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Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of
      Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                       Vol. 3, Issue 2, March -April 2013, pp.265-271
             Effect of OFDM Transmission Mode on Frequency
                        Synchronization Performance
      Zachaeus K. Adeyemo*, Olumide O. Ajayi**, Robert O. Abolade***
       (Department of Electronic and Electrical Engineering, Ladoke Akintola University of Technology,
                                      PMB 4000, Ogbomoso, Nigeria.)


ABSTRACT
         This paper investigates the effect of             required in order for the OFDM system to operate
orthogonal frequency division multiplexing                 correctly.    Many frequency synchronization
(OFDM) transmission mode on the performance                techniques and their performances have been
of the cyclic prefix- (CP) based frequency                 presented in the literature using different
synchronization technique. An OFDM block                   transmission modes [11] [12], [13], [14]. A
consists of the inverse fast Fourier transform             transmission mode refers to the IFFT size of the
(IFFT) window and the CP. A transmission mode              OFDM symbol, and 1K mode implies IFFT size of
refers to the IFFT size used for the OFDM                  1024 [15]. The commonest method for estimating
symbol.     The    frequency    synchronization            and compensating CFO involves the use of cyclic
technique involves the use of the CP for                   prefix (CP) inherent in the OFDM symbol [7]. The
estimating and correcting the carrier frequency            CP is a portion of the OFDM symbol appended in
offset (CFO) in an OFDM signal. Five different             guard interval to eliminate intercarrier interference
OFDM transmission modes are developed and                  (ICI).
frequency synchronization is performed on each                    [11] utilized the 0.25K mode (256 IFFT size)
of them in turn. The OFDM-16QAM scheme is                  to evaluate the performance of a CP-based CFO
utilized and the synchronization performance is            estimator in an OFDM system. The use of one
evaluated for each of the transmission modes in            training symbol of more than two identical parts for
terms of the mean squared error (MSE), bit                 frequency synchronization was evaluated using the
error rate (BER) and CFO estimation time. The              1K mode by [12]. A blind feedforward CFO
results show that synchronization performance              recovery algorithm was investigated using the 2K
improves with increase in the order of                     mode by [13]. The 1K mode was employed in the
transmission mode (IFFT size) but with increase            evaluation of a data-aided synchronization technique
in CFO estimation time.                                    that involves a constant envelope preamble by [10].
                                                           [6] proposed a novel carrier frequency
Keywords- Carrier frequency offset, Cyclic prefix,         synchronization method for WiMAX OFDM
IFFT size, OFDM, Synchronization,                          systems and the 0.25K mode was used to evaluate
                                                           the performance of the method. [4] proposed a fast
1. Introduction                                            and low-complex time-domain timing and frequency
          The robustness of the orthogonal frequency       synchronization technique for the OFDM system,
division multiplexing (OFDM) scheme for                    and a comparison was made between the technique
mitigating wideband (or frequency-selective) fading        and some existing ones using the 1K mode. The
has given it attention in recent times for wideband        0.5K (512 IFFT size) mode was employed to
digital communications [1], [2]. OFDM is a                 investigate the performance of a proposed hybrid
multicarrier transmission technique that converts a        integer CFO estimator for OFDM systems by [9].
serial high rate (or rapidly-modulated wideband)           [15] utilized the 4K mode to investigate the
data stream into a number of parallel low rate (or         performance       of   the    CP-based     frequency
slowly-modulated narrowband) streams [3]. OFDM             synchronization technique for a DVB-H system. A
has found applications in many digital wireless            joint timing and frequency synchronization
communication systems such as digital audio and            technique was proposed by [5], and the 0.25K mode
video broadcasting (DAB and DVB) systems,                  was considered for the evaluation of the
wireless local area networks (WLANs), worldwide            performance of the technique. A hybrid fractional
interoperability for microwave access (WiMAX),             CFO estimator for OFDM systems was investigated
3GPP long term evolution (LTE) [4], [5], [6], [7]          by [14] and a 1K mode was used for performance
and now in a multi-antenna communication system            evaluation of the estimator.
(MIMO-OFDM) [8]. The main drawback of the                           The effect of OFDM transmission modes;
OFDM system is the occurrence of carrier frequency         0.25K, 0.5K, 1K, 2K and 4K, on the performance of
offset (CFO) caused by Doppler shift and/or                the CP-based carrier frequency synchronization
instabilities in local oscillator [9], [4], [10]. Hence,   technique was investigated in terms of the mean
accurate carrier frequency synchronization is


                                                                                                 265 | P a g e
Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of
                   Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                                    Vol. 3, Issue 2, March -April 2013, pp.265-271
           squared error (MSE), bit error rate (BER) and CFO
           estimation time by computer simulation.                           where arg denotes the argument of a complex
                                                                             number,  denotes complex conjugate, d is the
                                                                                           *
           2. OFDM Signal Model
           The samples of the OFDM symbol, s(n) , after                      timing metric which is assumed to be zero because
           taking the IFFT is expressed as:                                  perfect timing is assumed, L is the length of the CP
                                                                             and Rc is the cross-correlation of the cyclic prefix
              1
s ( n) 
              N
                    S e
                    kn
                              k
                                    j 2nk / N
                                                 , n  0,1,...,N  1   (1)
                                                                             samples with the corresponding samples in the
                                                                             OFDM symbol. The mean squared error (MSE) of
                                                                             the CFO estimator is obtained as:
                                                                             O estimator is obtained by:
           where n is the set of indices of all the subcarriers;                                It

