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Prog. Polym. Sci. 33 (2008) 399–447
Application of chitosan, a natural aminopolysaccharide, for dye
removal from aqueous solutions by adsorption processes using
batch studies: A review of recent literature
Gre´ gorio CriniÃ, Pierre-Marie Badot
Department of Chrono-Environment, University of Franche-Comte´, UMR UFC/CNRS 6565, Place Leclerc, 25000 Besanc-on, France
Received 21 December 2006; received in revised form 9 November 2007; accepted 9 November 2007
Available online 17 November 2007
Abstract
Application of chitinous products in wastewater treatment has received considerable attention in recent years in the
literature. In particular, the development of chitosan-based materials as useful adsorbent polymeric matrices is an
expanding field in the area of adsorption science. This review highlights some of the notable examples in the use of chitosan
and its grafted and crosslinked derivatives for dye removal from aqueous solutions. It summarizes the key advances and
results that have been obtained in their decolorizing application as biosorbents. The review provides a summary of recent
information obtained using batch studies and deals with the various adsorption mechanisms involved. The effects of
parameters such as the chitosan characteristics, the process variables, the chemistry of the dye and the solution conditions
used in batch studies on the biosorption capacity and kinetics are presented and discussed. The review also summarizes and
attempts to compare the equilibrium and kinetic models, and the thermodynamic studies reported for biosorption onto
chitosan.
r 2007 Elsevier Ltd. All rights reserved.
Keywords: Chitosan; Biosorption; Dyes; Batch process; Modeling and thermochemistry of biosorption
ARTICLE IN PRESS
www.elsevier.com/locate/ppolysci
0079-6700/$ - see front matter r 2007 Elsevier Ltd. All rights reserved.
doi:10.1016/j.progpolymsci.2007.11.001
Abbreviation: AB, acid blue; AB 1, acid black 1; AB 15, acid blue 15; AB 25, acid blue 25; AB 40, acid blue 40; AB 62, acid blue 62; AB
113, acid blue 113; AG 25, acid green 25; AG 27, acid green 27; AO 7, acid orange 7; AO 10, acid orange 10; AO 12, acid orange 12; AO
51, acid orange 51; AR, acid red; AR 1, acid red 1; AR 14, acid red 14; AR 18, acid red 18; AR 73, acid red 73; AR 27, acid red 27; AR 87,
acid red 87; AR 88, acid red 88; AR 138, acid red 138; AV 5, acid violet 5; AY 25, acid yellow 25; BB, basic blue; BB 1, basic brown 1; BB
3, basic blue 3; BB 9, basic blue 9; BR, brilliant red M5BR2; BY 45, basic yellow 45; CV, crystal violet; DB, direct blue; DB 14, direct blue
14; DB 71, direct blue 71; DO, direct orange; DR, direct red; DR 2, direct red 2; DR 81, direct red 81; DS, direct scarlet B; DY 4, direct
yellow 4; IC, indigo carmine; IR, iragalon rubine RL; MB, maxilon blue 4GL; MB 29, mordant blue 29; MB 33, mordant brown 33; MO,
methyl orange; MO 10, mordant orange 10; MY, metanil yellow; MY 30, mordant yellow 30; O II, orange II; Rb 5, reactive blue 5; RB,
reactive blue RN; RB 5, reactive black 5; RB 2, reactive blue 2; RB 15, reactive blue 15; RB 19, reactive blue 19; RB 222, reactive blue 222;
RO, reactive orange; RO 16, reactive orange 16; R 6G, rhodamine 6G; RR, reactive red; RR B, reactive red RB; RR 2, reactive red 2; RR
141, reactive red 141; RR 189, reactive red 189; RR 195, reactive red 195; RR 222, reactive red 222; RTB, reactive T-blue; RY, reactive
yellow GR; RY 2, reactive yellow 2; RY 86, reactive yellow 86; RY 145, reactive yellow 145.
ÃCorresponding author. Tel.: +33 3 81 66 57 01; fax: +33 3 81 66 57 97.
E-mail address: gregorio.crini@univ-fcomte.fr (G. Crini).
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 400
2. General considerations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 402
2.1. Batch experiments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 402
2.2. Why to use chitosan as raw material? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 403
2.3. Considerations on dye adsorption. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 405
2.4. Why to use chitosan as a biosorbent for dye removal? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 407
2.5. Raw chitosan and chitosan-based materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 409
3. A brief review of the recent literature on the adsorption of dyes by chitosan . . . . . . . . . . . . . . . . . . . . . . . 412
4. Control of adsorption performances of chitosan. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415
4.1. Influence of the chitosan characteristics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415
4.1.1. Chitosan origin. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415
4.1.2. Physical nature of the chitosan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415
4.1.3. Chemical structure of chitosan. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 418
4.2. Activation conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419
4.2.1. Chitosan preprotonation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419
4.2.2. Grafting reactions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419
4.2.3. Influence of crosslinking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 420
4.2.4. Chitosan-based composite beads . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 422
4.3. Influence of process variables. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 422
4.3.1. Effect of chitosan dosage. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 422
4.3.2. Effect of initial dye concentration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 422
4.3.3. Effect of contact time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 423
4.3.4. Effect of stirring rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 424
4.3.5. Effect of dryness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 424
4.4. Chemistry of the dye. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 424
4.5. Effect of the solution conditions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 425
4.5.1. Effect of pH. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 425
4.5.2. Effect of pH variation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 427
4.5.3. pH sensitivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 427
4.5.4. Effect of ionic strength . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 427
4.5.5. Effect of competitive molecules and ions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 428
4.6. Stability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 428
4.7. Desorption of dyes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 429
5. Adsorption mechanisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 429
6. Modeling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 432
6.1. Equilibrium isotherm models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 432
6.2. Kinetic modeling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 435
6.3. Thermochemistry of biosorption. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 438
6.3.1. Effect of temperature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 438
6.3.2. Thermodynamic parameters. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 440
7. Economic aspects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 442
8. Concluding remarks. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 442
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 444
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 444
1. Introduction
Many industries, such as textile, paper, plastics
and dyestuffs, consume substantial volume of water,
and also use chemicals during manufacturing and
dyes to color their products. As a result, they
generate a considerable amount of polluted waste-
water [1–5]. For example, pulp and paper mills
generate varieties of pollutants depending upon the
type of the pulping process. Their toxic effluents
are a major source of aquatic pollution and will
cause considerable damage to the receiving waters if
discharged untreated [1]. This specific type of
pollution is characterized by high biochemical
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G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447400
oxygen demand (BOD), chemical oxygen demand
(COD), suspended solids (mainly fibers), bad smell,
toxicity (high concentration of nutrients, presence
of chlorinated phenolic compounds, sulfur and
lignin derivatives, etc.), and especially color [1,2].
Color is the first contaminant to be recognized
in wastewater and the presence of very small
amounts of dyes in water is highly visible and
undesirable [4,5].
During the past three decades, several wastewater
treatment methods have been reported and at-
tempted for the removal of pollutants from textile,
pulp and paper mill effluents. The technologies can
be divided into three main categories: (i) conven-
tional methods, (ii) established recovery processes
and (iii) emerging removal methods (see Table 1). In
the literature, there are a great number of feasibility
studies concerning the treatment of dyeing effluents
by these methods [2–8].
It is known that wastewaters containing dyes are
very difficult to treat, since the dyes are recalcitrant
molecules (particularly azo dyes), resistant to
aerobic digestion, and are stable to oxidizing agents.
Another difficulty is treatment of wastewaters
containing low concentrations of dye molecules. In
this case, common methods for removing dyes are
either economically unfavorable and/or technically
complicated. Because of the high costs associated
with their practical applications to remove trace
amounts of impurities, many of the methods for
treating dyes in wastewater (Table 1) have not been
widely applied on a large scale in the paper and
textile industries. In practice, no single process
provides adequate treatment and a combination of
different processes is often used to achieve the
desired water quality in the most economical way.
Thus, there is a need to develop new decolorization
methods that are effective and acceptable in
industrial use.
It is now recognized that adsorption using
low-cost adsorbents is an effective and economic
method for water decontamination. A large variety
of non-conventional adsorbents materials have been
ARTICLE IN PRESS
Nomenclature
aL Langmuir isotherm constant (l/mg)
C intercept of the intraparticle diffusion
equation (mg/g)
Ce liquid-phase dye concentration at equili-
brium (mg/l)
Co initial dye concentration in liquid phase
(mg/l)
DG Gibbs free energy change (kJ/mol)
DH enthalpy change (kJ/mol)
DS entropy change (J/mol K)
Ea activation energy (kJ/mol)
KF Freundlich isotherm constant (l/g)
KL Langmuir isotherm constant (l/g)
k0 frequency factor (minÀ1
)
k1 equilibrium rate constant of pseudo-first-
order adsorption (minÀ1
)
k2 equilibrium rate constant of pseudo-
second-order adsorption (g/mg min)
ki intraparticle diffusion rate constant
(mg/g minÀ1/2
)
qe amount of dye adsorbed at equilibrium
(mg/g)
qt amount of dye adsorbed at time t (mg/g)
qmax maximum adsorption capacity of the
adsorbent (mg/g)
m mass of adsorbent used (g)
nF Freundlich isotherm exponent
R universal gas constant (8.314 J/mol K)
T absolute temperature (1K)
t time (min)
te equilibrium time (min)
V volume of dye solution (l)
x amount of dye adsorbed (mg)
Table 1
Principal existing and emerging processes for dyes removal
Conventional treatment
processes
 Coagulation/floculation
 Precipitation/floculation
 Electrocoagulation/
electroflotation
 Biodegradation
 Adsorption on activated carbon
Established removal
methods
 Oxidation
 Electrochemical treatment
 Membrane separation
 Ion-exchange
 Incineration
Emerging recovery
technologies
 Advanced oxidation
 Selective bioadsorption
 Biomass
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 401
proposed and studied for their ability to remove
dyes [6]. However, low-cost adsorbents with high
adsorption capacities are still under development to
reduce the adsorbent dose and minimize disposal
problems. Much attention has recently been focused
on various biosorbent materials such as fungal or
bacterial biomass and biopolymers that can be
obtained in large quantities and that are harmless to
nature. Special attention has been given to poly-
saccharides such as chitosan, a natural aminopoly-
mer. It is clear from the literature that the
biosorption of dyes using chitosan is one of the
more frequently reported emerging methods for
the removal of pollutants.
Chitosan has been investigated by several re-
searchers as a biosorbent for the capture of
dissolved dyes from aqueous solutions. This natural
polymer possesses several intrinsic characteristics
that make it an effective biosorbent for the removal
of color. Its use as a biosorbent is justified by two
important advantages: firstly, its low cost compared
to commercial activated carbon (chitosan is derived
by deacetylation of the naturally occurring biopo-
lymer chitin which is the second most abundant
polysaccharide in the world after cellulose); sec-
ondly, its outstanding chelation behavior (one of the
major applications of this aminopolymer is based
on its ability to tightly bind pollutants, in particular
heavy metal ions).
In this paper, we review the use of chitosan for
dye removal from aqueous solutions. Since the
review only presents data obtained using raw,
grafted and crosslinked chitosans, the discussion
will be limited to these chitosan-based materials and
their adsorption properties. The main objectives are
to summarize some of the developments related to
the decolorizing applications of these polymeric
materials and to provide useful information about
their most important features. We give an overview
of several recent batch studies reported in the
literature, with the various mechanisms involved.
To do so, an extensive list of recent literature has
been compiled. The effects of various parameters
such as chitosan’s characteristics, the activation
conditions, the process variables, the chemistry of
the dye and the experimental conditions used in
batch systems, on biosorption are presented and
discussed. The review also summarizes the equili-
brium and kinetic models, and the thermodynamic
studies reported for biosorption onto chitosan,
which are important to determine the biosorption
capacity and to design treatment processes.
2. General considerations
2.1. Batch experiments
The change in the concentration of a pollutant
(adsorbate) in the surface layer of the material
(adsorbent) in comparison with the bulk phase with
respect to unit surface area is termed adsorption.
The term ‘‘biosorption’’ is given to adsorption
processes, which use biomaterials as adsorbents
(or biosorbents). The assessment of a solid-liquid
adsorption system is usually based on two types of
investigations: batch adsorption tests and dynamic
continuous-flow adsorption studies. The present
review only presents data obtained using batch
studies. When studying adsorption from solutions
on materials it is convenient to differentiate between
‘‘adsorption from dilute solution’’ and ‘‘adsorption
from binary and multicomponent mixtures covering
the entire mole fraction scale’’. To judge by the
number of papers published annually on adsorption
from dilute solution, this subject is more important
than adsorption from binary mixtures. Therefore,
reference will be made hereafter to adsorption from
dilute aqueous solutions.
Batch studies use the fact that the adsorption
phenomenon at the solid/liquid interface leads to a
change in the concentration of the solution.
Adsorption isotherms are constructed by measuring
the concentration of adsorbate in the medium
before and after adsorption, at a fixed temperature.
For this, in general, adsorption data including
equilibrium and kinetic studies are performed using
standard procedures consisting of mixing a fixed
volume of dye solution with an known amount of
chitosan in controlled conditions of contact time,
agitation rate, temperature and pH. At predeter-
mined times, the residual concentration of the dye is
determined by spectrophotometry at the maximum
absorption wavelength. Dye concentrations in solu-
tion can be estimated quantitatively using linear
regression equations obtained by plotting a calibra-
tion curve for each dye over a range of concentra-
tions. The adsorption capacity (adsorption uptake
rate) is then calculated and is usually expressed in
milligrams of dye adsorbed per gram of the (dry)
adsorbent. For example, the amount of dye
adsorbed at equilibrium, qe, is calculated from
the mass balance equation given by Eq. (1). The
symbols used in the equation are defined in the
Nomenclature section. In general, the experi-
ments are conducted in triplicate under identical
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G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447402
conditions and found reproducible:
qe ¼
VðCo À CeÞ
m
. (1)
The equilibrium relationship between adsorbent
and adsorbate, i.e. the distribution of dye molecules
between the solid adsorbent phase and the liquid
phase at equilibrium, which are the basic require-
ments for the design of adsorption systems, are
described by adsorption isotherms using any of the
mathematical models available. The equilibrium
adsorption isotherm, usually the ratio between the
quantity adsorbed and that remaining in solution at
a fixed temperature at equilibrium, is fundamentally
important since the equilibrium studies give the
capacity of the adsorbent and describe the adsorp-
tion isotherm by constants whose values express the
surface properties and affinity of the adsorbent (i.e.
to study the interaction between the adsorbate and
the surface and to know about the structure of the
adsorbed layer).
In the literature, batch methods are widely used
to describe the adsorption capacity and the adsorp-
tion kinetics. These processes are cheap and simple
to operate and, consequently, often favoured for
small- and medium-size process applications using
simple and readily available mixing tank equipment.
Simplicity, well-established experimental methods,
and easily interpretable results are some of the
important reasons frequently evoked for the ex-
tensive usage of these methods. Another interesting
advantage is the fact that, in batch systems, the
parameters of the solution such as adsorbent
concentration, pH, ionic strength, temperature,
etc. can be controlled and/or adjusted.
2.2. Why to use chitosan as raw material?
The majority of commercial polymers and ion-
exchange resins are derived from petroleum-based
raw materials using processing chemistry that is not
always safe or environmental friendly. Today, there
is growing interest in developing natural low-cost
alternatives to synthetic polymers [6].
Chitin, found in the exoskeleton of crustaceans,
the cuticles of insects, and the cells walls of fungi, is
the most abundant aminopolysaccharide in nature
[9–11]. This low-cost material is a linear homo-
polymer composed of b(1-4)-linked N-acetyl gluco-
samine (Fig. 1). It is structurally similar to cellulose,
but it is an aminopolymer and has acetamide groups
at the C-2 positions in place of the hydroxyl groups.
The presence of these groups is highly advantageous,
ARTICLE IN PRESS
O
NHCOCH3
OH
CH2OH
O
O
NH2
OH
CH2OH
O
n n
Chitin Chitosan
DA 1-DA
O
NHCOCH3
OH
CH2OH
O
O
CH2OH
NH2
OH
Commercial Chitosan
N-acetyl glucosamine unit glucosamine unit
O
Fig. 1. Chemical structure of chitin [poly(N-acetyl-b-D-glucosamine)], chitosan [poly(D-glucosamine)] and commercial chitosan (a copolymer
characterized by its average degree of acetylation (DA)).
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 403
providing distinctive adsorption functions and
conducting modification reactions. The raw poly-
mer is only commercially extracted from marine
crustaceans primarily because a large amount of
waste is available as a by-product of food proces-
sing [9]. Chitin is extracted from crustaceans
(shrimps, crabs, squids) by acid treatment to
dissolve the calcium carbonate followed by alkaline
extraction to dissolve the proteins and by a
decolorization step to obtain a colorless product
[10,11] (Fig. 2).
Since the biodegradation of chitin is very slow in
crustacean shell waste, accumulation of large
quantities of discards from processing of crusta-
ceans has become a major concern in the seafood
processing industry. So, there is a need to recycle
these by-products. Their use for the treatment of
wastewater from another industries could be helpful
not only to the environment in solving the solid
waste disposal problem, but also to the economy.
However, chitin is an extremely insoluble material.
Its insolubility is a major problem that confronts the
development of processes and uses of chitin [11],
and so far, very few large-scale industrial uses have
been found. More important than chitin is its
derivative, chitosan (Fig. 1).
Partial deacetylation of chitin results in the
production of chitosan (Fig. 2), which is a
polysaccharide composed by polymers of glucosa-
mine and N-acetyl glucosamine. The ‘‘chitosan
label’’ generally corresponds to polymers with less
than 25% acetyl content. The fully deacetylated
product is rarely obtained due to the risks of side
reactions and chain depolymerization. Copolymers
with various extents of deacetylation and grades are
now commercially available. Chitosan and chitin
are of commercial interest due to their high
percentage of nitrogen compared to synthetically
substituted cellulose. Chitosan is soluble in acid
solutions and is chemically more versatile than
chitin or cellulose. The main reasons for this are
undoubtedly its appealing intrinsic properties, as
documented in a recent review [11], such as
biodegradability, biocompatibility, film-forming
ability, bioadhesivity, polyfunctionality, hydrophi-
licity and adsorption properties (Table 2). Most of
the properties of chitosan can be related to its
cationic nature [9–12], which is unique among
abundant polysaccharides and natural polymers.
These numerous properties lead to the recognition
of this polyamine as a promising raw material for
adsorption purposes.
ARTICLE IN PRESS
Shellfish wastes
demineralization
deproteinization
decoloration
hydrolysis
glucosamines
oligosaccharides
Chitin
deacetylation carb oxymethylchitin
carb oxymethylation
chitosan derivatives
derivatization
Chitosan
salts
acetylation
oligosaccharides
glucosamines
N-acetyl-D-glucosamines
Fig. 2. Simplified representation of preparation of chitin, chitosan and their derivatives.
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447404
The interest in chitin and chitosan is reflected by
an increasing number of articles published (Fig. 3),
and of meetings in Europe, Asia and America on
this topic. Table 3 summarizes the main applica-
tions of chitin and chitosan. Currently, these
polymers and their numerous derivatives are widely
used in pharmacy [21,36,37], medicine [11,21,23–29],
biotechnology [10,21,30], chemistry [21,31–34], cos-
metics and toiletries [11,21], food technology [35],
and the textile [21], agricultural [12,20,21], pulp and
paper industries [21] and other fields [21,38,39] such
as enology, dentistry and photography. The poten-
tial industrial use of chitosan is widely recognized.
These versatile materials are also widely applied in
clarification and water purification, and water and
wastewater treatment as coagulating [13–15], floc-
culating [16,17] and chelating agents [19–22]. How-
ever, despite a large number of studies on the use of
chitosan for pollutant recovery in the literature, this
research field has failed to find practical applica-
tions on the industrial scale: this aspect will be
discussed later.
2.3. Considerations on dye adsorption
Synthetic dyes are an important class of recalci-
trant organic compounds and are often found in the
environment as a result of their wide industrial use.
These industrial pollutants are common contami-
nants in wastewater and are difficult to decolorize
due to their complex aromatic structure and
synthetic origin. They are produced on a large
scale. Although the exact number (and also the
amount) of the dyes produced in the world is not
known, there are estimated to be more than 100,000
commercially available dyes. Many of them are
known to be toxic or carcinogenic.
Generally, dyes can be classified with regard to
their chemical structure (e.g. azo, anthraquinone,
indigo, triphenylmethane), with regard to the
method and domain of usage (e.g. direct, reactive,
chromic, metal-complexes, disperse, mordant, sul-
fur, vat, pigments), and/or with regard to their
chromogen (e.g. n-p*, donor–acceptor, cyanine,
polyenes). Mishra and Tripathy [40] proposed a
simplified classification as follows: anionic (direct,
acid and reactive dyes), cationic (basic) dyes and
non-ionic (disperse) dyes. As mentioned, there are
many structural varieties such as acidic, disperse,
basic, azo, diazo, anthraquinone-based and metal
complex dyes. Azo and anthraquinone colorants are
the two major classes of synthetic dyes and
pigments. Together they represent about 90% of
all organic colorants.
