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SR1.5C Feasibility Assessment of
Adaptation Options
26 authors from 19 countries: Mustafa Babiker, Amir Bazaz, Tim Benton, Paolo Bertoldi,
Marcos Buckeridge, Anton Cartwright, Heleen de Coninck, Joana Correia de Oliveira de
Portugal Pereira, Kristie Ebi, James Ford, Sabine Fuss, Adriana Grandis, Eamon Haughey,
Ove Hoegh-Guldberg, Jean-Charles Hourcade, Kiane de Kleijne, Deborah Ley, Maria del Mar
Zamora Dominguez, Reinhard Mechler, Peter Newman, Andy Reisinger, Aromar Revi,
Chandni Singh, Raphael Slade, Linda Steg, Taishi Sugiyama
Aromar Revi
CLA, Chapter 4 IPCC SR1.5C
Director, Indian Institute for Human Settlements
Outreach Event on the IPCC Special Report on 1.5C
Mohammed VI Polytechnic University, Morocco
SR1.5C Adaptation Feasibility Assessment: Sources
I. Chapter 4: Strengthening & implementing the Global response
• Section 4.5 (Tables 4.11 and Table 4.12)
• Analysis of Synergies & Trade-offs (4.5.4, Supp. Table 4.E)
• Knowledge Gaps & Key Uncertainties (Table 4.13)
http://report.ipcc.ch/sr15/pdf/sr15_chapter4.pdf
• Supplementary Material 4.D
http://report.ipcc.ch/sr15/pdf/sr15_chapter4_supplementary_materials.pdf
II Chapter 1: Framing and Context
• Cross-Chapter Box 3 in Chapter 1: Framing feasibility
http://report.ipcc.ch/sr15/pdf/sr15_chapter1.pdf
SR1.5C: Adaptation Feasibility Assessment - I
SR1.5C: Adaptation Feasibility Assessment - II
Feasibility Context: Mitigation & Adaptation
Options to enable Four Systems Transitions
1. Energy System Transitions
2. Land and Ecosystem Transitions
3. Urban and Infrastructure System Transitions
4. Industrial System Transitions
+
Enabling Conditions &
Assess Synergies, Trade-offs & Knowledge Gaps
Feasibility Assessment Framework
• Systematize the global assessment of adaptation and mitigation
options, using a multi-dimensional feasibility framework
• Feasibility: The degree to which climate goals and response options
are considered possible and/or desirable (SR1.5 Glossary)
• Assessed along six dimensions of feasibility
• Economic
• Technological
• Institutional
• Socio-cultural
• Environmental/ecological
• Geophysical
• Context-dependent: assessed for each option
• Strongly grounded in peer-reviewed literature
Feasibility Indicators for Mitigation & Adaptation differ slightly,
based on underlying literature
Dimensions Adaptation indicators Mitigation indicators
Economic
Micro-economic viability
Macro-economic viability
Socio-economic vulnerability reduction potential
Employment & productivity enhancement
potential
Cost-effectiveness
Absence of distributional effects
Employment & productivity enhancement
potential
Technological
Technical resource availability
Risks mitigation potential
Technical scalability
Maturity
Simplicity
Absence of risk
Institutional
Political acceptability
Legal & regulatory feasibility
Institutional capacity & administrative feasibility
Transparency & accountability potential
Political acceptability
Legal & administrative feasibility
Institutional capacity
Transparency & accountability potential
Socio-cultural
Social co-benefits (health, education)
Socio-cultural acceptability
Social & regional inclusiveness
Intergenerational equity
Social co-benefits (health, education)
Public acceptance
Social & regional inclusiveness
Intergenerational equity
Human capabilities
Environmental
/ ecological
Ecological capacity
Adaptive capacity/ resilience building potential
Reduction of air pollution
Reduction of toxic waste
Reduction of water use
Improved biodiversity
Geophysical
Physical feasibility
Land use change enhancement potential
Hazard risk reduction potential
