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Health and social justice
Jennifer Prah Ruger, PhD
Department of Epidemiology and Public Health, School of
Medicine, Yale University, New Haven,
CT 06520, USA
4 years into the new millennium, the health of the world's
citizens is remarkably uneven. A
child born today in Japan, for example, can expect to live to age
82 years on average,
whereas it is unlikely that a newborn infant in Zimbabwe will
reach his or her 34th
birthday.1 Over several decades, scientific progress has
expanded our ability to improve
human health, and many regions of the world have achieved
significant health gains. Yet
extreme deprivation in health is still widespread. Resolving this
predicament of major health
improvement in the midst of deprivation is one of the greatest
global challenges of the new
millennium.
These health disparities exist in a world that is becoming more
closely linked in all domains,
including health. The rapid spread and quick containment of
severe acute respiratory
syndrome (SARS) demonstrates the interconnectedness of our
world as well as any recent
health phenomenon. The same trend can be seen with HIV/AIDS
and the potential to link
solutions and best practices studied in one part of the globe
with persistent health problems
in another.
In the midst of such rapid global change and persistent health
disparities, we need to revisit
and underscore the moral and philosophical foundations for
health improvement activities—
to give them more forceful grounding and solidity. In this essay,
I briefly survey some
traditional philosophies of justice and health care. I then offer
an alternative view of justice
and health that is rooted in Amartya Sen's capability approach
and Aristotle's political
theory, and discuss the implications of this approach for health
improvement across the
globe.
Philosophical foundations
Theories of social justice (eg, fair and equitable treatment of
people) have typically focused
on justifying health care (medicine and public health) as a
special social good. Rationalising
greater equality in health care is typically the point of departure
for most approaches to
medical ethics (bioethics), even for approaches that include
health assessment. In general,
less attention has been paid to universal concerns of social
justice with respect to health
itself. This essay focuses on the question of why health, as
opposed to health care, has
special moral importance for social justice in health
improvement activities. I also analyse
the implications of equity in health and health care.
Correspondence to: Dr Jennifer Prah Ruger, [email protected]
NIH Public Access
Author Manuscript
Lancet. Author manuscript; available in PMC 2014 May 01.
Published in final edited form as:
Lancet. 2004 September 18; 364(9439): 1075–1080.
doi:10.1016/S0140-6736(04)17064-5.
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Philosophical theories have been reluctant to give health (by
contrast with health care)
special moral importance for at least one primary reason: they
share the assumption that
health is not an appropriate focal variable for assessing social
justice. Egalitarian theories,
for example, “propose that persons be provided an equal
distribution of certain goods such
as health care, but all prominent egalitarian theories of justice
are cautiously formulated to
avoid making equal sharing of all possible social benefits a
requirement of justice”.2
Utilitarian theories, although consequentialist (eg, assessing
states of affairs or actions in
terms of their consequences), focus on the space of “utilities”
(satisfaction, desire fulfilment,
preference),3 whereas communitarian approaches focus on
community values,4 rather than
on health itself. Liberal theories of justice are disinclined to
focus on health because, as John
Rawls purports in his book, A theory of justice, natural goods
like health are not included as
social values or social primary goods (eg, “liberty and
opportunity, income and wealth and
the bases of self-respect”) that are “things that every rational
man is presumed to want.”5 He
adds that “health and vigor, intelligence and imagination, are
natural goods; although their
possession is influenced by the basic structure, they are not so
directly under its control.”5
Thus, according to Rawls, health is not one of the social
primary goods that should be
“distributed equally unless an unequal distribution of any, or
all, of these values is to
everyone's advantage.”5 Although he discusses basic health care
later in his book, Law of
Peoples, Rawls does not include health in the list of social
primary goods subject to
distributive principles.
Norman Daniels argues that, “health is an inappropriate object,
but health care, action which
promotes health, is appropriate.” 6 He and others emphasise that
“… a right claim to equal
health is best construed as a demand for equality of access or
entitlement to health services
… ”,6 and note that a “‘right to health’ embodies a confusion
about the kind of thing which
can be the object of a right claim”.6 Such reasoning illustrates
the strong bias against health
as a focal variable in current ethical theory.
A capability view of health
A contrasting argument is that health has special moral
importance because of its status as
an end of political and societal activity. According to Aristotle,
society's obligation to
maintain and improve health rests on the ethical principle of
“human flourishing”7–11—the
ability to live a flourishing, and thus healthy, life.7–11
Flourishing and health are inherent to
the human condition.7–11 Indeed, certain aspects of health
sustain all other aspects of human
flourishing because, without being alive, no other human
functionings are possible,
including agency, the ability to lead a life one has reason to
value.12–14 It can be argued,
therefore, that public policy should focus on the ability to
function, and that health policy
should aim to maintain and improve this ability by meeting
health needs.15,16 This view
values health intrinsically and more directly than solely
“instrumental” social goods, such as
income or health care. It gives special moral importance to
health capability: an individual's
opportunity to achieve good health and thus to be free from
escapable morbidity and
preventable mortality.15,16
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This line of reasoning—focusing on human capability—
contrasts with the idea that health
care is special because of its impact on equality of
opportunity.6 It also differs from the
utilitarian view that health care is important for maximising the
sum total of utilities and
from procedural views that focus on guaranteed due process.
The distinction between these
approaches is rooted in the different points of focus that these
theories support. Capability
describes what individuals are able to do and be, offering a
realistic sense of their freedom to
pursue the lives they have reason to value. Thus, society is
morally obligated to attach
importance to averting or ameliorating loss in physical
functioning even if a person's
subjective utility assessment is quite high and even if
opportunity of employment is still
possible. In short, a person's ability to function, rather than to
be happy or to have
employment opportunities, should be the gauge for assessing
public policy.
A capability view of health also includes human agency (ie,
people's ability to live a life
they value).17,18 Although health directly affects the ability to
exercise agency, agency
influences health as well. For example, the ability to lead the
life one values can improve
one's mental health or well-being. Conversely, the ability to
make unhealthy choices can
degrade one's health status. Enabling individuals to exercise
their agency—both individually
and collectively—enables them to prioritise and decide which
health domains they value
most (eg, to trade-off quality and quantity of life) and to choose
what health services they
would like to consume (eg, making choices among treatment
options).