Fig. 4 gives some examples of dyes currently used
in the textile industry. Reactive Black 5, a diazo dye,
has two sulfonate groups and two sulfatoethylsul-
fon groups in its molecular structure that have
negative charges in aqueous solution. Basic Blue 3, a
monoxazine dye, possesses an overall positive
charge because it tends to ionize in solution. The
anthraquinonic dyes Reactive Blue 19 and Disperse
ARTICLE IN PRESS
Table 2
Intrinsic properties of chitosan
Physical and
chemical properties
 Linear aminopolysaccharide with
high nitrogen content
 Rigid D-glucosamine structure; high
crystallinity; hydrophilicity
 Capacity to form hydrogen bonds
intermolecularly; high viscosity
 Weak base; the deprotonated amino
group acts a powerful nucleophile
(pKa 6.3)
 Insoluble in water and organic
solvents; soluble in dilute aqueous
acidic solutions
 Numerous reactive groups for
chemical activation and crosslinking
 Forms salts with organic and
inorganic acids
 Chelating and complexing properties
 Ionic conductivity
Polyelectrolytes (at
acidic pH)
 Cationic biopolymer with high
charge density (one positive charge
per glucosamine residue)
 Flocculating agent; interacts with
negatively charged molecules
 Entrapment and adsorption
properties; filtration and separation
 Film-forming ability; adhesivity
 Materials for isolation of
biomolecules
Biological
properties
 Biocompatibility
J Non-toxic
J Biodegradable
J Adsorbable
 Bioactivity
J Antimicrobial activity (fungi,
bacteria, viruses)
J Antiacid, antiulcer, and
antitumoral properties
J Blood anticoagulants
J Hypolipidemic activity
 Bioadhesivity
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 405
Blue 14 have an anionic and non-ionic character,
respectively. Basic Green 4 is an N-methylated
diaminotriphenyl methane dye, which has a cationic
character. It is important to note that dye molecules
have many different and complicated structures,
and their adsorption behavior is directly related to
the chemical structure, the dimensions of the dye
organic chains, and the number and positioning of
the functional groups of the dyes. This is one of the
most important factors influencing adsorption.
However, to the we´ ay adsorption is affected by
the chemical structure of the dyes was not clearly
identified: this aspect will be discussed in the
following sections.
Generally, a suitable adsorbent for adsorption
process of dye molecules should meet several
conditions:
 low cost,
 readily available,
 large capacity and rate of adsorption,
 high selectivity for different concentrations,
 and efficient for removal of a wide variety of
target dyes.
Recently, numerous low-cost adsorbents have
been proposed for dye removal. Among them,
non-conventional activated carbons from solid
wastes, industrial by-products, agricultural solid
wastes, clays, zeolites, peat, polysaccharides and
fungal or bacterial biomass deserve particular
attention as recently summarized in a review by
Crini [6]. Each has advantages and drawbacks.
However, at the present time, there is no single
adsorbent capable of satisfying the above require-
ments. Thus, there is a need for new systems to be
developed. In addition, the adsorption process
provides an attractive alternative treatment, espe-
cially if the adsorbent is selective and effective for
removal of anionic, cationic and non-ionic dyes.
ARTICLE IN PRESS
4%
7%
3%
28%
1%
4%
53%
coagulation
precipitation
adsorption
membranes
flocculation
flotation
filtration
0
50
100
150
200
250
300
1998 1999 2000 2001 2002 2003 2004 2005
Numberofarticles
Fig. 3. A Scopus database literature survey of the wastewater applications of chitosan and chitin: (a) research articles published from 1998
to 2005 (the survey did not include patents) and (b) main domains of chitosan and chitin in the removal of pollutants from solutions.
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447406
Now, the amounts of dyes adsorbed on the above
adsorbents are not very high, some have capacities
between 100 and 600 mg/g and some even lower
than 50 mg/g [6]. To improve the efficiency and
selectivity of the adsorption processes, it is essential
to develop more effective and cheaper adsorbents
with higher adsorption capacities.
2.4. Why to use chitosan as a biosorbent for dye
removal?
As already mentioned, a growing number of
papers have been published since the 1980s con-
cerning chitosan for wastewater treatment. In
particular, chitosan has received considerable inter-
est in heavy metal chelation due to its relatively low
cost compared with commercial activated carbon,
its excellent metal-binding capacities and interesting
selectivity, as well as its possible biodegradability
after use. It is frequent to reach adsorption
capacities as high as 3 mmol metal per gram
chitosan for Cu (i.e. 200 mg/g), 1–2 mmol metal
per gram for Pt and Pd, and up to 7–10 mmol metal
per gram for Mo and V [18,19]. In accordance with
the very abundant data in the literature, liquid-
phase adsorption using chitosan is one of the most
popular methods for the removal of heavy metals
from wastewater since proper design of the adsorp-
tion process will produce a high-quality treated
solution. Readers interested in a detailed discussion
of the interaction of metal ions with chitosan should
refer to the excellent comprehensive review by
Guibal [18].
Besides being natural and plentiful, chitosan
possesses interesting characteristics that also make
it an effective biosorbent for the removal of color
with outstanding adsorption capacities. Compared
with conventional commercial adsorbents such as
commercial activated carbons (CAC) for removing
dyes from solution, adsorption using chitosan-based
materials as biosorbents offers several advantages
(Table 4). In particular, three factors have specifi-
cally contributed to the growing recognition of
chitosan as a suitable biomaterial for dye removal:
 First is the fact that the chitosan-based polymers
are low-cost materials obtained from natural
resources and their use as biosorbents is extre-
mely cost-effective. In many countries, fishery
wastes were used as excellent sources to produce
chitosan. Since such waste is abundantly avail-
able, chitosan may be produced at relatively low
ARTICLE IN PRESS
Table 3
Applications of chitin and chitosan
Fields Applications
Agriculture Protection of plants
Increase of crop yields (reduces the growth
of phytopathogenic fungi)
Seed and fertilizer coating; soil treatment
Biomedical
engineering
Biological activities (antifungal,
antimicrobial, antiinfectious); antitumor
agent
Hemostatic effects; enhances blood
coagulation
Promotes tissue growth; stimulates cell
proliferation; artificial skin
Sutures/bandages
Ophthalmology, contact lenses
Biotechnology Enzyme and cell immobilization
Cell-stimulating materials
Matrix for affinity chromatography or
membranes
Chemical
industry
Water purification (metal chelation); water
engineering (flocculation, filtration,
adsorption); sludge treatment
Reverse osmosis, filtration membranes; gas
separation
Production of biodegradable packaging
films
Catalysis
Cosmetics and
toiletries
Hair spray, lotion; hand and body creams;
shampoo, moisturizer
Food industry Diet foods and dietary fiber;
hypocholesterolemic activity (binds
cholesterol, fatty acids and
monoglycerides)
Preservation of foods from microbial
deterioration
Bioconversion for the production of value-
added food products
Recovery of waste material from food-
processing discards
Clarification and deacidification of fruit
juices and beverages
Emulsifying agent; colour stabilization
Animal feed additive
Pharmaceutics Controlled drug delivery carriers
Microcapsules (forming gels and capsules
with anionic polymers)
Dermatological products (treats acne)
Others Textiles (anti-bacterial properties)
Pulp and paper (wet strength)
Enology (clarification, deacidification)
Dentistry (dental implants)
Photography (paper)
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 407
cost. The volume of biosorbent used is also
reduced as compared to conventional adsorbents
since they are more efficient.
 Second is the high adsorption capacities re-
ported. The biosorbents posses an outstanding
capacity and high rate of adsorption, and also
high selectivity in detoxifying both very diluted
or concentrated solutions. They also have an
extremely high affinity for many varieties of dyes.
 The third factor is the development of new
complexing materials because chitosan is versa-
tile: it can be manufactured into films, mem-
branes, fibers, sponges, gels, beads and
nanoparticles, or supported on inert materials.
The utilization of these materials presents many
advantages in terms of applicability to a wide
variety of process configurations.
Of course, there are, also disadvantages of using
chitosan in wastewater treatment (Table 4). This
research field fails to find practical application at the
industrial scale. There are several reasons for
explaining this difficulty in transferring the process
to industrial applications [10,11,18,20]. The adsorp-
tion properties depend on the different sources of
chitin (the quality of commercial chitin available is
not uniform) and performance is also dependent on
the type of material used. Another important
criterion to be taken into account concerns the
variability and heterogeneity of the polymer (the
difficulty of controlling the distribution of the acetyl
groups along the backbone makes it difficult to get
reproducible initial polymers). There is a need for a
better standardization of the production process to
be able to prepare reproducible initial polymers
having the same characteristics. Changes in the
specifications of the polymer may significantly
change adsorption performance. Another problem
with chitosan derivatives is their poor physicochem-
ical characteristics, in particular low surface area
and porosity. In addition, although chitosan is
much easier to process than chitin or other low-cost
adsorbents, the stability of chitosan materials is
generally lower, owing to their more hydrophilic
character and, especially, pH sensitivity. Being a
biopolymer, chitosan is biodegradable and this may
ARTICLE IN PRESS
HO
H2N
N
N SO3Na
SO3Na
N
N
Reactive Black 5
NaO3SOCH2CH2O2S
NaO3SOCH2CH2O2S
O
N
(C2H5)2N N(C2H5)2
Cl-
+
Basic Blue 3
O
O
NH2
SO3Na
HN
SO2CH2CH2OSO3NaReactive Blue 19
N
N(CH3)2
+ O
O
HO
-O
Basic Green 4
O
O
NHCH3
NHCH3
Disperse Blue 14
Fig. 4. Examples of commonly used dyestuffs in the textile industry.
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447408
be a serious drawback for long-term applications.
These problems can rebut industrial users. Readers
interested in a detailed discussion of these problems
should refer to the work of Guibal [18]. However,
the opportunity now exists to consider chitosan for
emerging applications where other technologies
would be unsuitable.
Different reviews of chitosan-based biomaterials
have been reported concerning adsorption and
separation, including metal complexation [18,19],
complexing adsorbent matrices [21,22,41,42], and
membranes [33]. Obviously, chitosan has also been
investigated as a biosorbent for the capture of
dissolved dyes from aqueous solutions in numerous
articles. The effectiveness of chitin and chitosan to
adsorb dye molecules has been reported by numer-
ous workers [43–57]. For example, as long ago as
1958, Giles et al. [43] investigated the binding
behavior of dyes to chitin. In 1982–1985, extensive
studies on the adsorption of dyes on chitin by
McKay et al. [44–48] also revealed that chitin can
adsorb substantial quantities of dyestuffs from
aqueous solutions. The interaction of chitosan with
dyes was studied by several workers [49–57]. These
earlier papers clearly demonstrated that raw materi-
als have an intrinsically high affinity and selectivity
for a wide range of dyes, although several contra-
dictory observations have been reported. However,
a few review articles on the potential of chitosan for
dye removal have been published. The application
of the adsorption of pollutants including dyes onto
chitosan has been reviewed by Ravi Kumar [21] and
No and Meyers [22]. Various chitosan-based com-
posites and membranes have been also developed
and proposed for adsorption and separation pur-
poses [33,42]. To avoid repetition, in the following
chapters, only raw, grafted and crosslinked chit-
osans will be discussed. This review focuses on the
recent developments related to decolorizing applica-
tions of the chitosan-based materials and reports the
main advances published over the last 10 years. This
is an ambitious project since the very large number
of groups working around the world forces us to
make a selection from the most significant results.
Table 5 lists some of the researchers whose results
are discussed in this review and the dyes they
investigated [58–116].
2.5. Raw chitosan and chitosan-based materials
Practical use of chitosan has been mainly
confined to the unmodified forms. For a break-
through in its utilization, chemical derivatization
onto polymer chains has been proposed to produce
new materials. Derivatization is a key point which
will introduce the desired properties to enlarge the
field of its potential applications. Chitosan has three
types of reactive functional groups, an amino group
as well as both primary and secondary hydroxyl
groups at the C-2, C-3 and C-6 positions, respec-
tively (Fig. 1). Its advantage over other polysac-
charides is that its chemical structure allows specific
modifications without too many difficulties, espe-
cially, at the C-2 position [11]. These functional
groups allow direct substitution reactions and
chemical modifications, yielding numerous useful
materials for different domains of application.
The most commonly used chemical activations are
carboxymethylation, acetylation and grafting. The
variety of groups which can be attached to
the polymer is almost unlimited. To control both
the physical, mechanical and chemical properties,
various techniques can be used, and often, the
methods are adapted from the cellulose world [11].
The chitosan derivatives can be classified into four
main classes of materials: modified polymers, cross-
linked chitosans, chitosan-based composites and
membranes (Table 6).
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Table 4
Advantages and disadvantages of chitosan and chitosan-based
materials used as biosorbent for the removal of dyes from
aqueous solutions
Advantages Disadvantages
 Low-cost hydrophilic
biopolymer
 Very abundant material
and widely available in
many countries
 Renewable resource
 Cationic polysaccharide (in
acidic medium)
 Environmentally friendly,
publicly acceptable
material
 Extremely cost effective
 Outstanding dye-binding
capacities of a wide range
of dyes
 Fast kinetics
 High selectivity in
decolorizing both very
dilute or concentrated
solutions
 Versatile biosorbent
 Variability in the polymer
characteristics
 The performance depends
of the origin and treatment
of the polymer, and also its
degree of N-acetylation
 Nonporous sorbent
 Requires chemical
derivatization to improve
its performance
 Not effective for cationic
dyes (except after
modification)
 pH sensitivity
 Its use in sorption columns
is limited (hydrodynamic
limitations and column
fouling)
 Non-destructive process
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 409
An important class of chitosan derivatives are the
crosslinked materials, from gel types to bead types
or particles (including microparticles, microspheres
and nanoparticles). Gels are often divided into three
classes depending on the nature of their network,
namely entangled networks, covalently crosslinked
networks and networks formed by physical interac-
tions. Berger et al. [26] suggested the following
modified classification for chitosan gels; i.e. a
separation of chemical and physical gels. Physical
gels are formed by various reversible links and
chemical gels are formed by irreversible covalent
links, as in covalently crosslinked chitosan gels.
Hydrogels and beads can be formed covalently
crosslinking polymer with itself. In this chemical
type of crosslinking reaction, the crosslinking agents
are molecules with at least two reactive functional
groups that allow the formation of bridges bet-
ween polymer chains. To date, the most common
crosslinkers used with chitosan are dialdehydes such
as glyoxal, formaldehyde and in particular glutar-
aldehyde (GLU) [26]. GLU reacts with chitosan and
it crosslinks in inter and intramolecular fashion
through the formation of covalent bonds mainly
with the amino groups of the polymer. Its reaction
with chitosan is very well documented. The main
drawback of GLU is that it is considered to be
toxic, even if the presence of free unreacted GLU in
gels is improbable since the materials are purified
before use. Other crosslinkers of chitosan are
epoxides such as epichlorohydrin (EPI) and ethy-
lene glycol diglycidyl ether (EGDE), isocyanates
(hexamethylenediisocyanate) and other agents (car-
boxylic acids, genipin). Covalent crosslinking, and
therefore the crosslinking density, is influenced by
various parameters, but mainly dominated by the
concentration of crosslinker. It is favoured when
chitosan molecular weight (MW) and temperature
ARTICLE IN PRESS
Table 5
Authors of recent research on dye removal by chitosan (selected papers)
Corresponding author Country Dye(s) Reference(s)
Airoldi C. Brazil BB 9 [58]
Annadurai G. Iran BB 9, DS [59,60]
Cestari AR. Brazil IC, RB, RN, RR, RY [61–63]
Chen DH. Taiwan AG 25, AO 12 [64]
Chen L. China AB, BB [65]
Chiou MS. Taiwan AO 7, AO 12, AR 14, DR 81 MY, RB 2, RB 15, RR 2,
RR 189, RR 222, RY 2, RY 86
[66–70]
Cho SY. Korea RB 5 [71]
Crini G. France BB 3, BB 9 [72,73]
de Favere VT. Brazil RO 16 [74]
Dutta PK. India DB [75]
El-Tahlawy KF. Egypt BR, IR, MB [76,77]
Fahmy HM. Egypt DR [78]
Guibal E. France AB 1, AB 113, AG 25, AV 5, AY 25, DB 14, DB 71,
DY 4, MB 29, MB 33, MO 10, RB 5
[79–82]
Guha AK. India AR 87 [83]
Hebeish R Egypt AR, BY 45, DO, RO [84,85]
Juang RS. Taiwan AO 51, BB 9, RB 222, RR 222, RY 145, R 6G [86–93]
Li HY. Taiwan RR 189 [94]
Martel B. France AB 15, AB 25, AB 62, DR 81, MY 30, RB 5, RB 19 [95]
Manolova N. Bulgaria RR [96]
McKay G. Hong Kong AG 25, AO 10, AO 12, AR 18, AR 73 [97–99]
Miyata K. Japan AB 40, AR 18, AR 88, DR 2 [100]
Prado AGS. Brazil IC [101]
Saha TK. Bangladesh azo dye [102]
Shimizu Y. Japan AO 7, AR 1, AR 88, AR 138, BB 9, CV [103–105]
Shyu SS. Taiwan BB 1, BB 3 [106]
Stevens WF. Thailand BB 9, CV, MO, O II [107,108]
Thiravetyan P. Thailand RR 141 [109]
Szeto YS. Hong Kong AG 27 [110,111]
Uzun I. Turkey CV, O II, Rb 5, RB 5, RY 2 [112–115]
Wen YZ. China RR 195 [116]
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447410
increased. Moreover, since crosslinking requires
mainly deacetylated reactive units, a high degree
of deacetylation (DD) of chitosan is favorable.
The crosslinked polymeric materials have a three-
dimensional network structure and can swell con-
siderably in aqueous medium without dissolution.
Their synthesis and properties have been recently
described in detail [41]. Various methods have been
developed for the chemical crosslinking of chitosan,
which commonly result in gel formation. The
crosslinking step is a well-documented reaction
and an easy method to prepare chitosan-based
materials with relatively inexpensive chemicals.
Generally, a crosslinking step is required to
improve mechanical resistance and to reinforce the
chemical stability of the chitosan in acidic solutions,
modifying hydrophobicity and rendering it more
stable at drastic pH, which are important features to
define a good adsorbent. However, it decreases the
number of free and available amino groups on the
chitosan backbone, and hence the possible ligand
density and the polymer reactivity. It also decreases
the accessibility to internal sites of the material and
leads to a loss in the flexibility of the polymer
chains. So, the chemical step may cause a significant
decrease in dye uptake efficiency and adsorption
capacities, especially in the case of chemical reac-
tions involving amine groups, since the amino
groups of the polymers are much more active
than the hydroxyl groups and can be much more
easily attacked by crosslinkers. Consequently, it is
important to know, control and characterize the
conditions of the crosslinking reaction since they
determine and allow the modulation of the cross-
linking density, which is the main parameter
influencing interesting properties of gels [26]. These
conditions are useful for a better comprehension of
the adsorption mechanisms. For example, the loss
in flexibility of the polymer resulting from the
crosslinking may explain some diffusion restric-
tions, and the decrease observed in the intraparticle
diffusivity.
Table 7 outlines various methods and approaches
which have been proposed for the preparation of
chitosan particles including microspheres/micropar-
ticles, and nanoparticles. Selection of any of the
methods depends upon factors such as particle
size requirement, thermal and chemical stability. In
practice, the methods are often combined and
different follow-up treatments are carried out [33].
The emulsion crosslinking method is widely used for
the synthesis of microspheres. This method is
schematically represented in Fig. 5. With this
method, the size of the particles can be controlled
by modifying the size of the aqueous droplets.
Another interesting method is spray drying. This is
a complex operation with the movement of count-
less droplets/particles in turbulent drying medium
flows under changing temperature and humidity
ARTICLE IN PRESS
Table 6
The four main classes of chitosan derivatives
I. Modified polymers
 Carboxymethylchitosans
 Alkylated chitosans
 Chitosan sulfate derivatives
 Carbohydrate-branched chitosans
 Grafted chitosans
 Ligand-bound chitosan
II. Crosslinked chitosan
 Covalently crosslinked particles
 Ionically crosslinked particles
 Nanoparticles
 Physical gels
III. Chitosan-based composites
 Chitosan-dendrimer hybrids
 Chitosan-supported on inert materials (silica gel, glass beads,
alumina, etc.)
IV. Membranes
Table 7
Some methods for preparation of chitosan particles
Crosslinking with chemicals
 (Single) emulsion crosslinking
 Multiple emulsion
 Precipitation/crosslinking
Crosslinking and interactions with charged ions, molecules and
polymers
 Ionotropic gelation
 Wet-phase inversion
 Emulsification and ionotropic gelation
 Emulsification and solvent evaporation
 Simple or complex coacervation (precipitation, complexation)
Miscellaneous methods
 Thermal crosslinking
 Solvent evaporation method
 Neutralization method
 Spray drying
 Freeze drying
 Reverse micellar
 Coating
 Interfacial acylation
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 411
conditions. Chitosan microspheres obtained by this
technique are characterized by a high degree of
sphericity and specific surface area, parameters that
are important for application as adsorbents.
Ionic crosslinking reactions have also been
employed by using ionotropic gelation to form
hydrogels, beads and nanoparticles. Aside from its
complexation with negatively charged ions or
molecules, an interesting property of chitosan is its
ability to gel on contact with specific polyanions.
This gelation process is due to formation of inter
and intramolecular crosslinks mediated by these
polyanions. Tripolyphosphate (TPP) is commonly
used to provoke the ionotropic gelation of chitosan.
