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Sebastian	
  BICAN-­‐MICLESCU	
  &	
  Sandra-­‐Iulia	
  RONAI	
  
ENG–1015:	
  Introduction	
  to	
  English	
  Word	
  and	
  Sentence	
  Structure	
  
spring	
  semester,	
  2015	
  
	
  
	
  
	
  
	
  
	
  
Study	
  sheet:	
  Tense,	
  Aspect	
  and	
  Voice	
  
(and	
  Auxiliaries)	
  
	
  
	
  
	
  
	
  
1.	
  The	
  back	
  story	
  and	
  why	
  we	
  need	
  this	
  stuff	
  
	
  
When	
   talking	
   about	
   morphology,	
   we	
   noticed	
   the	
   existence	
   of	
   inflectional	
  
suffixes:	
  they	
  create	
  different	
  “forms”	
  of	
  one	
  and	
  the	
  same	
  word.	
  For	
  nouns,	
  we	
  
saw	
  that	
  the	
  suffix	
  –s	
  creates	
  the	
  plural	
  form	
  from	
  the	
  singular	
  (cat	
  >	
  cats).	
  For	
  
verbs,	
  we	
  encountered	
  the	
  derivational	
  suffixes	
  –ed	
  and	
  –ing.	
  Like	
  the	
  nominal	
  
plural	
  –s,	
  they	
  also	
  create	
  other	
  forms	
  of	
  the	
  verb.	
  
	
  
We	
  need	
  additional	
  forms	
  because	
  verbs	
  have	
  grammatical	
  features.	
  In	
  order	
  
to	
  describe	
  an	
  event	
  that	
  takes	
  place	
  in	
  real	
  life,	
  we	
  need	
  at	
  least:	
  
	
  
1. to	
  be	
  able	
  to	
  place	
  that	
  event	
  in	
  time	
  	
  
2. to	
  be	
  able	
  to	
  place	
  the	
  event	
  with	
  respect	
  to	
  other	
  events	
  
3. to	
  be	
  able	
  to	
  say	
  something	
  about	
  how	
  the	
  event	
  is	
  structured	
  	
  
4. to	
  be	
  able	
  to	
  say	
  how	
  the	
  event	
  relates	
  to	
  the	
  subject	
  of	
  the	
  sentence	
  
5. to	
  be	
  able	
  to	
  say	
  something	
  about	
  the	
  persons	
  involved	
  in	
  the	
  event:	
  who	
  
they	
  are	
  and	
  how	
  many	
  they	
  are.	
  	
  
	
  
	
  
	
  
These	
  things	
  are	
  expressed	
  with	
  the	
  help	
  of	
  grammatical	
  features:	
  
	
  
1. TENSE	
  is	
  related	
  to	
  placing	
  events	
  in	
  time	
  
2. the	
  Perfect	
  ASPECT	
  places	
  events	
  with	
  respect	
  to	
  each	
  other	
  
3. the	
   Progressive	
   ASPECT	
   shows	
   the	
   “structure”	
   of	
   the	
   event:	
   that	
   it	
   is	
  
ongoing/in	
  progress	
  
4. VOICE	
  shows	
  how	
  the	
  event	
  relates	
  to	
  the	
  subject	
  	
  
	
  
	
  
	
  
5. Agreement	
   features	
   bring	
   in	
   information	
   about	
   the	
   subject:	
   PERSON	
  
shows	
  who	
  it	
  is	
  (the	
  speaker=me,	
  the	
  hearer=you,	
  or	
  someone	
  else	
  not	
  
taking	
   part	
   in	
   the	
   conversation=he	
   or	
   she	
   or	
   it),	
   while	
   NUMBER	
   shows	
  
how	
  many	
  there	
  are	
  (one=singular,	
  or	
  more	
  than	
  one=plural).	
  	
  
In	
   some	
   languages,	
   all	
   these	
   features	
   are	
   expressed	
   by	
   affixes.	
   In	
   English,	
   we	
  
have	
   specific	
   combinations	
   of	
   suffixes	
   and	
   auxiliary	
   verbs	
   that	
   do	
   the	
   job.	
  
Remember	
  (or	
  look	
  in	
  the	
  handout	
  for	
  lecture	
  7)	
  that	
  auxiliary	
  verbs	
  are	
  verbs	
  
that	
  take	
  another	
  VP	
  as	
  their	
  complement,	
  and,	
  together	
  with	
  the	
  lexical	
  verb,	
  
form	
   the	
   verb	
   string.	
   The	
   lexical	
   verb	
   provides	
   the	
   conceptual,	
   semantic	
  
information	
  (the	
  difference	
  between	
  swim	
  or	
  start,	
  live	
  or	
  die,	
  eat	
  or	
  feed,	
  kill	
  or	
  
die).	
  The	
  auxiliaries	
  provide	
  the	
  grammatical	
  information	
  (1	
  –	
  5	
  above).	
  
	
  
We	
  will	
  leave	
  agreement	
  features	
  (5	
  above)	
  aside	
  and	
  focus	
  on	
  three	
  features:	
  
tense,	
  aspect	
  and	
  voice.	
  We	
  will	
  also	
  leave	
  aside	
  modal	
  auxiliaries	
  here1.	
  
	
  
	
  
	
  
	
  
2.	
  Interlude	
  on	
  finiteness	
  
	
  
It	
  is	
  important	
  to	
  note	
  that	
  only	
  finite	
  verb	
  strings	
  have	
  these	
  features.	
  If	
  a	
  verb	
  
string	
  forms	
  a	
  predicate,	
  it	
  is	
  finite.	
  If	
  it	
  does	
  not,	
  it	
  is	
  non-­‐finite.	
  English	
  has	
  four	
  
non-­‐finite	
  forms	
  (which	
  we	
  use	
  exactly	
  to	
  form	
  these	
  more	
  complex	
  forms),	
  out	
  
of	
  which	
  two	
  are	
  very	
  relevant	
  for	
  us	
  here2:	
  
	
  
a. the	
  present/-­‐ing	
  participle	
  ([ING])	
  is	
  used	
  to	
  form	
  the	
  Progressive	
  aspect	
  
b. the	
  past	
  participle	
  ([PPART])	
  is	
  used	
  to	
  form	
  both	
  the	
  Perfect	
  aspect	
  and	
  
the	
  Passive	
  voice.	
  
	
  
When	
  functioning	
  by	
  itself,	
  the	
  lexical	
  verb	
  is	
  finite.	
  When	
  more	
  information	
  
is	
  needed	
  (see	
  1	
  –	
  4	
  above),	
  English	
  uses	
  auxiliaries.	
  Remember	
  that	
  each	
  verb	
  
string	
  can	
  only	
  have	
  one	
  lexical	
  verb,	
  no	
  more;	
  all	
  the	
  others	
  are	
  auxiliaries.	
  So	
  
when	
  auxiliaries	
  are	
  present,	
  the	
  lexical	
  verb	
  is	
  in	
  a	
  non-­‐finite	
  form.	
  	
  
	
  
Let’s	
  take	
  some	
  examples:	
  
	
  
(1)	
   a.	
  	
   John	
  wrote	
  a	
  novel.	
  
	
   	
   b.	
   The	
  novel	
  was	
  written	
  by	
  John.	
  
	
   	
   c.	
   The	
  novel	
  written	
  by	
  John	
  is	
  very	
  interesting.	
  
	
  
(2)	
   a.	
   John	
  runs	
  every	
  evening.	
  
	
   	
   b.	
   John	
  is	
  running	
  in	
  the	
  park	
  right	
  now.	
  
	
   	
   c.	
   Running	
  is	
  healthy.	
  
	
  
In	
  (1a)	
  and	
  (2a),	
  the	
  verb	
  string	
  is	
  made	
  up	
  of	
  only	
  one	
  verb,	
  the	
  lexical	
  one.	
  It	
  
forms	
  a	
  predicate,	
  so	
  it	
  is	
  finite.	
  	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1	
  Reminder:	
  English	
  has	
  nine	
  main	
  modal	
  auxiliaries:	
  can	
  and	
  could;	
  may	
  and	
  might;	
  must;	
  will	
  
and	
  would;	
  shall	
  and	
  should.	
  And	
  there	
  are	
  also	
  a	
  few	
  secondary	
  modals:	
  need,	
  dare	
  and	
  ought	
  to,	
  
for	
  example.	
  For	
  details,	
  see	
  textbook.	
  
