization of
4 “Fire Performance Testing,” SFPE Webinar,December 16, 2015,Michael Beaton, Intertek.
8
Deytec, Inc. Copyright2017
prescriptive requirements in a typical building code. This complexity makes it difficult to demonstrate equivalency between
prescriptive and performance-based requirements, unless the prescriptive requirements are grouped in the same structure used in a
performance-based approach.
The IBC addresses structural strength, means of egress, sanitation, adequate lighting and ventilation, accessibility, energy
conservation and life safety in regards to new and existing buildings, facilities and systems.
Content of IBC - Chapters and Subjects
1-2 Administration and definitions
3 Use and occupancy classifications
4,31 Special requirements for specific occupancies orelements
5-6 Height and area limitations based on type of construction
7-9 Fire resistance and protection requirements
10 Requirements for evacuation
11 Specific requirements to allow use and access to a building for persons with disabilities
12-13, 27-30 Building systems, such as lighting, HVAC, plumbing fixtures, elevators
14-26 Structural components-performance and stability
32 Encroachment outside of property lines
33 Safeguards during construction
34 Existing building allowances
35 Referenced standards
Appendices A-K Appendices
Relationship between IBC and IFC
Content of IFC - Chapters and Subjects
9
Deytec, Inc. Copyright2017
The IFC addresses fire prevention, fire protection including for fire services and response, life safety, and safe storage and use of
hazardous materials:
• Emergency planning and preparedness
• Fire service features
• Building services and systems
• Fire-resistant-rated construction
• Interior finish, decorative materials, and furnishings
• Fire protection systems
• Means of egress
• Handling of variety of hazardous materials
The IBC requirements for high hazard, fire-resistance-rated construction, interior finish, fire protection systems, means of egress,
emergency and standby power, and temporary structures are directly correlated with the requirements of the IFC. The following
chapters/sections of the IBC are correlated to the IFC.
IBC Chapter/Section IFC Chapter/Section Subject
Sections 307,414,415 Chapters 27-44 High-hazard requirements
Chapter 7 Chapter 7 Fire-resistance-rated construction
Chapter 8 Chapter 8 Interior finish, decorative materials
Chapter 9 Chapter 9 Fire protection systems
Chapter 10 Chapter 10 Means of egress
Chapter 27 Section 604 Standby and emergency power
Section 3103 Chapter 24 Temporary structures
10
Deytec, Inc. Copyright2017
Relationship between IBC and IMC
The IBC requirements for smoke control systems, and smoke and fire dampers are directly correlated to the requirements of the
IMC. IBC Chapter 28 is a reference to the IMC and the IFGC for chimney, fireplaces and barbeques, and all aspects of mechanical
systems.
The following chapters/sections of the IBC are correlated with the IMC.
IBCChapter/Section IMC Chapter/Section Subject
Section 716 Section 607 Smoke and fire dampers
Section 909 Section 513 Smoke control
Content of ICCPC
The ICCPC is intended to provide a performance-based framework to building design. It contains requirements to establish:
1. Objectives. The objectives define what is expected in terms of societal goals orwhat society "demands” from buildings and
facilities. Objectives are topic-specific and deal with particular aspects of performance required in a building, such as
safeguarding people during escape and rescue.
2. Functional Statements. The functional statement explains, in general terms, the function that a building must provide to
meet the objective or what "supply” must be provided to meet the "demand.” For example, a building must be constructed
to allow people adequate time to reach a place of safety without exposure to untenable conditions.
3. Performance Requirement. Performance requirements are detailed statements that break down the functional statements
into measurable terms. This is where the link is made to the acceptable methods.
The requirements to establish objectives, functional statements, and performance requirements are for each topic in a chapter and
section of the IBC, and not in a hierarchical manner used in a typical performance-based approach.
Equivalent materials and Methods
The IBC does allow the use of equivalent materials and methods as follows, however, guidance on how equivalence can be
established is presently absent in the fire safety industry.