The exercise of human agency can occur at both the individual
and collective levels.
Individual agency is important in decisions about health habits
and risks, lifestyle, individual
priorities, and decisions about treatment options. Collective
agency is more important at the
policy level, where open discussion and collective decision-
making influence policy and
resource allocation. This relates to the “process” aspect of
freedom in the capability
approach.14
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Policy implications
There are several sets of policy implications related to a
capability view of health. First, the
distinction between a capability approach to health and other
well-known ethical approaches
has implications for assessing social inequalities and for
evaluating the effects of social
policy on broader health determinants. Health care is not the
only health determinant, as
Michael Marmot and his colleagues' work has shown,19 and one
must not assume that more
and better health care is all that is needed to improve health.
The main impact of health care
may depend on the type of care and sometimes on other factors.
This places both health and
health policy in a larger policy context and requires a greater
understanding of social
justice.15,16 Thus, health and its determinants must be valued
against other social ends in a
broader public exercise of policy priorities. This exercise
should be inclusive and democratic
and should represent a process of public reasoning about the
ends and means of public
policy more broadly and about health policy specifically.
Second, although health care is only one of many health
determinants, its influence on
health should not be denied. Thus, health care is important and
therefore, special, due to its
role in influencing health and it must be socially guaranteed. It
must be socially guaranteed
in a manner that is consistent with improving health overall and
reducing health inequalities
that are attributable to health care—not in terms of equality in
health care delivery (equal
amounts or types), irrespective of health consequences.
Third, a capability view of health does not specify which type
of health care (eg, a list or
basic benefits package) should be guaranteed and to what level.
Rather, it recognises the
need for further specification through a democratic process that
combines both procedural
and substantive principles. Substantively, Sen's notion of “basic
capabilities” provides
guidance since this formulation generally implies that societal
efforts be made to bring each
individual's health functioning as close as possible to (or above)
a certain level of minimal
normal functioning (in so far as an individual's circumstances
permit). “Basic capabilities”
include the ability to avoid escapable morbidity and premature
and preventable mortality.
Premature mortality implies placing special emphasis on efforts
to avert deaths from
preventable causes that do not allow individuals to live a life of
normal length (eg, a child
dying of AIDS). On the question of how much priority should
be given to society's worst-off
individuals, this view promotes the use of “public reasoning” to
forge a compromise
between strict maximisation and prioritisation.
Fourth, this “process aspect” of freedom in the capability
approach has implications for how
health-related policy is made. It emphasises an individual's
ability to participate in broad
public-policy decision-making (eg, in prioritising between
environmental and health care
programmes) and in health policy decision-making (eg, in
prioritising domains of health and
health care for resource allocation). A democratic process can
help define a comprehensive
package of health benefits to which all should have equal
access, and it can help prioritise
different types of health care in efforts to maintain and improve
health with the fewest
possible resources. Such a process is not merely instrumental,
however, since its justification
lies in the concept that individuals should have the capability to
participate in decision-
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making that affects them, such as about the goods and services
that society will guarantee to
them.
Fifth, the equity implications of access to those goods and
services cannot be separated from
the equity implications of financing them, because the
capability principle requires that
resources be allocated on the basis of medical need, not ability
to pay. The costs of health-
related goods and services directly affect health by reducing the
demand for necessary health
care or by increasing consumption of unnecessary care. Leaving
people vulnerable to
economic barriers therefore would fail to reduce deprivations in
health. Additionally, the
uncertainty of health need, the catastrophic costs of medical
care, and the risk-averse nature
of individuals places risk pooling (eg, through insurance) at the
centre of health-care
financing.20 An expensive medical event can prevent access to
health care or be a primary
cause of financial ruin. From a capability point of view,
“protective security”,14 through
health insurance, is a necessary safety net. And the economic
burden of health care should
be justly shared by all through the redistribution of funds from
the well to the ill and the rich
to the poor, using progressive financing and community
rating.21
Sixth, one of the most difficult tasks in applying an ethical
framework that values health
intrinsically is the conceptualisation and measurement of health
and inequalities in its many
domains. There are many approaches to measuring health
equity. As Sudhir Anand and
colleagues have shown,22 the choice depends on numerous
considerations, ranging from
health domains to the weights attached to those domains.22
Another consideration is the
choice of groups for stratification.22 Even within the capability
perspective, one would need
to determine what set of inequality measures would be most
appropriate for a given exercise,
although certain types of inequality assessment—for example, a
goal of complete “health
equality” (levelling down to lowest common denominator)—
have less appeal than others.
And certain health equity evaluations—for example, deciding
how much priority to give the
“worst-off”—will undoubtedly require public reasoning about
values imbedded in the health
equity concept. Although the capability view of health does not
come down on an exact
formula for judging inequalities in health, Sen has noted the
potential use of “partial
ordering” (eg, ordering some alternatives as opposed to ordering
them all) of health states
for assessing relative inequalities. In a collective exercise,
incomplete theorisation may
facilitate evaluation in health policy.15,16,23
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Incompletely theorised agreements
Incomplete theorisation is useful to a theory of health and social
justice because it provides a
framework for understanding collective decision-making on
human goods that are plural and
indistinct (such as health and inequality), and allows
individuals to take divergent paths to a
common, though often partial, agreement. It describes how
people with divergent, even
opposing, views on health, equity, and health-policy issues
might reach agreement in
specific situations and thus generate health-policy decisions
that are legitimate and stable
and reflect mutual respect.15,16,23 The method of reaching
agreement described here is
called incompletely theorised agreements, developed by Cass
Sunstein,24 and it holds
promise for health-policy decision-making at several
levels.15,16,23
An incompletely theorised agreement is one that is not
uniformly theorised at all levels,
from high-level justifications to low-level particulars. It
complements and extends the
capability approach by providing a framework for
operationalising the capability approach
at three or more levels. The first level is the conceptual level,
which specifies the valuable
functionings that constitute human flourishing and health. The
second level is the policy
level, which specifies policies and laws. The third level is the
intervention level, which
specifies actions in particular cases and decisions about medical
treatments, public-health
interventions or social services. This framework constitutes
three different types of
incompletely theorised agreements: incompletely specified
agreements, incompletely
specified and generalised agreements, and incompletely
theorised agreements on particular
outcomes.