2	
  The	
  other	
  two	
  non-­‐finite	
  forms	
  are:	
  the	
  bare	
  infinitive	
  ([BARE]),	
  which	
  combines	
  with	
  modals,	
  
and	
  the	
  long/to	
  infinitive	
  ([INF]),	
  which	
  appears	
  by	
  itself	
  and	
  is	
  very	
  “nouny”	
  in	
  nature.	
  
	
  
In	
   (1b)	
   and	
   (2b),	
   the	
   verb	
   strings	
   are	
   each	
   made	
   up	
   of	
   two	
   verbs.	
   The	
   verb	
  
string,	
  as	
  a	
  whole,	
  is	
  finite	
  (it	
  forms	
  the	
  predicate).	
  Inside	
  the	
  verb	
  string,	
  the	
  
lexical	
   verb	
   is	
   in	
   a	
   non-­‐finite	
   form:	
   in	
   (1b),	
   the	
   past	
   participle	
   written	
  
combines	
  with	
  the	
  auxiliary	
  BE	
  to	
  form	
  the	
  passive	
  voice;	
  in	
  (2b),	
  the	
  present/-­‐
ing	
   participle	
   running	
   combines	
   with	
   the	
   auxiliary	
   BE	
   to	
   form	
   the	
   progressive	
  
aspect.	
  
	
  
In	
  (1c)	
  and	
  (2c),	
  the	
  underlined	
  words	
  are	
  non-­‐finite	
  forms	
  of	
  verbs.	
  They	
  appear	
  
by	
  themselves	
  (not	
  inside	
  a	
  finite	
  verb	
  strings)	
  and	
  do	
  not	
  form	
  predicates.	
  We	
  
could	
  even	
  argue	
  that	
  they	
  are	
  not	
  even	
  verbs	
  anymore:	
  written	
  in	
  (1c)	
  is	
  very	
  
“adjectival”,	
   it	
   heads	
   a	
   phrase	
   (written	
   by	
   John)	
   that	
   is	
   a	
   post-­‐modifier	
   of	
   the	
  
noun	
  book.	
  In	
  (2c),	
  running	
  forms	
  the	
  subject	
  of	
  the	
  sentence3	
  and	
  is	
  very	
  “noun-­‐
like”	
  in	
  nature.	
  	
  
	
  
The	
  important	
  case	
  is	
  that	
  of	
  the	
  (b)	
  sentences.	
  There,	
  we	
  observe	
  the	
  interaction	
  
between	
  an	
  auxiliary	
  verb	
  and	
  a	
  non-­‐finite	
  form	
  of	
  a	
  lexical	
  verb,	
  and	
  this	
  shows	
  
us	
  what	
  grammatical	
  features	
  that	
  verb	
  string	
  has.	
  
	
  
If	
  we	
  know	
  where	
  to	
  look	
  (and	
  I	
  explain	
  this	
  below),	
  we	
  can	
  immediately	
  identify	
  
the	
   verbal	
   grammatical	
   features.	
   There	
   is	
   no	
   guesswork	
   and	
   it	
   is	
   nothing	
  
esoteric.	
  J	
  	
  
	
  
	
  
	
  
	
  
3.	
  The	
  grammatical	
  features	
  of	
  English	
  	
  
	
  
What	
   is	
   very	
   important	
   to	
   realize	
   is	
   that	
   each	
   and	
   every	
   finite	
   verb	
   string	
  
simultaneously	
  possesses	
  all	
  the	
  grammatical	
  features:	
  one	
  type	
  of	
  present,	
  
one	
  type	
  of	
  aspect,	
  and	
  one	
  type	
  of	
  voice.	
  
	
  
You	
  can	
  think	
  of	
  tense,	
  aspect	
  and	
  voice	
  as	
  three	
  variables	
  that	
  combine	
  to	
  give	
  
you	
   the	
   properties	
   (i.e.,	
   grammatical	
   features)	
   of	
   a	
   verb.	
   Here’s	
   a	
   helpful	
  
comparison:	
  objects	
  in	
  the	
  real	
  world	
  have	
  properties	
  like	
  color,	
  shape	
  or	
  weight.	
  
So	
  you	
  can	
  have	
  a	
  ball	
  that	
  is	
  red	
  (color),	
  heavy	
  (weight)	
  and	
  round	
  (shape),	
  and	
  
a	
  box	
  that	
  is	
  blue	
  (color),	
  light	
  (weight)	
  and	
  square	
  (shape).	
  But	
  you	
  can	
  also	
  
have	
  a	
  blue	
  heavy	
  round	
  ball,	
  or	
  a	
  blue	
  heavy	
  square	
  box,	
  or	
  a	
  red	
  light	
  square	
  
box,	
  and	
  so	
  on	
  (all	
  the	
  combinations	
  possible).	
  	
  
	
  
For	
  the	
  verbs	
  of	
  English,	
  we	
  will	
  consider	
  three	
  variables:	
  tense	
  (which	
  has	
  two	
  
values),	
  aspect	
  (which	
  has	
  four	
  values),	
  and	
  voice	
  (which	
  has	
  two	
  values).	
  We	
  
will	
  take	
  one	
  basic	
  sentence	
  (The	
  cat	
  chases	
  the	
  mouse)	
  and	
  show	
  all	
  the	
  possible	
  
combinations.	
  Hopefully,	
  seeing	
  them	
  all	
  together	
  will	
  help	
  you	
  remember	
  better,	
  
and	
  also	
  help	
  you	
  realize	
  how	
  they	
  combine.	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
3	
  To	
  check	
  whether	
  it	
  is	
  indeed	
  the	
  subject,	
  we	
  can	
  use	
  both	
  a	
  semantic	
  test	
  and	
  a	
  syntactic	
  test:	
  
semantically,	
   it	
   answers	
   the	
   question	
   “What	
   is	
   this	
   sentence	
   about?”	
   or	
   “What	
   is	
   difficult?”;	
  
syntactically,	
  we	
  can	
  use	
  Subject-­‐Operator	
  inversion:	
  Is	
  running	
  difficult?	
  For	
  details,	
  again,	
  see	
  
the	
  textbook!	
  
	
  
3.1.	
  TENSE	
  
	
  
Tense	
  is	
  used	
  for	
  placing	
  events	
  in	
  time.	
  Still,	
  there	
  is	
  no	
  one-­‐on-­‐one	
  relationship	
  
between	
   tense	
   and	
   time,	
   as	
   “tense”	
   is	
   a	
   concept	
   of	
   grammar,	
   while	
   “time”	
   is	
  
something	
  related	
  to	
  real	
  life	
  (for	
  details,	
  see	
  the	
  textbook	
  and	
  the	
  handout	
  notes	
  
for	
  lecture	
  8!).	
  Here	
  are	
  the	
  key	
  facts	
  that	
  help	
  you	
  identify	
  tense:	
  
	
  
	
  
How	
  many	
  values	
  does	
  the	
  feature	
  TENSE	
  have?	
  
	
  
Ø English	
  has	
  two	
  tenses:	
  PRESENT	
  and	
  PAST4.	
  
	
  
	
  
Where	
  is	
  tense	
  expressed?	
  
	
  
Ø Tense	
  is	
  always	
  expressed	
  on	
  the	
  first	
  verb	
  in	
  a	
  verb	
  string.	
  
	
  
	
  
How	
  is	
  tense	
  expressed?	
  