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A Unified International Standard that Covers Prescriptive and Performance-Based Fire Safety Design - Monideep Dey, PhD

  • 1. A UNIFIED INTERNATIONAL STANDARD THAT COVERS PRESCRIPTIVE AND PERFORMANCE-BASED FIRE SAFETY DESIGN Monideep Dey, Deytec, Inc. USA Proposal for New Work Item for ISO TC 92 SC 4 WG 1, “Application of fire safety performance concepts to design objectives”
  • 2. February 27, 2017 © Deytec, Inc. 2017. All rights reserved. This document is copyrighted. It is the intellectual property of Deytec, Inc. It may not be reproduced, distributed, published or used by any individual or organization for any purpose whatsoever, unless written permission is obtained from Deytec, Inc.
  • 3. 2 Deytec, Inc. Copyright2017 Summary This paper presents a proposal for a New Work Item in ISO TC 92 SC 4 WG 1, “Application of fire safety performance concepts to design objectives.” The proposal is to develop a unified international standard that covers both prescriptive and performance-based fire safety. Background Presently, most countries have a prescriptive framework for the requirements for fire safety. Countries that have developed a Performance-Based Code (PBC) for fire safety, e.g. New Zealand, still had to maintain many prescriptive requirements that cannot be replaced using performance-based approaches. Several countries now allow the use of performance-based fire safety design within the framework of its prescriptive fire safety requirements, but in many cases demonstrating the equivalence of the performance-based design with the prescriptive requirements is difficult. A framework and methodology for a unified approach to fire safety requirements, that will allow the use of both sets of requirements in a fire safety program, including an exchange of one set with the other, does not exist at the present. This has been identified as a gap for the use of more modern fire safety design methods. Proposal This paper proposes a framework and methodology for a unified approach to fire safety requirements that will allow the use of both set of requirements, prescriptive and performance- based, in a fire safety program. This will result in an efficient and acceptable exchange of one set of requirements with the other. It is proposed that such a framework be established in an international standard that covers both prescriptive and performance-based fire safety. The goal is for this standard to be written such that it can be adopted by most countries as the framework for fire safety while maintaining its prescriptive requirements. The use of performance-based design methods within the prescriptive framework for a new or existing built environment can then be made based on this international standard. Proposed framework for the international standard This section proposes the structure of the international standard to accomplish the objectives of the standard as set forth above. Fire phenomena can be grouped according to the phenomenology of fire growth and transport in the following functional groups identified in the initial technical reports1 on fire safety engineering published by ISO that outlined the global approach to fire safety:  Initiation and development of fire and fire effluent  Movement of fire effluent  Structural response and fire spread beyond enclosure of origin  Detection activation and suppression 1 ISO/TR 13387 series of documents in 8 parts (presently withdrawn by ISO).
  • 4. 3 Deytec, Inc. Copyright2017 Other frameworks proposed in the past2 that promote a global and risk approach, as opposed to piecemeal, will be reviewed for use in development of the standard. Attachment A shows a matrix for fire safety requirements and FSE by Takeyoshi Tanaka, JAPAN that could also be used to establish the framework for a unified approach to fire safety regulation. The matrix could then be used to determine the gaps and need for international standards to support fire safety regulation. Performance-based design and prescriptive requirements both address safety objectives and functional requirements for the above phenomena. Performance-based design and standards explicitly address these phenomena and functional groups, whereas prescriptive requirements in national building codes address the phenomena implicitly through prescriptive test standards. The implicit consideration is done through expert engineering judgement in the standard development process. Attachment B is an example of the prescriptive requirements in a national building code, the USA. The attachment discusses how such a prescriptive set of requirements can be grouped along the above functional groups. The international standard will be written to allow the existing prescriptive requirements in a national building code to be grouped in accordance with the above framework established in the standard. The international standard will also include the method for using performance- based design approaches within this framework, including specifics of the methods and criteria needed to demonstrate the equivalency between the prescriptive and performance-based designs. Conclusion and Benefits This international standard will be useful to national regulatory bodies since it will provide a methodic means to allow modern fire safety design methods to be used within its prescriptive fire safety codes, with other supporting international standards. This international standard will result in the greater use of modern fire safety design methods, and more uniform and superior fire safety worldwide. Builders and owners of the built environment will see benefits from the assurance they will have that their innovative fire programs designed in accordance with the international standard, for existing and new buildings, will be approved by the authorities. 2 GSA “Systems Concept,” Decision Tree, Use of Risk Analysis for the Integrated Design of Fire Safety - see SFPE Webinar,July 25, 2016, Carl F Baldassara,Wiss,Janney,Elstner Associates Inc.
