next generation pension portal

1. Relevant Pension Portal

2. PlanServe Data Systems Provides E-Business Products for the Retirement and Financial Services Market Experienced Management Team Managed the development and support of large, complex recordkeeping systems Managed day –to- day recordkeeping operations with thousands of plans and participants Developed and supported e-business solutions for retirement services and other markets Located in Birmingham, AL

3. PlanServe Data Systems All PlanServe Products based on Common .Net Platform and Framework Relevant Remitter A Browser-based Common Remittance Platform for Multi-Vendor Benefit Plans Supports 403(b), 457, Life Insurance and other deductions Rules defined based on contribution or premium type Relevant File Exchange Portal B2B System to automate the collection of data and files from clients and to publish both data and print files. Advanced roles-based security model to support the different relationships

4. PlanServe Data Systems Relevant Pension Portal A single portal to consolidate data from multiple data sources for your participants, plan sponsors and investment advisors. Relevant Web A platform for developing e-commerce products for different markets. Based on powerful CRM system and role based security model . Clients include banks, retail product suppliers, associations, etc.

6. Plan Administrators

7. Plan Advisors

8. Plan Sponsors

9. Plan Participants

10. New approach with ‘right’ technology.

11. New architecture for rich and relevant content.

13. Are you able to change your content on your web daily without program recompiles?

14. Do you have full control over your key web delivery channel to your customers?

15. Does your budget not have room for massive IT upgrades with unnecessary middleware?

17. Relevant Pension Portal: Product Benefits Designed you web to fit your participant’s not the system Integrated into your overall web presence Use industry standard technology Reduce to a minimum the number of possible points of failure Reduce to a minimum the number of interactions with host for each business event Easily integrate with other data sources Recordkeeping; Investment Advice; reporting databases; and other internal/external systems Business team can manage content Maintain content without program compiles Private label web presentation Setup alerts and messages at different levels

18. Relevant Pension Portal: Components Integrated with Relevant File Exchange System for controlling the exchange of files and data with clients, participants and other business relationships Publish full cycle confirms for complete integration (i.e., address changes, deduction changes, loan initiation) Allow selectable formats for download Distribute documents across plans by role Business Process Management tool (ETL) to automate movement of data between systems. Works with Relevant File Exchange or other system to push straight through processing.

19. Relevant Pension Portal: Technology Highly flexible and scalable platform XML/XSLT for data access and transformation XML-based integration with OmniPlus™ via OmniConnect™, DDMS or Operational Data Store (SQL Database) Browser-based development environment for developing and testing OmniScript for XML data integration XSLT used for generating HTML, PDFs, comma delimited files (CSV) or XML Microsoft .Net framework to easily add new technology to platform on your schedule

20. Relevant Pension Portal: Unique Design Separates the data from presentation for lower maintenance and support costs Change content and graphics without program compiles. Source code provided to protect investment No proprietary code to impact product evolution Easy and quick deployment for updates

21. Relevant Pension Portal: Designed for ease of use

22. Relevant Pension Portal: New Approach Managed by content management system (CMS) Driven by contact management structure (CRM) Host control file configured Make daily updates to only selected portion without recompiles Phase in rollout to avoid risk Source code provided for greater control Updated proven technology without jumping to latest fad

23. Relevant Pension Portal: Participant Web Customizable summary page with Current allocation graph & Balance history Contribution snapshot & Dynamic teasers As of balance inquiry by investment, source, or asset class Searchable activity history As of pricing comparison Investment performance snapshot for past 90 days Loan Center Loan modeling with frequency and next payment dates Current amortization downloads with payment history Dynamic loan applications & Online loan requests Payoff wizard Contribution center Current snapshot of last amounts, last dates, and year to date amounts Graphical display of contribution history & Online deduction transactions Investment center Personal action wizards to guide the user through process Configurable transaction combinations & Scheduled transaction events Manage pending activity & Prospectus receipt validation Personal profile with Display employer branding & Allow edit of selected personal details Alert center Customized global, plan, or participant alerts Allow acknowledgement & Linkable to calls to action Portfolio details with Shows underlying securities in a portfolio & Branded documents and prospectuses

24. Relevant Pension Portal: Sponsor Web Used by Call Center Staff Employer Access Administrative Access Take on the participant’s view Payroll upload and validation Secure file exchange Publish full cycle confirms for complete integration (i.e., address changes, deduction changes, loan initiation) Allow selectable formats for download Distribute documents across plans by role Plan browse Participant search Multiple occurrence support

25. Relevant Pension Portal: External Sources NewKirk™ for performance history and prospectus information Guidance Plus ™ for investment advice Statement warehousing systems Quicken downloads External document libraries Contact engines Universal multi-factor security engines Others…. Here are the possible external integration points commonly used with the suite, but each site has unique needs. However, the framework allows connections to multiple data sources in an easy and structured approach without complicated tools.