                                                                                                    (i)
                                                                                           1
                                                                               MSE 
                                                                                                                   2
           S k denotes the data symbol on the k-th carrier and                                                            (6)
                                                                                           It   i 1
           N is the IFFT size. After appending the CP, the
           transmitted OFDM symbol can be represented as
                                                                             where    It        is     the    number      of    Monte-Carlo
            s ( N  Tg ), , s (0),  , s ( N  1) where T g
                                                                             simulations,  is the true CFO and                   (i ) is the
           denotes the length of the CP.
                At the receiver, after removing the CP, the                  estimated CFO at the i -th iteration.
           received OFDM symbol y (n) in time-domain is
                                                                             3.1 Design of the OFDM Symbol
           expressed as:                                                     In the design of the OFDM symbol, the 0.25K mode
                                                                             ( N = 256) is assumed with 5% of N as virtual
             1
                   H             S k e j 2n ( k  ) / N  w(n)
                                                                             carriers, that is subcarriers with zeros. The 12 virtual
y (n)                        k                                        (2)
             N                                                               carriers K z are consecutively placed at both ends
                   kn
                                                                             of the OFDM symbol as guard channels. The
                                                                             number of non-silent carriers K u is obtained as:
           where H k is the frequency response of the channel
                                                                                  Ku  N  K z                                  (7)
           at the k-th subcarrier frequency; S k is the received
           symbol at the k-th subcarrier, w(n) is the AWGN                   Table 1 presents the data for all the transmission
           and  is the CFO to be estimated which results in                 modes considered. For channel estimation, pilot
           phase rotation of 2n N in the received signal.                  tones are inserted within the OFDM symbol. With
                                                                             4% of K u used as pilot carriers, K p , for channel
           3. CP-based Carrier Frequency Synchronization                     estimation, the number of subcarriers available for
           This involves using the CP for estimating the CFO                 information data is obtained as:
           in (2) and correcting it using the estimate  in the
                                                       ˆ
           time domain The corrected received signal is given                     Kd  Ku  K p                    (8)
           by:
                                          2n ˆ
                                             j
            yc (n)  y(n)e                            N
                                                             ,                Table 1: OFDM samples for different transmission
                                                                             modes
           n  0,1,...,N  1 (3)
                                                                             Mode          Ku                Kz          Kp           Kd
           The CFO estimate is obtained using the log-
           likelihood function (LLF) as:                                     0.25K         244               12          10           234
                                                                             0.5K          486               26          20           466
                                                                             1024K         974               50          38           936
                                 argRc 
                               1
                     
                     ˆ                                           (4)         2048K         1946              102         78           1868
                              2                                             4096K         3892              204         156          3736

           with                                                              3.2 Derivation of the Cyclic Prefix Length
                                                                             The CP length ( T g ) used is obtained from the
                   d  L 1
           Rc      y
                    nd
                              *
                                  (n) y (n  N )              (5)
                                                                             OFDM symbol period ( Tu ). With the 0.25K mode




                                                                                                                               266 | P a g e
Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of
       Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                        Vol. 3, Issue 2, March -April 2013, pp.265-271
and the total available system bandwidth, B c , of         of 2.2 GHz are assumed. Multipath Rician fading
                                                           channel with a Rice factor of three; maximum
6 MHz, the T g can be computed as follows:                 Doppler frequency shift of 244.44 Hz (equivalent to
                                                           mobile speed of 120 km/h) is used and delay length
                                                           is 75% of the CP length. The CFOs considered are
          Bc 6  10 6
f                   23 .44 kHz                 (9)     0.125 and 0.25 and 100 simulation runs were used
          N    256                                         for each SNR between 0 dB and 15 dB.
and                                                                  Fig.1 illustrates the MSEs versus SNR for
      1                                                    the estimation of CFO of 0.125. The average MSE
Tu       42 .7 µs                 (10)                   with SNR of 0 to 15 dB for the 0.25K, 0.5K, 1K, 2K
     f                                                    and 4K transmission modes are 3.3049x10-5,
where f is the subcarrier spacing. Also, 12.5% of         2.9083x10-6, 9.3492x10-7, 6.3163x10-7 and 2.6435
the OFDM symbol length is used for the CP;                 x10-7 respectively. Also, the average MSEs obtained
therefore,                                                 from -3 estimation of
                                                                 the               Mean-Squared Error for CFO=0.125
                                                                  10

    1
Tg   42.7  5.33 µs                                              -4
                                                                  10
    8
                                                                   -5
The T g of 5.33 µs is equivalent to 32 samples. Also,             10

if the maximum excess delay          m ax caused by the           -6
                                                                  10
frequency-selective fading channel is 75% of T g ,
                                                            MSE




that is    m ax ≈ 4 µs, therefore  m ax < T g and ICI            -7
                                                                  10
will be eliminated. Table 2 presents the CP length
for all the transmission modes considered.                         -8
After appending the CP, the OFDM block length                     10
                                                                             0.25K mode
( T f ) is the addition of the OFDM symbol length                            0.5K mode
                                                                   -9
                                                                  10         1K mode
and CP length, that is
                                                                             2K mode
                                                                             4K mode
T f  Tg  Tu                          (11)                        -10
                                                                  10
                                                                         0                5                  10          15
                                                                                              SNR [dB]