	
  
Ø On	
  finite	
  lexical	
  verbs:	
  	
  
	
  
o Present:	
  we	
  have	
  the	
  suffix	
  –s	
  (but	
  only	
  for	
  third	
  person	
  singular:	
  
he,	
  she	
  or	
  it!)	
  	
  
o Past:	
  for	
  regular	
  verbs,	
  we	
  have	
  the	
  suffix	
  –ed;	
  for	
  irregular	
  verbs,	
  
we	
  have	
  specific	
  forms5	
  that	
  we	
  had	
  to	
  learn	
  (ate,	
  wrote,	
  cut…)	
  	
  
	
  
Ø On	
  auxiliaries:	
  
	
  
o Present:	
  	
  
§ the	
  progressive	
  auxiliary	
  BE	
  will	
  have	
  the	
  forms	
  am/are/is,	
  
and	
  not	
  was/were	
  
§ the	
   perfect	
   auxiliary	
   HAVE	
   will	
   have	
   the	
   forms	
   have/has,	
  
and	
  not	
  had	
  
§ the	
  passive	
  auxiliary	
  BE	
  will	
  have	
  the	
  forms	
  am/are/is,	
  and	
  
not	
  was/were	
  
	
  
o Past:	
  
§ the	
  progressive	
  auxiliary	
  BE	
  will	
  have	
  the	
  forms	
  was/were,	
  
and	
  not	
  am/are/is	
  
§ the	
  perfect	
  auxiliary	
  HAVE	
  will	
  have	
  the	
  forms	
  had,	
  and	
  not	
  
have/has	
  
§ the	
  passive	
  auxiliary	
  BE	
  will	
  have	
  the	
  forms	
  was/were,	
  and	
  
not	
  am/are/is.	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
4	
  Future	
  is	
  not	
  a	
  tense;	
  in	
  English,	
  future	
  time	
  reference	
  is	
  expressed	
  in	
  various	
  ways,	
  including	
  
the	
  use	
  of	
  future	
  adverbs	
  in	
  combination	
  with	
  the	
  present	
  tense	
  (I	
  am	
  leaving	
  tomorrow)	
  or	
  the	
  
use	
  of	
  the	
  modal	
  verbs	
  will	
  and	
  shall.	
  For	
  arguments,	
  see	
  the	
  textbook!	
  
5	
  This	
  process	
  is	
  called	
  suppletion.	
  
This	
  may	
  seem	
  like	
  a	
  lot	
  of	
  information,	
  but	
  it	
  looks	
  much	
  simpler	
  once	
  we	
  see	
  an	
  
actual	
  example.	
  Here	
  is	
  our	
  model	
  sentence	
  in	
  all	
  the	
  possible	
  combinations.	
  The	
  
relevant	
  variable	
  (feature)	
  here	
  is	
  tense,	
  and	
  we’ll	
  have	
  two	
  separate	
  tables,	
  one	
  
for	
   present	
   and	
   one	
   for	
   past.	
   So	
   in	
   each	
   table,	
   the	
   tense	
   is	
   the	
   same.	
   What	
  
changes	
  is	
  the	
  combination	
  with	
  the	
  other	
  two	
  variables:	
  
	
  
	
  
Tense:	
  PRESENT	
  
	
  
	
  	
  	
  ASPECT	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  VOICE	
  
Active	
  voice	
   Passive	
  voice	
  
Simple	
  aspect	
   The	
  cat	
  chases	
  the	
  mouse.	
  
The	
  mouse	
  is	
  chased	
  	
  
(by	
  the	
  cat).	
  
Progressive	
  aspect	
  
The	
   cat	
   is	
   chasing	
   the	
  
mouse.	
  
The	
  mouse	
  is	
  being	
  chased	
  	
  
(by	
  the	
  cat).	
  
Perfect	
  aspect	
  
The	
   cat	
   has	
   chased	
   the	
  
mouse.	
  
The	
  mouse	
  has	
  been	
  chased	
  	
  
(by	
  the	
  cat).	
  
Perfect	
  (and)	
  
progressive	
  aspect	
  
The	
   cat	
   has	
   been	
   chasing	
  
the	
  mouse.	
  
The	
   mouse	
   has	
   been	
   being	
   chased	
  
(by	
  the	
  cat).	
  
	
  
	
  
Tense:	
  PAST	
  
	
  
	
  	
  	
  ASPECT	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  VOICE	
  
Active	
  voice	
   Passive	
  voice	
  
Simple	
  aspect	
   The	
  cat	
  chased	
  the	
  mouse.	
  
The	
  mouse	
  was	
  chased	
  	
  
(by	
  the	
  cat).	
  
Progressive	
  aspect	
  
The	
   cat	
   was	
   chasing	
   the	
  
mouse.	
  
The	
  mouse	
  was	
  being	
  chased	
  	
  
(by	
  the	
  cat).	
  
Perfect	
  aspect	
  
The	
   cat	
   had	
   chased	
   the	
  
mouse.	
  
The	
  mouse	
  had	
  been	
  chased	
  	
  
(by	
  the	
  cat).	
  
Perfect	
  (and)	
  
progressive	
  aspect	
  
The	
   cat	
   had	
   been	
   chasing	
  
the	
  mouse.	
  
The	
   mouse	
   had	
   been	
   being	
   chased	
  
(by	
  the	
  cat).	
  
	
  
	
  
	
  
	
  
	
  
	
  
3.2.	
  ASPECT	
  
	
  
As	
  mentioned	
  already,	
  aspect	
  also	
  relates	
  to	
  events:	
  the	
  Perfect	
  ASPECT	
  places	
  
events	
   with	
   respect	
   to	
   each	
   other,	
   while	
   the	
   Progressive	
   ASPECT	
   shows	
   the	
  
“structure”	
  of	
  the	
  event:	
  that	
  it	
  is	
  ongoing/in	
  progress	
  (for	
  details,	
  see,	
  again,	
  the	
  
textbook	
  and	
  the	
  handout	
  notes	
  for	
  lecture	
  8!).	
  	
  
	
  
It	
  is	
  also	
  important	
  to	
  remember	
  that	
  there	
  are	
  four	
  combinations	
  possible	
  in	
  
English	
  (based	
  on	
  the	
  morphological	
  marking	
  that	
  we	
  see	
  on	
  the	
  verb	
  string):	
  	
  
 
1. no	
  perfect	
  	
   +	
  no	
  progressive	
  	
   =>	
  Simple	
  aspect	
  
2. perfect	
  	
   +	
  no	
  progressive	
   =>	
  Perfect	
  aspect	
  
3. no	
  perfect	
  	
   +	
  progressive	
  	
   =>	
  Progressive	
  aspect	
  
4. perfect	
  	
   +	
  progressive	
  	
   =>	
  Perfect	
  (and)	
  Progressive	
  aspect	
  	
  
	
  
Here	
  are	
  the	
  key	
  facts	
  that	
  help	
  you	
  identify	
  aspect:	
  
	
  
	
  
	
  
How	
  many	
  values	
  does	
  the	
  feature	
  ASPECT	
  have?	
  
	
  
Ø English	
  has	
  four	
  combinations	
  of	
  aspect:	
  (1)	
  SIMPLE,	
  (2)	
  PERFECT,	
  (3)	
  
PROGRESSIVE	
  and	
  (4)	
  PERFECT	
  (and)	
  PROGRESSIVE.	
  
	
  
	
  
Where	
  and	
  how	
  is	
  aspect	
  expressed?	
  
	
  
Ø Simple	
  aspect:	
  
	
  
o Does	
  not	
  have	
  any	
  specific	
  morphology.	
  
o The	
  verb	
  string	
  can	
  be	
  composed	
  of	
  the	
  lexical	
  verb	
  by	
  itself,	
  or	
  of	
  
the	
  lexical	
  verb	
  plus	
  the	
  passive	
  auxiliary.	
  
	
  
	
  
Ø Perfect	
   aspect	
   is	
   formed	
   by	
   combining	
   the	
   auxiliary	
   HAVE	
   with	
   the	
  
[PPART]	
  form!	
  	