26. Relevant Pension Portal: Architecture

27. Relevant Pension Portal: Typical Network

28. Relevant Pension Portal: Customization Simple Control File Structure for each OmniScript to support client customization. Add/Change Control Files and OmniScript to extend functionality

29. Relevant Pension Portal: Sample name=Contributions activity=01 name=Realized Gain/Loss activity=02 activity=03 activity=004 name=Disbursements activity=23 activity=20 activity=25 name=Miscellaneous activity=05 activity=06 activity=08 activity=09 activity=10 activity=12 activity=22 activity=24 activity=27 activity=28 name=Transfers activity=07 activity=21 name=Fees activity=26 activity=73 name=Loans activity=35 activity=96 activity=97 activity=29 name=Unrealized Gain/Loss activity=999

30. Relevant Pension Portal: XML Sample <instructions> <instruct name="maxrange" value="500" /> <instruct name="lowestdate" value="03/21/2009" /> </instructions> <balances> <bal name="open" value="23615.87" date="02/01/2010" shares="52971.7359" /> <bal name="close" value="285542.70" date="08/03/2010" shares="3014.4550" /> </balances> <activity> <summary name="Contributions" expand="y" value="350.00" shares="42.7191" items="13" > <detail actcode="001" fund="1TA" fundname="Goldmanmidva/ Ee401K" name="Contributixn" tdate="02/02/2010" value="31.50" shares="1.0915" price="28.860000" /> <detail actcode="001" fund="2BA" fundname="Fed Us Treas/ Ee401K" name="Contributixn" tdate="02/02/2010" value="14.00" shares="14.0000" price="1.000000" /> <detail actcode="001" fund="3AA" fundname="Alliz Nfj Sm/ Ee401K" name="Contributixn" tdate="02/02/2010" value="17.50" shares="0.7237" price="24.180000" /> <detail actcode="001" fund="3BA" fundname="Fa Real Esta/ Ee401K" name="Contributixn" tdate="02/02/2010" value="17.50" shares="1.2464" price="14.040000" /> <detail actcode="001" fund="CDA" fundname="Europacific/ Ee401K" name="Contributixn" tdate="02/02/2010" value="59.50" shares="1.5986" price="37.220000" /> <detail actcode="001" fund="CEA" fundname="Grth Fd Am/ Ee401K" name="Contributixn" tdate="02/02/2010" value="49.00" shares="1.8311" price="26.760000" /> <detail actcode="001" fund="CFA" fundname="Wash Mutual/ Ee401K" name="Contributixn" tdate="02/02/2010" value="24.50" shares="1.0004" price="24.490000" /> <detail actcode="001" fund="CWA" fundname="Inv Co Amer/ Ee401K" name="Contributixn" tdate="02/02/2010" value="24.50" shares="0.9585" price="25.560000" /> <detail actcode="001" fund="D5A" fundname="D&amp;C Inc/ Ee401K" name="Contributixn“ </summary> <summary name="Realized Gain/Loss" expand="n" value="0.00" shares="0.0000" items="0" > </summary> <summary name="Dividends" expand="n" value="0.00" shares="0.0000" items="0" > </summary> <summary name="Disbursements" expand="n" value="0.00" shares="0.0000" items="0" > </summary> <summary name="Other" expand="n" value="0.00" shares="0.0000" items="0" > </summary> <summary name="Transfers" expand="n" value="0.00" shares="0.0000" items="0" > </summary> <summary name="Fees" expand="n" value="0.00" shares="0.0000" items="0" > </summary> <summary name="Unrealized Gain/Loss" expand="n" value="261576.83" shares="0.0000" items="0" > </summary> </activity>

31. Relevant Pension Portal: Customization Business Services for most common interactions Over 50 OmniScripts , i.e., balances by investment, source, asset class, etc. OmniScripts packaged to meet client’s presentation requirements and performance Add/Change Scripts to extend functionality via browser-based development environment

32. Relevant Pension Portal: Transactions Relevant Pension Portal is the only solution which interacts with Omni via XML business-oriented packages. The XML-based business services provide the complete transactional details regardless of the underlying database records. The smart packages contain the processed data and interpreted rules. This allows for an ultra thin web which is easy to deploy and simple to maintain. Does this look like your Omni transactions? <?xml version="1.0" encoding="utf-8"?> <events> <command businessevent="transfer" update="n" webudf1="rpp" webudf2="web" tradedate="" userid="" id="001" ref="xyz"> <parameters planid="123456" partid="123456789" > <change source="*" /> <change fromfund="3A" /> <change frompercent="100" /> <change tofund="D5" /> <change topercent="100" /> </parameters> </command> </events>

34. Debug

35. Simulate parameters