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Incompletely specified agreements
The first type of incompletely theorised agreement occurs when
there is agreement on a
general principle but sharp disagreement about particular cases.
People who accept a general
principle, such as the illegality of murder, need not agree on the
application of this principle
to particular cases. For example, they could disagree about
whether abortion should be
classified as murder.24 This first type of agreement is closely
connected to Rawls'
“overlapping consensus”. In the health-policy context, citizens
might agree on cost-
effectiveness as a general principle, but also agree that β
interferon, a drug that helps some
individuals with multiple sclerosis, should be provided to such
patients even though its cost
per quality-adjusted life year (QALY) ranges from US$35 000
to $20 million, or agree that
kidney dialysis should be provided despite its exorbitant cost
for relatively small
improvements in health-related quality of life.
Incompletely specified and generalised agreements
The second type of incomplete theorisation occurs when people
agree on a mid-level
principle but disagree about both the more general theory that
accounts for it and outcomes
in particular controversies. Here, Sunstein argues that the
connections between the general
theory and mid-level principles and also between specific cases
and mid-level principles are
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unclear.24 In the health policy context, citizens might agree that
all should have access to
life saving interventions, but disagree on both the underlying
theoretical doctrine for this
view and on whether all life saving interventions at all stages of
life should be provided.
Incompletely theorised agreements on particular outcomes
This third type of incompletely theorised agreement describes
how people reach agreement
on particular public policy options. In this model, agreement is
reached on low-level
principles that are not necessarily derived from a particular
high-level theory of the right or
the good. In fact, the same low-level principles may be
compatible with more than one high-
level theory because people may disagree on or not fully
understand a relatively high-level
abstraction while agreeing on “a point of less generality”.
In such contexts, people “can know that X is true without
entirely knowing why X is true.”24
The emphasis here is on not knowing something entirely—
completely theorising it from
high to low levels. People might agree, for instance, that
governments should prevent
famine, eradicate malaria or tuberculosis, and not condone
genital mutilation, but they might
not know exactly why they hold such beliefs. This reasoning
might be both moral and
reasonable, but the deliberators might not explicitly state that
their decision is derived from
an underlying theory, even though it certainly might be
informed by a lower level
conception of the good life they articulated. This aspect of the
framework complements the
capability approach's emphasis on partial agreements and on
identifying workable solutions
that make the most of consensus and that can be “based on the
contingent acceptance of
particular provisions, without demanding complete social
unanimity”.14
Thus, in matters of public decision-making about health and
health policy, the incomplete
theorisation framework is useful in furthering a capability
approach to health.15,16 First,
health, and thus health capabilities, is a multidimensional
concept about which different
people might have different, and sometimes conflicting, views,
especially at an
epistemological level. This heterogeneity makes complete
theorisation difficult to achieve.
Second, there might be no view of health, and thus health
capabilities, that is ideal for all
evaluative purposes; therefore, the pragmatism of the
incomplete ordering of the capability
approach and the incompletely theorised agreement on that
ordering of the incomplete
theorisation approach allows for reasoned public-policy
decision-making in the face of
multiple, and even conflicting, views on health. Third, there
could be no single quantitative
scale for comparing health capabilities and the inequalities in
them; deviations in
individuals' capability for functioning may occur in different
domains of health capability
that may not be quantifiably comparable. For example, one
cannot quantifiably compare one
individual's inability to hear or see with another's inability to
bear children or to walk. These
reductions in individuals' capabilities for functioning are
qualitatively different and different
people will have widely diverging views on which functional
capability reduction is better
or worse than the other. Thus, a framework for articulating and
agreeing upon a conception
of health functioning for prioritising health goods and services
is required. Given the
demands of policy evaluation in particular contexts, the
combined approaches also allow
reasoned agreement on central aspects of health and their
respective capabilities without
requiring people to agree on non-central aspects or fully
understand their beliefs.
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Global health institutions
What do these philosophical arguments imply for global health
institutions? Global health
institutions have important roles in the implementation of a
capability approach to health
because they can help generate and disseminate the knowledge
and information required to
reduce health disparities. For example, they can help create new
technologies (eg, an HIV/
AIDS vaccine), transfer, adapt, and apply existing knowledge
(eg, prevention of malaria
transmission), manage knowledge and information (eg, statistics
on inequality in infant/child
mortality and best practices), and help countries develop
information and research
capacity25,26 (eg, health surveillance and information systems).
Global health institutions can also empower individuals and
groups in national and global
forums. Indirectly, they can push for greater citizen
participation in health-related decision-
making in developing countries, both within (eg, in determining
resource allocation) and
outside the health sector. Since greater empowerment in the
health sector is built on more
democratic governance overall, reform of state and social
institutions may be needed to
achieve these goals. And encouraging the political will for
public action to reduce health
inequalities will be essential. Global health institutions,
particularly WHO and World Bank,
can help governments improve the public administration needed
to deliver quality health
care to all. They should also give individuals and groups a
greater voice in national and
international forums and programmes, such as a health-sector
loan or an international
tobacco-control agreement, and engage more with civil society
and the private sector.
Global health institutions can also provide technical assistance,
financial aid, and global
advocacy to support the development of equitable and efficient
health systems and public
health programmes. This assistance can occur at the macro level
(eg, standardising
diagnostic categories) or the micro level (eg, providing
antiretroviral medicines for AIDS
patients). Some global health institutions (eg, WHO) have
tended to organize around
specific diseases (HIV/AIDS, malaria, tuberculosis, polio, and
SARS), whereas others such
as the World Bank have favoured sector-wide initiatives.
Although both perspectives are
valuable, greater coordination among policy actors is essential.