The particles can be obtained by the addition of a
chitosan solution to a solution of TPP or vice versa,
under strirring. In either case, the size of the
particles is strongly dependent on the concentration
of the solutions. Chiou and Li [68] and Szeto’s
group [110,111] recently reported the ionotropic
gelation of chitosan with TPP. They prepared
chitosan particles by adding an alkaline phase
containing TPP into an acidic phase containing
chitosan. (Nano)particles are formed immediately
upon mixing the two phases through molecular
linkages created between TPP phosphates and
chitosan amino groups. The solution of TPP was
used to produce more rigid materials. They reported
that TPP had no effect on dye adsorption. To
stabilize chitosan in acid solutions, Chiou and Li
[68] also proposed an ionotropic gelation process
followed by a chemical crosslinking step.
Chitosan is usually used in a flaked or powdered
form that is both soluble in acidic media and non-
porous. Moreover, the low internal surface area of
the non-porous polymer limits access to interior
adsorption sites and hence lowers dye adsorption
capacities and adsorption rates. To overcome this
obstacle, porous beads were synthesized. Indeed
an interesting characteristic of the chitosan is its
excellent ability to be processed into porous
structures.
3. A brief review of the recent literature on the
adsorption of dyes by chitosan
There is abundant literature concerning the
evaluation of adsorption performances of raw
chitosan, especially in terms of adsorption capacity
(amount of dye adsorbed) or uptake. In a batch
system, the determination of the dye uptake rate by
a chitosan-based material is often based on the
equilibrium state of the adsorption system. At least
100 dyes, mainly anionic dyes, have been so far
studied. Chitosan has an extremely high affinity for
many classes of dyes (Table 8). In particular, it has
demonstrated outstanding removal capacities for
anionic dyes such as acid, reactive and direct dyes.
This is due to its unique polycationic structure.
The effectiveness of chitosan for its ability to
interact with dyes has been studied by numerous
workers. Juang and co-workers [89–93] demon-
strated the usefulness of chitosan for the removal of
reactive dyes. They found that the maximum
adsorption capacities of chitosan for RR 222, RB
222 and RY 145 were 1653, 1009 and 885 mg/g,
respectively [90]. Annadurai [59,60] and Crini et al.
[72] also reported that chitosan may be a useful
adsorbent for the effluent of textile mills because of
its high adsorption capacity. Uzun and Gu¨ zel
[112–115] noted that chitosan can be used in the
studies of dyestuff adsorption in comparison with
most other adsorbents. This polysaccharide showed
a higher capacity for adsorption of dyes than CAC
and other low-cost adsorbents, as reviewed by Crini
[6]. Kim and Cho [71] also indicated that the
amount of RB 5 adsorbed on chitosan beads is
much greater than on CAC. Similar conclusions
were reached by Lima et al. [58] for the BB 9
adsorption. McKay’s group [97–99] recently pub-
lished a series of papers on the ability of chitosan to
ARTICLE IN PRESS
hardening of
droplets
chitosan aqueous
solution
oil phase
emulsification
crosslinking agent
stirring
particles
separation
Fig. 5. Schematic representation of preparation of chitosan
particles by emulsion crosslinking.
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447412
ARTICLEINPRESS
Table 8
Results of batch studies for various dyes using chitosan
Dye Chitosan Effective pre-
treatment of
chitosan
Particle size Sspa
pH T (1C) Equilibrium
time
Equilibrium
model
qm
b
Kinetic model Adsorption
mechanism
Reference
AB protonation 450–900mm 3.6 20 4 h 296 Diffusionc
[65]
AG 25 Crab shell 355–500 mm 4 25 24 h Langmuir 645.1 Lagergren [97–99]
AG 25 Protonation 3 4 days Langmuir 525 [81]
AG 27 Nanoparticle 180 nm 25 24 h Langmuir 2103.6 [110]
AO 7 Bead (crab) Crosslinking 4 30 5 days Langmuir 1940 Ho and McKay [67]
AO 10 Crab shell 355–500 mm 4 25 24 h Langmuir 922.9 Lagergren [97–99]
AO 12 Bead (crab) Crosslinking 3 30 5 days Langmuir 1954 Ho and McKay [67]
AO 12 Crab shell 355–500 mm 4 25 24 h Langmuir 973.3 Lagergren [97–99]
AO 51 Wet bead 30 3 days Langmuir 656 Elovich Chemisorption [86]
AO 51 Dried bead 30 3 days Langmuir 494 Elovich Chemisorption [86]
AR 14 Bead (crab) Crosslinking 3 30 5 days Langmuir 1940 Ho and McKay [67]
AR 18 Crab shell 355–500 mm 4 25 24 h Langmuir 693.2 Lagergren [97–99]
AR 73 Crab shell 355–500 mm 4 25 24 h Langmuir 728.2 Lagergren [97–99]
AR 87 Bead (shrimp) 6 30 Langmuir 76 Ho and McKay Chemisorption [83]
BB Protonation 450–900 mm 9.6 20 4 h 50 Diffusionc
[65]
BB 3 Powder (crab) Grafting 25 3 25 40 min Langmuir 166.5 Ho and McKay Chemisorption [73]
BB 9 Wet bead 30 3 days Langmuir 222 Elovich Chemisorption [86]
BB 9 Dried bead 30 3 days Langmuir 202 Elovich Chemisorption [86]
BB 9 Powder (crab) Grafting 25 3 25 40 min Langmuir 121.9 Chemisorption [72]
BB 9 0.177 10 9.5 60 24 h Lagergren Diffusionc
[59]
BB 9 Grafting 0.99 5.5 25 3 h Langmuir [58]
DB 6 26 5 h Langmuir Lagergren [75]
DR 81 Bead (crab) Crosslinking 3 30 5 days Langmuir 2383 Ho and McKay [67]
DS 0.206 8.47 47.5 24 h 37.18 [60]
IC Shrimp shell 60–100 mesh 6 35 2 h Langmuir [63]
MY Bead (crab) Crosslinking 4 30 5 days 1334 Ho and McKay Diffusionc
[66]
RB Bead Crosslinking 0.24 2 60–200 min Avrami [62]
RB 2 Bead (crab) Crosslinking 3 30 5 days Langmuir 2498 Ho and McKay [67]
RB 5 3 2 days Langmuir 1100 [79]
RB 5 Flake Crosslinking 2 mm 350 6 25 5 days Freundlich [71]
RB 15 Bead (crab) Crosslinking 4 30 5 days 722 Ho and McKay Diffusionc
[66]
RB 222 Swollen bead 2.8 mm 30 4 days Langmuir 1009 Ho and McKay Chemisorption [90]
RB 222 Flake 1–1.41 mm 11.8 30 4 days Langmuir 199 Ho and McKay Chemisorption [90]
RB 222 Bead (lobster) 0.715 mm 12.3 30 Diffusionc
[89]
RO 16 Crosslinking 25 mm 2 25 24 h Langmuir 30.4 [74]
RR 2 Bead (crab) Crosslinking 3 30 5 days Langmuir 2422 Ho and McKay [67]
RR 141 Shrimp shell 850 mm–1 mm 11 60 24 h Langmuir 156 [109]
RR 141 Shrimp shell 850 mm–1 mm 11 40 24 h Langmuir 110 [109]
RR 141 Shrimp shell 850 mm–1 mm 11 20 24 h Langmuir 68 [109]
RR 189 Bead Crosslinking 2.3–2.5 mm 3 30 5 days Langmuir 1936 Ho and McKay Chemisorption [94]
RR 189 Bead Crosslinking 2.3–2.5 mm 3 30 5 days Langmuir 1834 Ho and McKay Diffusionc
[68]
RR 189 Bead Crosslinking 2.5–2.7 mm 3 30 5 days Langmuir 1686 Ho and McKay Chemisorption [94]
RR 189 Bead Crosslinking 3.5–3.8 mm 3 30 5 days Langmuir 1642 Ho and McKay Chemisorption [94]
RR 189 Bead 2.3–2.5 mm 6 30 5 days Langmuir 1189 Ho and McKay Chemisorption [94]
G.Crini,P.-M.Badot/Prog.Polym.Sci.33(2008)399–447413
ARTICLEINPRESS
Table 8 (continued )
Dye Chitosan Effective pre-
treatment of
chitosan
Particle size Sspa
pH T (1C) Equilibrium
time
Equilibrium
model
qm
b
Kinetic model Adsorption
mechanism
Reference
RR 189 2.3–2.5 mm 6 30 5 days Langmuir 950 Ho and McKay Diffusionc
[68]
RR 222 Bead Crosslinking 3 30 2 days Langmuir 2252 Ho and McKay Chemisorption [69]
RR 222 Bead 30 5 days Freundlich 1965 Lagergren Diffusionc
[87]
RR 222 Swollen bead 2.8 mm 30 4 days Langmuir 1653 Ho and McKay Chemisorption [90]
RR 222 Wet bead 30 3 days Freundlich 1498 Elovich Chemisorption [86]
RR 222 Dried bead 30 3 days Freundlich 1215 Elovich Chemisorption [86]
RR 222 Bead (crab) 3.11 mm 30–40 30 5 days Langmuir 1106 Diffusionc
[91]
RR 222 Bead (shrimp) 2.39 mm 30–40 30 5 days Langmuir 1026 Diffusionc
[91]
RR 222 Bead (lobster) 2.93 mm 30–40 30 5 days Langmuir 1037 Diffusionc
[91]
RR 222 Flake (shrimp) 16–30 mesh 4–6 30 5 days Langmuir 494 Diffusionc
[91]
RR 222 Flake (lobster) 16–30 mesh 4–6 30 5 days Langmuir 398 Diffusionc
[91]
RR 222 Flake 1–1.41 mm 11.8 30 4 days Langmuir 339 Ho and McKay Chemisorption [90]
RR 222 Flake (crab) 16–30 mesh 4–6 30 5 days Langmuir 293 Diffusionc
[91]
RR 222 Bead Crosslinking 4.01 30 3 days Freundlich [88]
RR 222 Bead (lobster) 0.715 mm 12.3 30 Diffusionc
[89]
RY Bead Crosslinking 0.24 2 60–200 min Avrami [62]
RY 2 Bead (crab) Crosslinking 4 30 5 days Langmuir 2436 Ho and McKay [67]
RY 86 Bead (crab) Crosslinking 3 30 5 days Langmuir 1911 Ho and McKay [67]
RY 145 Swollen bead 2.8 mm 30 4 days Langmuir 885 Ho and McKay Chemisorption [90]
RY 145 Flake 1–1.41 mm 11.8 30 4 days Langmuir 188 Ho and McKay Chemisorption [90]
RY 145 Bead (lobster) 0.715 mm 12.3 30 Diffusionc
[89]
a
Specific surface area in m2
/g.
b
Adsorption capacities in mg/g.
c
Intraparticle diffusion model.
G.Crini,P.-M.Badot/Prog.Polym.Sci.33(2008)399–447414
act as an effective adsorbent for the removal of acid
dyestuffs from aqueous solution. The monolayer
adsorption (saturation) capacities were determined
to be 973.3, 922.9, 728.2 and 693.2 mg of dye per
gram of chitosan for AO 12, AO 10, AR 73 and AR
18, respectively [99]. The interaction between
chitosan and anionic dyes has also been intensively
investigated by Guibal and co-workers [79–82].
Their investigations clearly indicated that chitosan
had a natural selectivity for dye molecules and was
very useful for the treatment of wastewater. They
reported that adsorption capacities ranged between
200 and 2000 mmol/g for chitosan and between 50
and 900 mmol/g for CAC [82]. They concluded that
chitosan exhibited a twofold or more increase in the
adsorption capacity compared to CAC in the case of
acid, direct, reactive and mordant dyes. The best
choice for the adsorbent between CAC and chitosan
depends on the dye, however, it was impossible to
determine a correlation between the chemical
structure of the dye and its affinity for either carbon
or chitosan.
It is evident from this brief literature survey that
chitosan can be utilized as an interesting tool for the
purification of dye-containing wastewater because
of its outstanding adsorption capacity.
4. Control of adsorption performances of chitosan
The data from the literature show that the control
of adsorption performances of a chitosan-based
material in liquid-phase adsorption depends on the
following factors:
(i) the origin and nature of the chitosan such as
its physical structure, chemical nature and
functional groups;
(ii) the activation conditions of the raw polymer
(physical treatment, chemical modifications);
(iii) the influence of process variables such as
contact time, initial dye concentration, polymer
dosage and stirring rate;
(iv) the chemistry of the dye (e.g. its pKa, polarity,
MW size and functional groups);
(v) and finally, the solution conditions, referring to
its pH, ionic strength, temperature and presence
of impurities.
These aspects will be described in the following.
However, the reader is encouraged to refer to the
original papers for complete information on experi-
mental conditions in the batch studies used.
4.1. Influence of the chitosan characteristics
It is very important to note that tuning the chitosan
manufacturing process can ernable the production of
polymers with varying chemical characteristics and
MW distributions. As stated in the introduction,
chitosan is a ‘‘collective term’’ applied to deacetylated
chitins in various stages of deacetylation and
depolymerization [37]. Commercial chitosan is usual-
ly offered as flakes or powders. Products of various
companies differ in purity, salt-form, color, granula-
tion, water content, DD or degree of acetylation
(DA), amino group content, MW, crystallinity and
solubility [10–12,18]. These parameters determined by
the conditions selected during the preparation are
very important because they control the swelling and
diffusion properties of chitosan and also influence its
characteristics [117]. In particular, numerous studies
have demonstrated that the MW and DD influence
the adsorption properties of this polymer. Therefore,
these factors must be considered carefully during the
adsorption optimization process.
4.1.1. Chitosan origin
From a practical viewpoint, crustaceans shells are
the potential sources for chitin production. Chit-
osan is commonly prepared by deacetylating chitin
using 40–50% aqueous alkali at 110–115 1C for a
few hours [12]. Chitin occurs in a wide variety of
species, from fungi to animals. Depending on the
chitin source, chitosan varies greatly in its adsorp-
tion properties and solution behavior, as reported
by Juang and co-workers [89–93]. For example, the
adsorption capacities of RR 222 on different types
of chitosan prepared from three fishery wastes
(shrimp, crab and lobster shells) were compared.
The monolayer adsorption capacities were deter-
mined to be 293, 398 and 494 mg of dye per gram of
flake-type of chitosan for crab, lobster and shrimp,
respectively [91]. This demonstrates that the adsorp-
tion capacity of chitosan depends on its origin.
Rinaudo [11] also reported in a recent review that
the origin of chitin influences not only its crystal-
linity and purity but also its polymer chains
arrangement, and hance its properties. In particular,
the chitin resulting from crustaceans needs to be
graded in terms of purity and color since residual
protein and pigment can cause problems [10,11].
4.1.2. Physical nature of the chitosan
The adsorption capacity of chitosan also depends
on its physical structural parameters such as
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G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 415
crytallinity, surface area, porosity, particle type,
particle size and water content. These parameters
are determined by the conditions selected during the
preparation and polymer conditioning.
Three crystalline forms are known for chitin:
a-, b- and g-chitins. The most abundant and easily
accessible form is a-chitin [11,91]. Chitosan is also
crystalline and shows polymorphism depending on
its physical state. Depending on the origin of the
polymer and its treatment during extraction from
raw resources, the residual crystallinity may vary
considerably. Crystallinity is maximum for both
chitin (i.e. 0% deacetylated) and fully deacetylated
chitosan (i.e. 100%). Generally, commercial chit-
osans are semi-crystalline polymers and the degree
of crystallinity is a function of the DD. Crystallinity
plays an important role in adsorption efficiency as
reported by Trung et al. [108]. They demonstrated
that decrystallized chitosan is much more effective
in the adsorption of anionic dyes. Crystallinity
controls polymer hydratation, which in turn deter-
mines the accessibility to internal sites. This para-
meter strongly influences the kinetics of hydratation
and adsorption. Dissolving the polymer breaks the
hydrogen bonds between polymer chains. The
reduced polymer crystallinity can be maintained
through freeze-drying of the chitosan solution,
while air-drying or oven-drying partially reestab-
lishes polymer crystallinity. The conditioning of the
polymer and physical modification can strongly
reduce the influence of this important parameter
and improve diffusion properties [18]. The gel
formation procedure also allows an expansion of
the polymeric network, a decrease in steric hin-
drance phenomena and a decrease in the crystal-
linity of raw materials which enhance mass
transport. The case of dye adsorption with cross-
linked chitosan is a typical example of the influence
of particle size. When crosslinked with GLU, the
network formed makes the sorption performances
become dependent on the size of particles. This
dependence disappears when chitosan particles are
modified by gel formation. Hebeish et al. [84,85]
indicated that the crosslinking step changes the
crystalline nature of chitosan and decrease the
particle size of the crystallites, enhancing its
adsorption capacity. The crosslinking reaction
destroys the crystalline structure at low levels of
crosslinking. The authors assumed that more
accessible domains are created as a result of changes
in the physical and chemical structures of chitosan
during the modification by GLU, and consequently
these effects increased dye adsorption [85]. How-
ever, Cestari et al. [62] recently noted that after the
crosslinking reaction, there is a small increase in the
crytallinity of chitosan beads with increased access
to the small pores of the material.
Among the other parameters that have a great
impact on dye adsorption is particle type. Chitosan
can be presented as gels, flakes, powders and
particles. Chitosan beads are preferred since flake
and powder forms of polymer are not suitable for
use as adsorbents due to their low surface area and
lack of porosity, as indicated by Varma et al. [19].
Beads are usually prepared by dropping high-
viscosity chitosan salt solutions into a basic solution
with slow stirring. The diameters of the drops as
well as the solution flow rate control the diameter of
the beads. Wu et al. [91] reported that bead-type
chitosan gives a higher capacity for dye adsorption
than the flake type by a factor of 2–4 depending on
the source of fishery waste. For example, a
comparison of the maximum adsorption capacity
(qmax) for RR 222 by chitosan flakes and beads
prepared from a crab source showed 293 mg/g for
flakes and 1103 mg/g for beads. The authors
explained this result by the fact that the beads
possessed a greater surface area (i.e., more loose
pore structure) than the flakes. They also reported
that the adsorption capacity of chitosan depends on
its source. The qmax were determined to be 1106,
1037 and 1026 mg of dye per gram of bead-type of
chitosan for crab, lobster and shrimp, respectively
[91]. Again, it can be noted that the order of qmax for
the different sources is exactly identical to that of
the surface area of the whole animal, i.e., crab4
lobster4shrimp. Chang and Juang [86] also noted
that chitosan in the bead form significantly im-
proves the adsorption performance of RR 222, AO
51 and BB 9 compared to that in the flake form.
Guibal et al. [82] indicated that it would be
interesting to use chitosan gel beads instead of
flakes since the production of gel beads decreases
the residual crystallinity of polymer which enhances
both the porosity and the diffusion properties of the
material, due to the expansion of the chitosan
network and the increase in the specific surface area.
Crini et al. [72] observed that compared to chitosan
flakes, chitosan beads exhibited a twofold or more
increase in the adsorption capacity for BB 9. One of
chitosan’s most promising features is its excellent
ability to be processed into nanostructures. These
nanochitosans can also be used in batch studies, as
reported by Hu et al. [110]. They noted that an
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adsorption capacity of 2103.6 mg of AG 27 per
gram chitosan was achieved, which was significantly
higher than that of the chitosan microparticles.
Previously, it has been demonstrated that the
particle size of chitosan also influences its adsorp-
tion profile. For example, Park et al. [56] showed
that of the smaller particle size, the more dye was
absorbed. As adsorption is a surface phenomenon,
this can be attributed to the relationship between
the effective specific surface area of the adsorbent
particles and their sizes. The surface area values
usually increased as the particle size decreased and,
as a consequence, the saturation capacity per unit
mass of adsorbent increased. Decreasing the size of
particles improves the adsorption properties of the
chitosan, especially when chitosan is crosslinked.
However, small particle sizes are not compatible
with large-scale applications. For example, in fixed-
bed columns, small particles are inappropriate since
they induce head loss and column blocking and
cause serious hydrodynamic limitations [32]. There
are a large number of studies that highlight the
correlation between adsorption performance and
size of particle. Annadurai [59,60] used chitosan for
the removal of basic and direct dye from solutions.
The results indicated that the adsorption efficiency
depends upon the particle size, dosage and tem-
perature. In particular, the adsorption capacity
increased with a decrease in the particle size and
the dye molecules were preferably adsorbed on the
outer chitosan surface. The author suggested that
this observation can be attributed to the larger total
surface associated with smaller particles [60]. In
contrast to the findings of Annadurai, Guibal and
co-workers [80–82] observed that the adsorption
occurred not only at the surface of the material
due to rapid surface adsorption but also in the
intraparticle network of the polymer. In particular,
the large external surface area for small particles
removes more dye in the initial stages of the
adsorption process than the large particles, con-
firming the previous results reported by McKay
et al. [44,45]. They studied the adsorption of AG 25
on chitosan and reported that the size of adsorbent
particles influenced both the adsorption kinetics and
equilibrium [81] because of the resistance to
intraparticle diffusion. The greater the particle size,
the greater the contribution of intraparticle diffu-
sion resistance to the control of the adsorption
kinetics for materials of low porosity. In other
works [80,82], they indicated that the time required
to reach equilibrium increased on increasing the size
of the adsorbent particles. This means that intra-
particle diffusion greatly influences the accessibility
of dye molecules to internal sites. With raw
chitosan, the differences were more marked than
with protonated material [80]. Due to resistance to
intraparticle mass transfer in raw chitosan, it is
usually necessary to use very small particles to
improve adsorption kinetics. When the dyes have
strong interactions with chitosan, this allows larger
adsorbent particle sizes to be used to get the same
adsorption rate. They concluded that this was
especially interesting for large-scale applications
since it was easier to manage large adsorbent
particles rather than fine powders [82]. Juang et al.
