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© Operational Excellence Consulting. All rights reserved.
© Operational Excellence Consulting. All rights reserved.
ISO 10002:2018
Complaints Handling
© Operational Excellence Consulting. All rights reserved. 2
Learning Objectives
Acquire knowledge
on customer
satisfaction and
complaints-
handling
Gain an overview
of the ISO 10002
standard and its
contents
Gather practical
tips on how to get
started with ISO
10002
NOTE: This is a PARTIAL PREVIEW. To
download the complete presentation, please
visit: https://www.oeconsulting.com.sg
© Operational Excellence Consulting. All rights reserved. 3
Contents
3 Contents of ISO 10002
2 Overview of ISO 10002
1 Introduction to Customer Satisfaction
4 Getting Started With ISO 10002
© Operational Excellence Consulting. All rights reserved. 4
What is Customer Satisfaction?
§ Customer satisfaction is a vital
concept for businesses aiming to
build strong customer relationships
and achieve success
§ Customer satisfaction is the
measurement of how contented
and pleased a customer is with a
product, service, or overall
experience with a company
§ It reflects the customer’s
perception of whether their
expectations were met, exceeded,
or fell short during their
interactions with the brand
© Operational Excellence Consulting. All rights reserved. 5
ISO 10002 Definition of Customer Satisfaction
Source: Based on ISO 10002:2018
“Customer’s perception of the degree to
which the customer’s expectations
have been fulfilled.”
© Operational Excellence Consulting. All rights reserved. 6
Importance of Customer Satisfaction
§ Why is customer satisfaction
important?
§ Satisfied customers are more
likely to remain loyal, make
repeat purchases, and
recommend the company to
others
§ Positive customer experiences
can lead to increased retention,
word-of-mouth referrals, and
enhanced brand reputation
© Operational Excellence Consulting. All rights reserved. 7
Factors Affecting Customer Satisfaction
§ Several factors impact customer satisfaction, such as product
quality, customer service, ease of use, pricing, and customer
complaint handling
§ Efficient and empathetic complaint handling is crucial in resolving
issues and turning negative experiences into positive ones
§ Companies that excel in complaint resolution can enhance customer
trust and loyalty, leading to improved overall satisfaction
© Operational Excellence Consulting. All rights reserved. 8
The ROI of Customer Satisfaction
§ Customer satisfaction delivers a
strong return on investment
(ROI)
§ Satisfied customers are more
likely to spend more, stay loyal,
and generate positive word-of-
mouth, driving business growth
§ Efficient complaint handling can
prevent customer churn and
protect the company’s
reputation, contributing to a
higher ROI
© Operational Excellence Consulting. All rights reserved. 9
What is ISO 10002?
§ ISO 10002 is an international
standard titled “ISO 10002:2018
– Quality Management –
Customer Satisfaction –
Guidelines for Complaints
Handling in Organizations”
§ It is part of the ISO 10000
series, focusing specifically on
customer satisfaction and
complaints management
© Operational Excellence Consulting. All rights reserved. 10
Purpose of ISO 10002
§ The primary purpose of ISO
10002 is to help organizations
establish an effective and
efficient complaints-handling
process
§ It provides guidelines for
planning, designing,
developing, operating,
maintaining, and improving the
complaints-handling system
§ It covers complaints related to
products, services, and all
customer interactions
© Operational Excellence Consulting. All rights reserved. 11
Who Can Benefit from ISO 10002?
§ ISO 10002 is beneficial for
organizations of all types and
sizes, both in the public and
private sectors
§ Customer-facing employees,
customer service teams, quality
managers, and executives can
all leverage the guidelines
provided by ISO 10002
© Operational Excellence Consulting. All rights reserved. 12
ISO 10002 Relationship with ISO 9001 and ISO
9004
§ ISO 10002, ISO 9001, and ISO 9004 work together to support
organizations in achieving high levels of customer satisfaction and
overall quality management excellence
§ ISO 10002 provides specific guidance on complaints handling, while
ISO 9001 and ISO 9004 offer the framework and principles for
implementing effective quality management systems and driving
continuous improvement throughout the organization
© Operational Excellence Consulting. All rights reserved. 13
ISO 10002 can be used with other ISO management
systems in different industries
Examples of how ISO 10002 can be used with other
ISO management systems:
ISO 22000 (Food
Safety
Management)
ISO 10002 can be
applied alongside ISO
22000 to manage
customer complaints
related to food safety
issues.
