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A new approach for creating personal and social
EQ-5D-5L value sets: provisional results from
development and pilot-testing in New Zealand
Trudy Sullivan1, JoshWard1, Paul Hansen2,Nancy Devlin3, Franz Ombler4, Sarah Derrett1
1Department of Preventive and Social Medicine, University of Otago, Dunedin, New Zealand 2Department of Economics and 1000minds, University of Otago, Dunedin, New Zealand
3Office of Health Economics, London, United Kingdom 41000minds,Wellington, New Zealand
OBJECTIVES
The EQ-5D has been
expanded to include a version
with five levels of severity on
the dimensions.We describe
here a new approach for
creating EQ-5D-5L value sets
based on the PAPRIKA
method1 and two methods
for valuing dead, implemented
using 1000minds software.2 A
social value set, and personal
value sets for each participant
were produced.
METHODS
An online survey with four parts was developed, mostly implemented using 1000minds software. The main part comprised a discrete choice
experiment (DCE) based on the PAPRIKA method where participants were presented with a series of pairwise comparisons based on two
dimensions of the EQ-5D described on two levels involving a trade-off (Fig. 1). The first, third and fifth levels of each dimension were
presented in the DCE; the weights for the second and fourth levels were calculated using Bézier interpolation. To test the reliability of each
participant’s responses, two questions were repeated at the end of the DCE. Participants were also asked questions to identify health states
worse than dead, using two methods (Figs. 2-3). Finally, participants were asked about their demographic characteristics and for feedback on
the survey, including the DCE and dead-valuation methods.
To test the feasibility and acceptability of the DCE and dead-valuation methods, and to explore the factors people consider when making
their choices, a ‘think aloud’ approach was used.3 A convenience sample of 12 participants individually attended a one-hour session where, in
the presence of two interviewers, they completed the survey and verbalised their thoughts as they did so.The interviewers then clarified any
issues raised, and asked follow-up questions.
To pilot-test the survey, emails were sent to a non-representative sample of participants with an invitation to complete the survey and
forward the survey link to others.
For more information, please contact trudy.sullivan@otago.ac.nz
PARTICIPANT FEEDBACK FROMTHINK-ALOUD SESSIONS
1. Comparing health states / PAPRIKA
• Easily understood layout / instructions
• Repetition, not noticing change of question
• Implausible health states
• When making decisions, considered possible
treatments to alleviate condition, e.g. pain relief
2. UsingVAS to find the value for dead
• Very challenging for some participants to understand
• Some responses contradicted verbally-stated preferences
• Confronting / difficult to think about
3. Locating dead in the descriptive system
• Easily understood
• Confronting / difficult to think about
Fig. 1: Screenshot of a pairwise-ranking question from the DCE Fig. 3: Screenshot of a question used to value deadFig. 2: Screenshot of a question to value dead using a visual analogue scale (VAS)
PROVISIONAL FINDINGS
Feedback from the think-aloud sessions (1-3 above) related to the
survey process rather than content, though most participants
found the task of valuing dead confronting. As a result of the
feedback, aspects of the survey (i.e. instructions, numbering, etc)
were refined and a warning added about the sensitive nature of
some of the questions, in particular valuing dead.
Of the 270 participants who completed the online pilot survey
(Fig. 4 and Table 1), 200 answered the two repeated questions
identically (consistently).The average number of trade-off
questions answered was 22, with an average completion time for
the entire survey of 14 mins (median 12 mins). Anxiety/depression
was the most important dimension to participants on average, with
mobility the least important dimension (Fig. 5).The unadjusted
mean value for dead was 0.404 (median 0.465), with a mean
adjusted value for 55555 of –0.903 (median –0.869) (Figs. 5 & 6).
More than 75% of participants found the survey instructions
and design easy or very easy to follow, with 56% finding the choice
questions difficult. More than 85% reported that the ranking
obtained from the weighted dimensions was as they expected
(Table 2).