Table 2: Symbol period for different transmission          Fig. 1: Mean-squared error for the estimation of
modes                                                      CFO of 0.125
                                                                    CFO of 0.25 are shown in Fig. 2. The
                                                           0.25K, 0.5K, 1K, 2K and 4K modes give 4.5310x10-
                                     Tf (
                                              f (kHz)
                                                           5
Mode         Tu (µs)     T g (µs)                            ,   4.0473x10-6,      9.4144x10-7,   3.3524x10-7,
                                                                      -8
                                     µs)                   6.9977x10 respectively. Fig. 3 presents the MSE
0.25K        42.7        5.33        48       23.44        comparison between estimated CFO of 0.125 and
0.5K         85.3        10.67       96       11.72        0.25 for both the 0.25K and 0.5K modes. For the
1024K        170.7       21.33       192      5.86         0.25K mode, average MSE of 3.3049x10-5 and
2048K        341.3       42.67       384      2.93         4.5310x10-5 are obtained for CFO of 0.125 and 0.25
4096K        682.7       85.33       768      1.47         respectively; showing that 0.125 gives a lower
                                                           average MSE of 1.2261x10-5. For the 0.5K mode,
4. Results and Discussion                                  average MSE of 2.9083x10-6 and 4.0473x10-6 are
          The developed OFDM system was                    obtained for CFO of 0.125 and 0.25 respectively;
investigated by computer simulation using                  showing that 0.125 gives a lower average MSE of
MATLAB software package and the results plotted.           1.139x10-6. In Fig. 4, the MSE comparison between
The information bits are gray mapped onto 16-QAM           estimated CFO of 0.125 and 0.25 for the 1K, 2K and
constellation and two OFDM symbols are                     4K modes are shown. The 1K mode gives average
transmitted for each of 0.25K (N=256), 0.5K                MSE of 9.3492x10-7 and 9.4144x10-7 for CFO of
(N=512), 1K (N=1024), 2K (N=2048) and 4K                   0.125 and 0.25 respectively; showing that 0.125
(N=4096) transmission modes in turn. The useful            gives a higher average MSE of 0.0652x10-7. For the
part of each OFDM symbol is preceded by a CP that          2K mode, average MSE of 6.3163x10-7 and
is longer than the channel impulse response. A             3.3524x10-7 are obtained for CFO of 0.125 and 0.25
system bandwidth of 6 MHz and carrier frequency            respectively; showing that 0.125 gives a higher


                                                                                                         267 | P a g e
Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of
                       Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                                        Vol. 3, Issue 2, March -April 2013, pp.265-271
                 average MSE of 2.9639x10-7. The 4K mode gives        mode, mean BER of 0.0671 and 0.0659 are obtained
                 average MSE of 2.6435 x10-7 and 6.9977x10-8 for      for CFO of 0.125 and 0.25 respectively; showing a
                 CFO of 0.125 and 0.25 respectively; showing that     BER difference of 0.0012. The 4K mode gives mean
                 0.125 gives a higher average MSE of 1.9437 x10-7.    BER of 0.0387 and 0.0385 for CFO of 0.125 and
                          Fig. 5 illustrates the BER versus SNR for   0.25 respectively; showing a BER difference of
                 CFO of 0.125. For SNR of 0 to 15 dB, the 0.25K,      0.0002.
                 0.5K, 1K, 2K and 4K modes give mean BER of                    Fig. 9 represents the effect of transmission
                 0.1129, 0.1076, 0.1079, 0.0671 and 0.0387            mode on the CFO estimation time (in milliseconds)
                 respectively. The BER performances for CFO of        for CFO of 0.125. Estimation time of 0.0221 ms,
                 0.25 are shown in Fig. 6. Mean BER of 0.1169,        0.0372 ms, 0.0724 ms, 0.1467 ms and 0.3125 ms are
                 0.1088, 0.1109, 0.0659 and 0.0385 are obtained for   obtained for the 0.25K, 0.5K, 1K, 2K and 4K modes
                 the 0.25K, 0.5K, 1K, 2K and 4K modes                 respectively. The effect of CFO value on the
                 respectively. This reveals that the 4K mode has      estimation time is shown in Fig. 10. For CFO of
                 approximately 3% BER advantage over the 2K           0.25, the estimation time for the 0.25K, 0.5K, 1K,
                 mode; the 2K mode has approximately 5% BER           2K and 4K modes are 0.0106 ms, 0.0183 ms, 0.0363
                 advantage Mean-Squared Error for CFO=0.25
                            over the 1K mode; and                     ms, 0.0735 ms, 0.1563 ms. This reveals that for the
       -3
      10                                                              0.25K, 0.5K, 1K, 2K and 4K modes, CFO of 0.125
                                                                      gives higher estimation time of 0.0115 ms, 0.0189
                                                                      ms, 0.0361 ms,            0.0732 ms, 0.1562 ms
       -4                                                             respectively, comparedcomparisonof 0.25. 0.125 and 0.25
      10                                                                                 MSE to CFO for CFO of

                                                                              -4
       -5                                                                    10
      10


       -6
      10
                                                                              -5
MSE




                                                                             10
       -7
      10
                                                                       MSE




       -8                                                                     -6
      10                                                                     10
                   0.25K mode
                   0.5K mode
       -9
      10           1K mode
                   2K mode                                                    -7
                                                                             10
                   4K mode
       -10                                                                             0.125(0.25K mode)
      10
             0                  5              10                15                    0.25(0.25K mode)
                                    SNR [dB]                                           0.125(0.5K mode)
                                                                              -8
                 Fig. 2: Mean-squared error for the estimation of            10        0.25(0.5K mode)
                 CFO of 0.25                                                       8       9       10       11      12    13     14   15
                 the 0.5K mode has approximately 0.8% BER                                                  SNR [dB]
                 advantage over the 0.25K mode. Lower BER
                 implies better performance.                                 Fig. 3: Mean-squared error comparison between
                          Fig. 7 presents the BER comparison                      estimated CFO of 0.125 and 0.25 for the
                 between CFO of 0.125 and 0.25 for both the 0.25K                 0.25K and 0.5K modes.
                 and 0.5K modes. For the 0.25K mode, mean BER of
                 0.1129 and 0.1169 are obtained for CFO of 0.125
                 and 0.25 respectively; showing that 0.125 gives a
                 lower mean BER of 0.004. For the 0.5K mode,
                 mean BER of 0.1076 and 0.1088 are obtained for
                 CFO of 0.125 and 0.25 respectively; showing that
                 0.125 gives a lower mean BER of 0.0012. In Fig. 8,
                 the BER comparison between CFO of 0.125 and
                 0.25 for the 1K, 2K and 4K modes are presented.
                 The 1K mode gives a mean BER of 0.1079 and
                 0.1109 for CFO of 0.125 and 0.25 respectively;
                 showing a BER difference of 0.003. For the 2K

