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Topic Outline 
• Relationship among: PRESERVATION, 
CONSERVATION, AND RESTORATION 
• Archival Hazards 
Temperature and Relative Humidity 
Abuse and Mishandling 
Acidity 
Light 
Pollution 
Fire and Water
Biological Agents 
• Developing a PRESERVATION PLAN 
• Emergency Planning 
• Storing Media Materials 
Paper Records 
Photographic Prints 
Photographic Negatives, Slides & 
Transparencies 
Photograph Albums 
Motion Picture Film
Cellulose Nitrate Film 
Bound Volumes 
Parchment, Vellum and Seals 
Newspapers 
Works of Art and Framed Materials 
Audio and Video Recordings 
Microforms 
Artefacts
Protecting archives from harm and ensuring they are 
available for use as long as possible are essential archival 
responsibilities.
PRESERVATION 
• Passive protection of archival material 
• No physical or chemical treatment performed 
CONSERVATION 
• Active protection of archival material 
• With physical and chemical treatment performed 
RESTORATION 
• Repairing of an item 
• Either returning it to its original appearance or 
improving its aesthetic qualities.
What are the risks to archival materials? 
And what are the actions that can be 
taken to assess or respond to those risks?
TEMPERATURE AND RELATIVE HUMIDITY
What are the risks? 
Every increase in temperature of 5C 
doubles the reaction rate of media. 
High relative humidity promotes 
growth of mould and causes archives 
to absorb moisture and swell. 
• Low relative humidity dries archival 
materials, leaving them brittle.
What can be done? 
• Ensuring good ventilation 
throughout the building 
• Storing materials away from 
outside walls to encourage 
air circulation 
• Keeping records out of the 
basements or attics
ABUSE AND MISHANDLING
What are the risks? 
Putting excessive pressure on 
bindings 
Writing on 
documents 
Touching photographs 
with bare fingers 
Eating or drinking near archives 
Tearing or folding pages 
Handling documents with wet or dirty 
hands
What can be done? 
Storage areas 
must be off 
limits to the 
public. 
Researchers must not be allowed to 
access unprocessed archives.
• Housekeeping is effective in 
establishing a stable and secure 
physical environment. 
• All archival storage areas must be 
inspected at least once a month (but 
weekly if possible)
ACIDITY 
The quality of being acid or ‘sour’
• Neutral – 7.0 
• Increasing Alkalinity – above 7.0 
• Increasing acidity – below 7.0
The scale is LOGARITHMIC! 
pH of 5 = 10X more 
acidic than pH of 6 
pH of 4 = 100X more 
acidic than pH of 6
What are the risks? 
ACIDS can be 
introduced into 
paper during 
MANUFACTURING. 
WOOD PULP FIBRE 
High level of acidic 
chemicals lignin & 
hemicelluloses 
ACIDS can also be 
present in the INKS used 
on paper. 
IRON GALL INK 
Iron salt & tannin 
– causing records 
to deteriorate
What are the risks? 
ACIDS can also 
MIGRATE from 
one substance 
to another. 
Acidic file folders, 
staples, metal 
fasteners, glue or 
other acidic 
documents with acidic 
ink.
What can be done? 
Testing the pH of 
paper archives or 
storage 
containers 
Mass 
Deadicification Digitization 
Usage of plastic 
containers 
(Mylar) 
Encapsulation
LIGHT 
•Light speeds up OXIDATION – causes rust 
•Breaks down chemical bonds – causes ink to fade 
Generates heat and radiation – increase deterioration
What are the risks? 
Light speeds 
up 
OXIDATION 
(causes rust) 
Breaks down 
chemical 
bonds 
(causes ink 
to fade) 
Generates 
heat and 
radiation 
(increases 
deterioration 
)
What can be done? 
a. Reducing overall 
light levels (lux 
units), removing UV 
lighting 
b. Store archival 
materials in boxes or 
containers to reduce 
exposure to light 
c. Use of blinders or 
filters 
d. Replacing 
fluorescent with 
incandescent lights 
e. Refrain 
photocopying and 
Scanning
POLLUTION
What are the risks? 