NEXT STEPS …
A representative sample of the New Zealand general public is
currently being surveyed. In addition to creating EQ-5D-5L value sets
(personal and social), the preferences of sub-groups will be explored,
e.g. weights will be analysed according to characteristics such as age,
gender, ethnicity, and health status.Table 1: Demographic characteristics of
participants
Total responses: 330
Finished but excluded:
Answered all questions “they are equal”: 6
Two consistency questions incorrect: 64
Reverse preferences: 1
Dead valued at 0.885: 1
Total usable responses: 198
Did not complete: 60
* Adds to >100% as can identify with more than one ethnicity
Characteristic Number (%)
Age
18-34
35-54
55+
110
45
43
(55.5)
(22.7)
(21.8)
Gender
Male
Female
Gender Diverse
62
135
1
(31.3)
(68.2)
(0.5)
Ethnicity*
New Zealand European
Māori
Pacific
Asian
Other
165
12
2
10
27
(83.3)
(6.0)
(1.0)
(5.0)
(13.6)
Education
No quals/sec school
University degree or equiv
Other post-secondary qual
23
152
23
(11.6)
(76.8)
(11.6)
Individual income
$30,000 or less
$30,001 to $70,000
$70,001 to $100,000
$100,000 or more
Did not answer
67
81
30
16
4
(33.9)
(40.9)
(15.2)
(8.0)
(2.0)
Long-term disability
Yes
No
27
171
(13.6)
(86.4)
Self-rated EQ-5D-5L
11111
Slight probs in 1 dimension
Slight probs in 2 dimensions
Mod probs in 1 dimension
Any other state
57
55
28
8
50
(28.8)
(27.8)
(14.1)
(4.0)
(25.3)
Self-rated EQ-VAS
<69
70-89
90-100
18
111
69
(9.1)
(56.1)
(34.8)
Fig. 4: Snowball sample
Fig. 6: Ranking of the 3125 health state values (means)
VALUE SET RESULTS FROMTHE PILOT STUDYSNOWBALL SAMPLE
Fig. 5: Value set for
snowball sample (N=198)
Survey aspect
Snowball
sample
(N=198)
Understanding instructions /survey design
Very Easy/Easy
Neutral
Very Difficult/Difficult
n/(%)
151 (76.2)
34 (17.2)
13 (6.6)
Choosing between two health states
Very Easy/Easy
Neutral
Very Difficult/Difficult
46 (23.2)
40 (20.2)
112 (56.6)
Rank order of EQ-5D dimensions
Correct
Incorrect
169 (85.4)
29 (14.6)
Table 2: Feedback on survey
Examples of value
calculations:
11111:
0.14+0.16+0.21+0.23+0.26=1
33333:
0.02+0.04+0.08+0.09+0.09=0.32
55555:
–0.18–0.18–0.18–0.18–0.18=–0.9
EQ-5D-5L dimension
Mean
weight
MOBILITY
I have no problems in walking about 0.14
I have slight problems in waking about 0.09
I have moderate problems in walking about 0.02
I have moderate problems in walking about –0.07
I am unable to walk about –0.18
SELF-CARE
I have no problems washing or dressing myself 0.16
I have slight problems washing or dressing myself 0.11
I have moderate problems washing or dressing myself 0.04
I have severe problems washing or dressing myself –0.06
I am unable to wash or dress myself –0.18
USUAL ACTIVITIES (e.g. work, study, housework, family or leisure activities)
I have no problems doing my usual activities 0.21
I have slight problems doing my usual activities 0.16
I have moderate problems doing my usual activities 0.08
I have moderate problems doing my usual activities –0.03
I am unable doing my usual activities –0.18
PAIN / DISCOMFORT
I have no pain or discomfort 0.23
I have slight pain or discomfort 0.17
I have moderate pain or discomfort 0.09
I have severe pain or discomfort –0.03
I have extreme pain or discomfort –0.18
ANXIETY / DEPRESSION
I am not anxious or depressed 0.26
I am slightly anxious or depressed 0.19
I am moderately anxious or depressed 0.09
I am severely anxious or depressed –0.03
I am extremely anxious or depressed –0.18
REFERENCES
1. Hansen, P., Ombler, F. (2008),A new method for scoring additive multi‐attribute value models using pairwise rankings of alternatives, Journal of Multi‐Criteria Decision Analysis, 15, 87-107.
2. Ombler, F., Hansen, P. ,1000minds software, 2002-18.Available from www.1000minds.com.
3. Green, C., Gilhooly, K. (1996), Protocol analysis: Practical implementation, Handbook of Qualitative Research Methods for Psychology and the Social Sciences, 55-74.