[93] also observed that the adsorption capacity
strongly depended on the particle size of chitosan.
At a chitosan particle size of 250–420 mm, the values
were 380, 179 and 87 mg/g for RR 222, RY 145 and
RB 222, respectively. These results were signifi-
cantly greater than those obtained using adsorbents
such as CAC, natural clay, bagasse pith and maize
cob, in which the capacity for reactive dyes was
often less than 30 mg/g. They concluded than the
smaller the chitosan particles, the greater the
capacity for dye. Li and co-worker [94] reported
similar conclusions for the adsorption of basic dyes
on the adsorption of RR 189 on crosslinked beads.
For example, the adsorption capacity of particles
with diameters 2.3–2.5, 2.5–2.7 and 3.5–3.8 were
1936, 1686 and 1642 mg/g, respectively, at pH 3 and
30 1C. They also concluded that the dye uptake
increased with a decrease in the particle size
since the effective surface area was higher for the
same mass of smaller particles. Chiou and Chuang
[66], using crosslinked chitosan for the removal of
dye from solutions, indicated that the increase in
adsorption capacity with decreasing particle size
suggests that the dye preferentially adsorbed on the
outer surface and did not fully penetrate the particle
due to steric hindrance of large dye molecules.
Recently, Trung et al. [108] reported that no effect
of the difference in particle size of decrystallized
chitosan on the decolorization capacity was ob-
served. The size of particles has been shown to be a
key parameter in the control of adsorption perfor-
mances of several dyes on chitosan, in particular
this may be the main parameter to control dye
adsorption equilibrium. However, the relationship
of adsorption capacity to particle size also princi-
pally depends on two criteria: (i) the chemical
structure of the dye molecule (its ionic charge) and
its chemistry (its ability to form hydrolyzed species)
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and (ii) the intrinsic characteristic of the adsorbent
(its crystallinity and porosity, the rigidity of the
polymeric chains, the degree of crosslinking), as
shown by Guibal and co-workers [80–82].
Adsorption performance (in particular intrapar-
ticle diffusion) is also controlled by polymer
porosity (i.e. porous volume, porous distribution
and pore size). CAC are well-known conventional
porous adsorbents and are characterized by a large
specific surface area and a great porosity that limits
the resistance to intraparticle diffusion. The aggre-
gation of dye molecules may involve a strong
increase in the size of the diffusing molecule, and
this effect may be reinforced by the influence of pore
size in controlling intraparticle diffusion properties
and accessibility to internal sites. Thus, the effi-
ciency in adsorbing dyes onto a material such as
CAC can be correlated to its surface characteristics.
However, chitosan is known as a non-porous
polymer. It is characterized by a low surface area
and a low porosity that control the diffusion to the
center of the particles, especially with large mole-
cules. These features generally limit access to
interior adsorption sites. So, polymer porosity may
affect the dye adsorption capacity of chitosan. In
crosslinked chitosan beads, usually prepared by a
chemical treatment with GLU, the materials are
submicron to micron-sized, and need large internal
pores to ensure adequate surface area for adsorp-
tion. Indeed these chemical treatments involve
supplementary linkages that limit the transfer of
solute molecules. In general, diffusion limitation
within particles leads to the decreases in adsorption.
These limiting effects can be compensated for by the
physical modification of the polymer. As already
mentioned, an interesting characteristic of chitosan
is its excellent ability to be processed into porous
and nanoporous structures. Gel bead conditioning
in addition to the decrease of polymer crystallinity,
improves both swelling and diffusing properties, but
also allows expansion of the porous structure of the
network, which in turn enhances the transport
of dyes. This physical modification allows both
the polymer network to be expanded (enhancing
the diffusion of large sized molecules) and the
crystallinity of the polymer to be reduced. Porous
structures can be formed by freeze-drying chitosan-
acetic acid solutions in suitable molds. Exclusion of
chitosan acetate salt from the ice crystal phase and
subsequent ice removal by lyophilization generates
a porous material with a mean pore size that can be
controlled by varying the freezing rate and hence the
ice crystal size. Pore orientation can be directed by
controlling the geometry of thermal gradients
during freezing. The mechanical properties of the
resulting material are mainly dependent on the pore
sizes and pore orientations. Another process con-
sists in dissolving the polymer in acid solution
followed by a coagulation. Recently, Kim and Cho
[71] proposed a sol–gel method to prepare porous
chitosan beads with interesting high internal specific
surface areas, allowing better accessibility of dyes to
interior adsorption sites. Nanotechnology has been
also proposed to prepare porous materials
[110,118,119]. Compared to the traditional micron-
sized materials, nano-sized adsorbents possess quite
good performance due to high specific area and
porous structure, and the absence of internal
diffusion resistance.
4.1.3. Chemical structure of chitosan
The properties of chitosan also depend on its
chemical nature (MW, DD), functional groups
(ionic charge, variety, density, accessibility) and
solution behavior (purity, water content, salt-form,
affinity for water). These parameters are also
determined by the conditions selected during the
preparation.
It is known that chitin samples have different DD
depending on their origin and mode of isolation
[12]. Deacetylation takes place during isolation by
alkaline treatment to remove proteins. To prepare
chitin with a fully N-acetylated polymer or a
uniform structure, selective N-acetylation of the
free amino groups is necessary. Chitosan is prepared
by deacetylating chitin. Depending on the chitin
source and the methods of hydrolysis, commercial
chitosan also varies greatly in its MW and distribu-
tion, and therefore its solution behavior. The MW
of chitosan is a key variable in adsorption properties
because it influences the polymer’s solubility and
viscosity in solution. It is an important factor for
characterization, but poor solubility and structural
ambiguities in connection with the distribution of
acetyl groups are major obstacles to quantitatively
determining MWs [11]. It is also difficult to
determine the MW of native chitin.
Another important characteristic of chitosan is
the degree of N-acetylation (DA) or DD. The DD
parameter is essential since, though the hydroxyl
groups on the polymer may be involved in attracting
dye molecules, the amine functions remain the main
active groups and so can influence the polymer’s
performance. Guibal et al. [82] observed that
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increasing the DD involved an increase in the
relative proportion of amine groups, which were
able to be protonated, favoring dye adsorption.
However, they indicate that the variation in
adsorption properties was not proportional to
DD, but changed with the type of dye, especially
with chitin. Saha et al. [102], studying the adsorp-
tion of an azo dye onto chitosan flakes, also
reported that the results were found to be strongly
dependent on the DD of the polymer. The higher
DD chitosan provided a better adsorption. Re-
cently, it has been reported that the solution
properties of a chitosan depend not only on its
average DA but also on the distribution of the
acetyl groups along the main chain [11]. However,
Chiou and Li [68], studying the adsorption
of RR 189 on crosslinked chitosans reported
that both the MW and the DD of the polymer
were almost without effect on the adsorption
capacities.
An additional advantage of chitosan is the high
hydrophilic character of the polymer due to the
large number of hydroxyl groups present on its
backbone. Depending on its MW and DD, chitosan
in aqueous solution is expected to have the proper-
ties of an amphiphilic polymer. With an increase in
DD, the number of amino groups in the polymer
increases, and with an increase of MW, the polymer
configuration in solution becomes a chain or a ball.
In addition, adsorption is known to change the
conformation of the chitosan polymer. The viscosity
of chitosan also greatly influences the chitosan
conditioning processes.
4.2. Activation conditions
4.2.1. Chitosan preprotonation
Because of its stable, crystalline structure, the
polyamine chitosan is insoluble in either water or
organic solvents. However, in dilute aqueous acids,
the free amino groups are protonated and the
polymer becomes fully soluble below $pH 5. Since
the pKa of the amino group of glucosamine residues
is about 6.3, chitosan is extremely positively charged
in acidic medium. So, treatment of chitosan with
acid produces protonated amine groups along the
chain and this facilitates electrostatic interaction
between polymer chains and the negatively charged
anionic dyes, as previously observed by Maghami
and Roberts [50]. The pH-dependent solubility of
chitosan provides a convenient tool to improve its
performance although solubility is a very difficult
parameter to control [11]. In fact, the solubility and
its extent depends on the concentration and on the
type of acid. The polymer dissolves in hydrochloric
acid and organic acids such as formic, acetic, lactic
and oxalic acids. However, solubility decreases with
increasing concentrations of acid. Solubility is also
related to the DA, the ionic concentration, as well as
the conditions of isolation and drying of the
polymer [11]. In particular, the distribution of acetyl
groups along the chain (random or blockwise) can
strongly influence the solubility of the polysacchar-
ide and also the interchain interactions due to
H-bonds and the hydrophobic character of the
acetyl groups.
Trung et al. [108] proposed a pretreatment using
citric acid to produce decrystallized chitosan with a
low degree of crystallinity and a high anionic dye-
binding capacity. The percentage crystallinity of
decrystallized chitosan was 10%, significantly lower
than that of raw chitosan (32%). This reduction is
attributed to a probable rearrangement of polymer
chains during precipitation in the presence of citrate
ions. They also indicated that the decrystallized
chitosan had the same degree of DD and MW as the
original chitosan. Decrystallized chitosan adsorbed
anionic dyes almost twofold more efficiently than
raw chitosan, due to its more amorphous character,
but showed decreased adsorption for cationic dyes.
However, the presence of ash in decrystallized
chitosan could also play a role in increased dye-
binding capacity. Gibbs et al. [81] showed that the
preliminary protonation of amine groups, obtained
by contact with a sulfuric acid solution, reduced
the variation of solution pH following adsorbent
addition. Crini et al. [72] found that a homogeneous
chemical treatment such as a solubilization–
reprecipitation process could give a chitosan pro-
duct with a higher adsorption level for dyes than
one prepared by a heterogeneous process with the
same DD. They attributed this to an increase of the
surface area due to the conversion of the chitosan
flakes into a powder.
4.2.2. Grafting reactions
Several workers have suggested that although
chitosan as such is very useful for treating con-
taminated solutions, it may be advantageous to
chemically modify chitosans, e.g. by grafting reac-
tions [72,73,77,95,103,106,113]. The modifications
can improve chitosan’s removal performance and
selectivity for dyes, alter the physical and mechan-
ical properties of the polymer, control its diffusion
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G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 419
properties and decrease the sensitivity of adsorption
to environmental conditions. Chemical grafting
of chitosan with specific ligands has been reviewed
by Jayakumar et al. [23] and by Prabaharan and
Mano [41].
It is known that the only class for which chitosan
[106] and crosslinked chitosan [85] have low affinity
is basic (cationic) dyes. To overcome this problem,
Crini et al. [72,73] suggested the use of N-benzyl
mono- and disulfonate derivatives of chitosan in
order to enhance its cationic dye hydrophobic
adsorbent properties and to improve its selectivity.
The maximum adsorption capacities of these
adsorbents for BB 9 and BB 3 were 121.9 and
166.5 mg/g, respectively. These derivatives could be
used as hydrophobic adsorbents in acidic media
without any crosslinking reaction. To fully develop
the high potentials of chitosan, it is necessary to
introduce chemical substituents at a specific position
in a controlled manner as suggested by Lima et al.
[58] and Chao et al. [106]. Lima et al. [58] proposed
the use of chitosan chemically modified with
succinic anhydride in the BB 9 adsorption. This
chemical derivatization provides a powerful means
to promote new adsorption properties in particular
towards basic dyes in acidic medium. Chao et al.
[106] suggested enzymatic grafting of carboxyl
groups onto chitosan as a means to confer the
ability to adsorb basic dyes on beads. The presence
of new functional groups on the surface of beads
results in increases in surface polarity and the
density of adsorption sites, and this improves the
adsorption selectivity for the target dye. Other
studies showed that the ability of chitosan to
selectively adsorb dyes could be further improved
by chemical derivatization. Shimizu et al. [103]
proposed novel chitosan-based materials by react-
ing chitosan with a higher fatty acid functionalized
with a glycidyl moiety in order to introduce long
aliphatic chains. They observed that these products
could be used as effective adsorption materials for
both anionic and cationic dyes. Martel et al. [95],
and El-Tahlawy and co-workers [76,77] proposed
the use of cyclodextrin-grafted chitosan as new
chitosan derivatives for the removal of dyes. Martel
et al. [95] demonstrated that these materials are
characterized by a rate of adsorption and a global
efficiency greater than that of the parent chitosan
polymer. Uzun and Gu¨ zel [113,114] reported that
carboxymethylated chitosan is a rather better
adsorbent than raw chitosan for acidic dyestuffs,
and its production is not costly.
4.2.3. Influence of crosslinking
Raw chitosan powders also tend to present some
disadvantages such as unsatisfactory mechanical
properties and poor heat resistance. Another
important limitation of the raw material is that it
is soluble in acidic media and therefore cannot be
used as an insoluble adsorbent under these condi-
tions, except after physical and chemical modifica-
tion. One method to overcome these problems is to
transform the raw polymer into a form whose
physical characteristics are more attractive. So,
crosslinked beads have been developed and pro-
posed. After crosslinking, these materials maintain
their properties and original characteristics [62],
particularly their high adsorption capacity,
although this chemical modification results in a
decrease in the density of free amine groups at the
surface of the adsorbent in turn lowering polymer
reactivity towards metal ions [80].
An important work on crosslinked chitosan was
done by Chiou and co-workers [66–70]. Chitosan
beads were crosslinked with GLU, EPI or EGDE.
The results showed that the chitosan-EPI beads
presented a higher adsorption capacity than GLU
and EGDE resins [68,69]. They reported that these
materials can be used for the removal of reactive,
direct and acid dyes. It was found that 1 g chitosan
adsorbed 2498, 2422, 2383 and 1954 mg of RB 2,
RR 2, DR 81 and AO 12, respectively [67]. It is
important to specify that the adsorption capacities
of CAC for reactive dyes generally vary from 278 to
714 mg/g [6]. Another advantage of EPI is that it
does not eliminate the cationic amine function of
the polymer, which is the major adsorption site to
attract the anionic dyes during adsorption [69]. The
crosslinking of chitosan with GLU (formation of
imine functions) or with EDGE decreases the
availability of amine functions for the complexation
of dyes and with a high crosslinking ratio the uptake
capacity drastically decreases. They also indicated
that the crosslinking ratio slightly affected the
equilibrium adsorption capacity for the three cross
linkers under the range they studied [68]. The
amount of dye adsorbed was found to be higher in
acidic than in basic solution. This was explained by
considering the rate of diffusion from the swollen
beads in acidic and basic media. In basic medium, a
limited swelling of the beads inhibited the diffusion
of dyes at a faster rate as it occurred in acidic
medium. Among the conditions of the crosslinking
reaction that have a great impact on dye adsorption
are the chemical nature of the crosslinker, as
ARTICLE IN PRESS
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447420
mentioned above, but also the extent of the
reaction. In general, the adsorption capacity de-
pends on the extent of crosslinking and decreases
with an increase in crosslinking density. When
chitosan beads were crosslinked with GLU under
heterogeneous conditions, it was found that the
saturation adsorption capacity of RR 2 on cross-
linked chitosan decreased exponentially from 200 to
50 mg/g as the extent of crosslinking increased from
0 to 1.6 mol GLU/mol of amine. This is because of
the restricted diffusion of molecules through the
polymer network and reduced polymer chain
flexibility. Also the loss of amino-binding sites by
reaction with aldehyde is another major factor in
this decrease. However, Chiou and co-workers
indicated that the crosslinking step was necessary
to improve mechanical resistance, to enhance the
resistance of material against acid, alkali and
chemicals, and also to increase the adsorption
abilities of chitosan. The removal performance of
crosslinked chitosan and CAC for anionic dyes were
compared: the adsorption values were 3–15 times
higher at the same pH. Chiou and co-workers
[66–70] concluded that chitosan chelation was the
procedure of choice for dye removal from aqueous
solution. However, Kim and Cho [71], studying the
adsorption of RB 5 on crosslinked chitosan beads,
arrived at contrasting conclusions. They demon-
strated that the adsorption capacity of non-cross-
linked beads was greater than that of crosslinked
beads in the same experimental conditions.
The materials, mainly crosslinked using GLU,
have been also proposed as effective dye removers
by several other workers [62,77,84,85,88,94,105]. All
these studies showed that the reaction of chitosan
with GLU leads to the formation of imine groups,
in turn leading to a decrease in the number of amine
groups, resulting in a lowered adsorption capacity,
especially for dyes sorbed through ion-exchange
mechanisms. However, this limiting effect of a
chemical reaction with GLU significantly depends
on both the procedure used and the extent of
crosslinking, as reported by Hebeish et al. [84,85]. In
heterogeneous conditions, chitosan (solid state) was
simply mixed with GLU solution, while in homo-
geneous conditions chitosan was mixed with GLU
solution after being dissolved in acetic acid solution.
An optimum aldehyde/amine ratio was found for
dye adsorption, which depended on the crosslinking
operation mode (water-soluble or solid-state solu-
tion). The initial increase in dye adsorption was
attributed to the low levels of crosslinking in the
precipitates preventing the formation of closely
packed chain arrangements without any great
reduction in the swelling capacity. This increase in
adsorption was interpreted in terms of the increases
in hydrophilicity and accessibility of complexing
groups as a result of partial destruction of the
crystalline structure of the polymer by crosslinking
under homogeneous conditions. At higher levels of
crosslinking, the precipitates had lower swelling
capacities, and hence lower accessibility because of
the more extensive three-dimensional network and
also because of its more hydrophobic character with
increased GLU content. Juang et al. [88], studying
the adsorption of RR 222 on crosslinked chitosan
beads, also observed that the adsorption capacity
depends on the extent of crosslinking and decreases
as crosslinking density increases. This result was
mainly interpreted by the fact that the crosslinking
reaction with GLU decreases the availability of
amine functions for the complexation of dyes. The
results showed that the chitosan-GLU beads pre-
sented a higher adsorption capacity than glyoxal
beads. Gaffar et al. [77] and Shimizu et al. [105]
reported that the extent of crosslinking showed a
significant influence on adsorption properties. These
authors noted that the increase in the extent of
crosslinking is accompanied by a decrease in dye
uptake, confirming the results of Hebeish et al.
[84,85]. The adsorption capacity increased greatly at
low degrees of substitution but decreased with
increasing substitution. This phenomenon is inter-
preted in terms of increased hydrophilicity caused
by the destruction of the crystalline structure at low
crosslinking densities, while this can be associated
with an accompanying decrease in active sites,
accessibility, and swellability of the adsorbent by
increasing the level of crosslinking. On the contrary,
Chiou and Li [94], studying the adsorption of RR
189 on EPI-crosslinked chitosan beads, reported
that the crosslinking ratio did not affect the
adsorption capacity.
Another study showed that the physical and
mechanical properties of chitosan could be further
improved by crosslinking. Chitosan forms gels
below pH 5.5 and acid effluents could severely limit
its use as an adsorbent in removing dyes from acid
effluent. To solve this problem, Cestari et al. [62]
proposed the use of homogeneously crosslinked
beads. They reported that the beads were not only
insoluble in acid solution but also presented higher
specific surface areas (0.1 and 0.24 m2
/g before and
after the crosslinking reaction, respectively) and
ARTICLE IN PRESS
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 421
stronger mechanical resistance than the raw chit-
osan powder. The chemical, physical and mechan-
ical behavior of the beads and also adsorption
properties were enhanced by crosslinking with
functional groups. The materials had a strong
adsorption capacity for RY, RB and RR below
pH 5.5. The authors also noted that crosslinking can
change the crystalline nature of chitosan, as
suggested by the XRD diffractograms. After the
crosslinking reaction, there was a small increase in
the crytallinity of the chitosan beads and also
increased accessability to the small pores of the
material.
4.2.4. Chitosan-based composite beads
Practical industrial applications of raw chitosan
in fixed-bed systems or packed in adsorption
columns are also limited. The characteristics of the
polymers can introduce hydrodynamic limitations
and column fouling, which limits their use for large-
scale columns. For example, the flaked or powdered
form swells (the crosslinked beads have lower
swelling percentage [120]) and crumbles easily, and
does not function ideally in packed-column config-
urations common to pump-and-treat adsorption
processes. Various chitosan-based composites have
been designed to overcome these problems. Chang
and Juang [87] proposed the addition of activated
clay to chitosan to prepare composite beads in order
to improve its mechanical properties. Cestari et al.
[61] also proposed the use of silica/chitosan hybrid
for the removal of anionic dyes from aqueous
solutions: these materials are of interest because
they combine the structure, strength and chemical
properties of the silica with the specific character-
istics of chitosan. Chang and Chen [64] proposed
the use of chitosan-conjugated Fe3O4 nanoparticles
for the removal acid dyes from aqueous solutions.
The adsorption capacities were 1883 and 1471 mg of
dye/g of chitosan for AO 12 and AG 25. Paneva
et al. [96] also proposed a novel effective route for
incorporating magnetic material into chitosan beads
by capillary extrusion. They concluded that the
material might be used for wastewater treatment in
the textile industry.
