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Vikram Pratap Singh Thakur 
17 September 2014 © 2010 BananaIP
 Infringement 
 Types 
 Defenses 
 FTO analysis 
 Why 
 Challenges 
 Methodology 
17 September 2014 © 2010 BananaIP
 Rights 
 Make 
 Use 
 Sell 
 Offer for sale 
 Import 
 Infringement 
17 September 2014 © 2010 BananaIP
 Term 
 Territorial 
 Claims 
17 September 2014 © 2010 BananaIP
 Direct infringement 
 Literal infringement 
 Doctrine of equivalence 
 Indirect infringement 
 Induced infringement 
 Contributory infringement 
17 September 2014 © 2010 BananaIP
 Claim Construction 
 Intrinsic factors 
 Extrinsic factors 
 Comparison 
 Claim by claim - element by element 
17 September 2014 © 2010 BananaIP
PATENT 
 “ What I claim is a gel 
composition for treatment of 
pain comprising; 
2-10 % by weight Benzocaine 
in atleast in part as the free 
base; and 
atleast one of propylene 
glycol and glycerine as a 
solvent. “ 
 Infringing? 
PRODUCT 
 “ A gel for treating 
neuropathies causing pain 
at a site by inducing 
analgesia. The gel is 
administered 
intradermally. The gel has 
10 % by weight of 
Benzocaine and glycerine 
as solvent.“ 
17 September 2014 © 2010 BananaIP
PATENT 
 “ What I claim is a gel 
composition for treatment 
of pain comprising; 
10 % by weight Benzocaine 
in atleast in part as the free 
base; and 
propyl paraben.“ 
PRODUCT 
 “ A gel for treating 
neuropathies causing pain 
at a site by inducing 
analgesia. The gel is 
administered 
intradermally. The gel has 
2-10 % by weight of 
Benzocaine and methyl 
paraben.“ 
17 September 2014 © 2010 BananaIP
 Equivalents of a claim 
 Function 
 Way 
 Result 
17 September 2014 © 2010 BananaIP
PATENT 
 “ What I claim is a gel 
composition for treatment 
of pain comprising; 
10 % by weight Benzocaine 
in atleast in part as the free 
base; and 
propyl paraben.“ 
PRODUCT 
 “ A gel for treating 
neuropathies causing pain 
at a site by inducing 
analgesia. The gel is 
administered 
intradermally. The gel has 
2-10 % by weight of 
Benzocaine and methyl 
paraben.“ 
17 September 2014 © 2010 BananaIP
 Prosecution History Estoppel 
 Eg. 
 a filtering process for the purification of a dye 
solution 
 Amendment by patentee (pH 6-9) 
 Alleged infringing process (pH 5) 
 Doctrine of equivalence ? 
17 September 2014 © 2010 BananaIP
 Hilton Davis v. Warner Jenkinson case 
 Amendment during prosecution: 
 purpose not related to patentability 
demonstrated – court decides based on purpose 
 Patent holder unable to establish purpose – 
estoppel applies 
17 September 2014 © 2010 BananaIP
PATENT 
 pH – 3-6 
 Hypothetical claim analysis 
test 
PRIOR ART 
 pH – 10 and above 
17 September 2014 © 2010 BananaIP
 Induced Infringement 
 Contributory Infringement 
17 September 2014 © 2010 BananaIP
 Katrina, a graduate of IISc, develops a 
molecule for treating AIDS. She acquires a 
patent for the same and is also recognized as 
the inventor of the year by the Indian 
government. Teddy, a company based out of 
Bangalore sells an intermediate to the said 
molecule. 
 Katrina sues Teddy. 
 Infringement? 
17 September 2014 © 2010 BananaIP
 Process of treating dry fruits 
 Comparison 
 Sulphuric Acid - Washing Soda 
 muriatic acid - Acetic acid 
 Sulphur dioxide fumes under pressure - 
Sulphur dioxide fumes without pressure 
17 September 2014 © 2010 BananaIP
 Dizer gets a patent on a drug for AIDS and a method 
for making the kit in USA, India and Bangladesh. 
Sachin decides to research further to come up with 
a process which will be cost-effective. He 
manufactures the patented product in his lab and is 
able to comes up with the improved cost effective 
process. 
 Is Sachin liable for patent infringement? 