  
	
  
o (In	
  the	
  absence	
  of	
  modals),	
  HAVE	
  is	
  always	
  the	
  first	
  auxiliary	
  in	
  a	
  
verb	
  string;	
  
o Whatever	
  verb	
  comes	
  right	
  after	
  HAVE	
  will	
  take	
  the	
  [PPART]	
  form;	
  
o HAVE	
  will	
  show	
  the	
  tense	
  of	
  the	
  verb	
  string:	
  have/has	
  for	
  Present,	
  
and	
  had	
  for	
  Past	
  (remember:	
  tense	
  is	
  always	
  expressed	
  on	
  the	
  first	
  
auxiliary,	
  and	
  HAVE,	
  when	
  it	
  appears,	
  is	
  always	
  the	
  first,	
  if	
  there	
  
are	
  no	
  modals);	
  
o The	
  verb	
  string	
  can	
  be	
  composed	
  of	
  the	
  lexical	
  verb	
  and	
  just	
  HAVE,	
  
or	
  of	
  the	
  lexical	
  verb	
  +	
  HAVE	
  +	
  the	
  passive	
  auxiliary	
  BE;	
  if	
  it	
  exists,	
  
the	
   passive	
   auxiliary	
   will	
   be	
   in	
   the	
   [PPART]	
   form:	
   have/had/had	
  
been…	
  	
  
	
  
	
  
Ø Progressive	
   aspect	
   is	
   formed	
   by	
   combining	
   the	
   auxiliary	
   BE	
   with	
   the	
  
[ING]	
  form!	
  	
  
	
  
o (In	
  the	
  absence	
  of	
  modals),	
  progressive	
  BE	
  is	
  the	
  first	
  auxiliary	
  in	
  
a	
  verb	
  string	
  (but	
  see	
  below	
  for	
  when	
  both	
  Perfect	
  and	
  Progressive	
  
aspect	
  are	
  present);	
  
o Whatever	
  verb	
  comes	
  right	
  after	
  BE	
  will	
  take	
  the	
  [ING]	
  form;	
  
o BE	
  will	
  show	
  the	
  tense	
  of	
  the	
  verb	
  string:	
  am/are/is	
  for	
  Present,	
  
and	
  was/were	
  for	
  Past;	
  
o The	
   verb	
   string	
   can	
   be	
   composed	
   of	
   the	
   lexical	
   verb	
   and	
   just	
  
Progressive	
   BE,	
   or	
   of	
   the	
   lexical	
   verb	
   +	
   Progressive	
   BE	
   +	
   the	
  
passive	
  auxiliary	
  BE;	
  if	
  it	
  exists,	
  the	
  passive	
  auxiliary	
  will	
  be	
  in	
  the	
  
[ING]	
  form:	
  am/are/is/was/were	
  being…	
  	
  
	
  
	
  
Ø Perfect	
   (and)	
   Progressive	
  aspect	
  is	
  formed	
  by	
  combining:	
  the	
  Perfect	
  
auxiliary	
  HAVE	
  with	
  the	
  Progressive	
  auxiliary	
  BE	
  in	
  the	
  [PPART]	
  form	
  
and	
  with	
  the	
  [ING]	
  form	
  of	
  the	
  following	
  verb	
  (the	
  lexical	
  or	
  the	
  passive	
  
BE):	
  
	
  
o The	
   order	
   of	
   the	
   two	
   auxiliaries	
   is	
   always	
   fixed:	
   HAVE	
   precedes	
  
BE;	
  
o HAVE	
   has	
   a	
   variable	
   form	
   depending	
   on	
   tense	
   (have/has	
   for	
  
present	
  or	
  had	
  for	
  past);	
  BE	
  is	
  always	
  in	
  the	
  [PPART]	
  form:	
  been;	
  
o Whatever	
  verb	
  comes	
  right	
  after	
  BE	
  will	
  take	
  the	
  [ING]	
  form;	
  
o The	
  verb	
  string	
  can	
  be	
  composed	
  of	
  the	
  lexical	
  verb	
  and	
  the	
  two	
  
aspect	
   auxiliaries,	
   or	
   of	
   the	
   lexical	
   verb	
   +	
   Perfect	
   HAVE	
   +	
  
Progressive	
  BE	
  +	
  the	
  passive	
  auxiliary	
  BE;	
  if	
  it	
  exists,	
  the	
  passive	
  
auxiliary	
  will	
  be	
  in	
  the	
  [ING]	
  form:	
  have/has/had	
  been	
  being…	
  
	
  
	
  
	
  
Here	
  are	
  all	
  the	
  possible	
  combinations	
  that	
  exemplify	
  the	
  information	
  in	
  the	
  text	
  
box	
  above.	
  We	
  are	
  using	
  the	
  same	
  example	
  sentence,	
  and	
  the	
  forms	
  are	
  exactly	
  
the	
  same	
  as	
  in	
  the	
  previous	
  two	
  tables	
  for	
  tense—only	
  this	
  time	
  we	
  re-­‐organized	
  
them	
  and	
  made	
  four	
  little	
  tables,	
  one	
  for	
  each	
  of	
  the	
  possible	
  values	
  of	
  the	
  feature	
  
Aspect.	
  	
  
	
  
Notice	
  how	
  aspect	
  combines	
  with	
  tense	
  and	
  voice,	
  and	
  how	
  the	
  morphology	
  of	
  
the	
   verb	
   following	
   the	
   two	
   aspect	
   auxiliaries	
   changes	
   accordingly:	
   we	
   always	
  
have	
  the	
  [PPART]	
  form	
  right	
  after	
  the	
  Perfect	
  aspect	
  auxiliary	
  HAVE,	
  and	
  always	
  
the	
  [ING]	
  form	
  right	
  after	
  the	
  Progressive	
  aspect	
  auxiliary	
  BE.	
  
	
  
	
  
Aspect:	
  SIMPLE	
  
	
  
	
  	
  	
  TENSE	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  VOICE	
  
Active	
  voice	
   Passive	
  voice	
  
Present	
  tense	
   The	
  cat	
  chases	
  the	
  mouse.	
  
The	
  mouse	
  is	
  chased	
  	
  
(by	
  the	
  cat).	
  
Past	
  tense	
   The	
  cat	
  chased	
  the	
  mouse.	
  
The	
  mouse	
  was	
  chased	
  
(by	
  the	
  cat).	
  
	
  
	
  
	
  
	
  
Aspect:	
  PROGRESSIVE	
  
	
  
	
  	
  	
  TENSE	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  VOICE	
  
Active	
  voice	
   Passive	
  voice	
  
Present	
  tense	
  
The	
   cat	
   is	
   chasing	
   the	
  
mouse.	
  
The	
  mouse	
  is	
  being	
  chased	
  	
  
(by	
  the	
  cat).	
  
Past	
  tense	
  
The	
   cat	
   was	
   chasing	
   the	
  
mouse.	
  
The	
  mouse	
  was	
  being	
  chased	
  	
  
(by	
  the	
  cat).	
  
	
  
	
  
Aspect:	
  PERFECT	
  
	
  
	
  	
  	
  TENSE	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  VOICE	
  
Active	
  voice	
   Passive	
  voice	
  
Present	
  tense	
  
The	
   cat	
   has	
   chased	
   the	
  
mouse.	
  
The	
  mouse	
  has	
  been	
  chased	
  	
  
(by	
  the	
  cat).	
  
Past	
  tense	
  
The	
   cat	
   had	
   chased	
   the	
  
mouse.	
  
The	
  mouse	
  had	
  been	
  chased	
  	
  
(by	
  the	
  cat).	
  
	
  
	
  
Aspect:	
  PERFECT	
  (and)	
  PROGRESSIVE	
  
	
  
	
  	
  	
  TENSE	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  VOICE	
  
Active	
  voice	
   Passive	
  voice	
  
Present	
  tense	
  
The	
   cat	
   has	
   been	
   chasing	
  
the	
  mouse.	
  
The	
  mouse	
  has	
   been	
  being	
  chased	
  
(by	
  the	
  cat).	
  
Past	
  tense	
  
The	
   cat	
   had	
   been	
   chasing	
  
the	
  mouse.	
  
The	
  mouse	
  had	
   been	
  being	
  chased	
  
(by	
  the	
  cat).	
  
	
  
	
  
	
  
	
  
	
  
	
  
3.3.	
  VOICE	
  
	
  
Voice	
  refers	
  to	
  the	
  relation	
  between	
  the	
  subject	
  and	
  the	
  event:	
  is	
  the	
  subject	
  the	
  
“doer”6	
  of	
  the	
  event?	
  or	
  is	
  someone	
  else	
  the	
  doer	
  of	
  the	
  event,	
  and	
  the	
  subject	
  
suffers	
  it?	
  In	
  the	
  first	
  case,	
  we	
  say	
  that	
  the	
  verb	
  string	
  is	
  ACTIVE;	
  in	
  the	
  second	
  
case,	
  we	
  say	
  that	
  it	
  is	
  PASSIVE.	
  	
