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Small Cells- Innovation for 
Wireless networks 
Dr. Malek Shahid 
Chairman, LTE Working Group 
Small Cell Forum 
(Alcatel-Lucent: Director, HetNet and network performance optimization) 
Latin American Spectrum Conference 2012
Topics to be covered... 
1. Introduction & background to Small Cell Forum 
2. Benefits of Small Cells (incl. impact on spectral efficiency...) 
3. Evolution of Small Cell technologies & market deployments 
4. Key regulatory principles & evolution of Small Cell Forum messaging 
5. Summary 
© Small Cell Forum Ltd 2012
The Small Cell Forum 
Aims 
82 providers of small cell technology 
representing all parts of the ecosystem 
67 operators covering 2.92 billion mobile 
subscribers – 47% of total 
© Small Cell Forum Ltd 2012
THE LIMITS OF MACRO BTS-ONLY STRATEGY 
CLAUDE SHANNON WAS A VERY SMART GUY 
4 
4 
2 
Wireless Technologies 
Infeasible Region 
Small cells 
Shannon-bound 
EV-DO 
HSDPA 
-5 +5 +15 
Peak Data Efficiency (bps/Hz) 
LTE 
Signal-to-Noise Ratio (dB) 
Source: Bell Labs analysis 
A Good Experience 
A Bad Experience 
network load, frequency band, and distance 
all make a difference 
Macrocells 
© Small Cell Forum Ltd 2012
NETWORK EXPANSION: 
ONLY 3 WAYS TO ADD CAPACITY 
ALSO RESULTS IN BETTER COVERAGE 
2x 
More 
Spectrum 
Less of this Capacity 
(Hz) 
2 X 1.5 X 10 = 30X 
(AFFORDABLE) SPATIAL EFFICIENCY = METRO 
CELLS 
5 
More 
Spectral 
Efficiency 
(Bits/Sec/Hz) 
More 
Spatial 
Efficiency 
(Bits/Sec/Hz/User 
) 
Increase 
Capacity 
1.5x >10x 
More of this 
© Small Cell Forum Ltd 2012
SMALL CELLS TOMORROW – ENTER THE METRO 
BETTER COVERAGE, HIGHER THROUGHPUT, LESS TCO 
Total Cost of Ownership (000 Euros) 
6 
>10Mb/s 
<10Mb/s 
<5Mb/s 
<3Mb/s 
YEAR 1 
>10Mb/s 
<10Mb/s 
<5Mb/s 
<3Mb/s 
YEAR 2 
>10Mb/s 
<10Mb/s 
<5Mb/s 
<3Mb/s 
YEAR 3 
>10Mb/s 
<10Mb/s 
<5Mb/s 
YEAR 4 
USER THROUGHPUT 
NUMBER OF SIMULTANEOUS USERS 
METRO ENHANCED 
NETWORKS: 3 OF 
THE SAVINGS 
45% TCO Savings 
Euros (in millions) 
Metro Cell 
Express 
Source: Bell Labs analysis based on dense urban area 
© Small Cell Forum Ltd 2012
MORE ON SPECTRUM BENEFITS OF 
SMALL CELLS 
© Small Cell Forum Ltd 2012
SMALL CELLS EVERYWHERE! 