Physical feasibility (physical potentials)
Limited use of land
Limited use of scarce (geo)physical resources
Global spread
Total:19 indicators Total: 24 indicators
Feasibility assessment approach
I. Selection of options assessed as part of global systems transitions
• Relevant to 1.5°C
• Focus on options that have seen development and change since AR5
• For adaptation, based on AR5 WGII Chapter 14, for mitigation AR5 WGIII
II. Each indicator was assessed (based on the literature):
• A (light): If the indicator could potentially block the feasibility of this option
• B (middle): If the indicator has neither a positive, nor a negative effect on
the feasibility of the option, or the evidence is mixed
• C (dark): If the indicator does not pose barriers to the feasibility of this
option
III.Except when:
• LE or NE: Limited or no evidence (one or fewer papers)
• NA: Not applicable
Comprehensive Feasibility Assessment
•23 adaptation options
•Based on 19 indicators in six dimensions
•Underpinned by 603 references
•Rigorous uncertainty guidance & identification of
knowledge gaps:
Out of 437 indicator-level assessments: 37 not
applicable; 72 limited or no evidence
Assessing options by dimensions and context
• Step 1: How many indicators in one
dimension are effective (applicable)?
• Step 2: How many indicators have
sufficient literature?
• Step 3: Average of the effective
indicators with sufficient evidence
• Step 4: Assign colour to dimension
• Step 5: Add context, evidence and
agreement to table
#effective indicators =
#indicators - #not applicable
#effective indicators - #NE&LE
(1*A + 2*B + 3*C) .
(#effective indicators - #NE&LE)
SR1.5C Adaptation behind the scenes:
Economic Feasibility of Land & Ecosystem Transitions
• Here, the economic feasibility
of the adaptation option
‘sustainable land use and urban
planning’ under urban and
infrastructure system
transitions is assessed
• Within that each of the four
indicators is assigned A, B or C
• There are no NA, NE or LE,
therefore all four indicators
contribute to the feasibility at
the economic dimension
• Context: The feasibility of this
option depends on the nature
of planning systems and
enforcement mechanisms
Indicators Line of Sight
Assess
ment
Micro-economic
viability
(Eberhard et al., 2011; Kiunsi, 2013; Watkins,
2015; Archer, 2016; Eberhard et al., 2016;
Eisenberg, 2016; Ewing et al., 2016; Ziervogel
et al., 2016a; Hess and Kelman, 2017;
Mavhura et al., 2017; Ziervogel et al., 2017)
B
Macro-economic
viability
(Eberhard et al., 2011; Measham et al., 2011;
Aerts et al., 2014; Jaglin, 2014; Beccali et al.,
2015; Boughedir, 2015; Watkins, 2015;
Eberhard et al., 2016; Ziervogel et al., 2016a;
Chu et al., 2017; Hess and Kelman, 2017;
Ziervogel et al., 2017)
B
Socio-economic
vulnerability
reduction
potential
(Measham et al., 2011; Eberhard et al., 2011,
2016; Kiunsi, 2013; Aerts et al., 2014; Jaglin,
2014; Boughedir, 2015; Broto et al., 2015;
Carter et al., 2015; Archer, 2016; Shi et al.,
2016; Ziervogel et al., 2016a, 2017; Hetz,
2016; Mavhura et al., 2017)
B
Employment &
productivity
enhancement
potential
(Eberhard et al., 2011; Measham et al., 2011;
Watkins, 2015; Archer, 2016; Eberhard et al.,
2016; Ziervogel et al., 2016a)
A
Total economic feasibility B
Adaptation example: Economic Feasibility of Sustainable Land-use
Adaptation: example of guiding questions for economic dimension
Adaptation indicators Guiding questions for adaptation indicators
Micro-economic viability
(benefits, costs, trade-offs &
lock-ins)
What are the costs and trade-offs of the adaptation
option (to what extent are vulnerable people, systems
benefitted)?