  
	
  
Just	
  like	
  before,	
  remember	
  that	
  Voice	
  combines	
  with	
  the	
  other	
  relevant	
  verbal	
  
features,	
   and	
   that	
   the	
   morphology	
   of	
   the	
   verb	
   string	
   will	
   be	
   a	
   combination	
   of	
  
auxiliaries	
  and	
  affixes	
  that	
  indicates	
  all	
  these	
  features.	
  	
  
	
  
Here’s	
  the	
  gist	
  about	
  Voice:	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
6	
  In	
  more	
  advanced	
  classes	
  you	
  might	
  learn	
  about	
  semantic/thematic	
  roles	
  and	
  something	
  called	
  
“Theta-­‐theory”.	
  	
  Keep	
  an	
  eye	
  for	
  that,	
  it’s	
  cool	
  stuff.	
  J	
  
How	
  many	
  values	
  does	
  the	
  feature	
  VOICE	
  have?	
  
	
  
Ø English	
  has	
  two	
  voices:	
  	
  ACTIVE	
  and	
  PASSIVE.	
  
	
  
	
  
Where	
  and	
  how	
  is	
  voice	
  expressed?	
  
	
  
Ø Active	
  voice:	
  
	
  
o Does	
  not	
  have	
  any	
  specific	
  morphology.	
  
o The	
  verb	
  string	
  can	
  be	
  composed	
  of	
  the	
  lexical	
  verb	
  by	
  itself,	
  or	
  of	
  
the	
  lexical	
  verb	
  plus	
  one	
  or	
  both	
  of	
  the	
  aspect	
  auxiliaries.	
  
	
  
	
  
Ø Passive	
  voice	
  is	
  formed	
  by	
  combining	
  the	
  auxiliary	
  BE	
  with	
  the	
  [PPART]	
  
form!	
  	
  
	
  
o Passive	
   BE	
   is	
   always	
   the	
   last	
   auxiliary	
   in	
   a	
   verb	
   string;	
   it	
   sits	
  
closest	
  to	
  the	
  lexical	
  verb;	
  
o In	
  the	
  Passive	
  voice,	
  the	
  lexical	
  verb	
  will	
  always	
  take	
  the	
  [PPART]	
  
form;	
  	
  	
  
o Passive	
  BE	
  shows	
  the	
  tense	
  of	
  the	
  verb	
  string	
  only	
  if	
  there	
  is	
  no	
  
aspectual	
   auxiliary	
   present	
   in	
   the	
   verb	
   string:	
   am/are/is	
   for	
  
Present,	
  and	
  was/were	
  for	
  Past;	
  	
  
o If	
  there	
  is	
  another	
  auxiliary	
  preceding	
  it,	
  Passive	
  BE	
  will	
  take	
  the	
  
appropriate	
  form	
  to	
  combine	
  with	
  it:	
  if	
  it	
  is	
  immediately	
  preceded	
  
by	
   Perfect	
   HAVE,	
   it	
   will	
   be	
   in	
   the	
   [PPART]	
   form:	
   been;	
   if	
   it	
   is	
  
immediately	
  preceded	
  by	
  Progressive	
  BE,	
  it	
  will	
  appear	
  in	
  the	
  [ING]	
  
form:	
  being;	
  
o The	
  verb	
  string	
  may	
  consist	
  of:	
  just	
  the	
  lexical	
  verb	
  +	
  Passive	
  BE	
  or	
  
a	
  combination	
  of	
  aspectual	
  auxiliaries	
  +	
  Passive	
  BE	
  	
  +	
  lexical	
  verb.	
  
	
  
	
  
Here	
  are	
  the	
  tables	
  that	
  illustrate	
  all	
  possible	
  combinations.	
  Once	
  again,	
  we	
  have	
  
made	
   separate	
   tables	
   for	
   the	
   two	
   voice	
   features,	
   and	
   included	
   the	
   other	
   two	
  
grammatical	
  verbal	
  features	
  (aspect	
  and	
  tense)	
  as	
  variables.	
  
	
  
Notice	
  that	
  nothing	
  is	
  in	
  bold	
  in	
  the	
  first	
  table	
  below:	
  because	
  ACTIVE	
  voice	
  has	
  
no	
  specific	
  morphology.	
  	
  
	
  
In	
   the	
   PASSIVE	
   table,	
   notice	
   how	
   Passive	
   BE	
   always	
   takes	
   a	
   different	
   form,	
   in	
  
order	
   to	
   comply	
   with	
   the	
   selection	
   requirements	
   of	
   the	
   other	
   auxiliaries	
  
preceding	
  it!	
  
	
  
Also:	
  pay	
  attention	
  not	
  to	
  confuse	
  Progressive	
  BE	
  (which	
  is	
  an	
  aspect	
  auxiliary)	
  
with	
   Passive	
   BE	
   (which	
   is	
   a	
   voice	
   auxiliary).	
   In	
   order	
   to	
   recognize	
   them,	
   read	
  
again	
  the	
  information	
  in	
  the	
  red	
  textboxes	
  and	
  remember	
  where	
  they	
  are	
  placed	
  
and	
  what	
  non-­‐finite	
  form	
  they	
  combine	
  with!	
  
	
  
Voice:	
  ACTIVE	
  
	
  
	
  	
  	
  ASPECT	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  TENSE	
  
Present	
  tense	
   Past	
  tense	
  
Simple	
  aspect	
  
The	
  cat	
  chases	
  the	
  mouse.	
   The	
  cat	
  chased	
  the	
  mouse.	
  
	
  
Progressive	
  aspect	
  
The	
  cat	
  is	
  chasing	
  the	
  mouse.	
   The	
  cat	
  was	
  chasing	
  the	
  mouse.	
  
	
  
Perfect	
  aspect	
  
The	
  cat	
  has	
  chased	
  the	
  mouse	
   The	
  cat	
  had	
  chased	
  the	
  mouse.	
  
	
  
Perfect	
  (and)	
  
progressive	
  aspect	
  
The	
  cat	
  has	
  been	
  chasing	
  the	
  
mouse.	
  
The	
   cat	
   had	
   been	
   chasing	
   the	
  
mouse.	
  
	
  
	
  
Voice:	
  PASSIVE	
  
	
  
	
  	
  	
  ASPECT	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  TENSE	
  
Present	
  tense	
   Past	
  tense	
  
Simple	
  aspect	
  
The	
  mouse	
  is	
  chased	
  	
  
(by	
  the	
  cat).	
  
The	
  mouse	
  was	
  chased	
  	
  
(by	
  the	
  cat).	
  
Progressive	
  aspect	
  
The	
   mouse	
   is	
   being	
   chased	
  
(by	
  the	
  cat).	
  
The	
  mouse	
  was	
  being	
  chased	
  	
  
(by	
  the	
  cat).	
  
Perfect	
  aspect	
  
The	
   mouse	
   has	
   been	
   chased	
  
(by	
  the	
  cat).	
  
The	
  mouse	
  had	
  been	
  chased	
  	
  
(by	
  the	
  cat).	
  
Perfect	
  (and)	
  
progressive	
  aspect	
  
The	
   mouse	
   has	
   been	
   being	
  
chased	
  (by	
  the	
  cat).	
  
The	
   mouse	
   had	
   been	
   being	
  
chased	
  (by	
  the	
  cat).	
  