4.3. Influence of process variables
The amount of dye that can be removed from a
solution by chitosan also depends on process
variables used in batch systems such as chitosan
dosage, initial dye concentration, contact time,
agitation rate and dryness.
4.3.1. Effect of chitosan dosage
Of all the above factors, chitosan dosage is
particularly important because it determines the
extent of decolorization and may also be used to
predict the cost of chitosan per unit of solution to be
treated. As expected, the adsorption density in-
creases significantly as adsorbent dosage decreases.
This is due to the higher amount of the dye per unit
weight of adsorbent. Wen et al. [116] showed that
the increasing chitosan dose had a dramatic positive
impact on color removal and there was an
approximately linear relationship between chitosan
dose and color removal of the dye. Crini et al.
[72,73] also observed that the increase in adsorption
with adsorbent dosage can be attributed to in-
creased adsorbent surface and availability of more
adsorption sites. However, if the adsorption capa-
city was expressed in mg adsorbed per gram of
material, the capacity decreased with the increasing
amount of sorbent. This may be attributed to
overlapping or aggregation of adsorption sites
resulting in a decrease in total adsorbent surface
area available to the dye and an increase in diffusion
path length. It was also indicated that the time
required to reach equilibrium decreased at higher
doses of adsorbent.
4.3.2. Effect of initial dye concentration
Park et al. [56] and Knorr [121] previously found
significant correlations between dye concentration
and the dye-binding capacity of chitin or chitosan.
The amount of the dye adsorbed onto chitosan
increased with an increase in the initial concentra-
tion of dye solution if the amount of adsorbent was
kept unchanged. This is due to the increase in the
driving force of the concentration gradient with the
higher initial dye concentration. In most cases, at
low initial concentration the adsorption of dyes by
chitosan is very intense and reaches equilibrium
very quickly. This indicates the possibility of the
formation of monolayer coverage of the molecules
at the outer interface of the chitosan. At a fixed
adsorbent dose, the amount adsorbed increased
with increasing concentration of solution, but the
percentage of adsorption decreased. In other words,
the residual concentration of dye molecules will be
higher for higher initial dye concentrations. In the
case of lower concentrations, the ratio of initial
number of dye moles to the available adsorption
ARTICLE IN PRESS
G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447422
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
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Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r
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Application of-chitosan-a-natural-aminopolysaccharide-for-dye-removal-from-aqueous-solutions-by-adsorption-processes-using-batch-studies-a-review-of-r

  • 1. Prog. Polym. Sci. 33 (2008) 399–447 Application of chitosan, a natural aminopolysaccharide, for dye removal from aqueous solutions by adsorption processes using batch studies: A review of recent literature Gre´ gorio CriniÃ, Pierre-Marie Badot Department of Chrono-Environment, University of Franche-Comte´, UMR UFC/CNRS 6565, Place Leclerc, 25000 Besanc-on, France Received 21 December 2006; received in revised form 9 November 2007; accepted 9 November 2007 Available online 17 November 2007 Abstract Application of chitinous products in wastewater treatment has received considerable attention in recent years in the literature. In particular, the development of chitosan-based materials as useful adsorbent polymeric matrices is an expanding field in the area of adsorption science. This review highlights some of the notable examples in the use of chitosan and its grafted and crosslinked derivatives for dye removal from aqueous solutions. It summarizes the key advances and results that have been obtained in their decolorizing application as biosorbents. The review provides a summary of recent information obtained using batch studies and deals with the various adsorption mechanisms involved. The effects of parameters such as the chitosan characteristics, the process variables, the chemistry of the dye and the solution conditions used in batch studies on the biosorption capacity and kinetics are presented and discussed. The review also summarizes and attempts to compare the equilibrium and kinetic models, and the thermodynamic studies reported for biosorption onto chitosan. r 2007 Elsevier Ltd. All rights reserved. Keywords: Chitosan; Biosorption; Dyes; Batch process; Modeling and thermochemistry of biosorption ARTICLE IN PRESS www.elsevier.com/locate/ppolysci 0079-6700/$ - see front matter r 2007 Elsevier Ltd. All rights reserved. doi:10.1016/j.progpolymsci.2007.11.001 Abbreviation: AB, acid blue; AB 1, acid black 1; AB 15, acid blue 15; AB 25, acid blue 25; AB 40, acid blue 40; AB 62, acid blue 62; AB 113, acid blue 113; AG 25, acid green 25; AG 27, acid green 27; AO 7, acid orange 7; AO 10, acid orange 10; AO 12, acid orange 12; AO 51, acid orange 51; AR, acid red; AR 1, acid red 1; AR 14, acid red 14; AR 18, acid red 18; AR 73, acid red 73; AR 27, acid red 27; AR 87, acid red 87; AR 88, acid red 88; AR 138, acid red 138; AV 5, acid violet 5; AY 25, acid yellow 25; BB, basic blue; BB 1, basic brown 1; BB 3, basic blue 3; BB 9, basic blue 9; BR, brilliant red M5BR2; BY 45, basic yellow 45; CV, crystal violet; DB, direct blue; DB 14, direct blue 14; DB 71, direct blue 71; DO, direct orange; DR, direct red; DR 2, direct red 2; DR 81, direct red 81; DS, direct scarlet B; DY 4, direct yellow 4; IC, indigo carmine; IR, iragalon rubine RL; MB, maxilon blue 4GL; MB 29, mordant blue 29; MB 33, mordant brown 33; MO, methyl orange; MO 10, mordant orange 10; MY, metanil yellow; MY 30, mordant yellow 30; O II, orange II; Rb 5, reactive blue 5; RB, reactive blue RN; RB 5, reactive black 5; RB 2, reactive blue 2; RB 15, reactive blue 15; RB 19, reactive blue 19; RB 222, reactive blue 222; RO, reactive orange; RO 16, reactive orange 16; R 6G, rhodamine 6G; RR, reactive red; RR B, reactive red RB; RR 2, reactive red 2; RR 141, reactive red 141; RR 189, reactive red 189; RR 195, reactive red 195; RR 222, reactive red 222; RTB, reactive T-blue; RY, reactive yellow GR; RY 2, reactive yellow 2; RY 86, reactive yellow 86; RY 145, reactive yellow 145. ÃCorresponding author. Tel.: +33 3 81 66 57 01; fax: +33 3 81 66 57 97. E-mail address: gregorio.crini@univ-fcomte.fr (G. Crini).
  • 2. Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 400 2. General considerations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 402 2.1. Batch experiments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 402 2.2. Why to use chitosan as raw material? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 403 2.3. Considerations on dye adsorption. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 405 2.4. Why to use chitosan as a biosorbent for dye removal? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 407 2.5. Raw chitosan and chitosan-based materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 409 3. A brief review of the recent literature on the adsorption of dyes by chitosan . . . . . . . . . . . . . . . . . . . . . . . 412 4. Control of adsorption performances of chitosan. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415 4.1. Influence of the chitosan characteristics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415 4.1.1. Chitosan origin. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415 4.1.2. Physical nature of the chitosan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 415 4.1.3. Chemical structure of chitosan. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 418 4.2. Activation conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419 4.2.1. Chitosan preprotonation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419 4.2.2. Grafting reactions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419 4.2.3. Influence of crosslinking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 420 4.2.4. Chitosan-based composite beads . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 422 4.3. Influence of process variables. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 422 4.3.1. Effect of chitosan dosage. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 422 4.3.2. Effect of initial dye concentration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 422 4.3.3. Effect of contact time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 423 4.3.4. Effect of stirring rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 424 4.3.5. Effect of dryness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 424 4.4. Chemistry of the dye. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 424 4.5. Effect of the solution conditions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 425 4.5.1. Effect of pH. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 425 4.5.2. Effect of pH variation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 427 4.5.3. pH sensitivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 427 4.5.4. Effect of ionic strength . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 427 4.5.5. Effect of competitive molecules and ions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 428 4.6. Stability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 428 4.7. Desorption of dyes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 429 5. Adsorption mechanisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 429 6. Modeling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 432 6.1. Equilibrium isotherm models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 432 6.2. Kinetic modeling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 435 6.3. Thermochemistry of biosorption. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 438 6.3.1. Effect of temperature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 438 6.3.2. Thermodynamic parameters. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 440 7. Economic aspects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 442 8. Concluding remarks. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 442 Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 444 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 444 1. Introduction Many industries, such as textile, paper, plastics and dyestuffs, consume substantial volume of water, and also use chemicals during manufacturing and dyes to color their products. As a result, they generate a considerable amount of polluted waste- water [1–5]. For example, pulp and paper mills generate varieties of pollutants depending upon the type of the pulping process. Their toxic effluents are a major source of aquatic pollution and will cause considerable damage to the receiving waters if discharged untreated [1]. This specific type of pollution is characterized by high biochemical ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447400
  • 3. oxygen demand (BOD), chemical oxygen demand (COD), suspended solids (mainly fibers), bad smell, toxicity (high concentration of nutrients, presence of chlorinated phenolic compounds, sulfur and lignin derivatives, etc.), and especially color [1,2]. Color is the first contaminant to be recognized in wastewater and the presence of very small amounts of dyes in water is highly visible and undesirable [4,5]. During the past three decades, several wastewater treatment methods have been reported and at- tempted for the removal of pollutants from textile, pulp and paper mill effluents. The technologies can be divided into three main categories: (i) conven- tional methods, (ii) established recovery processes and (iii) emerging removal methods (see Table 1). In the literature, there are a great number of feasibility studies concerning the treatment of dyeing effluents by these methods [2–8]. It is known that wastewaters containing dyes are very difficult to treat, since the dyes are recalcitrant molecules (particularly azo dyes), resistant to aerobic digestion, and are stable to oxidizing agents. Another difficulty is treatment of wastewaters containing low concentrations of dye molecules. In this case, common methods for removing dyes are either economically unfavorable and/or technically complicated. Because of the high costs associated with their practical applications to remove trace amounts of impurities, many of the methods for treating dyes in wastewater (Table 1) have not been widely applied on a large scale in the paper and textile industries. In practice, no single process provides adequate treatment and a combination of different processes is often used to achieve the desired water quality in the most economical way. Thus, there is a need to develop new decolorization methods that are effective and acceptable in industrial use. It is now recognized that adsorption using low-cost adsorbents is an effective and economic method for water decontamination. A large variety of non-conventional adsorbents materials have been ARTICLE IN PRESS Nomenclature aL Langmuir isotherm constant (l/mg) C intercept of the intraparticle diffusion equation (mg/g) Ce liquid-phase dye concentration at equili- brium (mg/l) Co initial dye concentration in liquid phase (mg/l) DG Gibbs free energy change (kJ/mol) DH enthalpy change (kJ/mol) DS entropy change (J/mol K) Ea activation energy (kJ/mol) KF Freundlich isotherm constant (l/g) KL Langmuir isotherm constant (l/g) k0 frequency factor (minÀ1 ) k1 equilibrium rate constant of pseudo-first- order adsorption (minÀ1 ) k2 equilibrium rate constant of pseudo- second-order adsorption (g/mg min) ki intraparticle diffusion rate constant (mg/g minÀ1/2 ) qe amount of dye adsorbed at equilibrium (mg/g) qt amount of dye adsorbed at time t (mg/g) qmax maximum adsorption capacity of the adsorbent (mg/g) m mass of adsorbent used (g) nF Freundlich isotherm exponent R universal gas constant (8.314 J/mol K) T absolute temperature (1K) t time (min) te equilibrium time (min) V volume of dye solution (l) x amount of dye adsorbed (mg) Table 1 Principal existing and emerging processes for dyes removal Conventional treatment processes Coagulation/floculation Precipitation/floculation Electrocoagulation/ electroflotation Biodegradation Adsorption on activated carbon Established removal methods Oxidation Electrochemical treatment Membrane separation Ion-exchange Incineration Emerging recovery technologies Advanced oxidation Selective bioadsorption Biomass G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 401
  • 4. proposed and studied for their ability to remove dyes [6]. However, low-cost adsorbents with high adsorption capacities are still under development to reduce the adsorbent dose and minimize disposal problems. Much attention has recently been focused on various biosorbent materials such as fungal or bacterial biomass and biopolymers that can be obtained in large quantities and that are harmless to nature. Special attention has been given to poly- saccharides such as chitosan, a natural aminopoly- mer. It is clear from the literature that the biosorption of dyes using chitosan is one of the more frequently reported emerging methods for the removal of pollutants. Chitosan has been investigated by several re- searchers as a biosorbent for the capture of dissolved dyes from aqueous solutions. This natural polymer possesses several intrinsic characteristics that make it an effective biosorbent for the removal of color. Its use as a biosorbent is justified by two important advantages: firstly, its low cost compared to commercial activated carbon (chitosan is derived by deacetylation of the naturally occurring biopo- lymer chitin which is the second most abundant polysaccharide in the world after cellulose); sec- ondly, its outstanding chelation behavior (one of the major applications of this aminopolymer is based on its ability to tightly bind pollutants, in particular heavy metal ions). In this paper, we review the use of chitosan for dye removal from aqueous solutions. Since the review only presents data obtained using raw, grafted and crosslinked chitosans, the discussion will be limited to these chitosan-based materials and their adsorption properties. The main objectives are to summarize some of the developments related to the decolorizing applications of these polymeric materials and to provide useful information about their most important features. We give an overview of several recent batch studies reported in the literature, with the various mechanisms involved. To do so, an extensive list of recent literature has been compiled. The effects of various parameters such as chitosan’s characteristics, the activation conditions, the process variables, the chemistry of the dye and the experimental conditions used in batch systems, on biosorption are presented and discussed. The review also summarizes the equili- brium and kinetic models, and the thermodynamic studies reported for biosorption onto chitosan, which are important to determine the biosorption capacity and to design treatment processes. 2. General considerations 2.1. Batch experiments The change in the concentration of a pollutant (adsorbate) in the surface layer of the material (adsorbent) in comparison with the bulk phase with respect to unit surface area is termed adsorption. The term ‘‘biosorption’’ is given to adsorption processes, which use biomaterials as adsorbents (or biosorbents). The assessment of a solid-liquid adsorption system is usually based on two types of investigations: batch adsorption tests and dynamic continuous-flow adsorption studies. The present review only presents data obtained using batch studies. When studying adsorption from solutions on materials it is convenient to differentiate between ‘‘adsorption from dilute solution’’ and ‘‘adsorption from binary and multicomponent mixtures covering the entire mole fraction scale’’. To judge by the number of papers published annually on adsorption from dilute solution, this subject is more important than adsorption from binary mixtures. Therefore, reference will be made hereafter to adsorption from dilute aqueous solutions. Batch studies use the fact that the adsorption phenomenon at the solid/liquid interface leads to a change in the concentration of the solution. Adsorption isotherms are constructed by measuring the concentration of adsorbate in the medium before and after adsorption, at a fixed temperature. For this, in general, adsorption data including equilibrium and kinetic studies are performed using standard procedures consisting of mixing a fixed volume of dye solution with an known amount of chitosan in controlled conditions of contact time, agitation rate, temperature and pH. At predeter- mined times, the residual concentration of the dye is determined by spectrophotometry at the maximum absorption wavelength. Dye concentrations in solu- tion can be estimated quantitatively using linear regression equations obtained by plotting a calibra- tion curve for each dye over a range of concentra- tions. The adsorption capacity (adsorption uptake rate) is then calculated and is usually expressed in milligrams of dye adsorbed per gram of the (dry) adsorbent. For example, the amount of dye adsorbed at equilibrium, qe, is calculated from the mass balance equation given by Eq. (1). The symbols used in the equation are defined in the Nomenclature section. In general, the experi- ments are conducted in triplicate under identical ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447402
  • 5. conditions and found reproducible: qe ¼ VðCo À CeÞ m . (1) The equilibrium relationship between adsorbent and adsorbate, i.e. the distribution of dye molecules between the solid adsorbent phase and the liquid phase at equilibrium, which are the basic require- ments for the design of adsorption systems, are described by adsorption isotherms using any of the mathematical models available. The equilibrium adsorption isotherm, usually the ratio between the quantity adsorbed and that remaining in solution at a fixed temperature at equilibrium, is fundamentally important since the equilibrium studies give the capacity of the adsorbent and describe the adsorp- tion isotherm by constants whose values express the surface properties and affinity of the adsorbent (i.e. to study the interaction between the adsorbate and the surface and to know about the structure of the adsorbed layer). In the literature, batch methods are widely used to describe the adsorption capacity and the adsorp- tion kinetics. These processes are cheap and simple to operate and, consequently, often favoured for small- and medium-size process applications using simple and readily available mixing tank equipment. Simplicity, well-established experimental methods, and easily interpretable results are some of the important reasons frequently evoked for the ex- tensive usage of these methods. Another interesting advantage is the fact that, in batch systems, the parameters of the solution such as adsorbent concentration, pH, ionic strength, temperature, etc. can be controlled and/or adjusted. 2.2. Why to use chitosan as raw material? The majority of commercial polymers and ion- exchange resins are derived from petroleum-based raw materials using processing chemistry that is not always safe or environmental friendly. Today, there is growing interest in developing natural low-cost alternatives to synthetic polymers [6]. Chitin, found in the exoskeleton of crustaceans, the cuticles of insects, and the cells walls of fungi, is the most abundant aminopolysaccharide in nature [9–11]. This low-cost material is a linear homo- polymer composed of b(1-4)-linked N-acetyl gluco- samine (Fig. 1). It is structurally similar to cellulose, but it is an aminopolymer and has acetamide groups at the C-2 positions in place of the hydroxyl groups. The presence of these groups is highly advantageous, ARTICLE IN PRESS O NHCOCH3 OH CH2OH O O NH2 OH CH2OH O n n Chitin Chitosan DA 1-DA O NHCOCH3 OH CH2OH O O CH2OH NH2 OH Commercial Chitosan N-acetyl glucosamine unit glucosamine unit O Fig. 1. Chemical structure of chitin [poly(N-acetyl-b-D-glucosamine)], chitosan [poly(D-glucosamine)] and commercial chitosan (a copolymer characterized by its average degree of acetylation (DA)). G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 403
  • 6. providing distinctive adsorption functions and conducting modification reactions. The raw poly- mer is only commercially extracted from marine crustaceans primarily because a large amount of waste is available as a by-product of food proces- sing [9]. Chitin is extracted from crustaceans (shrimps, crabs, squids) by acid treatment to dissolve the calcium carbonate followed by alkaline extraction to dissolve the proteins and by a decolorization step to obtain a colorless product [10,11] (Fig. 2). Since the biodegradation of chitin is very slow in crustacean shell waste, accumulation of large quantities of discards from processing of crusta- ceans has become a major concern in the seafood processing industry. So, there is a need to recycle these by-products. Their use for the treatment of wastewater from another industries could be helpful not only to the environment in solving the solid waste disposal problem, but also to the economy. However, chitin is an extremely insoluble material. Its insolubility is a major problem that confronts the development of processes and uses of chitin [11], and so far, very few large-scale industrial uses have been found. More important than chitin is its derivative, chitosan (Fig. 1). Partial deacetylation of chitin results in the production of chitosan (Fig. 2), which is a polysaccharide composed by polymers of glucosa- mine and N-acetyl glucosamine. The ‘‘chitosan label’’ generally corresponds to polymers with less than 25% acetyl content. The fully deacetylated product is rarely obtained due to the risks of side reactions and chain depolymerization. Copolymers with various extents of deacetylation and grades are now commercially available. Chitosan and chitin are of commercial interest due to their high percentage of nitrogen compared to synthetically substituted cellulose. Chitosan is soluble in acid solutions and is chemically more versatile than chitin or cellulose. The main reasons for this are undoubtedly its appealing intrinsic properties, as documented in a recent review [11], such as biodegradability, biocompatibility, film-forming ability, bioadhesivity, polyfunctionality, hydrophi- licity and adsorption properties (Table 2). Most of the properties of chitosan can be related to its cationic nature [9–12], which is unique among abundant polysaccharides and natural polymers. These numerous properties lead to the recognition of this polyamine as a promising raw material for adsorption purposes. ARTICLE IN PRESS Shellfish wastes demineralization deproteinization decoloration hydrolysis glucosamines oligosaccharides Chitin deacetylation carb oxymethylchitin carb oxymethylation chitosan derivatives derivatization Chitosan salts acetylation oligosaccharides glucosamines N-acetyl-D-glucosamines Fig. 2. Simplified representation of preparation of chitin, chitosan and their derivatives. G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447404