ISO 45001
(Occupational
Health and Safety
Management):
ISO 10002 can be
utilized alongside ISO
45001 to handle
customer complaints
related to health and
safety incidents or
concerns.
ISO 14001
(Environmental
Management)
ISO 10002 can support
ISO 14001 by providing
a mechanism to
address customer
complaints related to
environmental impacts.
ISO 13485
(Medical Devices)
ISO 10002 can be
integrated into ISO
13485 to improve the
complaints-handling
process for medical
device manufacturers
and suppliers.
© Operational Excellence Consulting. All rights reserved. 14
Table of contents of ISO 10002:2018
1. Scope
2. Normative references
3. Terms and definitions
4. Guiding principles
5. Complaints-handling
framework
6. Planning, design and
development
7. Operation of complaints-
handling process
8. Maintenance and
improvement
© Operational Excellence Consulting. All rights reserved. 15
The Plan-Do-Check-Act (PDCA) Process Model
Implement the processes of to
achieve Customer Satisfaction
policy and objectives
Establish objectives, programs
and processes necessary to
deliver results in accordance
with the organization’s
Customer Satisfaction policy
Monitor and measure
activities and processes with
regard to the Customer
Satisfaction policy and
objectives, and report the
results
Take actions to continually
improve the Customer
Satisfaction performance to
achieve the intended
outcomes
Plan
Do
Act
Check
© Operational Excellence Consulting. All rights reserved. 16
ISO 10002:2018 Key Clause Structure (4-8)
PLAN DO CHECK & ACT
4. Guiding Principles 5. Complaints-handling
Framework
6. Planning, Design &
Development
7. Operation of Complaints-
handling Process
8. Maintenance &
Improvement
4.1 General 5.1 Context of the organization 6.1 General 7.1 Communication 8.1 Collection of information
4.2 Commitment 5.2 Leadership and commitment 6.2 Objectives 7.2 Receipt of complaints 8.2 Analysis and evaluation of
complaints
4.3 Capacity 5.3 Policy 6.3 Activities 7.3 Tracking of complaints 8.3 Evaluation of the satisfaction
with the complaints-handling
process
4.4 Transparency 5.4 Responsibility and authority 6.4 Resources 7.4 Acknowledgement of
complaints
8.4 Monitoring of the complaints-
handling process
4.5 Accessibility 7.5 Initial assessment of
complaints
8.5 Auditing of the complaints-
handling process
4.6 Responsiveness 7.6 Investigation of complaints 8.6 Management review of the
complaints-handling process
4.7 Objectivity 7.7 Response to complaints 8.7 Continual improvement
4.8 Charges 7.8 Communicating the decision
4.9 Information security 7.9 Closing complaints
4.10 Confidentiality
4.11 Customer-focused approach
4.12 Accountability
4.13 Improvement
4.14 Competence
4.15 Timeliness
Source: Adapted from ISO 10002:2018
© Operational Excellence Consulting. All rights reserved. 17
Clause 5 – Complaints Handling Framework
Sub-clauses Description
5.1 Context of the
organization
§ Understanding the organization’s internal and external
environment in relation to complaints handling.
5.2 Leadership and
commitment
§ Demonstrating top management’s commitment to
effectively handle complaints and improve customer
satisfaction.
5.3 Policy § Establishing a clear and customer-focused complaints
handling policy, outlining objectives and expectations.
5.4 Responsibility and
authority
§ Defining roles and responsibilities for handling
complaints and ensuring the necessary authority to act
upon them.
© Operational Excellence Consulting. All rights reserved. 18
Complaints-handling Flowchart
Source: ISO 10002:2018, Annex E
7.2 Receipt of Complaints
7.4 Acknowledgement of Complaints
7.5 Initial Assessment of Complaints
7.6 Investigation of Complaints
7.7. Response to Complaints
7.8 Communicating the Decision
7.9 Closing Complaints
7.3.