Such efforts should build on
existing work such as the Rockefeller Foundation's global
health equity initiative.27
Finally, global health institutions should be linked to other
institutions in a coordinated and
integrated way. The Framework Convention on Tobacco Control
(FCTC), for example,
recognises the importance of integrating public policies into a
comprehensive set of health
improvement strategies. Through the FCTC, ministries of health
and health-related
associations, such as physician groups, are united with
ministries of finance, economic
planning, taxation, labour, industry, and education as well as
with citizen groups and the
private sector, to create a multisectoral national and
international tobacco-control effort. The
FCTC represents a growing trend in development policy toward
an alternative paradigm that
is broad, integrated, and multifaceted.14,17,28–31 Adopting a
multifaceted and integrated
approach to health improvement requires rejecting a narrow
view of health and its
determinants and the philosophical foundations that support
such a view.
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Acknowledgments
I thank Amartya Sen, Sudhir Anand, Michael Marmot, and
participants in the workshop on Rights, Dignity, and
Inequality at Trinity College, Cambridge, UK, for helpful
comments. I also thank Washington University School of
Medicine and Center for Health Policy for support. J P Ruger is
supported in part by a Career Development Award
(grant 1K01DA016358–01) from the US National Institutes of
Health.
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inequities in health: from ethics to
action. London: Oxford University Press; 2001.
27. The Rockefeller Foundation. [accessed oct 10, 2003]
Program in health equity. http://
www.rockfound.org/display.asp?Context=3&SectionTypeID=18
&Preview=0&ARCurrent=1
28. Stiglitz, JE. An agenda for development in the twenty-first
century. In: Pleskovi, B.; Stiglitz, JE.,
editors. Annual World Bank conference on development
economics 1997. Washington, DC:
World Bank; 1998.
29. Wolfensohn, JD. A proposal for a comprehensive
development framework. Washington, DC:
World Bank mimeograph; 1999.
30. Rodrik, D. Making openness work: the new global economy
and the developing countries.
Washington, DC: Overseas Development Council; 1999.
31. Ruger JP. Changing role of the World Bank in global health.
Am J Public Health. in press.
Ruger Page 11
Lancet. Author manuscript; available in PMC 2014 May 01.
N
IH
-P
A
A
uthor M
anuscript
N
IH
-P
A
A
uthor M
anuscript
N
IH
-P
A
A
uthor M
anuscript
http://www.rockfound.org/display.asp?Context=3&SectionTypeI
D=18&Preview=0&ARCurrent=1
http://www.rockfound.org/display.asp?Context=3&SectionTypeI
D=18&Preview=0&ARCurrent=1
Sample Article Summary Assignment #1
Prepared by: Dr. Cindi Nadelman
Date: May 26. 2018
ECS 6200 – Managing Information SecurityArticle Title: Could
a Cyber Attack Knock Out Your Computer?
Reference: https://www.lifewire.com/cyber-attacks-4147067
Cyber-attacks disguise themselves in a variety of ways ranging
from email messages that appear to be sent from a person in
your contacts list, to malicious files sent as attachments from a
familiar source such as your bank or other businesses you
frequent. Understanding what not to do may be just as important
as what to do when these events occur.
In the event of a successful cyber-attack, the attacker may
demand some form of ransom payment to regain access to your
files that have either been compromised or stolen. Releasing
control is usually requested in the form of cryptocurrency which
is much more difficult to track.
Downloading apps from unknown developers, opening files
from random email sources, visiting infected web sites, or
clicking on links that are unfamiliar to you may all be ways you
are lured in and cause you to be more vulnerable to attacks.
The best way to protect yourself is to be keenly aware as you
search the web or read through your email messages. Training
yourself to spot a potential attack is your best defense and the
the best way to protect yourself from cyber-attacks.
Explain how health disparities, social determinants of health
and social justice theories contrast to more traditional
clinical/Western models of health/disease (individual patient
comes to doctor with set of symptoms and doctor gives
diagnosis). Your discussion brief should be 1 page maximum in
length, double-spaced, 12 point font
Required Ted Talks:
Mary Bassett: Why your doctor should care about social justice
https://www.ted.com/talks/mary_bassett_why_your_doctor_shou
ld_care_about_social_justice?language=en (Links to an external
site.)
Paula Johnson: His and Hers Healthcare
https://www.ted.com/talks/paula_johnson_his_and_hers_healthc
are (Links to an external site.)
PJ Parmar: How doctors can help low-income patients (and still
make a profit)
https://www.ted.com/talks/p_j_parmar_how_doctors_can_help_l
ow_income_patients_and_still_make_a_profit?language=en

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Health and social justiceJennifer Prah Ruger, PhDDepartm.docx

  • 1. Health and social justice Jennifer Prah Ruger, PhD Department of Epidemiology and Public Health, School of Medicine, Yale University, New Haven, CT 06520, USA 4 years into the new millennium, the health of the world's citizens is remarkably uneven. A child born today in Japan, for example, can expect to live to age 82 years on average, whereas it is unlikely that a newborn infant in Zimbabwe will reach his or her 34th birthday.1 Over several decades, scientific progress has expanded our ability to improve human health, and many regions of the world have achieved significant health gains. Yet extreme deprivation in health is still widespread. Resolving this predicament of major health improvement in the midst of deprivation is one of the greatest global challenges of the new millennium. These health disparities exist in a world that is becoming more closely linked in all domains, including health. The rapid spread and quick containment of severe acute respiratory syndrome (SARS) demonstrates the interconnectedness of our world as well as any recent health phenomenon. The same trend can be seen with HIV/AIDS and the potential to link solutions and best practices studied in one part of the globe
