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Horizon 2020 for SMEs
A recipe for success
Cathy POURET - Unit A2 - SME Instrument Belfast – 20/01/2015
Agencies & DGs
EASME History
• One of the 6 Executive Agencies of the EU
(REA / ERCEA / TEN-T EA / EACEA / EAHC)
• Established in December 2003 as the
Intelligent Energy Executive Agency (IEEA)
• 2007-2013: EACI with Competitiveness and
Innovation Framework Programme (CIP) and
Marco Polo
• 01/01/2014: EACI became EASME
• Part of Horizon 2020
• COSME (Competitiveness of Enterprises and Small and
Medium-sized Enterprises)
• LIFE (environment and climate actions)
• EMFF (European Maritime and Fisheries Fund)
• Legacy of IEE (Intelligent Energy Europe)
• Legacy of Eco-innovation
EASME Programmes 2014-2020
Fast Track to Innovation
(FTI) Pilot
• Strong challenge-based approach, allowing industry applicants* to have
considerable freedom to come up with innovative solutions
• Emphasis on innovation, with continuing support for R&D
• Less prescriptive topics, strong emphasis on expected impact
• A strategic approach, with two-year work programmes (that take into
account industry concerns and changing business needs)
• Focus areas bring together different technologies, along entire innovation
chain
• Dedicated support through various specific instruments: SME
(instrument), FTI Pilot, InnovFin…
Industry-friendly Features
Three Priorities of Horizon 2020
Excellent
Science
(ES)
Industrial
Leadership
(IL)
Societal
Challenges
(SC)
Fast Track To
Innovation
(FTI)
The FTI pilot is the only fully-bottom-up measure
in Horizon 2020 promoting close-to-the-market
innovation activities that is
open to all types of participants
FTI Pilot - What is it?
Reduce time from idea to market -
- last push
Increase participation of industry,
first-time applicants, SMEs
Stimulate private sector
investment in R&I
FTI Pilot - What is the idea?
research demo
TRL6
innovation
TRL9
fast track
funding range
€ 1-3 million
market
launch
• Follows bottom-up logic (within SC and LEITs)
• One common call, permanently open, 3 cut-offs per year
• Time-to-grant 6 months
• Funds innovation actions (70%), grant up to €3 mn
FTI Pilot – Key Features
• Allows consortia of min. 3, max. 5 members — mandatory industry
involvement
• Impact criterion has higher weighting in evaluations
• Budget: €200 mn for 2015/2016 (100 + 100) — ca. 100 projects
with average EU contribution of €2 mn
• Future of pilot (beyond 2016) only decided after full evaluation
FTI Pilot – Key Features
Mandatory industry involvement can consist in the following:
• … either at least 60% of the overall budget of the proposal
must be allocated to consortium partner(s) from industry
• … or the minimum number of industry participants must be 2 in
a consortium of 3 or 4 partners, and 3 in a consortium of 5
partners
Proposals shall include a business plan (market development
strategy)
SMEs and first-time industry applicants particularly welcome
FTI Pilot – Industry Involvement
• Topic = Fast Track to Innovation Pilot (bottom-up!)
• Call opening: 6/1/2015
• Planned cut-off dates (or "ranking" dates) > funding decision
FTI Pilot – Planning and Implementation
• Remote evaluation
• At least 4 evaluators per proposal
• Balancing knowledge of industry/technology, market, finance and
sectors (topics)
• Not more than one evaluator from the applicant's country
• No consensus meeting
• Short standardised feedback
• No negotiation (only duration and starting date)
FTI Pilot – Evaluation process
Individual evaluation of proposals upon arrival, with particular
attention for the following:
• 'Impact' is evaluated first and 4 out of 5 is a must ( ~ fast development
& market take-up/ wide deployment no more than 3 years after the beginning of
the FTI project, business development, growth and job creation…)
• 'Excellence' is evaluated second; FTI proposals pursuing technological
innovation are expected to have a readiness level of 6 out of 9 (technology
demonstrated in relevant environment)
• Overall score not below 12 out of 15
FTI Pilot – Evaluation criteria
• Participant Portal:
http://ec.europa.eu/research/participants/portal/desktop/en/opportunities/h2020/t
opics/9096-ftipilot-1-2015.html
• Work Programme:
http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/main/h20
20-wp1415-fast-track_en.pdf
FTI Pilot – Useful Information
QUESTIONS?
For more information
http://ec.europa.eu/easme/sme/
EASME-FTI-Helpdesk@ec.europa.eu
Cathy POURET
catherine.pouret@ec.europa.eu

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Horizon 2020 Fast Track to Innovation - Catherine Pouret