EXTERNAL 
POLLUTANTS 
Gases, chemicals & 
toxins from factories, 
automobiles or trucks. 
INTERNAL 
POLLUTANTS 
Photocopiers, cleaning 
supplies, paints, 
untreated wood, 
plastics, adhesives and 
even tap water.
What can be done? 
Install systems that filter out polluted air 
particles 
Untreated wood shelving can be sealed 
with an interior latex paint 
Regularly dusting and cleaning
FIRE AND WATER
What are the risks? 
Fire is a devastating threat to archives, not 
just because of the all-consuming losses 
brought by the fire itself but also because of 
the damage caused by the water or 
chemicals used to extinguish the flames.
What can be done? 
Archival materials should be kept at least 
6-8inches off the floor. 
Materials should not be stored in basements or 
attics
What can be done? 
No open flames or sources of heat – lighters, 
cigarettes, portable heaters – should be allowed in 
the facility. 
Fire alarms and portable fire extinguishers should be 
installed.
BIOLOGICAL AGENTS
What are the risks? 
MOULD 
• Prolific in environments with high temperature and humidity 
INSECTS 
• Silverfish, cockroaches, booklice and beetles 
• They gravitate toward damp, dark corners 
RODENTS 
•Rats and mice 
• Seek out warm, dark environment where 
they use paper to build nests
What can be done? 
1. Storing archives in climate-controlled 
environments 
2. Put traps and poison for 
rodents 
3. Drying and vacuuming off 
the moulds 
4. Archival materials can also 
be fumigated or treated with 
insecticides
Conduct a 
preservation 
assessment 
Draft a 
preservation 
policy 
Develop a 
preservation 
management 
plan
Preservation Assessment 
It creates a baseline 
measurement of the status of the 
archival facility and holdings; the 
exterior and interior of the 
building, the storage areas, the 
care and handling of materials 
and the condition of the archives 
themselves.
Preservation Policy 
It articulates the institution’s 
goals and priorities for 
preservation and 
conservation. It is important 
to develop the preservation 
policy in keeping with the 
goals and strategies 
established in the 
institution’s core archival 
policy.
Preservation Management Plan 
Here, priorities can be 
identified and formalized. It 
not only helps focus the 
archives’ energies and 
resources but can also help 
convince the institution’s 
sponsors that the archival 
operation is moving ahead 
in a deliberate and well-thought 
out manner.
Emergencies 
An emergency is defined as
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Protecting Archives

  • 1.
  • 2. Topic Outline • Relationship among: PRESERVATION, CONSERVATION, AND RESTORATION • Archival Hazards Temperature and Relative Humidity Abuse and Mishandling Acidity Light Pollution Fire and Water
  • 3. Biological Agents • Developing a PRESERVATION PLAN • Emergency Planning • Storing Media Materials Paper Records Photographic Prints Photographic Negatives, Slides & Transparencies Photograph Albums Motion Picture Film
  • 4. Cellulose Nitrate Film Bound Volumes Parchment, Vellum and Seals Newspapers Works of Art and Framed Materials Audio and Video Recordings Microforms Artefacts
  • 5. Protecting archives from harm and ensuring they are available for use as long as possible are essential archival responsibilities.
  • 6. PRESERVATION • Passive protection of archival material • No physical or chemical treatment performed CONSERVATION • Active protection of archival material • With physical and chemical treatment performed RESTORATION • Repairing of an item • Either returning it to its original appearance or improving its aesthetic qualities.
  • 7. What are the risks to archival materials? And what are the actions that can be taken to assess or respond to those risks?
  • 9. What are the risks? Every increase in temperature of 5C doubles the reaction rate of media. High relative humidity promotes growth of mould and causes archives to absorb moisture and swell. • Low relative humidity dries archival materials, leaving them brittle.