                                                                                                                 268 | P a g e
Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of
                            Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                                                       Vol. 3, Issue 2, March -April 2013, pp.265-271 results for CFO of 0.25 in different mode
                           MSE comparison for CFO of 0.125 and 0.25                          Synchronization



           -6
      10
                                                                                            -1
                                                                                           10


           -7
      10
MSE




                                                                                     BER
           -8
      10

                       0.125(1K mode)
                       0.25(1K mode)                                                        -2
                                                                                           10
           -9          0.125(2K mode)                                                                       0.25K
      10
                       0.25(2K mode)                                                                        0.5K
                       0.125(4K mode)
                                                                                                            1K
                       0.25(4K mode)
                                                                                                            2K
                8         9        10     11      12       13      14      15                               4K
                                         SNR [dB]
                                                                                                      8        9       10        11      12     13      14     15
                    Fig. 4: Mean-squared error comparison between                                                               SNR [dB]
                    estimated CFO of 0.125 and 0.25 for the 1K, 2K and
                    4K modes.                                                       Fig. 6: Bit error rate performance for CFO of 0.25
                     Synchronization results for CFO of 0.125 in different mode                    BER performance comparison for CFO of 0.125 and 0.25


                                                                                                -1
       -1                                                                                  10
      10
                                                                                     BER
BER




       -2
      10

                      0.25K
                                                                                                            0.125(0.25K mode)
                      0.5K
                                                                                                            0.25(0.25K mode)
                      1K
                                                                                                            0.125(0.5K mode)
                      2K
                                                                                                            0.25(0.5K mode)
                      4K
                8         9       10      11      12       13      14      15                        11.5      12      12.5      13      13.5    14     14.5    15
                                         SNR [dB]                                                                               SNR [dB]

                    Fig. 5: Bit error rate performance for CFO of 0.125             Fig. 7: Bit error rate performance comparison
                                                                                    between CFO of 0.125 and 0.25 for the 0.25K and
                                                                                    0.5K modes




                                                                                                                                        269 | P a g e
Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of
                                                        Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                                                 BER performance comparison for CFO of 0.125 and 0.25 2, March -April 2013, pp.265-271
                                                                                  Vol. 3, Issue
                                                                                                                                                    -4
                                                                                                                                                 x 10
                                                                                                                                           3.5
                                -1                                                                                                                          CFO=0.125
                               10
                                                                                                                                                            CFO=0.25
                                                                                                                                            3




                                                                                                            CFO Estimaton Time (seconds)
                                                                                                                                           2.5


                                                                                                                                            2
BER




                                -2                                                                                                         1.5
                               10
                                                    0.125(1K mode)
                                                    0.25(1K mode)
                                                                                                                                            1
                                                    0.125(2K mode)
                                                    0.25(2K mode)
                                                    0.125(4K mode)                                                                         0.5
                                                    0.25(4K mode)

                                                                                                                                            0
                                            8          9       10      11      12          13   14    15                                                0.25K       0.5K         1K           2K     4K
                                                                      SNR [dB]                                                                                         OFDM Transmission Mode

                                                Fig. 8: Bit error rate performance comparison              Fig. 10: Comparison of the estimation time for CFO
                                                between CFO of 0.125 and 0.25 for the 1K, 2K and           of 0.125 and 0.25 for the five transmission modes.
                                                4K modes.
                                                                                                           5.                               CONCLUSION
                                        -4
                                                                     CFO = 0.125
                                                                                                                    The effect of OFDM transmission mode on
                                     x 10
                               3.5                                                                         the performance of the CP-based carrier frequency
                                                                                                           synchronization technique has been investigated.
                                                                                                           OFDM signal with CP-based carrier frequency
                                3                                                                          synchronization technique is developed for 0.25K,
                                                                                                           0.5K, 1K, 2K and 4K transmission modes in turn.
CFO Estimaton Time (seconds)




                                                                                                           The results are presented in terms of MSE, BER and
                               2.5
                                                                                                           CFO estimation time. The results reveal that the CP-
                                                                                                           based synchronization performance improves with
                                2                                                                          increase in the order of transmission mode. In order
                                                                                                           words, the higher the IFFT size of an OFDM
                                                                                                           symbol the better the carrier frequency
                               1.5                                                                         synchronization. This implies that the more the
                                                                                                           samples used for the CP the better the CFO
                                                                                                           estimation accuracy. Furthermore, from the CFO
                                1                                                                          estimation times obtained, the estimation time
                                                                                                           increases with increase in the order of transmission
                               0.5
                                                                                                           mode. For instance, it takes the estimator shorter
                                                                                                           time to estimate the CFO in 0.25K mode and longer
                                                                                                           time to estimate in 4K mode. Moreover, for the
                                0                                                                          0.25K, 0.5K and 1K modes, the synchronizer gives
                                            0.25K           0.5K         1K           2K         4K        better performance with CFO of 0.125 than with
                                                               OFDM Transmission Mode                      CFO of 0.25. However, for the 2K and 4K modes,
                                                Fig. 9: Estimation time for CFO of 0.125 for the five      the synchronizer gives better performance with CFO
                                                transmission modes                                         of 0.25 than with CFO of 0.125. In terms of the
                                                                                                           CFO estimation time, more time is required to
                                                                                                           estimate the CFO of 0.125 than the CFO of 0.25.
                                                                                                                    This paper has been able to show the
                                                                                                           effectiveness of the CP-based frequency
                                                                                                           synchronization technique with respect to the