	
  
	
  
	
  
	
  
	
  
4.	
  Final	
  remarks	
  
	
  
There	
  is	
  a	
  lot	
  of	
  text	
  in	
  this	
  study	
  sheet—and	
  if	
  you’ve	
  read	
  it	
  carefully	
  and	
  got	
  
this	
  far,	
  you	
  probably	
  saw	
  that	
  it	
  is	
  basically	
  the	
  same	
  information,	
  repeated	
  over	
  
and	
  over	
  again,	
  “attacked”	
  from	
  the	
  three	
  different	
  angles	
  of	
  Tense,	
  Aspect	
  and	
  
Voice.	
  Here	
  is	
  yet	
  another,	
  extremely	
  schematic,	
  way	
  of	
  presenting	
  the	
  core	
  of	
  
this	
  information,	
  which	
  might	
  hopefully	
  help	
  you	
  remember	
  everything:	
  
	
  
	
  
AUXILIARY	
  VERB	
   	
   NON-­‐FINITE	
  FORM	
  THAT	
  IT	
  REQUIRES	
  RIGHT	
  AFTER	
  IT	
  
	
  
Perfect	
  HAVE	
  	
   +	
   the	
  [PPART]	
  form	
  
Progressive	
  BE	
   +	
   the	
  [ING]	
  form	
  
Passive	
  BE	
   	
   +	
   the	
  [PPART]	
  form	
  
	
  
ORDER	
  OF	
  AUXILIARIES:	
  
	
  
(Modals	
  +)	
  Perfect	
  HAVE	
  +	
  Progressive	
  BE	
  +	
  Passive	
  BE	
  +	
  lexical	
  verb	
  

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Study Sheet 5 (Verbal Features)