  • 5. 4 Deytec, Inc. Copyright2017 Attachment A Matrix for fire safety requirements and FSE (by Takeyoshi Tanaka, JAPAN) P-B Fire Safety Requirements & Acceptable safety level Fire Safety Engineering (Design Process, Safety Verification Method, Calculation Method, Model Validation, etc.) FSD Objective Functional Requirement (FNR) SC: Safety Criteria & DF: Design Fire/Scenario Detection Suppression Structural Fire Safety Prevention of Fire Spread Evacuation Smoke Control Life safety FNR 1 FNR 2 ----------- SC&DF 1 SC&DF 2 ------- X X X X X X Property Protection FNR 1 FNR 2 ----------- SC&DF 1 SC&DF 2 ------- X X X
  • 6. 5 Deytec, Inc. Copyright2017 Fire Fighting FNR 1 FNR 2 ----------- SC&DF 1 SC&DF 2 ------- X X X X Urban Fire Prevention FNR 1 FNR 2 ----------- SC&DF 1 SC&DF 2 ------- X X
  • 7. 6 Deytec, Inc. Copyright2017 Attachment B Review of the regulatory framework of fire safety requirements in the USA Introduction Fire safety requirements for the built environment in the USA are established mainly in the International Building Code (IBC), developed by the International Code Council (ICC). The IBC serves as a model building code that state and regional building authorities codify, as is or in modified form, in the building codes. The International Existing Building Code (IEBC) and the International Residential Code (IRC) also specify fire safety requirements for specific applications. The International Fire Code (IFC) and the International Mechanical Code (IMC) also specify requirements for fire safety, many of which duplicate the requirements in the IBC. Discussion The requirements in the IBC, IFC, and IMC are all prescriptive in nature. The ICC has also developed a performance code (ICCPC). The ICCPC requires the establishment of safety objectives, functional requirements, and performance criteria for each category of prescriptive requirements in the IBC. However, the connection from the ICCPC to the prescriptive requirements is by Chapters in the IBC, and not through an approach based on the phenomenology of fires as described in the main text and used in a performance- based approach. This has limited the practicality of the ICCPC and its use in the USA. The prescriptive requirements in the IBC can however be group in accordance to the phenomenology of fires as will be established in the proposed international standard. The testing requirements for fire safety in the IBC3 are mainly in the following Chapters: Chapter 7: Fire and Smoke Protection Features Chapter 8: Interior Finishes Chapter 14: Exterior Walls 3 All references areto the 2009 edition of the IBC.
  • 8. 7 Deytec, Inc. Copyright2017 Chapter 15: Roofs Assemblies and Roof Top Structures Chapter 26: Plastic The fire tests required in the IBC may be grouped in the following functional categories4: 1. Fire resistance – to safeguard against the spread of fire and smoke within a building and the spread of fire to or from buildings - Movement of fire effluent a) ASTM E119/UL 263: walls, floors, ceilings, columns b) ASTM E814/UL 1479 – through penetrations c) UL 10B, 10C, 555 – opening protectives and dampers 2. Flame spread – propagation of flame over a surface - Initiation and development of fire and fire effluent a) ASTM E84/UL 723 b) NFPA 286 - room corner test c) NFPA 285 - vertical flame spread d) ASTM E108/UL 790 – roofing 3. Radiant panel - Initiation and development of fire and fire effluent a) NFPA 268 – Ignition properties b) ASTM E970 – Ignition properties (attic floors) 4. Small-scale material properties - Initiation and development of fire and fire effluent a) ASTM E136 – non-combustibility b) NFPA 259 – potential heat c) ASTM E1354 – cone calorimeter The above provides an example of how prescriptive testing standards can be grouped and included in the same framework used for performance-based designs. The proposed international standard, which will specify how these groups can be constructed, may be adopted in a revision of the national fire safety regulation. Fire safety requirements in the USA building codes The following provides some further details of the USA model building codes resulting from the review. It is included for information for the reader to provide an example of a national building code. The review also indicates the complexity of the organization of 4 “Fire Performance Testing,” SFPE Webinar,December 16, 2015,Michael Beaton, Intertek.