17 September 2014 © 2010 BananaIP
 Patent Invalid 
 Subject Matter 
 Utility 
 Novelty 
 Non-obviousness 
 Specification 
17 September 2014 © 2010 BananaIP
 Government Use 
 By or For 
 Research Exemptions 
 Experiment 
 Regulatory Approval 
 Parallel Imports 
 Inequitable Conduct 
17 September 2014 © 2010 BananaIP
17 September 2014 © 2010 BananaIP
 Launch product 
 Launch generic products 
 R&D focus 
17 September 2014 © 2010 BananaIP
 1 product – many patents 
 Eg. Temodar -TEMOZOLOMIDE 
Patent No. Filing Date Priority Date Estimated 
17 September 2014 © 2010 BananaIP 
Expiry Date 
5,260,291 October 18, 
1991 
Aug 24, 1981 Nov 9, 2010 
6,987,108 February 21, 
2003 
Feb 22, 2002 Feb 22, 2022
 Patent term extension 
Patent No. Filing Date Priority 
 Term extension accessibility 
 Easily accessible - US, Europe 
 Not easily accessible – Russia 
17 September 2014 © 2010 BananaIP 
Date 
Estimated 
Expiry Date 
Expiry date 
(including 
extension) 
5,260,291 October 18, 
1991 
Aug 24, 
1981 
Nov 9, 2010 Aug 11, 
2013 
6,987,108 February 21, 
2003 
Feb 22, 
2002 
Feb 22, 
2022 
Sep 8, 2023
 Renewal status 
 Renewal data accessibility 
 Easily accessible - US, Europe 
 Not easily accessible – Brazil, Mexico 
17 September 2014 © 2010 BananaIP
 Difference in Law 
 Regulatory procedure 
 Patent act 
 Patent term date – priority or filing 
 Priority – India 
 Filing –Turkey, Russia 
 Change in law – term changes 
 USA – June 8, 1995 
17 September 2014 © 2010 BananaIP
 Access to databases 
 Language 
 Case Law 
17 September 2014 © 2010 BananaIP
 Multiple National attorneys 
 Carry out on own 
 In house 
 External counsels 
17 September 2014 © 2010 BananaIP
 US, Europe, WIPO 
 Regulatory Search 
 Proprietary Database search 
 National country database search 
 Contact Local Attorney for details 
17 September 2014 © 2010 BananaIP
www.bananaip.com 
www.bananaip.com/sinapse-blog 
contact@bananaip.com 
17 September 2014 © 2010 BananaIP

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A presentation on FTO and Infringement Analysis

  • 1. Vikram Pratap Singh Thakur 17 September 2014 © 2010 BananaIP
  • 2.  Infringement  Types  Defenses  FTO analysis  Why  Challenges  Methodology 17 September 2014 © 2010 BananaIP
  • 3.  Rights  Make  Use  Sell  Offer for sale  Import  Infringement 17 September 2014 © 2010 BananaIP
  • 4.  Term  Territorial  Claims 17 September 2014 © 2010 BananaIP
  • 5.  Direct infringement  Literal infringement  Doctrine of equivalence  Indirect infringement  Induced infringement  Contributory infringement 17 September 2014 © 2010 BananaIP
  • 6.  Claim Construction  Intrinsic factors  Extrinsic factors  Comparison  Claim by claim - element by element 17 September 2014 © 2010 BananaIP
  • 7. PATENT  “ What I claim is a gel composition for treatment of pain comprising; 2-10 % by weight Benzocaine in atleast in part as the free base; and atleast one of propylene glycol and glycerine as a solvent. “  Infringing? PRODUCT  “ A gel for treating neuropathies causing pain at a site by inducing analgesia. The gel is administered intradermally. The gel has 10 % by weight of Benzocaine and glycerine as solvent.“ 17 September 2014 © 2010 BananaIP
  • 8. PATENT  “ What I claim is a gel composition for treatment of pain comprising; 10 % by weight Benzocaine in atleast in part as the free base; and propyl paraben.“ PRODUCT  “ A gel for treating neuropathies causing pain at a site by inducing analgesia. The gel is administered intradermally. The gel has 2-10 % by weight of Benzocaine and methyl paraben.“ 17 September 2014 © 2010 BananaIP
  • 9.  Equivalents of a claim  Function  Way  Result 17 September 2014 © 2010 BananaIP