  • 2. with persistent health problems in another. In the midst of such rapid global change and persistent health disparities, we need to revisit and underscore the moral and philosophical foundations for health improvement activities— to give them more forceful grounding and solidity. In this essay, I briefly survey some traditional philosophies of justice and health care. I then offer an alternative view of justice and health that is rooted in Amartya Sen's capability approach and Aristotle's political theory, and discuss the implications of this approach for health improvement across the globe. Philosophical foundations Theories of social justice (eg, fair and equitable treatment of people) have typically focused on justifying health care (medicine and public health) as a special social good. Rationalising greater equality in health care is typically the point of departure for most approaches to medical ethics (bioethics), even for approaches that include health assessment. In general, less attention has been paid to universal concerns of social justice with respect to health itself. This essay focuses on the question of why health, as opposed to health care, has special moral importance for social justice in health improvement activities. I also analyse the implications of equity in health and health care. Correspondence to: Dr Jennifer Prah Ruger, [email protected] NIH Public Access
  • 3. Author Manuscript Lancet. Author manuscript; available in PMC 2014 May 01. Published in final edited form as: Lancet. 2004 September 18; 364(9439): 1075–1080. doi:10.1016/S0140-6736(04)17064-5. N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH -P A A uthor M
  • 4. anuscript Philosophical theories have been reluctant to give health (by contrast with health care) special moral importance for at least one primary reason: they share the assumption that health is not an appropriate focal variable for assessing social justice. Egalitarian theories, for example, “propose that persons be provided an equal distribution of certain goods such as health care, but all prominent egalitarian theories of justice are cautiously formulated to avoid making equal sharing of all possible social benefits a requirement of justice”.2 Utilitarian theories, although consequentialist (eg, assessing states of affairs or actions in terms of their consequences), focus on the space of “utilities” (satisfaction, desire fulfilment, preference),3 whereas communitarian approaches focus on community values,4 rather than on health itself. Liberal theories of justice are disinclined to focus on health because, as John Rawls purports in his book, A theory of justice, natural goods like health are not included as social values or social primary goods (eg, “liberty and opportunity, income and wealth and the bases of self-respect”) that are “things that every rational man is presumed to want.”5 He adds that “health and vigor, intelligence and imagination, are natural goods; although their possession is influenced by the basic structure, they are not so directly under its control.”5
  • 5. Thus, according to Rawls, health is not one of the social primary goods that should be “distributed equally unless an unequal distribution of any, or all, of these values is to everyone's advantage.”5 Although he discusses basic health care later in his book, Law of Peoples, Rawls does not include health in the list of social primary goods subject to distributive principles. Norman Daniels argues that, “health is an inappropriate object, but health care, action which promotes health, is appropriate.” 6 He and others emphasise that “… a right claim to equal health is best construed as a demand for equality of access or entitlement to health services … ”,6 and note that a “‘right to health’ embodies a confusion about the kind of thing which can be the object of a right claim”.6 Such reasoning illustrates the strong bias against health as a focal variable in current ethical theory. A capability view of health A contrasting argument is that health has special moral importance because of its status as an end of political and societal activity. According to Aristotle, society's obligation to maintain and improve health rests on the ethical principle of “human flourishing”7–11—the ability to live a flourishing, and thus healthy, life.7–11 Flourishing and health are inherent to the human condition.7–11 Indeed, certain aspects of health sustain all other aspects of human flourishing because, without being alive, no other human functionings are possible,
  • 6. including agency, the ability to lead a life one has reason to value.12–14 It can be argued, therefore, that public policy should focus on the ability to function, and that health policy should aim to maintain and improve this ability by meeting health needs.15,16 This view values health intrinsically and more directly than solely “instrumental” social goods, such as income or health care. It gives special moral importance to health capability: an individual's opportunity to achieve good health and thus to be free from escapable morbidity and preventable mortality.15,16 Ruger Page 2 Lancet. Author manuscript; available in PMC 2014 May 01. N IH -P A A uthor M anuscript N IH -P A A
  • 7. uthor M anuscript N IH -P A A uthor M anuscript This line of reasoning—focusing on human capability— contrasts with the idea that health care is special because of its impact on equality of opportunity.6 It also differs from the utilitarian view that health care is important for maximising the sum total of utilities and from procedural views that focus on guaranteed due process. The distinction between these approaches is rooted in the different points of focus that these theories support. Capability describes what individuals are able to do and be, offering a realistic sense of their freedom to pursue the lives they have reason to value. Thus, society is morally obligated to attach importance to averting or ameliorating loss in physical functioning even if a person's subjective utility assessment is quite high and even if opportunity of employment is still possible. In short, a person's ability to function, rather than to be happy or to have
  • 8. employment opportunities, should be the gauge for assessing public policy. A capability view of health also includes human agency (ie, people's ability to live a life they value).17,18 Although health directly affects the ability to exercise agency, agency influences health as well. For example, the ability to lead the life one values can improve one's mental health or well-being. Conversely, the ability to make unhealthy choices can degrade one's health status. Enabling individuals to exercise their agency—both individually and collectively—enables them to prioritise and decide which health domains they value most (eg, to trade-off quality and quantity of life) and to choose what health services they would like to consume (eg, making choices among treatment options). The exercise of human agency can occur at both the individual and collective levels. Individual agency is important in decisions about health habits and risks, lifestyle, individual priorities, and decisions about treatment options. Collective agency is more important at the policy level, where open discussion and collective decision- making influence policy and resource allocation. This relates to the “process” aspect of freedom in the capability approach.14 Ruger Page 3 Lancet. Author manuscript; available in PMC 2014 May 01.