  • 1. Sebastian  BICAN-­‐MICLESCU  &  Sandra-­‐Iulia  RONAI   ENG–1015:  Introduction  to  English  Word  and  Sentence  Structure   spring  semester,  2015             Study  sheet:  Tense,  Aspect  and  Voice   (and  Auxiliaries)           1.  The  back  story  and  why  we  need  this  stuff     When   talking   about   morphology,   we   noticed   the   existence   of   inflectional   suffixes:  they  create  different  “forms”  of  one  and  the  same  word.  For  nouns,  we   saw  that  the  suffix  –s  creates  the  plural  form  from  the  singular  (cat  >  cats).  For   verbs,  we  encountered  the  derivational  suffixes  –ed  and  –ing.  Like  the  nominal   plural  –s,  they  also  create  other  forms  of  the  verb.     We  need  additional  forms  because  verbs  have  grammatical  features.  In  order   to  describe  an  event  that  takes  place  in  real  life,  we  need  at  least:     1. to  be  able  to  place  that  event  in  time     2. to  be  able  to  place  the  event  with  respect  to  other  events   3. to  be  able  to  say  something  about  how  the  event  is  structured     4. to  be  able  to  say  how  the  event  relates  to  the  subject  of  the  sentence   5. to  be  able  to  say  something  about  the  persons  involved  in  the  event:  who   they  are  and  how  many  they  are.           These  things  are  expressed  with  the  help  of  grammatical  features:     1. TENSE  is  related  to  placing  events  in  time   2. the  Perfect  ASPECT  places  events  with  respect  to  each  other   3. the   Progressive   ASPECT   shows   the   “structure”   of   the   event:   that   it   is   ongoing/in  progress   4. VOICE  shows  how  the  event  relates  to  the  subject           5. Agreement   features   bring   in   information   about   the   subject:   PERSON   shows  who  it  is  (the  speaker=me,  the  hearer=you,  or  someone  else  not   taking   part   in   the   conversation=he   or   she   or   it),   while   NUMBER   shows   how  many  there  are  (one=singular,  or  more  than  one=plural).    
  • 2. In   some   languages,   all   these   features   are   expressed   by   affixes.   In   English,   we   have   specific   combinations   of   suffixes   and   auxiliary   verbs   that   do   the   job.   Remember  (or  look  in  the  handout  for  lecture  7)  that  auxiliary  verbs  are  verbs   that  take  another  VP  as  their  complement,  and,  together  with  the  lexical  verb,   form   the   verb   string.   The   lexical   verb   provides   the   conceptual,   semantic   information  (the  difference  between  swim  or  start,  live  or  die,  eat  or  feed,  kill  or   die).  The  auxiliaries  provide  the  grammatical  information  (1  –  5  above).     We  will  leave  agreement  features  (5  above)  aside  and  focus  on  three  features:   tense,  aspect  and  voice.  We  will  also  leave  aside  modal  auxiliaries  here1.           2.  Interlude  on  finiteness     It  is  important  to  note  that  only  finite  verb  strings  have  these  features.  If  a  verb   string  forms  a  predicate,  it  is  finite.  If  it  does  not,  it  is  non-­‐finite.  English  has  four   non-­‐finite  forms  (which  we  use  exactly  to  form  these  more  complex  forms),  out   of  which  two  are  very  relevant  for  us  here2:     a. the  present/-­‐ing  participle  ([ING])  is  used  to  form  the  Progressive  aspect   b. the  past  participle  ([PPART])  is  used  to  form  both  the  Perfect  aspect  and   the  Passive  voice.     When  functioning  by  itself,  the  lexical  verb  is  finite.  When  more  information   is  needed  (see  1  –  4  above),  English  uses  auxiliaries.  Remember  that  each  verb   string  can  only  have  one  lexical  verb,  no  more;  all  the  others  are  auxiliaries.  So   when  auxiliaries  are  present,  the  lexical  verb  is  in  a  non-­‐finite  form.       Let’s  take  some  examples:     (1)   a.     John  wrote  a  novel.       b.   The  novel  was  written  by  John.       c.   The  novel  written  by  John  is  very  interesting.     (2)   a.   John  runs  every  evening.       b.   John  is  running  in  the  park  right  now.       c.   Running  is  healthy.     In  (1a)  and  (2a),  the  verb  string  is  made  up  of  only  one  verb,  the  lexical  one.  It   forms  a  predicate,  so  it  is  finite.                                                                                                                       1  Reminder:  English  has  nine  main  modal  auxiliaries:  can  and  could;  may  and  might;  must;  will   and  would;  shall  and  should.  And  there  are  also  a  few  secondary  modals:  need,  dare  and  ought  to,   for  example.  For  details,  see  textbook.   2  The  other  two  non-­‐finite  forms  are:  the  bare  infinitive  ([BARE]),  which  combines  with  modals,   and  the  long/to  infinitive  ([INF]),  which  appears  by  itself  and  is  very  “nouny”  in  nature.    
  • 3. In   (1b)   and   (2b),   the   verb   strings   are   each   made   up   of   two   verbs.   The   verb   string,  as  a  whole,  is  finite  (it  forms  the  predicate).  Inside  the  verb  string,  the   lexical   verb   is   in   a   non-­‐finite   form:   in   (1b),   the   past   participle   written   combines  with  the  auxiliary  BE  to  form  the  passive  voice;  in  (2b),  the  present/-­‐ ing   participle   running   combines   with   the   auxiliary   BE   to   form   the   progressive   aspect.     In  (1c)  and  (2c),  the  underlined  words  are  non-­‐finite  forms  of  verbs.  They  appear   by  themselves  (not  inside  a  finite  verb  strings)  and  do  not  form  predicates.  We   could  even  argue  that  they  are  not  even  verbs  anymore:  written  in  (1c)  is  very   “adjectival”,   it   heads   a   phrase   (written   by   John)   that   is   a   post-­‐modifier   of   the   noun  book.  In  (2c),  running  forms  the  subject  of  the  sentence3  and  is  very  “noun-­‐ like”  in  nature.       The  important  case  is  that  of  the  (b)  sentences.  There,  we  observe  the  interaction   between  an  auxiliary  verb  and  a  non-­‐finite  form  of  a  lexical  verb,  and  this  shows   us  what  grammatical  features  that  verb  string  has.     If  we  know  where  to  look  (and  I  explain  this  below),  we  can  immediately  identify   the   verbal   grammatical   features.   There   is   no   guesswork   and   it   is   nothing   esoteric.  J             3.  The  grammatical  features  of  English       What   is   very   important   to   realize   is   that   each   and   every   finite   verb   string   simultaneously  possesses  all  the  grammatical  features:  one  type  of  present,   one  type  of  aspect,  and  one  type  of  voice.     You  can  think  of  tense,  aspect  and  voice  as  three  variables  that  combine  to  give   you   the   properties   (i.e.,   grammatical   features)   of   a   verb.   Here’s   a   helpful   comparison:  objects  in  the  real  world  have  properties  like  color,  shape  or  weight.   So  you  can  have  a  ball  that  is  red  (color),  heavy  (weight)  and  round  (shape),  and   a  box  that  is  blue  (color),  light  (weight)  and  square  (shape).  But  you  can  also   have  a  blue  heavy  round  ball,  or  a  blue  heavy  square  box,  or  a  red  light  square   box,  and  so  on  (all  the  combinations  possible).       For  the  verbs  of  English,  we  will  consider  three  variables:  tense  (which  has  two   values),  aspect  (which  has  four  values),  and  voice  (which  has  two  values).  We   will  take  one  basic  sentence  (The  cat  chases  the  mouse)  and  show  all  the  possible   combinations.  Hopefully,  seeing  them  all  together  will  help  you  remember  better,   and  also  help  you  realize  how  they  combine.                                                                                                                   3  To  check  whether  it  is  indeed  the  subject,  we  can  use  both  a  semantic  test  and  a  syntactic  test:   semantically,   it   answers   the   question   “What   is   this   sentence   about?”   or   “What   is   difficult?”;   syntactically,  we  can  use  Subject-­‐Operator  inversion:  Is  running  difficult?  For  details,  again,  see   the  textbook!    
  • 4. 3.1.  TENSE     Tense  is  used  for  placing  events  in  time.  Still,  there  is  no  one-­‐on-­‐one  relationship   between   tense   and   time,   as   “tense”   is   a   concept   of   grammar,   while   “time”   is   something  related  to  real  life  (for  details,  see  the  textbook  and  the  handout  notes   for  lecture  8!).  Here  are  the  key  facts  that  help  you  identify  tense:       How  many  values  does  the  feature  TENSE  have?     Ø English  has  two  tenses:  PRESENT  and  PAST4.       Where  is  tense  expressed?     Ø Tense  is  always  expressed  on  the  first  verb  in  a  verb  string.       How  is  tense  expressed?     Ø On  finite  lexical  verbs:       o Present:  we  have  the  suffix  –s  (but  only  for  third  person  singular:   he,  she  or  it!)     o Past:  for  regular  verbs,  we  have  the  suffix  –ed;  for  irregular  verbs,   we  have  specific  forms5  that  we  had  to  learn  (ate,  wrote,  cut…)       Ø On  auxiliaries:     o Present:     § the  progressive  auxiliary  BE  will  have  the  forms  am/are/is,   and  not  was/were   § the   perfect   auxiliary   HAVE   will   have   the   forms   have/has,   and  not  had   § the  passive  auxiliary  BE  will  have  the  forms  am/are/is,  and   not  was/were     o Past:   § the  progressive  auxiliary  BE  will  have  the  forms  was/were,   and  not  am/are/is   § the  perfect  auxiliary  HAVE  will  have  the  forms  had,  and  not   have/has   § the  passive  auxiliary  BE  will  have  the  forms  was/were,  and   not  am/are/is.                                                                                                                     4  Future  is  not  a  tense;  in  English,  future  time  reference  is  expressed  in  various  ways,  including   the  use  of  future  adverbs  in  combination  with  the  present  tense  (I  am  leaving  tomorrow)  or  the   use  of  the  modal  verbs  will  and  shall.  For  arguments,  see  the  textbook!   5  This  process  is  called  suppletion.  
  • 5. This  may  seem  like  a  lot  of  information,  but  it  looks  much  simpler  once  we  see  an   actual  example.  Here  is  our  model  sentence  in  all  the  possible  combinations.  The   relevant  variable  (feature)  here  is  tense,  and  we’ll  have  two  separate  tables,  one   for   present   and   one   for   past.   So   in   each   table,   the   tense   is   the   same.   What   changes  is  the  combination  with  the  other  two  variables:       Tense:  PRESENT          ASPECT                                                                                                                                                                    VOICE   Active  voice   Passive  voice   Simple  aspect   The  cat  chases  the  mouse.   The  mouse  is  chased     (by  the  cat).   Progressive  aspect   The   cat   is   chasing   the   mouse.   The  mouse  is  being  chased     (by  the  cat).   Perfect  aspect   The   cat   has   chased   the   mouse.   The  mouse  has  been  chased     (by  the  cat).   Perfect  (and)   progressive  aspect   The   cat   has   been   chasing   the  mouse.   The   mouse   has   been   being   chased   (by  the  cat).       Tense:  PAST          ASPECT                                                                                                                                                                    VOICE   Active  voice   Passive  voice   Simple  aspect   The  cat  chased  the  mouse.   The  mouse  was  chased     (by  the  cat).   Progressive  aspect   The   cat   was   chasing   the   mouse.   The  mouse  was  being  chased     (by  the  cat).   Perfect  aspect   The   cat   had   chased   the   mouse.   The  mouse  had  been  chased     (by  the  cat).   Perfect  (and)   progressive  aspect   The   cat   had   been   chasing   the  mouse.   The   mouse   had   been   being   chased   (by  the  cat).               3.2.  ASPECT     As  mentioned  already,  aspect  also  relates  to  events:  the  Perfect  ASPECT  places   events   with   respect   to   each   other,   while   the   Progressive   ASPECT   shows   the   “structure”  of  the  event:  that  it  is  ongoing/in  progress  (for  details,  see,  again,  the   textbook  and  the  handout  notes  for  lecture  8!).       It  is  also  important  to  remember  that  there  are  four  combinations  possible  in   English  (based  on  the  morphological  marking  that  we  see  on  the  verb  string):    