  • 10. PATENT  “ What I claim is a gel composition for treatment of pain comprising; 10 % by weight Benzocaine in atleast in part as the free base; and propyl paraben.“ PRODUCT  “ A gel for treating neuropathies causing pain at a site by inducing analgesia. The gel is administered intradermally. The gel has 2-10 % by weight of Benzocaine and methyl paraben.“ 17 September 2014 © 2010 BananaIP
  • 11.  Prosecution History Estoppel  Eg.  a filtering process for the purification of a dye solution  Amendment by patentee (pH 6-9)  Alleged infringing process (pH 5)  Doctrine of equivalence ? 17 September 2014 © 2010 BananaIP
  • 12.  Hilton Davis v. Warner Jenkinson case  Amendment during prosecution:  purpose not related to patentability demonstrated – court decides based on purpose  Patent holder unable to establish purpose – estoppel applies 17 September 2014 © 2010 BananaIP
  • 13. PATENT  pH – 3-6  Hypothetical claim analysis test PRIOR ART  pH – 10 and above 17 September 2014 © 2010 BananaIP
  • 14.  Induced Infringement  Contributory Infringement 17 September 2014 © 2010 BananaIP
  • 15.  Katrina, a graduate of IISc, develops a molecule for treating AIDS. She acquires a patent for the same and is also recognized as the inventor of the year by the Indian government. Teddy, a company based out of Bangalore sells an intermediate to the said molecule.  Katrina sues Teddy.  Infringement? 17 September 2014 © 2010 BananaIP
  • 16.  Process of treating dry fruits  Comparison  Sulphuric Acid - Washing Soda  muriatic acid - Acetic acid  Sulphur dioxide fumes under pressure - Sulphur dioxide fumes without pressure 17 September 2014 © 2010 BananaIP
  • 17.  Dizer gets a patent on a drug for AIDS and a method for making the kit in USA, India and Bangladesh. Sachin decides to research further to come up with a process which will be cost-effective. He manufactures the patented product in his lab and is able to comes up with the improved cost effective process.  Is Sachin liable for patent infringement? 17 September 2014 © 2010 BananaIP
  • 18.  Patent Invalid  Subject Matter  Utility  Novelty  Non-obviousness  Specification 17 September 2014 © 2010 BananaIP
  • 19.  Government Use  By or For  Research Exemptions  Experiment  Regulatory Approval  Parallel Imports  Inequitable Conduct 17 September 2014 © 2010 BananaIP
  • 20. 17 September 2014 © 2010 BananaIP
  • 21.  Launch product  Launch generic products  R&D focus 17 September 2014 © 2010 BananaIP
  • 22.  1 product – many patents  Eg. Temodar -TEMOZOLOMIDE Patent No. Filing Date Priority Date Estimated 17 September 2014 © 2010 BananaIP Expiry Date 5,260,291 October 18, 1991 Aug 24, 1981 Nov 9, 2010 6,987,108 February 21, 2003 Feb 22, 2002 Feb 22, 2022
  • 23.  Patent term extension Patent No. Filing Date Priority  Term extension accessibility  Easily accessible - US, Europe  Not easily accessible – Russia 17 September 2014 © 2010 BananaIP Date Estimated Expiry Date Expiry date (including extension) 5,260,291 October 18, 1991 Aug 24, 1981 Nov 9, 2010 Aug 11, 2013 6,987,108 February 21, 2003 Feb 22, 2002 Feb 22, 2022 Sep 8, 2023
  • 24.  Renewal status  Renewal data accessibility  Easily accessible - US, Europe  Not easily accessible – Brazil, Mexico 17 September 2014 © 2010 BananaIP
  • 25.  Difference in Law  Regulatory procedure  Patent act  Patent term date – priority or filing  Priority – India  Filing –Turkey, Russia  Change in law – term changes  USA – June 8, 1995 17 September 2014 © 2010 BananaIP
  • 26.  Access to databases  Language  Case Law 17 September 2014 © 2010 BananaIP
  • 27.  Multiple National attorneys  Carry out on own  In house  External counsels 17 September 2014 © 2010 BananaIP
  • 28.  US, Europe, WIPO  Regulatory Search  Proprietary Database search  National country database search  Contact Local Attorney for details 17 September 2014 © 2010 BananaIP