                                                                                                                                                                                     270 | P a g e
Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of
         Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com
                          Vol. 3, Issue 2, March -April 2013, pp.265-271
OFDM transmission mode. The main advantage of                   systems,    IEEE       Transactions   on
this technique is that it eliminates the need for a             Broadcasting, 54(1), 2005, 139-143.
training symbol but with a trade off of system
bandwidth. This study assumed perfect timing so          [11]   J.J. Van de Beek, M. Sandell and P.O.
further investigations could consider joint timing              Borjesson, ML estimation of time and
and frequency synchronization as well as the use                frequency offset in OFDM systems, IEEE
other synchronization techniques and higher                     Transactions on Signal Processing, 45(
transmission modes. The results of this paper can               7), 1997, 1800-1805.
serve as a useful reference for researchers and          [12]   M. Morelli and U. Mengali, An improved
designers of OFDM systems.                                      frequency offset estimator for OFDM
                                                                applications, IEEE Communication Letters,
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                                                                                           271 | P a g e

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Am32265271

  • 1. Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 3, Issue 2, March -April 2013, pp.265-271 Effect of OFDM Transmission Mode on Frequency Synchronization Performance Zachaeus K. Adeyemo*, Olumide O. Ajayi**, Robert O. Abolade*** (Department of Electronic and Electrical Engineering, Ladoke Akintola University of Technology, PMB 4000, Ogbomoso, Nigeria.) ABSTRACT This paper investigates the effect of required in order for the OFDM system to operate orthogonal frequency division multiplexing correctly. Many frequency synchronization (OFDM) transmission mode on the performance techniques and their performances have been of the cyclic prefix- (CP) based frequency presented in the literature using different synchronization technique. An OFDM block transmission modes [11] [12], [13], [14]. A consists of the inverse fast Fourier transform transmission mode refers to the IFFT size of the (IFFT) window and the CP. A transmission mode OFDM symbol, and 1K mode implies IFFT size of refers to the IFFT size used for the OFDM 1024 [15]. The commonest method for estimating symbol. The frequency synchronization and compensating CFO involves the use of cyclic technique involves the use of the CP for prefix (CP) inherent in the OFDM symbol [7]. The estimating and correcting the carrier frequency CP is a portion of the OFDM symbol appended in offset (CFO) in an OFDM signal. Five different guard interval to eliminate intercarrier interference OFDM transmission modes are developed and (ICI). frequency synchronization is performed on each [11] utilized the 0.25K mode (256 IFFT size) of them in turn. The OFDM-16QAM scheme is to evaluate the performance of a CP-based CFO utilized and the synchronization performance is estimator in an OFDM system. The use of one evaluated for each of the transmission modes in training symbol of more than two identical parts for terms of the mean squared error (MSE), bit frequency synchronization was evaluated using the error rate (BER) and CFO estimation time. The 1K mode by [12]. A blind feedforward CFO results show that synchronization performance recovery algorithm was investigated using the 2K improves with increase in the order of mode by [13]. The 1K mode was employed in the transmission mode (IFFT size) but with increase evaluation of a data-aided synchronization technique in CFO estimation time. that involves a constant envelope preamble by [10]. [6] proposed a novel carrier frequency Keywords- Carrier frequency offset, Cyclic prefix, synchronization method for WiMAX OFDM IFFT size, OFDM, Synchronization, systems and the 0.25K mode was used to evaluate the performance of the method. [4] proposed a fast 1. Introduction and low-complex time-domain timing and frequency The robustness of the orthogonal frequency synchronization technique for the OFDM system, division multiplexing (OFDM) scheme for and a comparison was made between the technique mitigating wideband (or frequency-selective) fading and some existing ones using the 1K mode. The has given it attention in recent times for wideband 0.5K (512 IFFT size) mode was employed to digital communications [1], [2]. OFDM is a investigate the performance of a proposed hybrid multicarrier transmission technique that converts a integer CFO estimator for OFDM systems by [9]. serial high rate (or rapidly-modulated wideband) [15] utilized the 4K mode to investigate the data stream into a number of parallel low rate (or performance of the CP-based frequency slowly-modulated narrowband) streams [3]. OFDM synchronization technique for a DVB-H system. A has found applications in many digital wireless joint timing and frequency synchronization communication systems such as digital audio and technique was proposed by [5], and the 0.25K mode video broadcasting (DAB and DVB) systems, was considered for the evaluation of the wireless local area networks (WLANs), worldwide performance of the technique. A hybrid fractional interoperability for microwave access (WiMAX), CFO estimator for OFDM systems was investigated 3GPP long term evolution (LTE) [4], [5], [6], [7] by [14] and a 1K mode was used for performance and now in a multi-antenna communication system evaluation of the estimator. (MIMO-OFDM) [8]. The main drawback of the The effect of OFDM transmission modes; OFDM system is the occurrence of carrier frequency 0.25K, 0.5K, 1K, 2K and 4K, on the performance of offset (CFO) caused by Doppler shift and/or the CP-based carrier frequency synchronization instabilities in local oscillator [9], [4], [10]. Hence, technique was investigated in terms of the mean accurate carrier frequency synchronization is 265 | P a g e