  • 7. The interest in chitin and chitosan is reflected by an increasing number of articles published (Fig. 3), and of meetings in Europe, Asia and America on this topic. Table 3 summarizes the main applica- tions of chitin and chitosan. Currently, these polymers and their numerous derivatives are widely used in pharmacy [21,36,37], medicine [11,21,23–29], biotechnology [10,21,30], chemistry [21,31–34], cos- metics and toiletries [11,21], food technology [35], and the textile [21], agricultural [12,20,21], pulp and paper industries [21] and other fields [21,38,39] such as enology, dentistry and photography. The poten- tial industrial use of chitosan is widely recognized. These versatile materials are also widely applied in clarification and water purification, and water and wastewater treatment as coagulating [13–15], floc- culating [16,17] and chelating agents [19–22]. How- ever, despite a large number of studies on the use of chitosan for pollutant recovery in the literature, this research field has failed to find practical applica- tions on the industrial scale: this aspect will be discussed later. 2.3. Considerations on dye adsorption Synthetic dyes are an important class of recalci- trant organic compounds and are often found in the environment as a result of their wide industrial use. These industrial pollutants are common contami- nants in wastewater and are difficult to decolorize due to their complex aromatic structure and synthetic origin. They are produced on a large scale. Although the exact number (and also the amount) of the dyes produced in the world is not known, there are estimated to be more than 100,000 commercially available dyes. Many of them are known to be toxic or carcinogenic. Generally, dyes can be classified with regard to their chemical structure (e.g. azo, anthraquinone, indigo, triphenylmethane), with regard to the method and domain of usage (e.g. direct, reactive, chromic, metal-complexes, disperse, mordant, sul- fur, vat, pigments), and/or with regard to their chromogen (e.g. n-p*, donor–acceptor, cyanine, polyenes). Mishra and Tripathy [40] proposed a simplified classification as follows: anionic (direct, acid and reactive dyes), cationic (basic) dyes and non-ionic (disperse) dyes. As mentioned, there are many structural varieties such as acidic, disperse, basic, azo, diazo, anthraquinone-based and metal complex dyes. Azo and anthraquinone colorants are the two major classes of synthetic dyes and pigments. Together they represent about 90% of all organic colorants. Fig. 4 gives some examples of dyes currently used in the textile industry. Reactive Black 5, a diazo dye, has two sulfonate groups and two sulfatoethylsul- fon groups in its molecular structure that have negative charges in aqueous solution. Basic Blue 3, a monoxazine dye, possesses an overall positive charge because it tends to ionize in solution. The anthraquinonic dyes Reactive Blue 19 and Disperse ARTICLE IN PRESS Table 2 Intrinsic properties of chitosan Physical and chemical properties Linear aminopolysaccharide with high nitrogen content Rigid D-glucosamine structure; high crystallinity; hydrophilicity Capacity to form hydrogen bonds intermolecularly; high viscosity Weak base; the deprotonated amino group acts a powerful nucleophile (pKa 6.3) Insoluble in water and organic solvents; soluble in dilute aqueous acidic solutions Numerous reactive groups for chemical activation and crosslinking Forms salts with organic and inorganic acids Chelating and complexing properties Ionic conductivity Polyelectrolytes (at acidic pH) Cationic biopolymer with high charge density (one positive charge per glucosamine residue) Flocculating agent; interacts with negatively charged molecules Entrapment and adsorption properties; filtration and separation Film-forming ability; adhesivity Materials for isolation of biomolecules Biological properties Biocompatibility J Non-toxic J Biodegradable J Adsorbable Bioactivity J Antimicrobial activity (fungi, bacteria, viruses) J Antiacid, antiulcer, and antitumoral properties J Blood anticoagulants J Hypolipidemic activity Bioadhesivity G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 405
  • 8. Blue 14 have an anionic and non-ionic character, respectively. Basic Green 4 is an N-methylated diaminotriphenyl methane dye, which has a cationic character. It is important to note that dye molecules have many different and complicated structures, and their adsorption behavior is directly related to the chemical structure, the dimensions of the dye organic chains, and the number and positioning of the functional groups of the dyes. This is one of the most important factors influencing adsorption. However, to the we´ ay adsorption is affected by the chemical structure of the dyes was not clearly identified: this aspect will be discussed in the following sections. Generally, a suitable adsorbent for adsorption process of dye molecules should meet several conditions: low cost, readily available, large capacity and rate of adsorption, high selectivity for different concentrations, and efficient for removal of a wide variety of target dyes. Recently, numerous low-cost adsorbents have been proposed for dye removal. Among them, non-conventional activated carbons from solid wastes, industrial by-products, agricultural solid wastes, clays, zeolites, peat, polysaccharides and fungal or bacterial biomass deserve particular attention as recently summarized in a review by Crini [6]. Each has advantages and drawbacks. However, at the present time, there is no single adsorbent capable of satisfying the above require- ments. Thus, there is a need for new systems to be developed. In addition, the adsorption process provides an attractive alternative treatment, espe- cially if the adsorbent is selective and effective for removal of anionic, cationic and non-ionic dyes. ARTICLE IN PRESS 4% 7% 3% 28% 1% 4% 53% coagulation precipitation adsorption membranes flocculation flotation filtration 0 50 100 150 200 250 300 1998 1999 2000 2001 2002 2003 2004 2005 Numberofarticles Fig. 3. A Scopus database literature survey of the wastewater applications of chitosan and chitin: (a) research articles published from 1998 to 2005 (the survey did not include patents) and (b) main domains of chitosan and chitin in the removal of pollutants from solutions. G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447406
  • 9. Now, the amounts of dyes adsorbed on the above adsorbents are not very high, some have capacities between 100 and 600 mg/g and some even lower than 50 mg/g [6]. To improve the efficiency and selectivity of the adsorption processes, it is essential to develop more effective and cheaper adsorbents with higher adsorption capacities. 2.4. Why to use chitosan as a biosorbent for dye removal? As already mentioned, a growing number of papers have been published since the 1980s con- cerning chitosan for wastewater treatment. In particular, chitosan has received considerable inter- est in heavy metal chelation due to its relatively low cost compared with commercial activated carbon, its excellent metal-binding capacities and interesting selectivity, as well as its possible biodegradability after use. It is frequent to reach adsorption capacities as high as 3 mmol metal per gram chitosan for Cu (i.e. 200 mg/g), 1–2 mmol metal per gram for Pt and Pd, and up to 7–10 mmol metal per gram for Mo and V [18,19]. In accordance with the very abundant data in the literature, liquid- phase adsorption using chitosan is one of the most popular methods for the removal of heavy metals from wastewater since proper design of the adsorp- tion process will produce a high-quality treated solution. Readers interested in a detailed discussion of the interaction of metal ions with chitosan should refer to the excellent comprehensive review by Guibal [18]. Besides being natural and plentiful, chitosan possesses interesting characteristics that also make it an effective biosorbent for the removal of color with outstanding adsorption capacities. Compared with conventional commercial adsorbents such as commercial activated carbons (CAC) for removing dyes from solution, adsorption using chitosan-based materials as biosorbents offers several advantages (Table 4). In particular, three factors have specifi- cally contributed to the growing recognition of chitosan as a suitable biomaterial for dye removal: First is the fact that the chitosan-based polymers are low-cost materials obtained from natural resources and their use as biosorbents is extre- mely cost-effective. In many countries, fishery wastes were used as excellent sources to produce chitosan. Since such waste is abundantly avail- able, chitosan may be produced at relatively low ARTICLE IN PRESS Table 3 Applications of chitin and chitosan Fields Applications Agriculture Protection of plants Increase of crop yields (reduces the growth of phytopathogenic fungi) Seed and fertilizer coating; soil treatment Biomedical engineering Biological activities (antifungal, antimicrobial, antiinfectious); antitumor agent Hemostatic effects; enhances blood coagulation Promotes tissue growth; stimulates cell proliferation; artificial skin Sutures/bandages Ophthalmology, contact lenses Biotechnology Enzyme and cell immobilization Cell-stimulating materials Matrix for affinity chromatography or membranes Chemical industry Water purification (metal chelation); water engineering (flocculation, filtration, adsorption); sludge treatment Reverse osmosis, filtration membranes; gas separation Production of biodegradable packaging films Catalysis Cosmetics and toiletries Hair spray, lotion; hand and body creams; shampoo, moisturizer Food industry Diet foods and dietary fiber; hypocholesterolemic activity (binds cholesterol, fatty acids and monoglycerides) Preservation of foods from microbial deterioration Bioconversion for the production of value- added food products Recovery of waste material from food- processing discards Clarification and deacidification of fruit juices and beverages Emulsifying agent; colour stabilization Animal feed additive Pharmaceutics Controlled drug delivery carriers Microcapsules (forming gels and capsules with anionic polymers) Dermatological products (treats acne) Others Textiles (anti-bacterial properties) Pulp and paper (wet strength) Enology (clarification, deacidification) Dentistry (dental implants) Photography (paper) G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 407
  • 10. cost. The volume of biosorbent used is also reduced as compared to conventional adsorbents since they are more efficient. Second is the high adsorption capacities re- ported. The biosorbents posses an outstanding capacity and high rate of adsorption, and also high selectivity in detoxifying both very diluted or concentrated solutions. They also have an extremely high affinity for many varieties of dyes. The third factor is the development of new complexing materials because chitosan is versa- tile: it can be manufactured into films, mem- branes, fibers, sponges, gels, beads and nanoparticles, or supported on inert materials. The utilization of these materials presents many advantages in terms of applicability to a wide variety of process configurations. Of course, there are, also disadvantages of using chitosan in wastewater treatment (Table 4). This research field fails to find practical application at the industrial scale. There are several reasons for explaining this difficulty in transferring the process to industrial applications [10,11,18,20]. The adsorp- tion properties depend on the different sources of chitin (the quality of commercial chitin available is not uniform) and performance is also dependent on the type of material used. Another important criterion to be taken into account concerns the variability and heterogeneity of the polymer (the difficulty of controlling the distribution of the acetyl groups along the backbone makes it difficult to get reproducible initial polymers). There is a need for a better standardization of the production process to be able to prepare reproducible initial polymers having the same characteristics. Changes in the specifications of the polymer may significantly change adsorption performance. Another problem with chitosan derivatives is their poor physicochem- ical characteristics, in particular low surface area and porosity. In addition, although chitosan is much easier to process than chitin or other low-cost adsorbents, the stability of chitosan materials is generally lower, owing to their more hydrophilic character and, especially, pH sensitivity. Being a biopolymer, chitosan is biodegradable and this may ARTICLE IN PRESS HO H2N N N SO3Na SO3Na N N Reactive Black 5 NaO3SOCH2CH2O2S NaO3SOCH2CH2O2S O N (C2H5)2N N(C2H5)2 Cl- + Basic Blue 3 O O NH2 SO3Na HN SO2CH2CH2OSO3NaReactive Blue 19 N N(CH3)2 + O O HO -O Basic Green 4 O O NHCH3 NHCH3 Disperse Blue 14 Fig. 4. Examples of commonly used dyestuffs in the textile industry. G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447408
  • 11. be a serious drawback for long-term applications. These problems can rebut industrial users. Readers interested in a detailed discussion of these problems should refer to the work of Guibal [18]. However, the opportunity now exists to consider chitosan for emerging applications where other technologies would be unsuitable. Different reviews of chitosan-based biomaterials have been reported concerning adsorption and separation, including metal complexation [18,19], complexing adsorbent matrices [21,22,41,42], and membranes [33]. Obviously, chitosan has also been investigated as a biosorbent for the capture of dissolved dyes from aqueous solutions in numerous articles. The effectiveness of chitin and chitosan to adsorb dye molecules has been reported by numer- ous workers [43–57]. For example, as long ago as 1958, Giles et al. [43] investigated the binding behavior of dyes to chitin. In 1982–1985, extensive studies on the adsorption of dyes on chitin by McKay et al. [44–48] also revealed that chitin can adsorb substantial quantities of dyestuffs from aqueous solutions. The interaction of chitosan with dyes was studied by several workers [49–57]. These earlier papers clearly demonstrated that raw materi- als have an intrinsically high affinity and selectivity for a wide range of dyes, although several contra- dictory observations have been reported. However, a few review articles on the potential of chitosan for dye removal have been published. The application of the adsorption of pollutants including dyes onto chitosan has been reviewed by Ravi Kumar [21] and No and Meyers [22]. Various chitosan-based com- posites and membranes have been also developed and proposed for adsorption and separation pur- poses [33,42]. To avoid repetition, in the following chapters, only raw, grafted and crosslinked chit- osans will be discussed. This review focuses on the recent developments related to decolorizing applica- tions of the chitosan-based materials and reports the main advances published over the last 10 years. This is an ambitious project since the very large number of groups working around the world forces us to make a selection from the most significant results. Table 5 lists some of the researchers whose results are discussed in this review and the dyes they investigated [58–116]. 2.5. Raw chitosan and chitosan-based materials Practical use of chitosan has been mainly confined to the unmodified forms. For a break- through in its utilization, chemical derivatization onto polymer chains has been proposed to produce new materials. Derivatization is a key point which will introduce the desired properties to enlarge the field of its potential applications. Chitosan has three types of reactive functional groups, an amino group as well as both primary and secondary hydroxyl groups at the C-2, C-3 and C-6 positions, respec- tively (Fig. 1). Its advantage over other polysac- charides is that its chemical structure allows specific modifications without too many difficulties, espe- cially, at the C-2 position [11]. These functional groups allow direct substitution reactions and chemical modifications, yielding numerous useful materials for different domains of application. The most commonly used chemical activations are carboxymethylation, acetylation and grafting. The variety of groups which can be attached to the polymer is almost unlimited. To control both the physical, mechanical and chemical properties, various techniques can be used, and often, the methods are adapted from the cellulose world [11]. The chitosan derivatives can be classified into four main classes of materials: modified polymers, cross- linked chitosans, chitosan-based composites and membranes (Table 6). ARTICLE IN PRESS Table 4 Advantages and disadvantages of chitosan and chitosan-based materials used as biosorbent for the removal of dyes from aqueous solutions Advantages Disadvantages Low-cost hydrophilic biopolymer Very abundant material and widely available in many countries Renewable resource Cationic polysaccharide (in acidic medium) Environmentally friendly, publicly acceptable material Extremely cost effective Outstanding dye-binding capacities of a wide range of dyes Fast kinetics High selectivity in decolorizing both very dilute or concentrated solutions Versatile biosorbent Variability in the polymer characteristics The performance depends of the origin and treatment of the polymer, and also its degree of N-acetylation Nonporous sorbent Requires chemical derivatization to improve its performance Not effective for cationic dyes (except after modification) pH sensitivity Its use in sorption columns is limited (hydrodynamic limitations and column fouling) Non-destructive process G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 409
  • 12. An important class of chitosan derivatives are the crosslinked materials, from gel types to bead types or particles (including microparticles, microspheres and nanoparticles). Gels are often divided into three classes depending on the nature of their network, namely entangled networks, covalently crosslinked networks and networks formed by physical interac- tions. Berger et al. [26] suggested the following modified classification for chitosan gels; i.e. a separation of chemical and physical gels. Physical gels are formed by various reversible links and chemical gels are formed by irreversible covalent links, as in covalently crosslinked chitosan gels. Hydrogels and beads can be formed covalently crosslinking polymer with itself. In this chemical type of crosslinking reaction, the crosslinking agents are molecules with at least two reactive functional groups that allow the formation of bridges bet- ween polymer chains. To date, the most common crosslinkers used with chitosan are dialdehydes such as glyoxal, formaldehyde and in particular glutar- aldehyde (GLU) [26]. GLU reacts with chitosan and it crosslinks in inter and intramolecular fashion through the formation of covalent bonds mainly with the amino groups of the polymer. Its reaction with chitosan is very well documented. The main drawback of GLU is that it is considered to be toxic, even if the presence of free unreacted GLU in gels is improbable since the materials are purified before use. Other crosslinkers of chitosan are epoxides such as epichlorohydrin (EPI) and ethy- lene glycol diglycidyl ether (EGDE), isocyanates (hexamethylenediisocyanate) and other agents (car- boxylic acids, genipin). Covalent crosslinking, and therefore the crosslinking density, is influenced by various parameters, but mainly dominated by the concentration of crosslinker. It is favoured when chitosan molecular weight (MW) and temperature ARTICLE IN PRESS Table 5 Authors of recent research on dye removal by chitosan (selected papers) Corresponding author Country Dye(s) Reference(s) Airoldi C. Brazil BB 9 [58] Annadurai G. Iran BB 9, DS [59,60] Cestari AR. Brazil IC, RB, RN, RR, RY [61–63] Chen DH. Taiwan AG 25, AO 12 [64] Chen L. China AB, BB [65] Chiou MS. Taiwan AO 7, AO 12, AR 14, DR 81 MY, RB 2, RB 15, RR 2, RR 189, RR 222, RY 2, RY 86 [66–70] Cho SY. Korea RB 5 [71] Crini G. France BB 3, BB 9 [72,73] de Favere VT. Brazil RO 16 [74] Dutta PK. India DB [75] El-Tahlawy KF. Egypt BR, IR, MB [76,77] Fahmy HM. Egypt DR [78] Guibal E. France AB 1, AB 113, AG 25, AV 5, AY 25, DB 14, DB 71, DY 4, MB 29, MB 33, MO 10, RB 5 [79–82] Guha AK. India AR 87 [83] Hebeish R Egypt AR, BY 45, DO, RO [84,85] Juang RS. Taiwan AO 51, BB 9, RB 222, RR 222, RY 145, R 6G [86–93] Li HY. Taiwan RR 189 [94] Martel B. France AB 15, AB 25, AB 62, DR 81, MY 30, RB 5, RB 19 [95] Manolova N. Bulgaria RR [96] McKay G. Hong Kong AG 25, AO 10, AO 12, AR 18, AR 73 [97–99] Miyata K. Japan AB 40, AR 18, AR 88, DR 2 [100] Prado AGS. Brazil IC [101] Saha TK. Bangladesh azo dye [102] Shimizu Y. Japan AO 7, AR 1, AR 88, AR 138, BB 9, CV [103–105] Shyu SS. Taiwan BB 1, BB 3 [106] Stevens WF. Thailand BB 9, CV, MO, O II [107,108] Thiravetyan P. Thailand RR 141 [109] Szeto YS. Hong Kong AG 27 [110,111] Uzun I. Turkey CV, O II, Rb 5, RB 5, RY 2 [112–115] Wen YZ. China RR 195 [116] G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447410
  • 13. increased. Moreover, since crosslinking requires mainly deacetylated reactive units, a high degree of deacetylation (DD) of chitosan is favorable. The crosslinked polymeric materials have a three- dimensional network structure and can swell con- siderably in aqueous medium without dissolution. Their synthesis and properties have been recently described in detail [41]. Various methods have been developed for the chemical crosslinking of chitosan, which commonly result in gel formation. The crosslinking step is a well-documented reaction and an easy method to prepare chitosan-based materials with relatively inexpensive chemicals. Generally, a crosslinking step is required to improve mechanical resistance and to reinforce the chemical stability of the chitosan in acidic solutions, modifying hydrophobicity and rendering it more stable at drastic pH, which are important features to define a good adsorbent. However, it decreases the number of free and available amino groups on the chitosan backbone, and hence the possible ligand density and the polymer reactivity. It also decreases the accessibility to internal sites of the material and leads to a loss in the flexibility of the polymer chains. So, the chemical step may cause a significant decrease in dye uptake efficiency and adsorption capacities, especially in the case of chemical reac- tions involving amine groups, since the amino groups of the polymers are much more active than the hydroxyl groups and can be much more easily attacked by crosslinkers. Consequently, it is important to know, control and characterize the conditions of the crosslinking reaction since they determine and allow the modulation of the cross- linking density, which is the main parameter influencing interesting properties of gels [26]. These conditions are useful for a better comprehension of the adsorption mechanisms. For example, the loss in flexibility of the polymer resulting from the crosslinking may explain some diffusion restric- tions, and the decrease observed in the intraparticle diffusivity. Table 7 outlines various methods and approaches which have been proposed for the preparation of chitosan particles including microspheres/micropar- ticles, and nanoparticles. Selection of any of the methods depends upon factors such as particle size requirement, thermal and chemical stability. In practice, the methods are often combined and different follow-up treatments are carried out [33]. The emulsion crosslinking method is widely used for the synthesis of microspheres. This method is schematically represented in Fig. 5. With this method, the size of the particles can be controlled by modifying the size of the aqueous droplets. Another interesting method is spray drying. This is a complex operation with the movement of count- less droplets/particles in turbulent drying medium flows under changing temperature and humidity ARTICLE IN PRESS Table 6 The four main classes of chitosan derivatives I. Modified polymers Carboxymethylchitosans Alkylated chitosans Chitosan sulfate derivatives Carbohydrate-branched chitosans Grafted chitosans Ligand-bound chitosan II. Crosslinked chitosan Covalently crosslinked particles Ionically crosslinked particles Nanoparticles Physical gels III. Chitosan-based composites Chitosan-dendrimer hybrids Chitosan-supported on inert materials (silica gel, glass beads, alumina, etc.) IV. Membranes Table 7 Some methods for preparation of chitosan particles Crosslinking with chemicals (Single) emulsion crosslinking Multiple emulsion Precipitation/crosslinking Crosslinking and interactions with charged ions, molecules and polymers Ionotropic gelation Wet-phase inversion Emulsification and ionotropic gelation Emulsification and solvent evaporation Simple or complex coacervation (precipitation, complexation) Miscellaneous methods Thermal crosslinking Solvent evaporation method Neutralization method Spray drying Freeze drying Reverse micellar Coating Interfacial acylation G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 411