  • 1. Horizon 2020 for SMEs A recipe for success Cathy POURET - Unit A2 - SME Instrument Belfast – 20/01/2015
  • 3. EASME History • One of the 6 Executive Agencies of the EU (REA / ERCEA / TEN-T EA / EACEA / EAHC) • Established in December 2003 as the Intelligent Energy Executive Agency (IEEA) • 2007-2013: EACI with Competitiveness and Innovation Framework Programme (CIP) and Marco Polo • 01/01/2014: EACI became EASME
  • 4.
  • 5. • Part of Horizon 2020 • COSME (Competitiveness of Enterprises and Small and Medium-sized Enterprises) • LIFE (environment and climate actions) • EMFF (European Maritime and Fisheries Fund) • Legacy of IEE (Intelligent Energy Europe) • Legacy of Eco-innovation EASME Programmes 2014-2020
  • 6. Fast Track to Innovation (FTI) Pilot
  • 7. • Strong challenge-based approach, allowing industry applicants* to have considerable freedom to come up with innovative solutions • Emphasis on innovation, with continuing support for R&D • Less prescriptive topics, strong emphasis on expected impact • A strategic approach, with two-year work programmes (that take into account industry concerns and changing business needs) • Focus areas bring together different technologies, along entire innovation chain • Dedicated support through various specific instruments: SME (instrument), FTI Pilot, InnovFin… Industry-friendly Features
  • 8. Three Priorities of Horizon 2020 Excellent Science (ES) Industrial Leadership (IL) Societal Challenges (SC) Fast Track To Innovation (FTI)
  • 9. The FTI pilot is the only fully-bottom-up measure in Horizon 2020 promoting close-to-the-market innovation activities that is open to all types of participants FTI Pilot - What is it?
  • 10. Reduce time from idea to market - - last push Increase participation of industry, first-time applicants, SMEs Stimulate private sector investment in R&I FTI Pilot - What is the idea? research demo TRL6 innovation TRL9 fast track funding range € 1-3 million market launch
  • 11. • Follows bottom-up logic (within SC and LEITs) • One common call, permanently open, 3 cut-offs per year • Time-to-grant 6 months • Funds innovation actions (70%), grant up to €3 mn FTI Pilot – Key Features
  • 12. • Allows consortia of min. 3, max. 5 members — mandatory industry involvement • Impact criterion has higher weighting in evaluations • Budget: €200 mn for 2015/2016 (100 + 100) — ca. 100 projects with average EU contribution of €2 mn • Future of pilot (beyond 2016) only decided after full evaluation FTI Pilot – Key Features
  • 13. Mandatory industry involvement can consist in the following: • … either at least 60% of the overall budget of the proposal must be allocated to consortium partner(s) from industry • … or the minimum number of industry participants must be 2 in a consortium of 3 or 4 partners, and 3 in a consortium of 5 partners Proposals shall include a business plan (market development strategy) SMEs and first-time industry applicants particularly welcome FTI Pilot – Industry Involvement
  • 14. • Topic = Fast Track to Innovation Pilot (bottom-up!) • Call opening: 6/1/2015 • Planned cut-off dates (or "ranking" dates) > funding decision FTI Pilot – Planning and Implementation
  • 15. • Remote evaluation • At least 4 evaluators per proposal • Balancing knowledge of industry/technology, market, finance and sectors (topics) • Not more than one evaluator from the applicant's country • No consensus meeting • Short standardised feedback • No negotiation (only duration and starting date) FTI Pilot – Evaluation process
  • 16. Individual evaluation of proposals upon arrival, with particular attention for the following: • 'Impact' is evaluated first and 4 out of 5 is a must ( ~ fast development & market take-up/ wide deployment no more than 3 years after the beginning of the FTI project, business development, growth and job creation…) • 'Excellence' is evaluated second; FTI proposals pursuing technological innovation are expected to have a readiness level of 6 out of 9 (technology demonstrated in relevant environment) • Overall score not below 12 out of 15 FTI Pilot – Evaluation criteria
  • 17. • Participant Portal: http://ec.europa.eu/research/participants/portal/desktop/en/opportunities/h2020/t opics/9096-ftipilot-1-2015.html • Work Programme: http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/main/h20 20-wp1415-fast-track_en.pdf FTI Pilot – Useful Information

Editor's Notes

  1. Staff: before 2007: 50 2013: 160 2014: 300 2020: 500
  2. maximum EU contribution per project is 3 Mill! Budget available will be divided equally between each cut off date
  3. Consortia must involve participants from Industry: Universities, research and technology organisations and further innovation actors may also participate. Actors that can play a role in the commercialisation process are encouraged to take part : Clusters, end users, industrial associations incubators investors or the public sector!!! First Time industry applicants and smeS are particularely welcomed!
  4. Proposals will be evaluated individually when they arrive. They will be ranked after the respective cut-off dates. The criterion 'Impact' will be evaluated first, followed by 'Excellence' and 'Implementation'. If the proposal fails to achieve the threshold for a criterion, the evaluation of the proposal will stop. The threshold for the criterion 'Impact' will be 4. The overall threshold, meaning the sum of the three individual scores, will be 12. The final consensus score of a proposal will be the average of the individual scores of the individual evaluators. The consensus report will comprise the individual reports or key extracts from them. Where appropriate10, a panel review will be organised remotely. Evaluation procedure: The procedure for setting a priority order for proposals with the same score is given in part H of the General Annexes, with the following exception: FTIPilot-1-2015 For proposals with the same score, any further prioritisation will be based on the following factors applied in the following order: value of 'Impact' criterion; size of budget allocated to SMEs; number of first-time industry applicants; number of industry participants; gender balance among the personnel named in the proposal as primarily responsible for carrying out the research and/or innovation activities.