-1.00
-0.50
0.00
0.50
1.00
UK (English) © 2009 EuroQol Group EQ-5DTM is a trade mark of the EuroQol Group

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1000 Minds Poster

  • 1. A new approach for creating personal and social EQ-5D-5L value sets: provisional results from development and pilot-testing in New Zealand Trudy Sullivan1, JoshWard1, Paul Hansen2,Nancy Devlin3, Franz Ombler4, Sarah Derrett1 1Department of Preventive and Social Medicine, University of Otago, Dunedin, New Zealand 2Department of Economics and 1000minds, University of Otago, Dunedin, New Zealand 3Office of Health Economics, London, United Kingdom 41000minds,Wellington, New Zealand OBJECTIVES The EQ-5D has been expanded to include a version with five levels of severity on the dimensions.We describe here a new approach for creating EQ-5D-5L value sets based on the PAPRIKA method1 and two methods for valuing dead, implemented using 1000minds software.2 A social value set, and personal value sets for each participant were produced. METHODS An online survey with four parts was developed, mostly implemented using 1000minds software. The main part comprised a discrete choice experiment (DCE) based on the PAPRIKA method where participants were presented with a series of pairwise comparisons based on two dimensions of the EQ-5D described on two levels involving a trade-off (Fig. 1). The first, third and fifth levels of each dimension were presented in the DCE; the weights for the second and fourth levels were calculated using Bézier interpolation. To test the reliability of each participant’s responses, two questions were repeated at the end of the DCE. Participants were also asked questions to identify health states worse than dead, using two methods (Figs. 2-3). Finally, participants were asked about their demographic characteristics and for feedback on the survey, including the DCE and dead-valuation methods. To test the feasibility and acceptability of the DCE and dead-valuation methods, and to explore the factors people consider when making their choices, a ‘think aloud’ approach was used.3 A convenience sample of 12 participants individually attended a one-hour session where, in the presence of two interviewers, they completed the survey and verbalised their thoughts as they did so.The interviewers then clarified any issues raised, and asked follow-up questions. To pilot-test the survey, emails were sent to a non-representative sample of participants with an invitation to complete the survey and forward the survey link to others. For more information, please contact trudy.sullivan@otago.ac.nz PARTICIPANT FEEDBACK FROMTHINK-ALOUD SESSIONS 1. Comparing health states / PAPRIKA • Easily understood layout / instructions • Repetition, not noticing change of question • Implausible health states • When making decisions, considered possible treatments to alleviate condition, e.g. pain relief 2. UsingVAS to find the value for dead • Very challenging for some participants to understand • Some responses contradicted verbally-stated preferences • Confronting / difficult to think about 3. Locating dead in the descriptive system • Easily understood • Confronting / difficult to think about Fig. 1: Screenshot of a pairwise-ranking question from the DCE Fig. 3: Screenshot of a question used to value deadFig. 2: Screenshot of a question to value dead using a visual analogue scale (VAS) PROVISIONAL FINDINGS Feedback from the think-aloud sessions (1-3 above) related to the survey process rather than content, though most participants found the task of valuing dead confronting. As a result of the feedback, aspects of the survey (i.e. instructions, numbering, etc) were refined and a warning added about the sensitive nature of some of the questions, in particular valuing dead. Of the 270 participants who completed the online pilot survey (Fig. 4 and Table 1), 200 answered the two repeated questions identically (consistently).The average number of trade-off questions answered was 22, with an average completion time for the entire survey of 14 mins (median 12 mins). Anxiety/depression was the most important dimension to participants on average, with mobility the least important dimension (Fig. 5).The unadjusted mean value for dead was 0.404 (median 0.465), with a mean adjusted value for 