  • 9. N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript Policy implications There are several sets of policy implications related to a
  • 10. capability view of health. First, the distinction between a capability approach to health and other well-known ethical approaches has implications for assessing social inequalities and for evaluating the effects of social policy on broader health determinants. Health care is not the only health determinant, as Michael Marmot and his colleagues' work has shown,19 and one must not assume that more and better health care is all that is needed to improve health. The main impact of health care may depend on the type of care and sometimes on other factors. This places both health and health policy in a larger policy context and requires a greater understanding of social justice.15,16 Thus, health and its determinants must be valued against other social ends in a broader public exercise of policy priorities. This exercise should be inclusive and democratic and should represent a process of public reasoning about the ends and means of public policy more broadly and about health policy specifically. Second, although health care is only one of many health determinants, its influence on health should not be denied. Thus, health care is important and therefore, special, due to its role in influencing health and it must be socially guaranteed. It must be socially guaranteed in a manner that is consistent with improving health overall and reducing health inequalities that are attributable to health care—not in terms of equality in health care delivery (equal amounts or types), irrespective of health consequences. Third, a capability view of health does not specify which type
  • 11. of health care (eg, a list or basic benefits package) should be guaranteed and to what level. Rather, it recognises the need for further specification through a democratic process that combines both procedural and substantive principles. Substantively, Sen's notion of “basic capabilities” provides guidance since this formulation generally implies that societal efforts be made to bring each individual's health functioning as close as possible to (or above) a certain level of minimal normal functioning (in so far as an individual's circumstances permit). “Basic capabilities” include the ability to avoid escapable morbidity and premature and preventable mortality. Premature mortality implies placing special emphasis on efforts to avert deaths from preventable causes that do not allow individuals to live a life of normal length (eg, a child dying of AIDS). On the question of how much priority should be given to society's worst-off individuals, this view promotes the use of “public reasoning” to forge a compromise between strict maximisation and prioritisation. Fourth, this “process aspect” of freedom in the capability approach has implications for how health-related policy is made. It emphasises an individual's ability to participate in broad public-policy decision-making (eg, in prioritising between environmental and health care programmes) and in health policy decision-making (eg, in prioritising domains of health and health care for resource allocation). A democratic process can help define a comprehensive package of health benefits to which all should have equal
  • 12. access, and it can help prioritise different types of health care in efforts to maintain and improve health with the fewest possible resources. Such a process is not merely instrumental, however, since its justification lies in the concept that individuals should have the capability to participate in decision- Ruger Page 4 Lancet. Author manuscript; available in PMC 2014 May 01. N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH
  • 13. -P A A uthor M anuscript making that affects them, such as about the goods and services that society will guarantee to them. Fifth, the equity implications of access to those goods and services cannot be separated from the equity implications of financing them, because the capability principle requires that resources be allocated on the basis of medical need, not ability to pay. The costs of health- related goods and services directly affect health by reducing the demand for necessary health care or by increasing consumption of unnecessary care. Leaving people vulnerable to economic barriers therefore would fail to reduce deprivations in health. Additionally, the uncertainty of health need, the catastrophic costs of medical care, and the risk-averse nature of individuals places risk pooling (eg, through insurance) at the centre of health-care financing.20 An expensive medical event can prevent access to health care or be a primary cause of financial ruin. From a capability point of view, “protective security”,14 through health insurance, is a necessary safety net. And the economic burden of health care should
  • 14. be justly shared by all through the redistribution of funds from the well to the ill and the rich to the poor, using progressive financing and community rating.21 Sixth, one of the most difficult tasks in applying an ethical framework that values health intrinsically is the conceptualisation and measurement of health and inequalities in its many domains. There are many approaches to measuring health equity. As Sudhir Anand and colleagues have shown,22 the choice depends on numerous considerations, ranging from health domains to the weights attached to those domains.22 Another consideration is the choice of groups for stratification.22 Even within the capability perspective, one would need to determine what set of inequality measures would be most appropriate for a given exercise, although certain types of inequality assessment—for example, a goal of complete “health equality” (levelling down to lowest common denominator)— have less appeal than others. And certain health equity evaluations—for example, deciding how much priority to give the “worst-off”—will undoubtedly require public reasoning about values imbedded in the health equity concept. Although the capability view of health does not come down on an exact formula for judging inequalities in health, Sen has noted the potential use of “partial ordering” (eg, ordering some alternatives as opposed to ordering them all) of health states for assessing relative inequalities. In a collective exercise, incomplete theorisation may facilitate evaluation in health policy.15,16,23
  • 15. Ruger Page 5 Lancet. Author manuscript; available in PMC 2014 May 01. N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript
  • 16. Incompletely theorised agreements Incomplete theorisation is useful to a theory of health and social justice because it provides a framework for understanding collective decision-making on human goods that are plural and indistinct (such as health and inequality), and allows individuals to take divergent paths to a common, though often partial, agreement. It describes how people with divergent, even opposing, views on health, equity, and health-policy issues might reach agreement in specific situations and thus generate health-policy decisions that are legitimate and stable and reflect mutual respect.15,16,23 The method of reaching agreement described here is called incompletely theorised agreements, developed by Cass Sunstein,24 and it holds promise for health-policy decision-making at several levels.15,16,23 An incompletely theorised agreement is one that is not uniformly theorised at all levels, from high-level justifications to low-level particulars. It complements and extends the capability approach by providing a framework for operationalising the capability approach at three or more levels. The first level is the conceptual level, which specifies the valuable functionings that constitute human flourishing and health. The second level is the policy level, which specifies policies and laws. The third level is the intervention level, which specifies actions in particular cases and decisions about medical
  • 17. treatments, public-health interventions or social services. This framework constitutes three different types of incompletely theorised agreements: incompletely specified agreements, incompletely specified and generalised agreements, and incompletely theorised agreements on particular outcomes. Ruger Page 6 Lancet. Author manuscript; available in PMC 2014 May 01. N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH
  • 18. -P A A uthor M anuscript Incompletely specified agreements The first type of incompletely theorised agreement occurs when there is agreement on a general principle but sharp disagreement about particular cases. People who accept a general principle, such as the illegality of murder, need not agree on the application of this principle to particular cases. For example, they could disagree about whether abortion should be classified as murder.24 This first type of agreement is closely connected to Rawls' “overlapping consensus”. In the health-policy context, citizens might agree on cost- effectiveness as a general principle, but also agree that β interferon, a drug that helps some individuals with multiple sclerosis, should be provided to such patients even though its cost per quality-adjusted life year (QALY) ranges from US$35 000 to $20 million, or agree that kidney dialysis should be provided despite its exorbitant cost for relatively small improvements in health-related quality of life. Incompletely specified and generalised agreements The second type of incomplete theorisation occurs when people
  • 19. agree on a mid-level principle but disagree about both the more general theory that accounts for it and outcomes in particular controversies. Here, Sunstein argues that the connections between the general theory and mid-level principles and also between specific cases and mid-level principles are Ruger Page 7 Lancet. Author manuscript; available in PMC 2014 May 01. N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH
  • 20. -P A A uthor M anuscript unclear.24 In the health policy context, citizens might agree that all should have access to life saving interventions, but disagree on both the underlying theoretical doctrine for this view and on whether all life saving interventions at all stages of life should be provided. Incompletely theorised agreements on particular outcomes This third type of incompletely theorised agreement describes how people reach agreement on particular public policy options. In this model, agreement is reached on low-level principles that are not necessarily derived from a particular high-level theory of the right or the good. In fact, the same low-level principles may be compatible with more than one high- level theory because people may disagree on or not fully understand a relatively high-level abstraction while agreeing on “a point of less generality”. In such contexts, people “can know that X is true without entirely knowing why X is true.”24 The emphasis here is on not knowing something entirely— completely theorising it from high to low levels. People might agree, for instance, that
  • 21. governments should prevent famine, eradicate malaria or tuberculosis, and not condone genital mutilation, but they might not know exactly why they hold such beliefs. This reasoning might be both moral and reasonable, but the deliberators might not explicitly state that their decision is derived from an underlying theory, even though it certainly might be informed by a lower level conception of the good life they articulated. This aspect of the framework complements the capability approach's emphasis on partial agreements and on identifying workable solutions that make the most of consensus and that can be “based on the contingent acceptance of particular provisions, without demanding complete social unanimity”.14 Thus, in matters of public decision-making about health and health policy, the incomplete theorisation framework is useful in furthering a capability approach to health.15,16 First, health, and thus health capabilities, is a multidimensional concept about which different people might have different, and sometimes conflicting, views, especially at an epistemological level. This heterogeneity makes complete theorisation difficult to achieve. Second, there might be no view of health, and thus health capabilities, that is ideal for all evaluative purposes; therefore, the pragmatism of the incomplete ordering of the capability approach and the incompletely theorised agreement on that ordering of the incomplete theorisation approach allows for reasoned public-policy decision-making in the face of
  • 22. multiple, and even conflicting, views on health. Third, there could be no single quantitative scale for comparing health capabilities and the inequalities in them; deviations in individuals' capability for functioning may occur in different domains of health capability that may not be quantifiably comparable. For example, one cannot quantifiably compare one individual's inability to hear or see with another's inability to bear children or to walk. These reductions in individuals' capabilities for functioning are qualitatively different and different people will have widely diverging views on which functional capability reduction is better or worse than the other. Thus, a framework for articulating and agreeing upon a conception of health functioning for prioritising health goods and services is required. Given the demands of policy evaluation in particular contexts, the combined approaches also allow reasoned agreement on central aspects of health and their respective capabilities without requiring people to agree on non-central aspects or fully understand their beliefs. Ruger Page 8 Lancet. Author manuscript; available in PMC 2014 May 01. N IH -P A A
  • 23. uthor M anuscript N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript Global health institutions What do these philosophical arguments imply for global health institutions? Global health institutions have important roles in the implementation of a capability approach to health because they can help generate and disseminate the knowledge and information required to reduce health disparities. For example, they can help create new technologies (eg, an HIV/
  • 24. AIDS vaccine), transfer, adapt, and apply existing knowledge (eg, prevention of malaria transmission), manage knowledge and information (eg, statistics on inequality in infant/child mortality and best practices), and help countries develop information and research capacity25,26 (eg, health surveillance and information systems). Global health institutions can also empower individuals and groups in national and global forums. Indirectly, they can push for greater citizen participation in health-related decision- making in developing countries, both within (eg, in determining resource allocation) and outside the health sector. Since greater empowerment in the health sector is built on more democratic governance overall, reform of state and social institutions may be needed to achieve these goals. And encouraging the political will for public action to reduce health inequalities will be essential. Global health institutions, particularly WHO and World Bank, can help governments improve the public administration needed to deliver quality health care to all. They should also give individuals and groups a greater voice in national and international forums and programmes, such as a health-sector loan or an international tobacco-control agreement, and engage more with civil society and the private sector. Global health institutions can also provide technical assistance, financial aid, and global advocacy to support the development of equitable and efficient health systems and public health programmes. This assistance can occur at the macro level
  • 25. (eg, standardising diagnostic categories) or the micro level (eg, providing antiretroviral medicines for AIDS patients). Some global health institutions (eg, WHO) have tended to organize around specific diseases (HIV/AIDS, malaria, tuberculosis, polio, and SARS), whereas others such as the World Bank have favoured sector-wide initiatives. Although both perspectives are valuable, greater coordination among policy actors is essential. Such efforts should build on existing work such as the Rockefeller Foundation's global health equity initiative.27 Finally, global health institutions should be linked to other institutions in a coordinated and integrated way. The Framework Convention on Tobacco Control (FCTC), for example, recognises the importance of integrating public policies into a comprehensive set of health improvement strategies. Through the FCTC, ministries of health and health-related associations, such as physician groups, are united with ministries of finance, economic planning, taxation, labour, industry, and education as well as with citizen groups and the private sector, to create a multisectoral national and international tobacco-control effort. The FCTC represents a growing trend in development policy toward an alternative paradigm that is broad, integrated, and multifaceted.14,17,28–31 Adopting a multifaceted and integrated approach to health improvement requires rejecting a narrow view of health and its determinants and the philosophical foundations that support such a view.