8 
Metro: 
Operator deployed: 
100’s m: 32-64 users 
wired or wireless B/H 
In-Building: 
(Office | Retail | Apartments) 
8-32 users 
Residential: 
end-user deployed, Shared backhaul) 
13 dBm, 4-8 users 
Rural: 
Operator deployed: 2Km: 
64 users, wired or wireless B/H 
© Small Cell Forum Ltd 2012
TRAFFIC OFFLOAD, END USER EXPERIEINCE 
% increase in median 
throughput over macrocells 
alone 
9 
Number of small cells per macrocell 
© Small Cell Forum Ltd 2012
EFFECTS OF SMALL CELLS DEPLOYMENT 
10 
1st FLOOR 
© Small Cell Forum Ltd 2012 
UE_TX_powe 
r 
-10 to 0 dbm 
UE_TX_power 
-30 to -20 dbm 
Before 
After 
Before 
After 
MMeeaassuurreedd CCPPIICCHH RRSSCCPP:: CCoovveerraaggee IImmpprroovveemmeenntt Measured UE Tx Power: Lower after ssmmaallll cceellll aaddddiittiioonn
Commercial femtocell deployments and 
commitments 
2007: 
0 deployments 
2012: 
41 deployments 
in 23 countries 
© Small Cell Forum Ltd 2012
Operators with commercial femtocell 
deployments 
Includes 9 
out of top ten 
operator 
groups by 
revenue 
© Small Cell Forum Ltd 2012
Femtocell Deployments 
2007: 
0 femtocells 
Today: 
3.8 million femtocells 
deployed commercially 
Scaling up: 
•Sprint: Over 600,000 units 
•Softbank : Over 120,000 
units 
•SFR: Over 100,000 units 
•Vodafone UK: Hundreds of 
thousands of users 
•AT&T: Well over 500,000 
units (analyst estimates) 
© Small Cell Forum Ltd 2012
MORE SMAL THAN MACROCELLS 
here were more 3G femtocells than 3G macrocells in June 2011 
y end of 2012, There will be more small cells than macrocells 
for all technologies combined 
Source: Small Cell Forum 
Small cells 
End 2012: 
6.4 million 
small cells 
6.0 million 
macrocells
Overall Objective of Small Cell Forum’s 
Regulatory Working Group 
- To encourage a positive regulatory environment for femtocell 
deployments 
onsistent regulatory environment in a wide range of administrations 
ssist regulators in understanding the regulatory issues associated with 
femtocells 
larify regulations to enable their citizens to gain full access to small cell 
services, without undue delays 
© Small Cell Forum Ltd 2012
Some key regulatory principles 
Femto cells remain under operator control, 
restricting power to avoid interference 
Emission levels within accepted Health & Safety guidelines 
Secure mutual authentication between device and network 
Tamper-proof devices with no user controls 
SSeeccuurriittyy 
© Small Cell Forum Ltd 2012 
LLiicceennssiinngg 
No need for additional/individual licences 
No terminal registration necessary (administrative burden) 
Fees should be structured to allow for high density deployments 
Interference 
& Safety Concerns 
Privacy concerns being addressed in the SCF standards activities 
User opt-in required, subscriber and UE identity fully protected 
Location 
specific apps
Some Examples of Good Regulatory 
Practice 
EEUU Decided (in 2008) - no need for any new European regulation; 
femtocells can operate under existing national licensing regimes 
RRuussssiiaa Regulator simplified registration procedures (in 2010) to permit mass-market 
introduction of femtocells 
TTaaiiwwaann Regulator approved national telcos to supply femtocells to extend broadband provision 
to the home, late last year. 
UUKK Regulator removed requirement to register location of base stations, in the case of 
femtocells; seen as impracticable 
JJaappaann Authorities removed requirement for professional installation of femtocells; 
reduced fees for multiple deployments 
UUnniitteedd SSttaatteess FCC exempted femtocells from new rules to avoid interference from unlicensed 
repeater devices 
SSoouutthh KKoorreeaa SK Telecom authorised (in Dec 2011) to deploy integrated Femto LTE/Wi-Fi Femtocells 
to extend coverage 
MMaallaayyssiiaa Operators (since Mar 2012) need only pay a one-time registration fee for low power 
femtocells (up to 25dBm or 36 mWatt) 
© Small Cell Forum Ltd 2012
Change in emphasis as small cell 
technology & usage evolves 
• Initial SCF policy drive – focused on low power femtocells 
• No need for additional licences – operate within operator’s 
spectrum, other key principles as outlined earlier 
• Newer range of small cells/applications bring new opportunities & 
regulatory challenges 
• Complementary with WiFi, choice dependent on user profile, 
service type, QoS, ... 