  • 10. What can be done? • Ensuring good ventilation throughout the building • Storing materials away from outside walls to encourage air circulation • Keeping records out of the basements or attics
  • 12. What are the risks? Putting excessive pressure on bindings Writing on documents Touching photographs with bare fingers Eating or drinking near archives Tearing or folding pages Handling documents with wet or dirty hands
  • 13. What can be done? Storage areas must be off limits to the public. Researchers must not be allowed to access unprocessed archives.
  • 14. • Housekeeping is effective in establishing a stable and secure physical environment. • All archival storage areas must be inspected at least once a month (but weekly if possible)
  • 15. ACIDITY The quality of being acid or ‘sour’
  • 16. • Neutral – 7.0 • Increasing Alkalinity – above 7.0 • Increasing acidity – below 7.0
  • 17. The scale is LOGARITHMIC! pH of 5 = 10X more acidic than pH of 6 pH of 4 = 100X more acidic than pH of 6
  • 18. What are the risks? ACIDS can be introduced into paper during MANUFACTURING. WOOD PULP FIBRE High level of acidic chemicals lignin & hemicelluloses ACIDS can also be present in the INKS used on paper. IRON GALL INK Iron salt & tannin – causing records to deteriorate
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  • 20. What are the risks? ACIDS can also MIGRATE from one substance to another. Acidic file folders, staples, metal fasteners, glue or other acidic documents with acidic ink.
  • 21. What can be done? Testing the pH of paper archives or storage containers Mass Deadicification Digitization Usage of plastic containers (Mylar) Encapsulation
  • 22. LIGHT •Light speeds up OXIDATION – causes rust •Breaks down chemical bonds – causes ink to fade Generates heat and radiation – increase deterioration
  • 23. What are the risks? Light speeds up OXIDATION (causes rust) Breaks down chemical bonds (causes ink to fade) Generates heat and radiation (increases deterioration )
  • 24. What can be done? a. Reducing overall light levels (lux units), removing UV lighting b. Store archival materials in boxes or containers to reduce exposure to light c. Use of blinders or filters d. Replacing fluorescent with incandescent lights e. Refrain photocopying and Scanning
  • 26. What are the risks? EXTERNAL POLLUTANTS Gases, chemicals & toxins from factories, automobiles or trucks. INTERNAL POLLUTANTS Photocopiers, cleaning supplies, paints, untreated wood, plastics, adhesives and even tap water.
  • 27. What can be done? Install systems that filter out polluted air particles Untreated wood shelving can be sealed with an interior latex paint Regularly dusting and cleaning
  • 29. What are the risks? Fire is a devastating threat to archives, not just because of the all-consuming losses brought by the fire itself but also because of the damage caused by the water or chemicals used to extinguish the flames.
  • 30. What can be done? Archival materials should be kept at least 6-8inches off the floor. Materials should not be stored in basements or attics
  • 31. What can be done? No open flames or sources of heat – lighters, cigarettes, portable heaters – should be allowed in the facility. Fire alarms and portable fire extinguishers should be installed.
  • 33. What are the risks? MOULD • Prolific in environments with high temperature and humidity INSECTS • Silverfish, cockroaches, booklice and beetles • They gravitate toward damp, dark corners RODENTS •Rats and mice • Seek out warm, dark environment where they use paper to build nests
  • 34. What can be done? 1. Storing archives in climate-controlled environments 2. Put traps and poison for rodents 3. Drying and vacuuming off the moulds 4. Archival materials can also be fumigated or treated with insecticides
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  • 36. Conduct a preservation assessment Draft a preservation policy Develop a preservation management plan
  • 37. Preservation Assessment It creates a baseline measurement of the status of the archival facility and holdings; the exterior and interior of the building, the storage areas, the care and handling of materials and the condition of the archives themselves.
  • 38. Preservation Policy It articulates the institution’s goals and priorities for preservation and conservation. It is important to develop the preservation policy in keeping with the goals and strategies established in the institution’s core archival policy.
  • 39. Preservation Management Plan Here, priorities can be identified and formalized. It not only helps focus the archives’ energies and resources but can also help convince the institution’s sponsors that the archival operation is moving ahead in a deliberate and well-thought out manner.
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  • 41. Emergencies An emergency is defined as
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