  • 26. Ruger Page 9 Lancet. Author manuscript; available in PMC 2014 May 01. N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript
  • 27. Acknowledgments I thank Amartya Sen, Sudhir Anand, Michael Marmot, and participants in the workshop on Rights, Dignity, and Inequality at Trinity College, Cambridge, UK, for helpful comments. I also thank Washington University School of Medicine and Center for Health Policy for support. J P Ruger is supported in part by a Career Development Award (grant 1K01DA016358–01) from the US National Institutes of Health. References 1. [accessed oct 27, 2003] United Nations Development Programme. Human development reports. 2003. http://www.undp.org/hdr2003/indicator/indic_70_1_1.html 2. Beauchamp, TL.; Childress, JF. Principles of biomedical ethics. 4th. New York: Oxford University Press; 1994. 3. Gold, MR.; Siegel, JE.; Russel, LB.; Weinstein, MC. Cost- effectiveness in health and medicine. New York, NY: Oxford University Press; 1996. 4. Emanuel, EJ. The ends of human life. Cambridge, MA: Harvard University Press; 1991. 5. Rawls, J. A theory of justice. Cambridge, MA: Harvard University Press; 1971. 6. Daniels, N. Just health care. New York: Cambridge University Press; 1985. 7. Aristotle. The Nicomachean ethics. Welldon, JEC., translator. Amherst, NY: Prometheus Books;
  • 28. 1987. 8. Nussbaum, MC. Nature, function, and capability: Aristotle on political distribution. In: von Gunther Patzig, H., editor. Aristoteles politik. Gottingen: Vandenhoeck and Ruprecht; 1990. 9. Nussbaum, MC. The good as discipline, the good as freedom. In: Crocker, D., editor. The ethics of consumption and global stewardship. Lanham, MA: Rowman and Littlefield; 1998. p. 312-41. 10. Nussbaum MC. Human functioning and social justice: in defense of Aristotelian essentialism. Polit Theory. 1992; 20:202–46. 11. Aristotle. The politics. Lord, C., translator. Chicago, IL: University of Chicago Press; 1994. 12. Sen, AK. Commodities and capabilities. Amsterdam; North- Holland: 1985. 13. Sen, AK. Inequality reexamined. Cambridge, MA: Harvard University Press; 1992. 14. Sen, AK. Development as freedom. New York: Knopf; 1999. 15. Ruger, JP. PhD thesis. Harvard University; 1998. Aristotelian justice and health policy: capability and incompletely theorized agreements. 16. Ruger JP. Social justice and health policy: Aristotle, capability, and incompletely theorized agreements— lecture given at Harvard University. 1997 17. Ruger JP. Health and development. Lancet. 2003; 362:678. [PubMed: 12957088] 18. Ruger JP. Combating HIV/AIDS in developing countries. BMJ. 2004; 329:121–22. [PubMed: 15258043]
  • 29. 19. Marmot, MG.; Bobak, M.; Davey, Smith G. Explorations for social inequalities in health. In: Amick, BC.; Levine, S.; Tarlov, AR.; Chapman, D., editors. Society and health. London: Oxford University Press; 1995. 20. Ruger JP. Catastrophic health expenditure. Lancet. 2003; 362:996–97. [PubMed: 14511935] 21. VanDoorslaer, E.; Wagstaff, A.; Ruttern, F. Equity in the finance and delivery of health care: an international perspective. New York: Oxford University Press; 1993. 22. Anand, S.; Diderichsen, F.; Evans, T.; Shkolnikov, VM.; Wirth, M. Measuring disparities in health: methods and indicators. In: Evans, T.; Whitehead, M.; Diderichsen, F.; Bhuiya, A.; Wirth, M., editors. Challenges inequities in health: from ethics to action. London: Oxford University Press; 2001. 23. Ruger, JP. Health, health care, and incompletely theorized agreements, mimeographed. Harvard University; 1995. 24. Sunstein C. Incompletely theorized agreements. Harvard Law Review. 1995; 108:1733. 25. Horton R. North and South: bridging the information gap. Lancet. 2000; 355:2231–36. [PubMed: 10881907] Ruger Page 10
  • 30. Lancet. Author manuscript; available in PMC 2014 May 01. N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript http://www.undp.org/hdr2003/indicator/indic_70_1_1.html
  • 31. 26. Chen, LC.; Berlinguer, G. Health equity in a globalizing world. In: Evans, T.; Whitehead, M.; Diderichsen, F.; Bhuiya, A.; Wirth, M., editors. Challenges inequities in health: from ethics to action. London: Oxford University Press; 2001. 27. The Rockefeller Foundation. [accessed oct 10, 2003] Program in health equity. http:// www.rockfound.org/display.asp?Context=3&SectionTypeID=18 &Preview=0&ARCurrent=1 28. Stiglitz, JE. An agenda for development in the twenty-first century. In: Pleskovi, B.; Stiglitz, JE., editors. Annual World Bank conference on development economics 1997. Washington, DC: World Bank; 1998. 29. Wolfensohn, JD. A proposal for a comprehensive development framework. Washington, DC: World Bank mimeograph; 1999. 30. Rodrik, D. Making openness work: the new global economy and the developing countries. Washington, DC: Overseas Development Council; 1999. 31. Ruger JP. Changing role of the World Bank in global health. Am J Public Health. in press. Ruger Page 11 Lancet. Author manuscript; available in PMC 2014 May 01. N IH
  • 32. -P A A uthor M anuscript N IH -P A A uthor M anuscript N IH -P A A uthor M anuscript http://www.rockfound.org/display.asp?Context=3&SectionTypeI D=18&Preview=0&ARCurrent=1 http://www.rockfound.org/display.asp?Context=3&SectionTypeI D=18&Preview=0&ARCurrent=1 Sample Article Summary Assignment #1
  • 33. Prepared by: Dr. Cindi Nadelman Date: May 26. 2018 ECS 6200 – Managing Information SecurityArticle Title: Could a Cyber Attack Knock Out Your Computer? Reference: https://www.lifewire.com/cyber-attacks-4147067 Cyber-attacks disguise themselves in a variety of ways ranging from email messages that appear to be sent from a person in your contacts list, to malicious files sent as attachments from a familiar source such as your bank or other businesses you frequent. Understanding what not to do may be just as important as what to do when these events occur. In the event of a successful cyber-attack, the attacker may demand some form of ransom payment to regain access to your files that have either been compromised or stolen. Releasing control is usually requested in the form of cryptocurrency which is much more difficult to track. Downloading apps from unknown developers, opening files from random email sources, visiting infected web sites, or clicking on links that are unfamiliar to you may all be ways you are lured in and cause you to be more vulnerable to attacks. The best way to protect yourself is to be keenly aware as you search the web or read through your email messages. Training yourself to spot a potential attack is your best defense and the the best way to protect yourself from cyber-attacks. Explain how health disparities, social determinants of health and social justice theories contrast to more traditional clinical/Western models of health/disease (individual patient comes to doctor with set of symptoms and doctor gives diagnosis). Your discussion brief should be 1 page maximum in length, double-spaced, 12 point font Required Ted Talks: Mary Bassett: Why your doctor should care about social justice
  • 34. https://www.ted.com/talks/mary_bassett_why_your_doctor_shou ld_care_about_social_justice?language=en (Links to an external site.) Paula Johnson: His and Hers Healthcare https://www.ted.com/talks/paula_johnson_his_and_hers_healthc are (Links to an external site.) PJ Parmar: How doctors can help low-income patients (and still make a profit) https://www.ted.com/talks/p_j_parmar_how_doctors_can_help_l ow_income_patients_and_still_make_a_profit?language=en