Macro-economic viability
(investment and financial,
consumption, investment,
inflation & trade)
Would the option lead to higher productivity? Does it lead
to employment generation? Does it cost jobs?
Socio-economic vulnerability
reduction potential
To what extent is the option reducing inequalities and
enhancing economic opportunities?
Employment & productivity
enhancement potential
How many people that can be employed or how much
can a system’s productivity increase under the option
(without distorting employment generation potential and
causing loss of jobs)
Adaptation: References informing the assessment
System Adaptation option
No. of unique
references
Energy system
transitions Power infrastructure, including water
13
Land & ecosystem
transitions
Conservation agriculture 25
Efficient irrigation 23
Efficient livestock 12
Agroforestry 24
Community-based adaptation 16
Ecosystem restoration & avoided deforestation 18
Biodiversity management 31
Coastal defense & hardening 42
Sustainable aquaculture 35
Urban & infrastructure
system transitions
Sustainable land-use & urban planning 39
Sustainable water management 37
Green infrastructure & ecosystem services 33
Building codes & standards 18
Industrial system
transitions
Intensive industry infrastructure resilience and water
management
15
Overarching adaptation
options
Disaster risk management 40
Risk spreading and sharing 31
Climate services 36
Indigenous knowledge 50
Education and learning 36
Population health and health system 33
Social safety nets 21
Human migration 32
Total references (not a sum as duplicates have been excluded) 603
SR1.5C Adaptation: Enabling Conditions example
SR1.5C Adaptation: Synergies & Trade-Offs example
Conclusions
1. It is possible to undertake a rigorous multi-dimensional global
feasibility assessment of both adaptation and mitigation options for
1.5C
2. This provides a scaffolding to:
• Identify key options that can enable system transitions
• Start prioritisation of implementation actions for feasible option
• Identify enabling conditions to enable accelerated implementation
• Identify synergies & trade-offs between adaptation options & with
mitigation options
• Define knowledge gaps and hence priorities for action research
3. However, large knowledge and publication gaps exist at regional and
country-level that need to be filled during AR6

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SR1.5C Adaptation Feasibility Assessment

  • 1. SR1.5C Feasibility Assessment of Adaptation Options 26 authors from 19 countries: Mustafa Babiker, Amir Bazaz, Tim Benton, Paolo Bertoldi, Marcos Buckeridge, Anton Cartwright, Heleen de Coninck, Joana Correia de Oliveira de Portugal Pereira, Kristie Ebi, James Ford, Sabine Fuss, Adriana Grandis, Eamon Haughey, Ove Hoegh-Guldberg, Jean-Charles Hourcade, Kiane de Kleijne, Deborah Ley, Maria del Mar Zamora Dominguez, Reinhard Mechler, Peter Newman, Andy Reisinger, Aromar Revi, Chandni Singh, Raphael Slade, Linda Steg, Taishi Sugiyama Aromar Revi CLA, Chapter 4 IPCC SR1.5C Director, Indian Institute for Human Settlements Outreach Event on the IPCC Special Report on 1.5C Mohammed VI Polytechnic University, Morocco
  • 2. SR1.5C Adaptation Feasibility Assessment: Sources I. Chapter 4: Strengthening & implementing the Global response • Section 4.5 (Tables 4.11 and Table 4.12) • Analysis of Synergies & Trade-offs (4.5.4, Supp. Table 4.E) • Knowledge Gaps & Key Uncertainties (Table 4.13) http://report.ipcc.ch/sr15/pdf/sr15_chapter4.pdf • Supplementary Material 4.D http://report.ipcc.ch/sr15/pdf/sr15_chapter4_supplementary_materials.pdf II Chapter 1: Framing and Context • Cross-Chapter Box 3 in Chapter 1: Framing feasibility http://report.ipcc.ch/sr15/pdf/sr15_chapter1.pdf
  • 5. Feasibility Context: Mitigation & Adaptation Options to enable Four Systems Transitions 1. Energy System Transitions 2. Land and Ecosystem Transitions 3. Urban and Infrastructure System Transitions 4. Industrial System Transitions + Enabling Conditions & Assess Synergies, Trade-offs & Knowledge Gaps