• Small Cells help to maximise efficiency of existing spectrum 
© Small Cell Forum Ltd 2012
Summary 
• Proliferation of Small Cells in mobile networks is expected to continue 
• Many benefits to both users and operators 
• Use of small cells leads to substantial spectrum capacity increases 
• Data offload also eases traffic congestion in the core network 
• Complementary to Wi-Fi offload 
• Regulatory principles are well established for use in licensed spectrum 
© Small Cell Forum Ltd 2012
Small Cell Market Status 
egularly updated & available for free 
download from: 
omprehensive overview of current and 
forecast deployments of 
• Femtocells 
• Picocells 
• Microcells 
• Metrocells 
© Small Cell Forum Ltd 2012
Small Cell Regulatory Information 
• White papers, regulatory news, position papers etc. at: 
• http://www.smallcellforum.org/aboutsmallcells-regulatory 
© Small Cell Forum Ltd 2012
Regulatory White Paper 
© Small Cell Forum Ltd 2012
www.smallcellforum.org

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Malek shahid alcatel-lucent

  • 1. Small Cells- Innovation for Wireless networks Dr. Malek Shahid Chairman, LTE Working Group Small Cell Forum (Alcatel-Lucent: Director, HetNet and network performance optimization) Latin American Spectrum Conference 2012
  • 2. Topics to be covered... 1. Introduction & background to Small Cell Forum 2. Benefits of Small Cells (incl. impact on spectral efficiency...) 3. Evolution of Small Cell technologies & market deployments 4. Key regulatory principles & evolution of Small Cell Forum messaging 5. Summary © Small Cell Forum Ltd 2012
  • 3. The Small Cell Forum Aims 82 providers of small cell technology representing all parts of the ecosystem 67 operators covering 2.92 billion mobile subscribers – 47% of total © Small Cell Forum Ltd 2012
  • 4. THE LIMITS OF MACRO BTS-ONLY STRATEGY CLAUDE SHANNON WAS A VERY SMART GUY 4 4 2 Wireless Technologies Infeasible Region Small cells Shannon-bound EV-DO HSDPA -5 +5 +15 Peak Data Efficiency (bps/Hz) LTE Signal-to-Noise Ratio (dB) Source: Bell Labs analysis A Good Experience A Bad Experience network load, frequency band, and distance all make a difference Macrocells © Small Cell Forum Ltd 2012
  • 5. NETWORK EXPANSION: ONLY 3 WAYS TO ADD CAPACITY ALSO RESULTS IN BETTER COVERAGE 2x More Spectrum Less of this Capacity (Hz) 2 X 1.5 X 10 = 30X (AFFORDABLE) SPATIAL EFFICIENCY = METRO CELLS 5 More Spectral Efficiency (Bits/Sec/Hz) More Spatial Efficiency (Bits/Sec/Hz/User ) Increase Capacity 1.5x >10x More of this © Small Cell Forum Ltd 2012
  • 6. SMALL CELLS TOMORROW – ENTER THE METRO BETTER COVERAGE, HIGHER THROUGHPUT, LESS TCO Total Cost of Ownership (000 Euros) 6 >10Mb/s <10Mb/s <5Mb/s <3Mb/s YEAR 1 >10Mb/s <10Mb/s <5Mb/s <3Mb/s YEAR 2 >10Mb/s <10Mb/s <5Mb/s <3Mb/s YEAR 3 >10Mb/s <10Mb/s <5Mb/s YEAR 4 USER THROUGHPUT NUMBER OF SIMULTANEOUS USERS METRO ENHANCED NETWORKS: 3 OF THE SAVINGS 45% TCO Savings Euros (in millions) Metro Cell Express Source: Bell Labs analysis based on dense urban area © Small Cell Forum Ltd 2012
  • 7. MORE ON SPECTRUM BENEFITS OF SMALL CELLS © Small Cell Forum Ltd 2012
  • 8. SMALL CELLS EVERYWHERE! 8 Metro: Operator deployed: 100’s m: 32-64 users wired or wireless B/H In-Building: (Office | Retail | Apartments) 8-32 users Residential: end-user deployed, Shared backhaul) 13 dBm, 4-8 users Rural: Operator deployed: 2Km: 64 users, wired or wireless B/H © Small Cell Forum Ltd 2012
  • 9. TRAFFIC OFFLOAD, END USER EXPERIEINCE % increase in median throughput over macrocells alone 9 Number of small cells per macrocell © Small Cell Forum Ltd 2012
  • 10. EFFECTS OF SMALL CELLS DEPLOYMENT 10 1st FLOOR © Small Cell Forum Ltd 2012 UE_TX_powe r -10 to 0 dbm UE_TX_power -30 to -20 dbm Before After Before After MMeeaassuurreedd CCPPIICCHH RRSSCCPP:: CCoovveerraaggee IImmpprroovveemmeenntt Measured UE Tx Power: Lower after ssmmaallll cceellll aaddddiittiioonn
  • 11. Commercial femtocell deployments and commitments 2007: 0 deployments 2012: 41 deployments in 23 countries © Small Cell Forum Ltd 2012
  • 12. Operators with commercial femtocell deployments Includes 9 out of top ten operator groups by revenue © Small Cell Forum Ltd 2012
  • 13. Femtocell Deployments 2007: 0 femtocells Today: 3.8 million femtocells deployed commercially Scaling up: •Sprint: Over 600,000 units •Softbank : Over 120,000 units •SFR: Over 100,000 units •Vodafone UK: Hundreds of thousands of users •AT&T: Well over 500,000 units (analyst estimates) © Small Cell Forum Ltd 2012