Tracking
of
Complaints
Complaints
© Operational Excellence Consulting. All rights reserved. 19
Getting Started with ISO 10002
Monitoring and
Improvement
Implementation
Planning and
Design
Preparation
FOUR PHASES
OF ISO 10002
IMPLEMENTATION
© Operational Excellence Consulting. All rights reserved. 20
Operational Excellence Consulting is a management training and consulting
firm that assists organizations in improving business performance and
effectiveness. Based in Singapore, the firm’s mission is to create business
value for organizations through innovative design and operational excellence
management training and consulting solutions. For more information, please
visit www.oeconsulting.com.sg

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ISO 10002:2018 (Complaints-handling) Awareness Training

  • 1. © Operational Excellence Consulting. All rights reserved. © Operational Excellence Consulting. All rights reserved. ISO 10002:2018 Complaints Handling
  • 2. © Operational Excellence Consulting. All rights reserved. 2 Learning Objectives Acquire knowledge on customer satisfaction and complaints- handling Gain an overview of the ISO 10002 standard and its contents Gather practical tips on how to get started with ISO 10002 NOTE: This is a PARTIAL PREVIEW. To download the complete presentation, please visit: https://www.oeconsulting.com.sg
  • 3. © Operational Excellence Consulting. All rights reserved. 3 Contents 3 Contents of ISO 10002 2 Overview of ISO 10002 1 Introduction to Customer Satisfaction 4 Getting Started With ISO 10002
  • 4. © Operational Excellence Consulting. All rights reserved. 4 What is Customer Satisfaction? § Customer satisfaction is a vital concept for businesses aiming to build strong customer relationships and achieve success § Customer satisfaction is the measurement of how contented and pleased a customer is with a product, service, or overall experience with a company § It reflects the customer’s perception of whether their expectations were met, exceeded, or fell short during their interactions with the brand
  • 5. © Operational Excellence Consulting. All rights reserved. 5 ISO 10002 Definition of Customer Satisfaction Source: Based on ISO 10002:2018 “Customer’s perception of the degree to which the customer’s expectations have been fulfilled.”
  • 6. © Operational Excellence Consulting. All rights reserved. 6 Importance of Customer Satisfaction § Why is customer satisfaction important? § Satisfied customers are more likely to remain loyal, make repeat purchases, and recommend the company to others § Positive customer experiences can lead to increased retention, word-of-mouth referrals, and enhanced brand reputation
  • 7. © Operational Excellence Consulting. All rights reserved. 7 Factors Affecting Customer Satisfaction § Several factors impact customer satisfaction, such as product quality, customer service, ease of use, pricing, and customer complaint handling § Efficient and empathetic complaint handling is crucial in resolving issues and turning negative experiences into positive ones § Companies that excel in complaint resolution can enhance customer trust and loyalty, leading to improved overall satisfaction
  • 8. © Operational Excellence Consulting. All rights reserved. 8 The ROI of Customer Satisfaction § Customer satisfaction delivers a strong return on investment (ROI) § Satisfied customers are more likely to spend more, stay loyal, and generate positive word-of- mouth, driving business growth § Efficient complaint handling can prevent customer churn and protect the company’s reputation, contributing to a higher ROI
  • 9. © Operational Excellence Consulting. All rights reserved. 9 What is ISO 10002? § ISO 10002 is an international standard titled “ISO 10002:2018 – Quality Management – Customer Satisfaction – Guidelines for Complaints Handling in Organizations” § It is part of the ISO 10000 series, focusing specifically on customer satisfaction and complaints management
  • 10. © Operational Excellence Consulting. All rights reserved. 10 Purpose of ISO 10002 § The primary purpose of ISO 10002 is to help organizations establish an effective and efficient complaints-handling process § It provides guidelines for planning, designing, developing, operating, maintaining, and improving the complaints-handling system § It covers complaints related to products, services, and all customer interactions
  • 11. © Operational Excellence Consulting. All rights reserved. 11 Who Can Benefit from ISO 10002? § ISO 10002 is beneficial for organizations of all types and sizes, both in the public and private sectors § Customer-facing employees, customer service teams, quality managers, and executives can all leverage the guidelines provided by ISO 10002
  • 12. © Operational Excellence Consulting. All rights reserved. 12 ISO 10002 Relationship with ISO 9001 and ISO 9004 § ISO 10002, ISO 9001, and ISO 9004 work together to support organizations in achieving high levels of customer satisfaction and overall quality management excellence § ISO 10002 provides specific guidance on complaints handling, while ISO 9001 and ISO 9004 offer the framework and principles for implementing effective quality management systems and driving continuous improvement throughout the organization
  • 13. © Operational Excellence Consulting. All rights reserved. 13 ISO 10002 can be used with other ISO management systems in different industries Examples of how ISO 10002 can be used with other ISO management systems: ISO 22000 (Food Safety Management) ISO 10002 can be applied alongside ISO 22000 to manage customer complaints related to food safety issues. ISO 45001 (Occupational Health and Safety Management): ISO 10002 can be utilized alongside ISO 45001 to handle customer complaints related to health and safety incidents or concerns. ISO 14001 (Environmental Management) ISO 10002 can support ISO 14001 by providing a mechanism to address customer complaints related to environmental impacts. ISO 13485 (Medical Devices) ISO 10002 can be integrated into ISO 13485 to improve the complaints-handling process for medical device manufacturers and suppliers.