  • 2. Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 3, Issue 2, March -April 2013, pp.265-271 squared error (MSE), bit error rate (BER) and CFO estimation time by computer simulation. where arg denotes the argument of a complex number,  denotes complex conjugate, d is the * 2. OFDM Signal Model The samples of the OFDM symbol, s(n) , after timing metric which is assumed to be zero because taking the IFFT is expressed as: perfect timing is assumed, L is the length of the CP and Rc is the cross-correlation of the cyclic prefix 1 s ( n)  N S e kn k j 2nk / N , n  0,1,...,N  1 (1) samples with the corresponding samples in the OFDM symbol. The mean squared error (MSE) of the CFO estimator is obtained as: O estimator is obtained by: where n is the set of indices of all the subcarriers; It     (i) 1 MSE  2 S k denotes the data symbol on the k-th carrier and (6) It i 1 N is the IFFT size. After appending the CP, the transmitted OFDM symbol can be represented as where It is the number of Monte-Carlo s ( N  Tg ), , s (0),  , s ( N  1) where T g simulations,  is the true CFO and  (i ) is the denotes the length of the CP. At the receiver, after removing the CP, the estimated CFO at the i -th iteration. received OFDM symbol y (n) in time-domain is 3.1 Design of the OFDM Symbol expressed as: In the design of the OFDM symbol, the 0.25K mode ( N = 256) is assumed with 5% of N as virtual 1 H S k e j 2n ( k  ) / N  w(n) carriers, that is subcarriers with zeros. The 12 virtual y (n)  k (2) N carriers K z are consecutively placed at both ends kn of the OFDM symbol as guard channels. The number of non-silent carriers K u is obtained as: where H k is the frequency response of the channel Ku  N  K z (7) at the k-th subcarrier frequency; S k is the received symbol at the k-th subcarrier, w(n) is the AWGN Table 1 presents the data for all the transmission and  is the CFO to be estimated which results in modes considered. For channel estimation, pilot phase rotation of 2n N in the received signal. tones are inserted within the OFDM symbol. With 4% of K u used as pilot carriers, K p , for channel 3. CP-based Carrier Frequency Synchronization estimation, the number of subcarriers available for This involves using the CP for estimating the CFO information data is obtained as: in (2) and correcting it using the estimate  in the ˆ time domain The corrected received signal is given Kd  Ku  K p (8) by: 2n ˆ j yc (n)  y(n)e N , Table 1: OFDM samples for different transmission modes n  0,1,...,N  1 (3) Mode Ku Kz Kp Kd The CFO estimate is obtained using the log- likelihood function (LLF) as: 0.25K 244 12 10 234 0.5K 486 26 20 466 1024K 974 50 38 936 argRc  1  ˆ (4) 2048K 1946 102 78 1868 2 4096K 3892 204 156 3736 with 3.2 Derivation of the Cyclic Prefix Length The CP length ( T g ) used is obtained from the d  L 1 Rc  y nd * (n) y (n  N ) (5) OFDM symbol period ( Tu ). With the 0.25K mode 266 | P a g e
  • 3. Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 3, Issue 2, March -April 2013, pp.265-271 and the total available system bandwidth, B c , of of 2.2 GHz are assumed. Multipath Rician fading channel with a Rice factor of three; maximum 6 MHz, the T g can be computed as follows: Doppler frequency shift of 244.44 Hz (equivalent to mobile speed of 120 km/h) is used and delay length is 75% of the CP length. The CFOs considered are Bc 6  10 6 f    23 .44 kHz (9) 0.125 and 0.25 and 100 simulation runs were used N 256 for each SNR between 0 dB and 15 dB. and Fig.1 illustrates the MSEs versus SNR for 1 the estimation of CFO of 0.125. The average MSE Tu   42 .7 µs (10) with SNR of 0 to 15 dB for the 0.25K, 0.5K, 1K, 2K f and 4K transmission modes are 3.3049x10-5, where f is the subcarrier spacing. Also, 12.5% of 2.9083x10-6, 9.3492x10-7, 6.3163x10-7 and 2.6435 the OFDM symbol length is used for the CP; x10-7 respectively. Also, the average MSEs obtained therefore, from -3 estimation of the Mean-Squared Error for CFO=0.125 10 1 Tg   42.7  5.33 µs -4 10 8 -5 The T g of 5.33 µs is equivalent to 32 samples. Also, 10 if the maximum excess delay  m ax caused by the -6 10 frequency-selective fading channel is 75% of T g , MSE that is  m ax ≈ 4 µs, therefore  m ax < T g and ICI -7 10 will be eliminated. Table 2 presents the CP length for all the transmission modes considered. -8 After appending the CP, the OFDM block length 10 0.25K mode ( T f ) is the addition of the OFDM symbol length 0.5K mode -9 10 1K mode and CP length, that is 2K mode 4K mode T f  Tg  Tu (11) -10 10 0 5 10 15 SNR [dB] Table 2: Symbol period for different transmission Fig. 1: Mean-squared error for the estimation of modes CFO of 0.125 CFO of 0.25 are shown in Fig. 2. The 0.25K, 0.5K, 1K, 2K and 4K modes give 4.5310x10- Tf ( f (kHz) 5 Mode Tu (µs) T g (µs) , 4.0473x10-6, 9.4144x10-7, 3.3524x10-7, -8 µs) 6.9977x10 respectively. Fig. 3 presents the MSE 0.25K 42.7 5.33 48 23.44 comparison between estimated CFO of 0.125 and 0.5K 85.3 10.67 96 11.72 0.25 for both the 0.25K and 0.5K modes. For the 1024K 170.7 21.33 192 5.86 0.25K mode, average MSE of 3.3049x10-5 and 2048K 341.3 42.67 384 2.93 4.5310x10-5 are obtained for CFO of 0.125 and 0.25 4096K 682.7 85.33 768 1.47 respectively; showing that 0.125 gives a lower average MSE of 1.2261x10-5. For the 0.5K mode, 4. Results and Discussion average MSE of 2.9083x10-6 and 4.0473x10-6 are The developed OFDM system was obtained for CFO of 0.125 and 0.25 respectively; investigated by computer simulation using showing that 0.125 gives a lower average MSE of MATLAB software package and the results plotted. 