  • 14. MORE SMAL THAN MACROCELLS here were more 3G femtocells than 3G macrocells in June 2011 y end of 2012, There will be more small cells than macrocells for all technologies combined Source: Small Cell Forum Small cells End 2012: 6.4 million small cells 6.0 million macrocells
  • 15. Overall Objective of Small Cell Forum’s Regulatory Working Group - To encourage a positive regulatory environment for femtocell deployments onsistent regulatory environment in a wide range of administrations ssist regulators in understanding the regulatory issues associated with femtocells larify regulations to enable their citizens to gain full access to small cell services, without undue delays © Small Cell Forum Ltd 2012
  • 16. Some key regulatory principles Femto cells remain under operator control, restricting power to avoid interference Emission levels within accepted Health & Safety guidelines Secure mutual authentication between device and network Tamper-proof devices with no user controls SSeeccuurriittyy © Small Cell Forum Ltd 2012 LLiicceennssiinngg No need for additional/individual licences No terminal registration necessary (administrative burden) Fees should be structured to allow for high density deployments Interference & Safety Concerns Privacy concerns being addressed in the SCF standards activities User opt-in required, subscriber and UE identity fully protected Location specific apps
  • 17. Some Examples of Good Regulatory Practice EEUU Decided (in 2008) - no need for any new European regulation; femtocells can operate under existing national licensing regimes RRuussssiiaa Regulator simplified registration procedures (in 2010) to permit mass-market introduction of femtocells TTaaiiwwaann Regulator approved national telcos to supply femtocells to extend broadband provision to the home, late last year. UUKK Regulator removed requirement to register location of base stations, in the case of femtocells; seen as impracticable JJaappaann Authorities removed requirement for professional installation of femtocells; reduced fees for multiple deployments UUnniitteedd SSttaatteess FCC exempted femtocells from new rules to avoid interference from unlicensed repeater devices SSoouutthh KKoorreeaa SK Telecom authorised (in Dec 2011) to deploy integrated Femto LTE/Wi-Fi Femtocells to extend coverage MMaallaayyssiiaa Operators (since Mar 2012) need only pay a one-time registration fee for low power femtocells (up to 25dBm or 36 mWatt) © Small Cell Forum Ltd 2012
  • 18. Change in emphasis as small cell technology & usage evolves • Initial SCF policy drive – focused on low power femtocells • No need for additional licences – operate within operator’s spectrum, other key principles as outlined earlier • Newer range of small cells/applications bring new opportunities & regulatory challenges • Complementary with WiFi, choice dependent on user profile, service type, QoS, ... • Small Cells help to maximise efficiency of existing spectrum © Small Cell Forum Ltd 2012
  • 19. Summary • Proliferation of Small Cells in mobile networks is expected to continue • Many benefits to both users and operators • Use of small cells leads to substantial spectrum capacity increases • Data offload also eases traffic congestion in the core network • Complementary to Wi-Fi offload • Regulatory principles are well established for use in licensed spectrum © Small Cell Forum Ltd 2012
  • 20. Small Cell Market Status egularly updated & available for free download from: omprehensive overview of current and forecast deployments of • Femtocells • Picocells • Microcells • Metrocells © Small Cell Forum Ltd 2012
  • 21. Small Cell Regulatory Information • White papers, regulatory news, position papers etc. at: • http://www.smallcellforum.org/aboutsmallcells-regulatory © Small Cell Forum Ltd 2012
  • 22. Regulatory White Paper © Small Cell Forum Ltd 2012

Editor's Notes

  1. The limits of ANY network design lie in SINR Wireless compounded by limits imposed by frequency, airlink budget, ability to penetrate through construction LTE release 8 at limits of Shannon’s law even with 64QAM New techniques required: MIMO, coordinated multipoint, and small cells
  2. 8 square km 40,000 subscribers 4,000 data subs Growth of 16x over 5 years, versus projected growth of 30x on average