  • 14. conditions. Chitosan microspheres obtained by this technique are characterized by a high degree of sphericity and specific surface area, parameters that are important for application as adsorbents. Ionic crosslinking reactions have also been employed by using ionotropic gelation to form hydrogels, beads and nanoparticles. Aside from its complexation with negatively charged ions or molecules, an interesting property of chitosan is its ability to gel on contact with specific polyanions. This gelation process is due to formation of inter and intramolecular crosslinks mediated by these polyanions. Tripolyphosphate (TPP) is commonly used to provoke the ionotropic gelation of chitosan. The particles can be obtained by the addition of a chitosan solution to a solution of TPP or vice versa, under strirring. In either case, the size of the particles is strongly dependent on the concentration of the solutions. Chiou and Li [68] and Szeto’s group [110,111] recently reported the ionotropic gelation of chitosan with TPP. They prepared chitosan particles by adding an alkaline phase containing TPP into an acidic phase containing chitosan. (Nano)particles are formed immediately upon mixing the two phases through molecular linkages created between TPP phosphates and chitosan amino groups. The solution of TPP was used to produce more rigid materials. They reported that TPP had no effect on dye adsorption. To stabilize chitosan in acid solutions, Chiou and Li [68] also proposed an ionotropic gelation process followed by a chemical crosslinking step. Chitosan is usually used in a flaked or powdered form that is both soluble in acidic media and non- porous. Moreover, the low internal surface area of the non-porous polymer limits access to interior adsorption sites and hence lowers dye adsorption capacities and adsorption rates. To overcome this obstacle, porous beads were synthesized. Indeed an interesting characteristic of the chitosan is its excellent ability to be processed into porous structures. 3. A brief review of the recent literature on the adsorption of dyes by chitosan There is abundant literature concerning the evaluation of adsorption performances of raw chitosan, especially in terms of adsorption capacity (amount of dye adsorbed) or uptake. In a batch system, the determination of the dye uptake rate by a chitosan-based material is often based on the equilibrium state of the adsorption system. At least 100 dyes, mainly anionic dyes, have been so far studied. Chitosan has an extremely high affinity for many classes of dyes (Table 8). In particular, it has demonstrated outstanding removal capacities for anionic dyes such as acid, reactive and direct dyes. This is due to its unique polycationic structure. The effectiveness of chitosan for its ability to interact with dyes has been studied by numerous workers. Juang and co-workers [89–93] demon- strated the usefulness of chitosan for the removal of reactive dyes. They found that the maximum adsorption capacities of chitosan for RR 222, RB 222 and RY 145 were 1653, 1009 and 885 mg/g, respectively [90]. Annadurai [59,60] and Crini et al. [72] also reported that chitosan may be a useful adsorbent for the effluent of textile mills because of its high adsorption capacity. Uzun and Gu¨ zel [112–115] noted that chitosan can be used in the studies of dyestuff adsorption in comparison with most other adsorbents. This polysaccharide showed a higher capacity for adsorption of dyes than CAC and other low-cost adsorbents, as reviewed by Crini [6]. Kim and Cho [71] also indicated that the amount of RB 5 adsorbed on chitosan beads is much greater than on CAC. Similar conclusions were reached by Lima et al. [58] for the BB 9 adsorption. McKay’s group [97–99] recently pub- lished a series of papers on the ability of chitosan to ARTICLE IN PRESS hardening of droplets chitosan aqueous solution oil phase emulsification crosslinking agent stirring particles separation Fig. 5. Schematic representation of preparation of chitosan particles by emulsion crosslinking. G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447412
  • 15. ARTICLEINPRESS Table 8 Results of batch studies for various dyes using chitosan Dye Chitosan Effective pre- treatment of chitosan Particle size Sspa pH T (1C) Equilibrium time Equilibrium model qm b Kinetic model Adsorption mechanism Reference AB protonation 450–900mm 3.6 20 4 h 296 Diffusionc [65] AG 25 Crab shell 355–500 mm 4 25 24 h Langmuir 645.1 Lagergren [97–99] AG 25 Protonation 3 4 days Langmuir 525 [81] AG 27 Nanoparticle 180 nm 25 24 h Langmuir 2103.6 [110] AO 7 Bead (crab) Crosslinking 4 30 5 days Langmuir 1940 Ho and McKay [67] AO 10 Crab shell 355–500 mm 4 25 24 h Langmuir 922.9 Lagergren [97–99] AO 12 Bead (crab) Crosslinking 3 30 5 days Langmuir 1954 Ho and McKay [67] AO 12 Crab shell 355–500 mm 4 25 24 h Langmuir 973.3 Lagergren [97–99] AO 51 Wet bead 30 3 days Langmuir 656 Elovich Chemisorption [86] AO 51 Dried bead 30 3 days Langmuir 494 Elovich Chemisorption [86] AR 14 Bead (crab) Crosslinking 3 30 5 days Langmuir 1940 Ho and McKay [67] AR 18 Crab shell 355–500 mm 4 25 24 h Langmuir 693.2 Lagergren [97–99] AR 73 Crab shell 355–500 mm 4 25 24 h Langmuir 728.2 Lagergren [97–99] AR 87 Bead (shrimp) 6 30 Langmuir 76 Ho and McKay Chemisorption [83] BB Protonation 450–900 mm 9.6 20 4 h 50 Diffusionc [65] BB 3 Powder (crab) Grafting 25 3 25 40 min Langmuir 166.5 Ho and McKay Chemisorption [73] BB 9 Wet bead 30 3 days Langmuir 222 Elovich Chemisorption [86] BB 9 Dried bead 30 3 days Langmuir 202 Elovich Chemisorption [86] BB 9 Powder (crab) Grafting 25 3 25 40 min Langmuir 121.9 Chemisorption [72] BB 9 0.177 10 9.5 60 24 h Lagergren Diffusionc [59] BB 9 Grafting 0.99 5.5 25 3 h Langmuir [58] DB 6 26 5 h Langmuir Lagergren [75] DR 81 Bead (crab) Crosslinking 3 30 5 days Langmuir 2383 Ho and McKay [67] DS 0.206 8.47 47.5 24 h 37.18 [60] IC Shrimp shell 60–100 mesh 6 35 2 h Langmuir [63] MY Bead (crab) Crosslinking 4 30 5 days 1334 Ho and McKay Diffusionc [66] RB Bead Crosslinking 0.24 2 60–200 min Avrami [62] RB 2 Bead (crab) Crosslinking 3 30 5 days Langmuir 2498 Ho and McKay [67] RB 5 3 2 days Langmuir 1100 [79] RB 5 Flake Crosslinking 2 mm 350 6 25 5 days Freundlich [71] RB 15 Bead (crab) Crosslinking 4 30 5 days 722 Ho and McKay Diffusionc [66] RB 222 Swollen bead 2.8 mm 30 4 days Langmuir 1009 Ho and McKay Chemisorption [90] RB 222 Flake 1–1.41 mm 11.8 30 4 days Langmuir 199 Ho and McKay Chemisorption [90] RB 222 Bead (lobster) 0.715 mm 12.3 30 Diffusionc [89] RO 16 Crosslinking 25 mm 2 25 24 h Langmuir 30.4 [74] RR 2 Bead (crab) Crosslinking 3 30 5 days Langmuir 2422 Ho and McKay [67] RR 141 Shrimp shell 850 mm–1 mm 11 60 24 h Langmuir 156 [109] RR 141 Shrimp shell 850 mm–1 mm 11 40 24 h Langmuir 110 [109] RR 141 Shrimp shell 850 mm–1 mm 11 20 24 h Langmuir 68 [109] RR 189 Bead Crosslinking 2.3–2.5 mm 3 30 5 days Langmuir 1936 Ho and McKay Chemisorption [94] RR 189 Bead Crosslinking 2.3–2.5 mm 3 30 5 days Langmuir 1834 Ho and McKay Diffusionc [68] RR 189 Bead Crosslinking 2.5–2.7 mm 3 30 5 days Langmuir 1686 Ho and McKay Chemisorption [94] RR 189 Bead Crosslinking 3.5–3.8 mm 3 30 5 days Langmuir 1642 Ho and McKay Chemisorption [94] RR 189 Bead 2.3–2.5 mm 6 30 5 days Langmuir 1189 Ho and McKay Chemisorption [94] G.Crini,P.-M.Badot/Prog.Polym.Sci.33(2008)399–447413
  • 16. ARTICLEINPRESS Table 8 (continued ) Dye Chitosan Effective pre- treatment of chitosan Particle size Sspa pH T (1C) Equilibrium time Equilibrium model qm b Kinetic model Adsorption mechanism Reference RR 189 2.3–2.5 mm 6 30 5 days Langmuir 950 Ho and McKay Diffusionc [68] RR 222 Bead Crosslinking 3 30 2 days Langmuir 2252 Ho and McKay Chemisorption [69] RR 222 Bead 30 5 days Freundlich 1965 Lagergren Diffusionc [87] RR 222 Swollen bead 2.8 mm 30 4 days Langmuir 1653 Ho and McKay Chemisorption [90] RR 222 Wet bead 30 3 days Freundlich 1498 Elovich Chemisorption [86] RR 222 Dried bead 30 3 days Freundlich 1215 Elovich Chemisorption [86] RR 222 Bead (crab) 3.11 mm 30–40 30 5 days Langmuir 1106 Diffusionc [91] RR 222 Bead (shrimp) 2.39 mm 30–40 30 5 days Langmuir 1026 Diffusionc [91] RR 222 Bead (lobster) 2.93 mm 30–40 30 5 days Langmuir 1037 Diffusionc [91] RR 222 Flake (shrimp) 16–30 mesh 4–6 30 5 days Langmuir 494 Diffusionc [91] RR 222 Flake (lobster) 16–30 mesh 4–6 30 5 days Langmuir 398 Diffusionc [91] RR 222 Flake 1–1.41 mm 11.8 30 4 days Langmuir 339 Ho and McKay Chemisorption [90] RR 222 Flake (crab) 16–30 mesh 4–6 30 5 days Langmuir 293 Diffusionc [91] RR 222 Bead Crosslinking 4.01 30 3 days Freundlich [88] RR 222 Bead (lobster) 0.715 mm 12.3 30 Diffusionc [89] RY Bead Crosslinking 0.24 2 60–200 min Avrami [62] RY 2 Bead (crab) Crosslinking 4 30 5 days Langmuir 2436 Ho and McKay [67] RY 86 Bead (crab) Crosslinking 3 30 5 days Langmuir 1911 Ho and McKay [67] RY 145 Swollen bead 2.8 mm 30 4 days Langmuir 885 Ho and McKay Chemisorption [90] RY 145 Flake 1–1.41 mm 11.8 30 4 days Langmuir 188 Ho and McKay Chemisorption [90] RY 145 Bead (lobster) 0.715 mm 12.3 30 Diffusionc [89] a Specific surface area in m2 /g. b Adsorption capacities in mg/g. c Intraparticle diffusion model. G.Crini,P.-M.Badot/Prog.Polym.Sci.33(2008)399–447414
  • 17. act as an effective adsorbent for the removal of acid dyestuffs from aqueous solution. The monolayer adsorption (saturation) capacities were determined to be 973.3, 922.9, 728.2 and 693.2 mg of dye per gram of chitosan for AO 12, AO 10, AR 73 and AR 18, respectively [99]. The interaction between chitosan and anionic dyes has also been intensively investigated by Guibal and co-workers [79–82]. Their investigations clearly indicated that chitosan had a natural selectivity for dye molecules and was very useful for the treatment of wastewater. They reported that adsorption capacities ranged between 200 and 2000 mmol/g for chitosan and between 50 and 900 mmol/g for CAC [82]. They concluded that chitosan exhibited a twofold or more increase in the adsorption capacity compared to CAC in the case of acid, direct, reactive and mordant dyes. The best choice for the adsorbent between CAC and chitosan depends on the dye, however, it was impossible to determine a correlation between the chemical structure of the dye and its affinity for either carbon or chitosan. It is evident from this brief literature survey that chitosan can be utilized as an interesting tool for the purification of dye-containing wastewater because of its outstanding adsorption capacity. 4. Control of adsorption performances of chitosan The data from the literature show that the control of adsorption performances of a chitosan-based material in liquid-phase adsorption depends on the following factors: (i) the origin and nature of the chitosan such as its physical structure, chemical nature and functional groups; (ii) the activation conditions of the raw polymer (physical treatment, chemical modifications); (iii) the influence of process variables such as contact time, initial dye concentration, polymer dosage and stirring rate; (iv) the chemistry of the dye (e.g. its pKa, polarity, MW size and functional groups); (v) and finally, the solution conditions, referring to its pH, ionic strength, temperature and presence of impurities. These aspects will be described in the following. However, the reader is encouraged to refer to the original papers for complete information on experi- mental conditions in the batch studies used. 4.1. Influence of the chitosan characteristics It is very important to note that tuning the chitosan manufacturing process can ernable the production of polymers with varying chemical characteristics and MW distributions. As stated in the introduction, chitosan is a ‘‘collective term’’ applied to deacetylated chitins in various stages of deacetylation and depolymerization [37]. Commercial chitosan is usual- ly offered as flakes or powders. Products of various companies differ in purity, salt-form, color, granula- tion, water content, DD or degree of acetylation (DA), amino group content, MW, crystallinity and solubility [10–12,18]. These parameters determined by the conditions selected during the preparation are very important because they control the swelling and diffusion properties of chitosan and also influence its characteristics [117]. In particular, numerous studies have demonstrated that the MW and DD influence the adsorption properties of this polymer. Therefore, these factors must be considered carefully during the adsorption optimization process. 4.1.1. Chitosan origin From a practical viewpoint, crustaceans shells are the potential sources for chitin production. Chit- osan is commonly prepared by deacetylating chitin using 40–50% aqueous alkali at 110–115 1C for a few hours [12]. Chitin occurs in a wide variety of species, from fungi to animals. Depending on the chitin source, chitosan varies greatly in its adsorp- tion properties and solution behavior, as reported by Juang and co-workers [89–93]. For example, the adsorption capacities of RR 222 on different types of chitosan prepared from three fishery wastes (shrimp, crab and lobster shells) were compared. The monolayer adsorption capacities were deter- mined to be 293, 398 and 494 mg of dye per gram of flake-type of chitosan for crab, lobster and shrimp, respectively [91]. This demonstrates that the adsorp- tion capacity of chitosan depends on its origin. Rinaudo [11] also reported in a recent review that the origin of chitin influences not only its crystal- linity and purity but also its polymer chains arrangement, and hance its properties. In particular, the chitin resulting from crustaceans needs to be graded in terms of purity and color since residual protein and pigment can cause problems [10,11]. 4.1.2. Physical nature of the chitosan The adsorption capacity of chitosan also depends on its physical structural parameters such as ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 415
  • 18. crytallinity, surface area, porosity, particle type, particle size and water content. These parameters are determined by the conditions selected during the preparation and polymer conditioning. Three crystalline forms are known for chitin: a-, b- and g-chitins. The most abundant and easily accessible form is a-chitin [11,91]. Chitosan is also crystalline and shows polymorphism depending on its physical state. Depending on the origin of the polymer and its treatment during extraction from raw resources, the residual crystallinity may vary considerably. Crystallinity is maximum for both chitin (i.e. 0% deacetylated) and fully deacetylated chitosan (i.e. 100%). Generally, commercial chit- osans are semi-crystalline polymers and the degree of crystallinity is a function of the DD. Crystallinity plays an important role in adsorption efficiency as reported by Trung et al. [108]. They demonstrated that decrystallized chitosan is much more effective in the adsorption of anionic dyes. Crystallinity controls polymer hydratation, which in turn deter- mines the accessibility to internal sites. This para- meter strongly influences the kinetics of hydratation and adsorption. Dissolving the polymer breaks the hydrogen bonds between polymer chains. The reduced polymer crystallinity can be maintained through freeze-drying of the chitosan solution, while air-drying or oven-drying partially reestab- lishes polymer crystallinity. The conditioning of the polymer and physical modification can strongly reduce the influence of this important parameter and improve diffusion properties [18]. The gel formation procedure also allows an expansion of the polymeric network, a decrease in steric hin- drance phenomena and a decrease in the crystal- linity of raw materials which enhance mass transport. The case of dye adsorption with cross- linked chitosan is a typical example of the influence of particle size. When crosslinked with GLU, the network formed makes the sorption performances become dependent on the size of particles. This dependence disappears when chitosan particles are modified by gel formation. Hebeish et al. [84,85] indicated that the crosslinking step changes the crystalline nature of chitosan and decrease the particle size of the crystallites, enhancing its adsorption capacity. The crosslinking reaction destroys the crystalline structure at low levels of crosslinking. The authors assumed that more accessible domains are created as a result of changes in the physical and chemical structures of chitosan during the modification by GLU, and consequently these effects increased dye adsorption [85]. How- ever, Cestari et al. [62] recently noted that after the crosslinking reaction, there is a small increase in the crytallinity of chitosan beads with increased access to the small pores of the material. Among the other parameters that have a great impact on dye adsorption is particle type. Chitosan can be presented as gels, flakes, powders and particles. Chitosan beads are preferred since flake and powder forms of polymer are not suitable for use as adsorbents due to their low surface area and lack of porosity, as indicated by Varma et al. [19]. Beads are usually prepared by dropping high- viscosity chitosan salt solutions into a basic solution with slow stirring. The diameters of the drops as well as the solution flow rate control the diameter of the beads. Wu et al. [91] reported that bead-type chitosan gives a higher capacity for dye adsorption than the flake type by a factor of 2–4 depending on the source of fishery waste. For example, a comparison of the maximum adsorption capacity (qmax) for RR 222 by chitosan flakes and beads prepared from a crab source showed 293 mg/g for flakes and 1103 mg/g for beads. The authors explained this result by the fact that the beads possessed a greater surface area (i.e., more loose pore structure) than the flakes. They also reported that the adsorption capacity of chitosan depends on its source. The qmax were determined to be 1106, 1037 and 1026 mg of dye per gram of bead-type of chitosan for crab, lobster and shrimp, respectively [91]. Again, it can be noted that the order of qmax for the different sources is exactly identical to that of the surface area of the whole animal, i.e., crab4 lobster4shrimp. Chang and Juang [86] also noted that chitosan in the bead form significantly im- proves the adsorption performance of RR 222, AO 51 and BB 9 compared to that in the flake form. Guibal et al. [82] indicated that it would be interesting to use chitosan gel beads instead of flakes since the production of gel beads decreases the residual crystallinity of polymer which enhances both the porosity and the diffusion properties of the material, due to the expansion of the chitosan network and the increase in the specific surface area. Crini et al. [72] observed that compared to chitosan flakes, chitosan beads exhibited a twofold or more increase in the adsorption capacity for BB 9. One of chitosan’s most promising features is its excellent ability to be processed into nanostructures. These nanochitosans can also be used in batch studies, as reported by Hu et al. [110]. They noted that an ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447416
  • 19. adsorption capacity of 2103.6 mg of AG 27 per gram chitosan was achieved, which was significantly higher than that of the chitosan microparticles. Previously, it has been demonstrated that the particle size of chitosan also influences its adsorp- tion profile. For example, Park et al. [56] showed that of the smaller particle size, the more dye was absorbed. As adsorption is a surface phenomenon, this can be attributed to the relationship between the effective specific surface area of the adsorbent particles and their sizes. The surface area values usually increased as the particle size decreased and, as a consequence, the saturation capacity per unit mass of adsorbent increased. Decreasing the size of particles improves the adsorption properties of the chitosan, especially when chitosan is crosslinked. However, small particle sizes are not compatible with large-scale applications. For example, in fixed- bed columns, small particles are inappropriate since they induce head loss and column blocking and cause serious hydrodynamic limitations [32]. There are a large number of studies that highlight the correlation between adsorption performance and size of particle. Annadurai [59,60] used chitosan for the removal of basic and direct dye from solutions. The results indicated that the adsorption efficiency depends upon the particle size, dosage and tem- perature. In particular, the adsorption capacity increased with a decrease in the particle size and the dye molecules were preferably adsorbed on the outer chitosan surface. The author suggested that this observation can be attributed to the larger total surface associated with smaller particles [60]. In contrast to the findings of Annadurai, Guibal and co-workers [80–82] observed that the adsorption occurred not only at the surface of the material due to rapid surface adsorption but also in the intraparticle network of the polymer. In particular, the large external surface area for small particles removes more dye in the initial stages of the adsorption process than the large particles, con- firming the previous results reported by McKay et al. [44,45]. They studied the adsorption of AG 25 on chitosan and reported that the size of adsorbent particles influenced both the adsorption kinetics and equilibrium [81] because of the resistance to intraparticle diffusion. The greater the particle size, the greater the contribution of intraparticle diffu- sion resistance to the control of the adsorption kinetics for materials of low porosity. In other works [80,82], they indicated that the time required to reach equilibrium increased on increasing the size of the adsorbent particles. This means that intra- particle diffusion greatly influences the accessibility of dye molecules to internal sites. With raw chitosan, the differences were more marked than with protonated material [80]. Due to resistance to intraparticle mass transfer in raw chitosan, it is usually necessary to use very small particles to improve adsorption kinetics. When the dyes have strong interactions with chitosan, this allows larger adsorbent particle sizes to be used to get the same adsorption rate. They concluded that this was especially interesting for large-scale applications since it was easier to manage large adsorbent particles rather than fine powders [82]. Juang et al. [93] also observed that the adsorption capacity strongly depended on the particle size of chitosan. At a chitosan particle size of 250–420 mm, the values were 380, 179 and 87 mg/g for RR 222, RY 145 and RB 222, respectively. These results were signifi- cantly greater than those obtained using adsorbents such as CAC, natural clay, bagasse pith and maize cob, in which the capacity for reactive dyes was often less than 30 mg/g. They concluded than the smaller the chitosan particles, the greater the capacity for dye. Li and co-worker [94] reported similar conclusions for the adsorption of basic dyes on the adsorption of RR 189 on crosslinked beads. For example, the adsorption capacity of particles with diameters 2.3–2.5, 2.5–2.7 and 3.5–3.8 were 1936, 1686 and 1642 mg/g, respectively, at pH 3 and 30 1C. They also concluded that the dye uptake increased with a decrease in the particle size since the effective surface area was higher for the same mass of smaller particles. Chiou and Chuang [66], using crosslinked chitosan for the removal of dye from solutions, indicated that the increase in adsorption capacity with decreasing particle size suggests that the dye preferentially adsorbed on the outer surface and did not fully penetrate the particle due to steric hindrance of large dye molecules. Recently, Trung et al. [108] reported that no effect of the difference in particle size of decrystallized chitosan on the decolorization capacity was ob- served. The size of particles has been shown to be a key parameter in the control of adsorption perfor- mances of several dyes on chitosan, in particular this may be the main parameter to control dye adsorption equilibrium. However, the relationship of adsorption capacity to particle size also princi- pally depends on two criteria: (i) the chemical structure of the dye molecule (its ionic charge) and its chemistry (its ability to form hydrolyzed species) ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 417