1.139x10-6. In Fig. 4, the MSE comparison between The information bits are gray mapped onto 16-QAM estimated CFO of 0.125 and 0.25 for the 1K, 2K and constellation and two OFDM symbols are 4K modes are shown. The 1K mode gives average transmitted for each of 0.25K (N=256), 0.5K MSE of 9.3492x10-7 and 9.4144x10-7 for CFO of (N=512), 1K (N=1024), 2K (N=2048) and 4K 0.125 and 0.25 respectively; showing that 0.125 (N=4096) transmission modes in turn. The useful gives a higher average MSE of 0.0652x10-7. For the part of each OFDM symbol is preceded by a CP that 2K mode, average MSE of 6.3163x10-7 and is longer than the channel impulse response. A 3.3524x10-7 are obtained for CFO of 0.125 and 0.25 system bandwidth of 6 MHz and carrier frequency respectively; showing that 0.125 gives a higher 267 | P a g e
  • 4. Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 3, Issue 2, March -April 2013, pp.265-271 average MSE of 2.9639x10-7. The 4K mode gives mode, mean BER of 0.0671 and 0.0659 are obtained average MSE of 2.6435 x10-7 and 6.9977x10-8 for for CFO of 0.125 and 0.25 respectively; showing a CFO of 0.125 and 0.25 respectively; showing that BER difference of 0.0012. The 4K mode gives mean 0.125 gives a higher average MSE of 1.9437 x10-7. BER of 0.0387 and 0.0385 for CFO of 0.125 and Fig. 5 illustrates the BER versus SNR for 0.25 respectively; showing a BER difference of CFO of 0.125. For SNR of 0 to 15 dB, the 0.25K, 0.0002. 0.5K, 1K, 2K and 4K modes give mean BER of Fig. 9 represents the effect of transmission 0.1129, 0.1076, 0.1079, 0.0671 and 0.0387 mode on the CFO estimation time (in milliseconds) respectively. The BER performances for CFO of for CFO of 0.125. Estimation time of 0.0221 ms, 0.25 are shown in Fig. 6. Mean BER of 0.1169, 0.0372 ms, 0.0724 ms, 0.1467 ms and 0.3125 ms are 0.1088, 0.1109, 0.0659 and 0.0385 are obtained for obtained for the 0.25K, 0.5K, 1K, 2K and 4K modes the 0.25K, 0.5K, 1K, 2K and 4K modes respectively. The effect of CFO value on the respectively. This reveals that the 4K mode has estimation time is shown in Fig. 10. For CFO of approximately 3% BER advantage over the 2K 0.25, the estimation time for the 0.25K, 0.5K, 1K, mode; the 2K mode has approximately 5% BER 2K and 4K modes are 0.0106 ms, 0.0183 ms, 0.0363 advantage Mean-Squared Error for CFO=0.25 over the 1K mode; and ms, 0.0735 ms, 0.1563 ms. This reveals that for the -3 10 0.25K, 0.5K, 1K, 2K and 4K modes, CFO of 0.125 gives higher estimation time of 0.0115 ms, 0.0189 ms, 0.0361 ms, 0.0732 ms, 0.1562 ms -4 respectively, comparedcomparisonof 0.25. 0.125 and 0.25 10 MSE to CFO for CFO of -4 -5 10 10 -6 10 -5 MSE 10 -7 10 MSE -8 -6 10 10 0.25K mode 0.5K mode -9 10 1K mode 2K mode -7 10 4K mode -10 0.125(0.25K mode) 10 0 5 10 15 0.25(0.25K mode) SNR [dB] 0.125(0.5K mode) -8 Fig. 2: Mean-squared error for the estimation of 10 0.25(0.5K mode) CFO of 0.25 8 9 10 11 12 13 14 15 the 0.5K mode has approximately 0.8% BER SNR [dB] advantage over the 0.25K mode. Lower BER implies better performance. Fig. 3: Mean-squared error comparison between Fig. 7 presents the BER comparison estimated CFO of 0.125 and 0.25 for the between CFO of 0.125 and 0.25 for both the 0.25K 0.25K and 0.5K modes. and 0.5K modes. For the 0.25K mode, mean BER of 0.1129 and 0.1169 are obtained for CFO of 0.125 and 0.25 respectively; showing that 0.125 gives a lower mean BER of 0.004. For the 0.5K mode, mean BER of 0.1076 and 0.1088 are obtained for CFO of 0.125 and 0.25 respectively; showing that 0.125 gives a lower mean BER of 0.0012. In Fig. 8, the BER comparison between CFO of 0.125 and 0.25 for the 1K, 2K and 4K modes are presented. The 1K mode gives a mean BER of 0.1079 and 0.1109 for CFO of 0.125 and 0.25 respectively; showing a BER difference of 0.003. For the 2K 268 | P a g e
  • 5. Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 3, Issue 2, March -April 2013, pp.265-271 results for CFO of 0.25 in different mode MSE comparison for CFO of 0.125 and 0.25 Synchronization -6 10 -1 10 -7 10 MSE BER -8 10 0.125(1K mode) 0.25(1K mode) -2 10 -9 0.125(2K mode) 0.25K 10 0.25(2K mode) 0.5K 0.125(4K mode) 1K 0.25(4K mode) 2K 8 9 10 11 12 13 14 15 4K SNR [dB] 8 9 10 11 12 13 14 15 Fig. 4: Mean-squared error comparison between SNR [dB] estimated CFO of 0.125 and 0.25 for the 1K, 2K and 4K modes. Fig. 6: Bit error rate performance for CFO of 0.25 Synchronization results for CFO of 0.125 in different mode BER performance comparison for CFO of 0.125 and 0.25 -1 -1 10 10 BER BER -2 10 0.25K 0.125(0.25K mode) 0.5K 0.25(0.25K mode) 1K 0.125(0.5K mode) 2K 0.25(0.5K mode) 4K 8 9 10 11 12 13 14 15 11.5 12 12.5 13 13.5 14 14.5 15 SNR [dB] SNR [dB] Fig. 5: Bit error rate performance for CFO of 0.125 Fig. 7: Bit error rate performance comparison between CFO of 0.125 and 0.25 for the 0.25K and 0.5K modes 269 | P a g e