  • 6.   1. no  perfect     +  no  progressive     =>  Simple  aspect   2. perfect     +  no  progressive   =>  Perfect  aspect   3. no  perfect     +  progressive     =>  Progressive  aspect   4. perfect     +  progressive     =>  Perfect  (and)  Progressive  aspect       Here  are  the  key  facts  that  help  you  identify  aspect:         How  many  values  does  the  feature  ASPECT  have?     Ø English  has  four  combinations  of  aspect:  (1)  SIMPLE,  (2)  PERFECT,  (3)   PROGRESSIVE  and  (4)  PERFECT  (and)  PROGRESSIVE.       Where  and  how  is  aspect  expressed?     Ø Simple  aspect:     o Does  not  have  any  specific  morphology.   o The  verb  string  can  be  composed  of  the  lexical  verb  by  itself,  or  of   the  lexical  verb  plus  the  passive  auxiliary.       Ø Perfect   aspect   is   formed   by   combining   the   auxiliary   HAVE   with   the   [PPART]  form!       o (In  the  absence  of  modals),  HAVE  is  always  the  first  auxiliary  in  a   verb  string;   o Whatever  verb  comes  right  after  HAVE  will  take  the  [PPART]  form;   o HAVE  will  show  the  tense  of  the  verb  string:  have/has  for  Present,   and  had  for  Past  (remember:  tense  is  always  expressed  on  the  first   auxiliary,  and  HAVE,  when  it  appears,  is  always  the  first,  if  there   are  no  modals);   o The  verb  string  can  be  composed  of  the  lexical  verb  and  just  HAVE,   or  of  the  lexical  verb  +  HAVE  +  the  passive  auxiliary  BE;  if  it  exists,   the   passive   auxiliary   will   be   in   the   [PPART]   form:   have/had/had   been…         Ø Progressive   aspect   is   formed   by   combining   the   auxiliary   BE   with   the   [ING]  form!       o (In  the  absence  of  modals),  progressive  BE  is  the  first  auxiliary  in   a  verb  string  (but  see  below  for  when  both  Perfect  and  Progressive   aspect  are  present);   o Whatever  verb  comes  right  after  BE  will  take  the  [ING]  form;  
  • 7. o BE  will  show  the  tense  of  the  verb  string:  am/are/is  for  Present,   and  was/were  for  Past;   o The   verb   string   can   be   composed   of   the   lexical   verb   and   just   Progressive   BE,   or   of   the   lexical   verb   +   Progressive   BE   +   the   passive  auxiliary  BE;  if  it  exists,  the  passive  auxiliary  will  be  in  the   [ING]  form:  am/are/is/was/were  being…         Ø Perfect   (and)   Progressive  aspect  is  formed  by  combining:  the  Perfect   auxiliary  HAVE  with  the  Progressive  auxiliary  BE  in  the  [PPART]  form   and  with  the  [ING]  form  of  the  following  verb  (the  lexical  or  the  passive   BE):     o The   order   of   the   two   auxiliaries   is   always   fixed:   HAVE   precedes   BE;   o HAVE   has   a   variable   form   depending   on   tense   (have/has   for   present  or  had  for  past);  BE  is  always  in  the  [PPART]  form:  been;   o Whatever  verb  comes  right  after  BE  will  take  the  [ING]  form;   o The  verb  string  can  be  composed  of  the  lexical  verb  and  the  two   aspect   auxiliaries,   or   of   the   lexical   verb   +   Perfect   HAVE   +   Progressive  BE  +  the  passive  auxiliary  BE;  if  it  exists,  the  passive   auxiliary  will  be  in  the  [ING]  form:  have/has/had  been  being…         Here  are  all  the  possible  combinations  that  exemplify  the  information  in  the  text   box  above.  We  are  using  the  same  example  sentence,  and  the  forms  are  exactly   the  same  as  in  the  previous  two  tables  for  tense—only  this  time  we  re-­‐organized   them  and  made  four  little  tables,  one  for  each  of  the  possible  values  of  the  feature   Aspect.       Notice  how  aspect  combines  with  tense  and  voice,  and  how  the  morphology  of   the   verb   following   the   two   aspect   auxiliaries   changes   accordingly:   we   always   have  the  [PPART]  form  right  after  the  Perfect  aspect  auxiliary  HAVE,  and  always   the  [ING]  form  right  after  the  Progressive  aspect  auxiliary  BE.       Aspect:  SIMPLE          TENSE                                                                                                                                                                    VOICE   Active  voice   Passive  voice   Present  tense   The  cat  chases  the  mouse.   The  mouse  is  chased     (by  the  cat).   Past  tense   The  cat  chased  the  mouse.   The  mouse  was  chased   (by  the  cat).          
  • 8. Aspect:  PROGRESSIVE          TENSE                                                                                                                                                                    VOICE   Active  voice   Passive  voice   Present  tense   The   cat   is   chasing   the   mouse.   The  mouse  is  being  chased     (by  the  cat).   Past  tense   The   cat   was   chasing   the   mouse.   The  mouse  was  being  chased     (by  the  cat).       Aspect:  PERFECT          TENSE                                                                                                                                                                    VOICE   Active  voice   Passive  voice   Present  tense   The   cat   has   chased   the   mouse.   The  mouse  has  been  chased     (by  the  cat).   Past  tense   The   cat   had   chased   the   mouse.   The  mouse  had  been  chased     (by  the  cat).       Aspect:  PERFECT  (and)  PROGRESSIVE          TENSE                                                                                                                                                                    VOICE   Active  voice   Passive  voice   Present  tense   The   cat   has   been   chasing   the  mouse.   The  mouse  has   been  being  chased   (by  the  cat).   Past  tense   The   cat   had   been   chasing   the  mouse.   The  mouse  had   been  being  chased   (by  the  cat).               3.3.  VOICE     Voice  refers  to  the  relation  between  the  subject  and  the  event:  is  the  subject  the   “doer”6  of  the  event?  or  is  someone  else  the  doer  of  the  event,  and  the  subject   suffers  it?  In  the  first  case,  we  say  that  the  verb  string  is  ACTIVE;  in  the  second   case,  we  say  that  it  is  PASSIVE.       Just  like  before,  remember  that  Voice  combines  with  the  other  relevant  verbal   features,   and   that   the   morphology   of   the   verb   string   will   be   a   combination   of   auxiliaries  and  affixes  that  indicates  all  these  features.       Here’s  the  gist  about  Voice:                                                                                                                     6  In  more  advanced  classes  you  might  learn  about  semantic/thematic  roles  and  something  called   “Theta-­‐theory”.    Keep  an  eye  for  that,  it’s  cool  stuff.  J  
  • 9. How  many  values  does  the  feature  VOICE  have?     Ø English  has  two  voices:    ACTIVE  and  PASSIVE.       Where  and  how  is  voice  expressed?     Ø Active  voice:     o Does  not  have  any  specific  morphology.   o The  verb  string  can  be  composed  of  the  lexical  verb  by  itself,  or  of   the  lexical  verb  plus  one  or  both  of  the  aspect  auxiliaries.       Ø Passive  voice  is  formed  by  combining  the  auxiliary  BE  with  the  [PPART]   form!       o Passive   BE   is   always   the   last   auxiliary   in   a   verb   string;   it   sits   closest  to  the  lexical  verb;   o In  the  Passive  voice,  the  lexical  verb  will  always  take  the  [PPART]   form;       o Passive  BE  shows  the  tense  of  the  verb  string  only  if  there  is  no   aspectual   auxiliary   present   in   the   verb   string:   am/are/is   for   Present,  and  was/were  for  Past;     o If  there  is  another  auxiliary  preceding  it,  Passive  BE  will  take  the   appropriate  form  to  combine  with  it:  if  it  is  immediately  preceded   by   Perfect   HAVE,   it   will   be   in   the   [PPART]   form:   been;   if   it   is   immediately  preceded  by  Progressive  BE,  it  will  appear  in  the  [ING]   form:  being;   o The  verb  string  may  consist  of:  just  the  lexical  verb  +  Passive  BE  or   a  combination  of  aspectual  auxiliaries  +  Passive  BE    +  lexical  verb.       Here  are  the  tables  that  illustrate  all  possible  combinations.  Once  again,  we  have   made   separate   tables   for   the   two   voice   features,   and   included   the   other   two   grammatical  verbal  features  (aspect  and  tense)  as  variables.     Notice  that  nothing  is  in  bold  in  the  first  table  below:  because  ACTIVE  voice  has   no  specific  morphology.       In   the   PASSIVE   table,   notice   how   Passive   BE   always   takes   a   different   form,   in   order   to   comply   with   the   selection   requirements   of   the   other   auxiliaries   preceding  it!     Also:  pay  attention  not  to  confuse  Progressive  BE  (which  is  an  aspect  auxiliary)   with   Passive   BE   (which   is   a   voice   auxiliary).   In   order   to   recognize   them,   read   again  the  information  in  the  red  textboxes  and  remember  where  they  are  placed   and  what  non-­‐finite  form  they  combine  with!    
  • 10. Voice:  ACTIVE          ASPECT                                                                                                                                                                    TENSE   Present  tense   Past  tense   Simple  aspect   The  cat  chases  the  mouse.   The  cat  chased  the  mouse.     Progressive  aspect   The  cat  is  chasing  the  mouse.   The  cat  was  chasing  the  mouse.     Perfect  aspect   The  cat  has  chased  the  mouse   The  cat  had  chased  the  mouse.     Perfect  (and)   progressive  aspect   The  cat  has  been  chasing  the   mouse.   The   cat   had   been   chasing   the   mouse.       Voice:  PASSIVE          ASPECT                                                                                                                                                                    TENSE   Present  tense   Past  tense   Simple  aspect   The  mouse  is  chased     (by  the  cat).   The  mouse  was  chased     (by  the  cat).   Progressive  aspect   The   mouse   is   being   chased   (by  the  cat).   The  mouse  was  being  chased     (by  the  cat).   Perfect  aspect   The   mouse   has   been   chased   (by  the  cat).   The  mouse  had  been  chased     (by  the  cat).   Perfect  (and)   progressive  aspect   The   mouse   has   been   being   chased  (by  the  cat).   The   mouse   had   been   being   chased  (by  the  cat).             4.  Final  remarks     There  is  a  lot  of  text  in  this  study  sheet—and  if  you’ve  read  it  carefully  and  got   this  far,  you  probably  saw  that  it  is  basically  the  same  information,  repeated  over   and  over  again,  “attacked”  from  the  three  different  angles  of  Tense,  Aspect  and   Voice.  Here  is  yet  another,  extremely  schematic,  way  of  presenting  the  core  of   this  information,  which  might  hopefully  help  you  remember  everything:       AUXILIARY  VERB     NON-­‐FINITE  FORM  THAT  IT  REQUIRES  RIGHT  AFTER  IT     Perfect  HAVE     +   the  [PPART]  form   Progressive  BE   +   the  [ING]  form   Passive  BE     +   the  [PPART]  form     ORDER  OF  AUXILIARIES:     (Modals  +)  Perfect  HAVE  +  Progressive  BE  +  Passive  BE  +  lexical  verb