  • 9. 8 Deytec, Inc. Copyright2017 prescriptive requirements in a typical building code. This complexity makes it difficult to demonstrate equivalency between prescriptive and performance-based requirements, unless the prescriptive requirements are grouped in the same structure used in a performance-based approach. The IBC addresses structural strength, means of egress, sanitation, adequate lighting and ventilation, accessibility, energy conservation and life safety in regards to new and existing buildings, facilities and systems. Content of IBC - Chapters and Subjects 1-2 Administration and definitions 3 Use and occupancy classifications 4,31 Special requirements for specific occupancies orelements 5-6 Height and area limitations based on type of construction 7-9 Fire resistance and protection requirements 10 Requirements for evacuation 11 Specific requirements to allow use and access to a building for persons with disabilities 12-13, 27-30 Building systems, such as lighting, HVAC, plumbing fixtures, elevators 14-26 Structural components-performance and stability 32 Encroachment outside of property lines 33 Safeguards during construction 34 Existing building allowances 35 Referenced standards Appendices A-K Appendices Relationship between IBC and IFC Content of IFC - Chapters and Subjects
  • 10. 9 Deytec, Inc. Copyright2017 The IFC addresses fire prevention, fire protection including for fire services and response, life safety, and safe storage and use of hazardous materials: • Emergency planning and preparedness • Fire service features • Building services and systems • Fire-resistant-rated construction • Interior finish, decorative materials, and furnishings • Fire protection systems • Means of egress • Handling of variety of hazardous materials The IBC requirements for high hazard, fire-resistance-rated construction, interior finish, fire protection systems, means of egress, emergency and standby power, and temporary structures are directly correlated with the requirements of the IFC. The following chapters/sections of the IBC are correlated to the IFC. IBC Chapter/Section IFC Chapter/Section Subject Sections 307,414,415 Chapters 27-44 High-hazard requirements Chapter 7 Chapter 7 Fire-resistance-rated construction Chapter 8 Chapter 8 Interior finish, decorative materials Chapter 9 Chapter 9 Fire protection systems Chapter 10 Chapter 10 Means of egress Chapter 27 Section 604 Standby and emergency power Section 3103 Chapter 24 Temporary structures
  • 11. 10 Deytec, Inc. Copyright2017 Relationship between IBC and IMC The IBC requirements for smoke control systems, and smoke and fire dampers are directly correlated to the requirements of the IMC. IBC Chapter 28 is a reference to the IMC and the IFGC for chimney, fireplaces and barbeques, and all aspects of mechanical systems. The following chapters/sections of the IBC are correlated with the IMC. IBCChapter/Section IMC Chapter/Section Subject Section 716 Section 607 Smoke and fire dampers Section 909 Section 513 Smoke control Content of ICCPC The ICCPC is intended to provide a performance-based framework to building design. It contains requirements to establish: 1. Objectives. The objectives define what is expected in terms of societal goals orwhat society "demands” from buildings and facilities. Objectives are topic-specific and deal with particular aspects of performance required in a building, such as safeguarding people during escape and rescue. 2. Functional Statements. The functional statement explains, in general terms, the function that a building must provide to meet the objective or what "supply” must be provided to meet the "demand.” For example, a building must be constructed to allow people adequate time to reach a place of safety without exposure to untenable conditions. 3. Performance Requirement. Performance requirements are detailed statements that break down the functional statements into measurable terms. This is where the link is made to the acceptable methods. The requirements to establish objectives, functional statements, and performance requirements are for each topic in a chapter and section of the IBC, and not in a hierarchical manner used in a typical performance-based approach. Equivalent materials and Methods The IBC does allow the use of equivalent materials and methods as follows, however, guidance on how equivalence can be established is presently absent in the fire safety industry.