  • 6. Feasibility Assessment Framework • Systematize the global assessment of adaptation and mitigation options, using a multi-dimensional feasibility framework • Feasibility: The degree to which climate goals and response options are considered possible and/or desirable (SR1.5 Glossary) • Assessed along six dimensions of feasibility • Economic • Technological • Institutional • Socio-cultural • Environmental/ecological • Geophysical • Context-dependent: assessed for each option • Strongly grounded in peer-reviewed literature
  • 7. Feasibility Indicators for Mitigation & Adaptation differ slightly, based on underlying literature Dimensions Adaptation indicators Mitigation indicators Economic Micro-economic viability Macro-economic viability Socio-economic vulnerability reduction potential Employment & productivity enhancement potential Cost-effectiveness Absence of distributional effects Employment & productivity enhancement potential Technological Technical resource availability Risks mitigation potential Technical scalability Maturity Simplicity Absence of risk Institutional Political acceptability Legal & regulatory feasibility Institutional capacity & administrative feasibility Transparency & accountability potential Political acceptability Legal & administrative feasibility Institutional capacity Transparency & accountability potential Socio-cultural Social co-benefits (health, education) Socio-cultural acceptability Social & regional inclusiveness Intergenerational equity Social co-benefits (health, education) Public acceptance Social & regional inclusiveness Intergenerational equity Human capabilities Environmental / ecological Ecological capacity Adaptive capacity/ resilience building potential Reduction of air pollution Reduction of toxic waste Reduction of water use Improved biodiversity Geophysical Physical feasibility Land use change enhancement potential Hazard risk reduction potential Physical feasibility (physical potentials) Limited use of land Limited use of scarce (geo)physical resources Global spread Total:19 indicators Total: 24 indicators
  • 8. Feasibility assessment approach I. Selection of options assessed as part of global systems transitions • Relevant to 1.5°C • Focus on options that have seen development and change since AR5 • For adaptation, based on AR5 WGII Chapter 14, for mitigation AR5 WGIII II. Each indicator was assessed (based on the literature): • A (light): If the indicator could potentially block the feasibility of this option • B (middle): If the indicator has neither a positive, nor a negative effect on the feasibility of the option, or the evidence is mixed • C (dark): If the indicator does not pose barriers to the feasibility of this option III.Except when: • LE or NE: Limited or no evidence (one or fewer papers) • NA: Not applicable
  • 9. Comprehensive Feasibility Assessment •23 adaptation options •Based on 19 indicators in six dimensions •Underpinned by 603 references •Rigorous uncertainty guidance & identification of knowledge gaps: Out of 437 indicator-level assessments: 37 not applicable; 72 limited or no evidence
  • 10. Assessing options by dimensions and context • Step 1: How many indicators in one dimension are effective (applicable)? • Step 2: How many indicators have sufficient literature? • Step 3: Average of the effective indicators with sufficient evidence • Step 4: Assign colour to dimension • Step 5: Add context, evidence and agreement to table #effective indicators = #indicators - #not applicable #effective indicators - #NE&LE (1*A + 2*B + 3*C) . (#effective indicators - #NE&LE)
  • 11. SR1.5C Adaptation behind the scenes: Economic Feasibility of Land & Ecosystem Transitions