  • 6. Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com BER performance comparison for CFO of 0.125 and 0.25 2, March -April 2013, pp.265-271 Vol. 3, Issue -4 x 10 3.5 -1 CFO=0.125 10 CFO=0.25 3 CFO Estimaton Time (seconds) 2.5 2 BER -2 1.5 10 0.125(1K mode) 0.25(1K mode) 1 0.125(2K mode) 0.25(2K mode) 0.125(4K mode) 0.5 0.25(4K mode) 0 8 9 10 11 12 13 14 15 0.25K 0.5K 1K 2K 4K SNR [dB] OFDM Transmission Mode Fig. 8: Bit error rate performance comparison Fig. 10: Comparison of the estimation time for CFO between CFO of 0.125 and 0.25 for the 1K, 2K and of 0.125 and 0.25 for the five transmission modes. 4K modes. 5. CONCLUSION -4 CFO = 0.125 The effect of OFDM transmission mode on x 10 3.5 the performance of the CP-based carrier frequency synchronization technique has been investigated. OFDM signal with CP-based carrier frequency 3 synchronization technique is developed for 0.25K, 0.5K, 1K, 2K and 4K transmission modes in turn. CFO Estimaton Time (seconds) The results are presented in terms of MSE, BER and 2.5 CFO estimation time. The results reveal that the CP- based synchronization performance improves with 2 increase in the order of transmission mode. In order words, the higher the IFFT size of an OFDM symbol the better the carrier frequency 1.5 synchronization. This implies that the more the samples used for the CP the better the CFO estimation accuracy. Furthermore, from the CFO 1 estimation times obtained, the estimation time increases with increase in the order of transmission 0.5 mode. For instance, it takes the estimator shorter time to estimate the CFO in 0.25K mode and longer time to estimate in 4K mode. Moreover, for the 0 0.25K, 0.5K and 1K modes, the synchronizer gives 0.25K 0.5K 1K 2K 4K better performance with CFO of 0.125 than with OFDM Transmission Mode CFO of 0.25. However, for the 2K and 4K modes, Fig. 9: Estimation time for CFO of 0.125 for the five the synchronizer gives better performance with CFO transmission modes of 0.25 than with CFO of 0.125. In terms of the CFO estimation time, more time is required to estimate the CFO of 0.125 than the CFO of 0.25. This paper has been able to show the effectiveness of the CP-based frequency synchronization technique with respect to the 270 | P a g e
  • 7. Zachaeus K. Adeyemo, Olumide O. Ajayi, Robert O. Abolade / International Journal of Engineering Research and Applications (IJERA) ISSN: 2248-9622 www.ijera.com Vol. 3, Issue 2, March -April 2013, pp.265-271 OFDM transmission mode. The main advantage of systems, IEEE Transactions on this technique is that it eliminates the need for a Broadcasting, 54(1), 2005, 139-143. training symbol but with a trade off of system bandwidth. This study assumed perfect timing so [11] J.J. Van de Beek, M. Sandell and P.O. further investigations could consider joint timing Borjesson, ML estimation of time and and frequency synchronization as well as the use frequency offset in OFDM systems, IEEE other synchronization techniques and higher Transactions on Signal Processing, 45( transmission modes. The results of this paper can 7), 1997, 1800-1805. serve as a useful reference for researchers and [12] M. Morelli and U. Mengali, An improved designers of OFDM systems. frequency offset estimator for OFDM applications, IEEE Communication Letters, REFERENCES 3(3), 1999, 75-77. [1] L.J. Ippolito, Satellite communications [13] M. Luise, M. Marselli and R. Reggiannini, systems engineering (West Sussex: John Low-complexity blind carrier frequency Wiley and Sons Ltd., 2008) 332-334. recovery for OFDM signals over [2] Z.K. Adeyemo and O.O. Ajayi, Orthogonal frequency-selective radio channels, IEEE frequency division multiplexing (OFDM) Transactions Communications, 50( 7), for future mobile multimedia 2002, 1182–1188. communications, International Journal of [14] O.O. Ajayi, Z.K. Adeyemo, D.O. Akande Engineering, 5(4), 2011, 209-220. and O.A. Adeleke, Performance evaluation [3] S.R. Ahamed, Performance analysis of of a hybrid fractional carrier frequency OFDM, Journal of Theoretical and Applied offset estimator in OFDM, Journal of Information Technology, 20, 2008, 23-30. Information Engineering and Applications, [4] A.B. Awoseyila, C. Kasparis and B.G. 3(1), 2013, 25-35. Evans, Robust time-domain timing & [15] R.R. Vasudeva-Rao, OFDM receiver frequency synchronization for OFDM synchronization for DVB-H system, masters systems, IEEE Transactions on Consumer thesis, San Diego State University, USA, Electronics, 55(2), 2009, 391-399. 2010. [5] H. Zhao, Y. Liu, J. Zhang and J. Zhou, A novel joint synchronization algorithm for OFDM systems based on single training symbol, International Journal of Digital Content Technology and its Applications, 5(5), 2011, 217-225. [6] J. González, C. Carreras and A. Fernández, A novel carrier frequency synchronization for WiMAX OFDM systems, IADIS International Conference Applied Computing, 2007, 573-577. [7] B. Jahan, M. Lanoiselee, G. Degoulet and R. Rabineau, Full synchronization method for OFDM/OQAM and OFDM/QAM modulations, IEEE Transactions, (2008), [8] Y. He, W. Xingfeng, W. Yong and Z. Ping, FPGA implementation of carrier frequency offset estimation in B3G MIMO OFDM system, Publication of Wireless Technology Innovation Institute, Beijing University of Posts and Telecommunications, 2007, 1-5, [Online] Available:www.master.apan.net/meetings/x ian2007/publication/ (September 20, 2011) [9] M.M. Ruan, M.C. Reed and Z. Shi, A hybrid integer carrier frequency offset estimator for practical OFDM systems, 2010, [Online] Available: www.elsevier.com/ (July 6, 2011) [10] G. Ren, Y. Chang, H. Zhang and H. Zhang, Synchronization method based on a new constant envelop preamble for OFDM 271 | P a g e