  • 20. and (ii) the intrinsic characteristic of the adsorbent (its crystallinity and porosity, the rigidity of the polymeric chains, the degree of crosslinking), as shown by Guibal and co-workers [80–82]. Adsorption performance (in particular intrapar- ticle diffusion) is also controlled by polymer porosity (i.e. porous volume, porous distribution and pore size). CAC are well-known conventional porous adsorbents and are characterized by a large specific surface area and a great porosity that limits the resistance to intraparticle diffusion. The aggre- gation of dye molecules may involve a strong increase in the size of the diffusing molecule, and this effect may be reinforced by the influence of pore size in controlling intraparticle diffusion properties and accessibility to internal sites. Thus, the effi- ciency in adsorbing dyes onto a material such as CAC can be correlated to its surface characteristics. However, chitosan is known as a non-porous polymer. It is characterized by a low surface area and a low porosity that control the diffusion to the center of the particles, especially with large mole- cules. These features generally limit access to interior adsorption sites. So, polymer porosity may affect the dye adsorption capacity of chitosan. In crosslinked chitosan beads, usually prepared by a chemical treatment with GLU, the materials are submicron to micron-sized, and need large internal pores to ensure adequate surface area for adsorp- tion. Indeed these chemical treatments involve supplementary linkages that limit the transfer of solute molecules. In general, diffusion limitation within particles leads to the decreases in adsorption. These limiting effects can be compensated for by the physical modification of the polymer. As already mentioned, an interesting characteristic of chitosan is its excellent ability to be processed into porous and nanoporous structures. Gel bead conditioning in addition to the decrease of polymer crystallinity, improves both swelling and diffusing properties, but also allows expansion of the porous structure of the network, which in turn enhances the transport of dyes. This physical modification allows both the polymer network to be expanded (enhancing the diffusion of large sized molecules) and the crystallinity of the polymer to be reduced. Porous structures can be formed by freeze-drying chitosan- acetic acid solutions in suitable molds. Exclusion of chitosan acetate salt from the ice crystal phase and subsequent ice removal by lyophilization generates a porous material with a mean pore size that can be controlled by varying the freezing rate and hence the ice crystal size. Pore orientation can be directed by controlling the geometry of thermal gradients during freezing. The mechanical properties of the resulting material are mainly dependent on the pore sizes and pore orientations. Another process con- sists in dissolving the polymer in acid solution followed by a coagulation. Recently, Kim and Cho [71] proposed a sol–gel method to prepare porous chitosan beads with interesting high internal specific surface areas, allowing better accessibility of dyes to interior adsorption sites. Nanotechnology has been also proposed to prepare porous materials [110,118,119]. Compared to the traditional micron- sized materials, nano-sized adsorbents possess quite good performance due to high specific area and porous structure, and the absence of internal diffusion resistance. 4.1.3. Chemical structure of chitosan The properties of chitosan also depend on its chemical nature (MW, DD), functional groups (ionic charge, variety, density, accessibility) and solution behavior (purity, water content, salt-form, affinity for water). These parameters are also determined by the conditions selected during the preparation. It is known that chitin samples have different DD depending on their origin and mode of isolation [12]. Deacetylation takes place during isolation by alkaline treatment to remove proteins. To prepare chitin with a fully N-acetylated polymer or a uniform structure, selective N-acetylation of the free amino groups is necessary. Chitosan is prepared by deacetylating chitin. Depending on the chitin source and the methods of hydrolysis, commercial chitosan also varies greatly in its MW and distribu- tion, and therefore its solution behavior. The MW of chitosan is a key variable in adsorption properties because it influences the polymer’s solubility and viscosity in solution. It is an important factor for characterization, but poor solubility and structural ambiguities in connection with the distribution of acetyl groups are major obstacles to quantitatively determining MWs [11]. It is also difficult to determine the MW of native chitin. Another important characteristic of chitosan is the degree of N-acetylation (DA) or DD. The DD parameter is essential since, though the hydroxyl groups on the polymer may be involved in attracting dye molecules, the amine functions remain the main active groups and so can influence the polymer’s performance. Guibal et al. [82] observed that ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447418
  • 21. increasing the DD involved an increase in the relative proportion of amine groups, which were able to be protonated, favoring dye adsorption. However, they indicate that the variation in adsorption properties was not proportional to DD, but changed with the type of dye, especially with chitin. Saha et al. [102], studying the adsorp- tion of an azo dye onto chitosan flakes, also reported that the results were found to be strongly dependent on the DD of the polymer. The higher DD chitosan provided a better adsorption. Re- cently, it has been reported that the solution properties of a chitosan depend not only on its average DA but also on the distribution of the acetyl groups along the main chain [11]. However, Chiou and Li [68], studying the adsorption of RR 189 on crosslinked chitosans reported that both the MW and the DD of the polymer were almost without effect on the adsorption capacities. An additional advantage of chitosan is the high hydrophilic character of the polymer due to the large number of hydroxyl groups present on its backbone. Depending on its MW and DD, chitosan in aqueous solution is expected to have the proper- ties of an amphiphilic polymer. With an increase in DD, the number of amino groups in the polymer increases, and with an increase of MW, the polymer configuration in solution becomes a chain or a ball. In addition, adsorption is known to change the conformation of the chitosan polymer. The viscosity of chitosan also greatly influences the chitosan conditioning processes. 4.2. Activation conditions 4.2.1. Chitosan preprotonation Because of its stable, crystalline structure, the polyamine chitosan is insoluble in either water or organic solvents. However, in dilute aqueous acids, the free amino groups are protonated and the polymer becomes fully soluble below $pH 5. Since the pKa of the amino group of glucosamine residues is about 6.3, chitosan is extremely positively charged in acidic medium. So, treatment of chitosan with acid produces protonated amine groups along the chain and this facilitates electrostatic interaction between polymer chains and the negatively charged anionic dyes, as previously observed by Maghami and Roberts [50]. The pH-dependent solubility of chitosan provides a convenient tool to improve its performance although solubility is a very difficult parameter to control [11]. In fact, the solubility and its extent depends on the concentration and on the type of acid. The polymer dissolves in hydrochloric acid and organic acids such as formic, acetic, lactic and oxalic acids. However, solubility decreases with increasing concentrations of acid. Solubility is also related to the DA, the ionic concentration, as well as the conditions of isolation and drying of the polymer [11]. In particular, the distribution of acetyl groups along the chain (random or blockwise) can strongly influence the solubility of the polysacchar- ide and also the interchain interactions due to H-bonds and the hydrophobic character of the acetyl groups. Trung et al. [108] proposed a pretreatment using citric acid to produce decrystallized chitosan with a low degree of crystallinity and a high anionic dye- binding capacity. The percentage crystallinity of decrystallized chitosan was 10%, significantly lower than that of raw chitosan (32%). This reduction is attributed to a probable rearrangement of polymer chains during precipitation in the presence of citrate ions. They also indicated that the decrystallized chitosan had the same degree of DD and MW as the original chitosan. Decrystallized chitosan adsorbed anionic dyes almost twofold more efficiently than raw chitosan, due to its more amorphous character, but showed decreased adsorption for cationic dyes. However, the presence of ash in decrystallized chitosan could also play a role in increased dye- binding capacity. Gibbs et al. [81] showed that the preliminary protonation of amine groups, obtained by contact with a sulfuric acid solution, reduced the variation of solution pH following adsorbent addition. Crini et al. [72] found that a homogeneous chemical treatment such as a solubilization– reprecipitation process could give a chitosan pro- duct with a higher adsorption level for dyes than one prepared by a heterogeneous process with the same DD. They attributed this to an increase of the surface area due to the conversion of the chitosan flakes into a powder. 4.2.2. Grafting reactions Several workers have suggested that although chitosan as such is very useful for treating con- taminated solutions, it may be advantageous to chemically modify chitosans, e.g. by grafting reac- tions [72,73,77,95,103,106,113]. The modifications can improve chitosan’s removal performance and selectivity for dyes, alter the physical and mechan- ical properties of the polymer, control its diffusion ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 419
  • 22. properties and decrease the sensitivity of adsorption to environmental conditions. Chemical grafting of chitosan with specific ligands has been reviewed by Jayakumar et al. [23] and by Prabaharan and Mano [41]. It is known that the only class for which chitosan [106] and crosslinked chitosan [85] have low affinity is basic (cationic) dyes. To overcome this problem, Crini et al. [72,73] suggested the use of N-benzyl mono- and disulfonate derivatives of chitosan in order to enhance its cationic dye hydrophobic adsorbent properties and to improve its selectivity. The maximum adsorption capacities of these adsorbents for BB 9 and BB 3 were 121.9 and 166.5 mg/g, respectively. These derivatives could be used as hydrophobic adsorbents in acidic media without any crosslinking reaction. To fully develop the high potentials of chitosan, it is necessary to introduce chemical substituents at a specific position in a controlled manner as suggested by Lima et al. [58] and Chao et al. [106]. Lima et al. [58] proposed the use of chitosan chemically modified with succinic anhydride in the BB 9 adsorption. This chemical derivatization provides a powerful means to promote new adsorption properties in particular towards basic dyes in acidic medium. Chao et al. [106] suggested enzymatic grafting of carboxyl groups onto chitosan as a means to confer the ability to adsorb basic dyes on beads. The presence of new functional groups on the surface of beads results in increases in surface polarity and the density of adsorption sites, and this improves the adsorption selectivity for the target dye. Other studies showed that the ability of chitosan to selectively adsorb dyes could be further improved by chemical derivatization. Shimizu et al. [103] proposed novel chitosan-based materials by react- ing chitosan with a higher fatty acid functionalized with a glycidyl moiety in order to introduce long aliphatic chains. They observed that these products could be used as effective adsorption materials for both anionic and cationic dyes. Martel et al. [95], and El-Tahlawy and co-workers [76,77] proposed the use of cyclodextrin-grafted chitosan as new chitosan derivatives for the removal of dyes. Martel et al. [95] demonstrated that these materials are characterized by a rate of adsorption and a global efficiency greater than that of the parent chitosan polymer. Uzun and Gu¨ zel [113,114] reported that carboxymethylated chitosan is a rather better adsorbent than raw chitosan for acidic dyestuffs, and its production is not costly. 4.2.3. Influence of crosslinking Raw chitosan powders also tend to present some disadvantages such as unsatisfactory mechanical properties and poor heat resistance. Another important limitation of the raw material is that it is soluble in acidic media and therefore cannot be used as an insoluble adsorbent under these condi- tions, except after physical and chemical modifica- tion. One method to overcome these problems is to transform the raw polymer into a form whose physical characteristics are more attractive. So, crosslinked beads have been developed and pro- posed. After crosslinking, these materials maintain their properties and original characteristics [62], particularly their high adsorption capacity, although this chemical modification results in a decrease in the density of free amine groups at the surface of the adsorbent in turn lowering polymer reactivity towards metal ions [80]. An important work on crosslinked chitosan was done by Chiou and co-workers [66–70]. Chitosan beads were crosslinked with GLU, EPI or EGDE. The results showed that the chitosan-EPI beads presented a higher adsorption capacity than GLU and EGDE resins [68,69]. They reported that these materials can be used for the removal of reactive, direct and acid dyes. It was found that 1 g chitosan adsorbed 2498, 2422, 2383 and 1954 mg of RB 2, RR 2, DR 81 and AO 12, respectively [67]. It is important to specify that the adsorption capacities of CAC for reactive dyes generally vary from 278 to 714 mg/g [6]. Another advantage of EPI is that it does not eliminate the cationic amine function of the polymer, which is the major adsorption site to attract the anionic dyes during adsorption [69]. The crosslinking of chitosan with GLU (formation of imine functions) or with EDGE decreases the availability of amine functions for the complexation of dyes and with a high crosslinking ratio the uptake capacity drastically decreases. They also indicated that the crosslinking ratio slightly affected the equilibrium adsorption capacity for the three cross linkers under the range they studied [68]. The amount of dye adsorbed was found to be higher in acidic than in basic solution. This was explained by considering the rate of diffusion from the swollen beads in acidic and basic media. In basic medium, a limited swelling of the beads inhibited the diffusion of dyes at a faster rate as it occurred in acidic medium. Among the conditions of the crosslinking reaction that have a great impact on dye adsorption are the chemical nature of the crosslinker, as ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447420
  • 23. mentioned above, but also the extent of the reaction. In general, the adsorption capacity de- pends on the extent of crosslinking and decreases with an increase in crosslinking density. When chitosan beads were crosslinked with GLU under heterogeneous conditions, it was found that the saturation adsorption capacity of RR 2 on cross- linked chitosan decreased exponentially from 200 to 50 mg/g as the extent of crosslinking increased from 0 to 1.6 mol GLU/mol of amine. This is because of the restricted diffusion of molecules through the polymer network and reduced polymer chain flexibility. Also the loss of amino-binding sites by reaction with aldehyde is another major factor in this decrease. However, Chiou and co-workers indicated that the crosslinking step was necessary to improve mechanical resistance, to enhance the resistance of material against acid, alkali and chemicals, and also to increase the adsorption abilities of chitosan. The removal performance of crosslinked chitosan and CAC for anionic dyes were compared: the adsorption values were 3–15 times higher at the same pH. Chiou and co-workers [66–70] concluded that chitosan chelation was the procedure of choice for dye removal from aqueous solution. However, Kim and Cho [71], studying the adsorption of RB 5 on crosslinked chitosan beads, arrived at contrasting conclusions. They demon- strated that the adsorption capacity of non-cross- linked beads was greater than that of crosslinked beads in the same experimental conditions. The materials, mainly crosslinked using GLU, have been also proposed as effective dye removers by several other workers [62,77,84,85,88,94,105]. All these studies showed that the reaction of chitosan with GLU leads to the formation of imine groups, in turn leading to a decrease in the number of amine groups, resulting in a lowered adsorption capacity, especially for dyes sorbed through ion-exchange mechanisms. However, this limiting effect of a chemical reaction with GLU significantly depends on both the procedure used and the extent of crosslinking, as reported by Hebeish et al. [84,85]. In heterogeneous conditions, chitosan (solid state) was simply mixed with GLU solution, while in homo- geneous conditions chitosan was mixed with GLU solution after being dissolved in acetic acid solution. An optimum aldehyde/amine ratio was found for dye adsorption, which depended on the crosslinking operation mode (water-soluble or solid-state solu- tion). The initial increase in dye adsorption was attributed to the low levels of crosslinking in the precipitates preventing the formation of closely packed chain arrangements without any great reduction in the swelling capacity. This increase in adsorption was interpreted in terms of the increases in hydrophilicity and accessibility of complexing groups as a result of partial destruction of the crystalline structure of the polymer by crosslinking under homogeneous conditions. At higher levels of crosslinking, the precipitates had lower swelling capacities, and hence lower accessibility because of the more extensive three-dimensional network and also because of its more hydrophobic character with increased GLU content. Juang et al. [88], studying the adsorption of RR 222 on crosslinked chitosan beads, also observed that the adsorption capacity depends on the extent of crosslinking and decreases as crosslinking density increases. This result was mainly interpreted by the fact that the crosslinking reaction with GLU decreases the availability of amine functions for the complexation of dyes. The results showed that the chitosan-GLU beads pre- sented a higher adsorption capacity than glyoxal beads. Gaffar et al. [77] and Shimizu et al. [105] reported that the extent of crosslinking showed a significant influence on adsorption properties. These authors noted that the increase in the extent of crosslinking is accompanied by a decrease in dye uptake, confirming the results of Hebeish et al. [84,85]. The adsorption capacity increased greatly at low degrees of substitution but decreased with increasing substitution. This phenomenon is inter- preted in terms of increased hydrophilicity caused by the destruction of the crystalline structure at low crosslinking densities, while this can be associated with an accompanying decrease in active sites, accessibility, and swellability of the adsorbent by increasing the level of crosslinking. On the contrary, Chiou and Li [94], studying the adsorption of RR 189 on EPI-crosslinked chitosan beads, reported that the crosslinking ratio did not affect the adsorption capacity. Another study showed that the physical and mechanical properties of chitosan could be further improved by crosslinking. Chitosan forms gels below pH 5.5 and acid effluents could severely limit its use as an adsorbent in removing dyes from acid effluent. To solve this problem, Cestari et al. [62] proposed the use of homogeneously crosslinked beads. They reported that the beads were not only insoluble in acid solution but also presented higher specific surface areas (0.1 and 0.24 m2 /g before and after the crosslinking reaction, respectively) and ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447 421
  • 24. stronger mechanical resistance than the raw chit- osan powder. The chemical, physical and mechan- ical behavior of the beads and also adsorption properties were enhanced by crosslinking with functional groups. The materials had a strong adsorption capacity for RY, RB and RR below pH 5.5. The authors also noted that crosslinking can change the crystalline nature of chitosan, as suggested by the XRD diffractograms. After the crosslinking reaction, there was a small increase in the crytallinity of the chitosan beads and also increased accessability to the small pores of the material. 4.2.4. Chitosan-based composite beads Practical industrial applications of raw chitosan in fixed-bed systems or packed in adsorption columns are also limited. The characteristics of the polymers can introduce hydrodynamic limitations and column fouling, which limits their use for large- scale columns. For example, the flaked or powdered form swells (the crosslinked beads have lower swelling percentage [120]) and crumbles easily, and does not function ideally in packed-column config- urations common to pump-and-treat adsorption processes. Various chitosan-based composites have been designed to overcome these problems. Chang and Juang [87] proposed the addition of activated clay to chitosan to prepare composite beads in order to improve its mechanical properties. Cestari et al. [61] also proposed the use of silica/chitosan hybrid for the removal of anionic dyes from aqueous solutions: these materials are of interest because they combine the structure, strength and chemical properties of the silica with the specific character- istics of chitosan. Chang and Chen [64] proposed the use of chitosan-conjugated Fe3O4 nanoparticles for the removal acid dyes from aqueous solutions. The adsorption capacities were 1883 and 1471 mg of dye/g of chitosan for AO 12 and AG 25. Paneva et al. [96] also proposed a novel effective route for incorporating magnetic material into chitosan beads by capillary extrusion. They concluded that the material might be used for wastewater treatment in the textile industry. 4.3. Influence of process variables The amount of dye that can be removed from a solution by chitosan also depends on process variables used in batch systems such as chitosan dosage, initial dye concentration, contact time, agitation rate and dryness. 4.3.1. Effect of chitosan dosage Of all the above factors, chitosan dosage is particularly important because it determines the extent of decolorization and may also be used to predict the cost of chitosan per unit of solution to be treated. As expected, the adsorption density in- creases significantly as adsorbent dosage decreases. This is due to the higher amount of the dye per unit weight of adsorbent. Wen et al. [116] showed that the increasing chitosan dose had a dramatic positive impact on color removal and there was an approximately linear relationship between chitosan dose and color removal of the dye. Crini et al. [72,73] also observed that the increase in adsorption with adsorbent dosage can be attributed to in- creased adsorbent surface and availability of more adsorption sites. However, if the adsorption capa- city was expressed in mg adsorbed per gram of material, the capacity decreased with the increasing amount of sorbent. This may be attributed to overlapping or aggregation of adsorption sites resulting in a decrease in total adsorbent surface area available to the dye and an increase in diffusion path length. It was also indicated that the time required to reach equilibrium decreased at higher doses of adsorbent. 4.3.2. Effect of initial dye concentration Park et al. [56] and Knorr [121] previously found significant correlations between dye concentration and the dye-binding capacity of chitin or chitosan. The amount of the dye adsorbed onto chitosan increased with an increase in the initial concentra- tion of dye solution if the amount of adsorbent was kept unchanged. This is due to the increase in the driving force of the concentration gradient with the higher initial dye concentration. In most cases, at low initial concentration the adsorption of dyes by chitosan is very intense and reaches equilibrium very quickly. This indicates the possibility of the formation of monolayer coverage of the molecules at the outer interface of the chitosan. At a fixed adsorbent dose, the amount adsorbed increased with increasing concentration of solution, but the percentage of adsorption decreased. In other words, the residual concentration of dye molecules will be higher for higher initial dye concentrations. In the case of lower concentrations, the ratio of initial number of dye moles to the available adsorption ARTICLE IN PRESS G. Crini, P.-M. Badot / Prog. Polym. Sci. 33 (2008) 399–447422