  • 12. • Here, the economic feasibility of the adaptation option ‘sustainable land use and urban planning’ under urban and infrastructure system transitions is assessed • Within that each of the four indicators is assigned A, B or C • There are no NA, NE or LE, therefore all four indicators contribute to the feasibility at the economic dimension • Context: The feasibility of this option depends on the nature of planning systems and enforcement mechanisms Indicators Line of Sight Assess ment Micro-economic viability (Eberhard et al., 2011; Kiunsi, 2013; Watkins, 2015; Archer, 2016; Eberhard et al., 2016; Eisenberg, 2016; Ewing et al., 2016; Ziervogel et al., 2016a; Hess and Kelman, 2017; Mavhura et al., 2017; Ziervogel et al., 2017) B Macro-economic viability (Eberhard et al., 2011; Measham et al., 2011; Aerts et al., 2014; Jaglin, 2014; Beccali et al., 2015; Boughedir, 2015; Watkins, 2015; Eberhard et al., 2016; Ziervogel et al., 2016a; Chu et al., 2017; Hess and Kelman, 2017; Ziervogel et al., 2017) B Socio-economic vulnerability reduction potential (Measham et al., 2011; Eberhard et al., 2011, 2016; Kiunsi, 2013; Aerts et al., 2014; Jaglin, 2014; Boughedir, 2015; Broto et al., 2015; Carter et al., 2015; Archer, 2016; Shi et al., 2016; Ziervogel et al., 2016a, 2017; Hetz, 2016; Mavhura et al., 2017) B Employment & productivity enhancement potential (Eberhard et al., 2011; Measham et al., 2011; Watkins, 2015; Archer, 2016; Eberhard et al., 2016; Ziervogel et al., 2016a) A Total economic feasibility B Adaptation example: Economic Feasibility of Sustainable Land-use
  • 13. Adaptation: example of guiding questions for economic dimension Adaptation indicators Guiding questions for adaptation indicators Micro-economic viability (benefits, costs, trade-offs & lock-ins) What are the costs and trade-offs of the adaptation option (to what extent are vulnerable people, systems benefitted)? Macro-economic viability (investment and financial, consumption, investment, inflation & trade) Would the option lead to higher productivity? Does it lead to employment generation? Does it cost jobs? Socio-economic vulnerability reduction potential To what extent is the option reducing inequalities and enhancing economic opportunities? Employment & productivity enhancement potential How many people that can be employed or how much can a system’s productivity increase under the option (without distorting employment generation potential and causing loss of jobs)
  • 14. Adaptation: References informing the assessment System Adaptation option No. of unique references Energy system transitions Power infrastructure, including water 13 Land & ecosystem transitions Conservation agriculture 25 Efficient irrigation 23 Efficient livestock 12 Agroforestry 24 Community-based adaptation 16 Ecosystem restoration & avoided deforestation 18 Biodiversity management 31 Coastal defense & hardening 42 Sustainable aquaculture 35 Urban & infrastructure system transitions Sustainable land-use & urban planning 39 Sustainable water management 37 Green infrastructure & ecosystem services 33 Building codes & standards 18 Industrial system transitions Intensive industry infrastructure resilience and water management 15 Overarching adaptation options Disaster risk management 40 Risk spreading and sharing 31 Climate services 36 Indigenous knowledge 50 Education and learning 36 Population health and health system 33 Social safety nets 21 Human migration 32 Total references (not a sum as duplicates have been excluded) 603
  • 15. SR1.5C Adaptation: Enabling Conditions example
  • 16. SR1.5C Adaptation: Synergies & Trade-Offs example
  • 17. Conclusions 1. It is possible to undertake a rigorous multi-dimensional global feasibility assessment of both adaptation and mitigation options for 1.5C 2. This provides a scaffolding to: • Identify key options that can enable system transitions • Start prioritisation of implementation actions for feasible option • Identify enabling conditions to enable accelerated implementation • Identify synergies & trade-offs between adaptation options & with mitigation options • Define knowledge gaps and hence priorities for action research 3. However, large knowledge and publication gaps exist at regional and country-level that need to be filled during AR6

Editor's Notes

  1. Mention authors
  2. Potentially say something on CDR and overarching adaptation options
  3. Indicate that GHG emissions reductions are not an indicator in mitigation as it’s already a criterion for selecting the options.