  • 14. © Operational Excellence Consulting. All rights reserved. 14 Table of contents of ISO 10002:2018 1. Scope 2. Normative references 3. Terms and definitions 4. Guiding principles 5. Complaints-handling framework 6. Planning, design and development 7. Operation of complaints- handling process 8. Maintenance and improvement
  • 15. © Operational Excellence Consulting. All rights reserved. 15 The Plan-Do-Check-Act (PDCA) Process Model Implement the processes of to achieve Customer Satisfaction policy and objectives Establish objectives, programs and processes necessary to deliver results in accordance with the organization’s Customer Satisfaction policy Monitor and measure activities and processes with regard to the Customer Satisfaction policy and objectives, and report the results Take actions to continually improve the Customer Satisfaction performance to achieve the intended outcomes Plan Do Act Check
  • 16. © Operational Excellence Consulting. All rights reserved. 16 ISO 10002:2018 Key Clause Structure (4-8) PLAN DO CHECK & ACT 4. Guiding Principles 5. Complaints-handling Framework 6. Planning, Design & Development 7. Operation of Complaints- handling Process 8. Maintenance & Improvement 4.1 General 5.1 Context of the organization 6.1 General 7.1 Communication 8.1 Collection of information 4.2 Commitment 5.2 Leadership and commitment 6.2 Objectives 7.2 Receipt of complaints 8.2 Analysis and evaluation of complaints 4.3 Capacity 5.3 Policy 6.3 Activities 7.3 Tracking of complaints 8.3 Evaluation of the satisfaction with the complaints-handling process 4.4 Transparency 5.4 Responsibility and authority 6.4 Resources 7.4 Acknowledgement of complaints 8.4 Monitoring of the complaints- handling process 4.5 Accessibility 7.5 Initial assessment of complaints 8.5 Auditing of the complaints- handling process 4.6 Responsiveness 7.6 Investigation of complaints 8.6 Management review of the complaints-handling process 4.7 Objectivity 7.7 Response to complaints 8.7 Continual improvement 4.8 Charges 7.8 Communicating the decision 4.9 Information security 7.9 Closing complaints 4.10 Confidentiality 4.11 Customer-focused approach 4.12 Accountability 4.13 Improvement 4.14 Competence 4.15 Timeliness Source: Adapted from ISO 10002:2018
  • 17. © Operational Excellence Consulting. All rights reserved. 17 Clause 5 – Complaints Handling Framework Sub-clauses Description 5.1 Context of the organization § Understanding the organization’s internal and external environment in relation to complaints handling. 5.2 Leadership and commitment § Demonstrating top management’s commitment to effectively handle complaints and improve customer satisfaction. 5.3 Policy § Establishing a clear and customer-focused complaints handling policy, outlining objectives and expectations. 5.4 Responsibility and authority § Defining roles and responsibilities for handling complaints and ensuring the necessary authority to act upon them.
  • 18. © Operational Excellence Consulting. All rights reserved. 18 Complaints-handling Flowchart Source: ISO 10002:2018, Annex E 7.2 Receipt of Complaints 7.4 Acknowledgement of Complaints 7.5 Initial Assessment of Complaints 7.6 Investigation of Complaints 7.7. Response to Complaints 7.8 Communicating the Decision 7.9 Closing Complaints 7.3. Tracking of Complaints Complaints
  • 19. © Operational Excellence Consulting. All rights reserved. 19 Getting Started with ISO 10002 Monitoring and Improvement Implementation Planning and Design Preparation FOUR PHASES OF ISO 10002 IMPLEMENTATION
  • 20. © Operational Excellence Consulting. All rights reserved. 20 Operational Excellence Consulting is a management training and consulting firm that assists organizations in improving business performance and effectiveness. Based in Singapore, the firm’s mission is to create business value for organizations through innovative design and operational excellence management training and consulting solutions. For more information, please visit www.oeconsulting.com.sg