55555 of –0.903 (median –0.869) (Figs. 5 & 6). More than 75% of participants found the survey instructions and design easy or very easy to follow, with 56% finding the choice questions difficult. More than 85% reported that the ranking obtained from the weighted dimensions was as they expected (Table 2). NEXT STEPS … A representative sample of the New Zealand general public is currently being surveyed. In addition to creating EQ-5D-5L value sets (personal and social), the preferences of sub-groups will be explored, e.g. weights will be analysed according to characteristics such as age, gender, ethnicity, and health status.Table 1: Demographic characteristics of participants Total responses: 330 Finished but excluded: Answered all questions “they are equal”: 6 Two consistency questions incorrect: 64 Reverse preferences: 1 Dead valued at 0.885: 1 Total usable responses: 198 Did not complete: 60 * Adds to >100% as can identify with more than one ethnicity Characteristic Number (%) Age 18-34 35-54 55+ 110 45 43 (55.5) (22.7) (21.8) Gender Male Female Gender Diverse 62 135 1 (31.3) (68.2) (0.5) Ethnicity* New Zealand European Māori Pacific Asian Other 165 12 2 10 27 (83.3) (6.0) (1.0) (5.0) (13.6) Education No quals/sec school University degree or equiv Other post-secondary qual 23 152 23 (11.6) (76.8) (11.6) Individual income $30,000 or less $30,001 to $70,000 $70,001 to $100,000 $100,000 or more Did not answer 67 81 30 16 4 (33.9) (40.9) (15.2) (8.0) (2.0) Long-term disability Yes No 27 171 (13.6) (86.4) Self-rated EQ-5D-5L 11111 Slight probs in 1 dimension Slight probs in 2 dimensions Mod probs in 1 dimension Any other state 57 55 28 8 50 (28.8) (27.8) (14.1) (4.0) (25.3) Self-rated EQ-VAS <69 70-89 90-100 18 111 69 (9.1) (56.1) (34.8) Fig. 4: Snowball sample Fig. 6: Ranking of the 3125 health state values (means) VALUE SET RESULTS FROMTHE PILOT STUDYSNOWBALL SAMPLE Fig. 5: Value set for snowball sample (N=198) Survey aspect Snowball sample (N=198) Understanding instructions /survey design Very Easy/Easy Neutral Very Difficult/Difficult n/(%) 151 (76.2) 34 (17.2) 13 (6.6) Choosing between two health states Very Easy/Easy Neutral Very Difficult/Difficult 46 (23.2) 40 (20.2) 112 (56.6) Rank order of EQ-5D dimensions Correct Incorrect 169 (85.4) 29 (14.6) Table 2: Feedback on survey Examples of value calculations: 11111: 0.14+0.16+0.21+0.23+0.26=1 33333: 0.02+0.04+0.08+0.09+0.09=0.32 55555: –0.18–0.18–0.18–0.18–0.18=–0.9 EQ-5D-5L dimension Mean weight MOBILITY I have no problems in walking about 0.14 I have slight problems in waking about 0.09 I have moderate problems in walking about 0.02 I have moderate problems in walking about –0.07 I am unable to walk about –0.18 SELF-CARE I have no problems washing or dressing myself 0.16 I have slight problems washing or dressing myself 0.11 I have moderate problems washing or dressing myself 0.04 I have severe problems washing or dressing myself –0.06 I am unable to wash or dress myself –0.18 USUAL ACTIVITIES (e.g. work, study, housework, family or leisure activities) I have no problems doing my usual activities 0.21 I have slight problems doing my usual activities 0.16 I have moderate problems doing my usual activities 0.08 I have moderate problems doing my usual activities –0.03 I am unable doing my usual activities –0.18 PAIN / DISCOMFORT I have no pain or discomfort 0.23 I have slight pain or discomfort 0.17 I have moderate pain or discomfort 0.09 I have severe pain or discomfort –0.03 I have extreme pain or discomfort –0.18 ANXIETY / DEPRESSION I am not anxious or depressed 0.26 I am slightly anxious or depressed 0.19 I am moderately anxious or depressed 0.09 I am severely anxious or depressed –0.03 I am extremely anxious or depressed –0.18 REFERENCES 1. Hansen, P., Ombler, F. (2008),A new method for scoring additive multi‐attribute value models using pairwise rankings of alternatives, Journal of Multi‐Criteria Decision Analysis, 15, 87-107. 2. Ombler, F., Hansen, P. ,1000minds software, 2002-18.Available from www.1000minds.com. 3. Green, C., Gilhooly, K. (1996), Protocol analysis: Practical implementation, Handbook of Qualitative Research Methods for Psychology and the Social Sciences, 55-74. -1.00 -0.50 0.00 0.50 1.00 UK (English) © 2009 EuroQol Group EQ-5DTM is a trade mark of the EuroQol Group