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Pacing the Heart: Growth and Redefinition of a Medical Technology, 1952-1975
Author(s): Kirk Jeffrey
Source: Technology and Culture, Vol. 36, No. 3 (Jul., 1995), pp. 583-624
Published by: The Johns Hopkins University Press on behalf of the Society for the History of Technology
Stable URL: http://www.jstor.org/stable/3107242 .
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Pacing the Heart: Growthand
Redefinition a MedicalTechnology,
            of
1952-1975
KIRK      JEFFREY


   A cardiac pacemaker delivers electrical impulses to the heart so as
to coordinate the pumping action of the upper and lower chambers
(atria and ventricles) and speed the heart up from standstill or an
unduly slow rate.' Between 1952 and the mid-1970s, the practice of
cardiac pacing grew from "promising report" to "standard proce-
dure" and then kept on growing.2 The earliest devices stimulated the
heart from outside the patient's body, but implanted pacemakers
made their appearance at the end of the 1950s. The number of pa-
tients relying on pacemakers in the United States expanded to more
than 150,000 by 1975.3 In the 1990s, estimating conservatively,
500,000-600,000 Americans carry pacemakers; more than 110,000
pacemakers are implanted annually in the United States by about


   DR. JEFFREY is professor of history at Carleton College. He thanks Carleton College
for research support through the Faculty Development Endowment. Professor Clifford
E. Clark, Jr., and the Technologyand Culture referees offered helpful criticism.
   1Its focus on slow heart rates
                                  (bradycardia, rates below sixty beats per minute) distin-
guishes   the pacemaker from devices that use electrical shocks to halt unduly rapid
heart rates (tachycardia) and random electrical behavior with consequent loss of orga-
nized beats (fibrillation). My definition of the pacemaker is time bound: as Victor
Parsonnet and Alan D. Bernstein have observed, "The definition of a pacemaker is
imprecise, because now that word is applied to electrical stimulators that treat either
slow or fast rhythms. In this computer age, a 'pacemaker' is essentially an implanted
microcomputer that can be adapted noninvasively to any type of stimulation or sensing
that is required." See Victor Parsonnet and Alan D. Bernstein, "Cardiac Pacing after
25 Years: A Practical Approach to Growing Complexity," in Modern Cardiac Pacing,
ed. S. Serge Barold (Mount Kisco, N.Y., 1985), pp. 959-72, at 959. Cardiac electrostim-
ulation is employed diagnostically (e.g., in an electrophysiology workup) as well as
therapeutically, but this article limits its scope to therapeutic uses of pacing.
   2John B. McKinlay, "From 'Promising Report' to 'Standard Procedure': Seven Stages
in the Career of a Medical Innovation," Milbank Quarterly59 (1981): 374-411.
   3Victor Parsonnet and Marjorie Manhardt, "Permanent Pacing of the Heart: 1952
to 1976," AmericanJournal of Cardiology39 (1977): 250-56.

  ? 1995 by the Society for the History of Technology. All rights reserved.
  0040-165X/95/3603-0004$0 1.00

                                           583
584       KirkJeffrey
8,000 physicians.4Pacing-related hardware, facilities, and services
have cost Medicarewell over $1 billion annually in recent years.5
  A symbol in its early years of the fabulous promise of medical
technology, pacing in the early 1980s became a lightning rod for
doubts and concerns about the American system of health care. To-
day, in a time of national debate about the cost and distribution of
health care, a review of a success story involving high-tech medicine
may help us understand one important underlying dynamic in the
health-care system: the reciprocal and interactive process by which
technological change and new concepts of disease stimulate each
other, thereby creating a powerful momentum for growth.
  A technologicaldevice drawsus towardthe outlook and aspirations
of its sponsors, the groups that introduced it and shape its ongoing
development and social meaning.6Hence, this articlespeaks of pacing

  4Becauseno national pacemakerregistryexisted during the period covered by this
article, these and other figures must be taken as approximations.Here I follow the
estimates of Parsonnet and his associates,who have conducted national surveys of
pacing practicesevery few years since 1971: Alan D. Bernstein and Victor Parsonnet,
"Surveyof CardiacPacingin the United Statesin 1989,"American    Journalof Cardiology
69 (1992): 331-38. Their figure of 110,500 pacemakersimplantedin 1989 (apparently
misprintedas 117,000) included 89,445 primary(first-time)implantationsand 21,055
replacements.But another set of observerssuggests a figure of 250,000 implantations
per year: NicholasJ. Stamatoet al., "PermanentPacemakerImplantationin the Car-
diac Catheterization Laboratory  versus the OperatingRoom,"PACE(Pacingand Clini-
cal Electrophysiology) (1992): 2236-39.
                     15
  5The Health Care Financing Administrationreported 59,588 hospital discharges
following the implantationof pacemakersin 1986-a suspiciouslylow number. Even
so, considering that the likely cost of pacing over the remaining life of an elderly
person ran to at least $30,000 in the late 1980s, then an annual cohort of 60,000
Medicarepacemakercandidateswould represent future direct pacing-relatedcosts of
some $1.8 billion (U.S. Health Care FinancingAdministration, Office of Researchand
 Demonstrations, Health Care Financing: Special Report: Hospital Data by GeographicArea
for Aged Medicare Beneficiaries:SelectedProcedures, 1986 [Baltimore, June 1990], 2:77).
Indirect costs to the health-caresystem are much more difficult to estimate. On the
one hand, because they live longer, people carryingpacemakersincur other medical
costs that they would not have incurredbefore the era of pacing. On the other hand,
they are better able to care for themselves,less likely to require long-term care, and
at a greatly reduced risk of cardiac arrest with its attendant emergency procedures
(cardiopulmonary   resuscitation,ambulance,intensivecare) or of majorfracturesfrom
falls. For a general discussionof the cost-effectivenessof cardiacpacing, see Richard
Sutton and Ivan Bourgeois, Foundations of Cardiac Pacing, Part I (Mount Kisco, N.Y.,
1991), pp. 303-13.
  6CompareSusan E. Bell's remarkthat a technology is "the product or embodiment
of human activity":SusanE. Bell, "ANew Modelof MedicalTechnologyDevelopment:
A Case Study of DES," Researchin the Sociologyof Health Care 4 (1986): 1-32, at 2. On
the concept of sponsorship,see Ron Westrum,Technologies Society
                                                     and      (Belmont,Calif.,
1991), pp. 171-93.
Pacing the Heart   585
more often than the pacemaker.Pacing is an emerging medical sub-
specialty with its own textbooks, professional organizations, journals,
conventions, and competency examination.7 More broadly still, pac-
ing has grown into a subculture complete with creation myths;
revered elders; complex networks of friendship and rivalry encom-
passing physicians, business executives, and engineers; and a distinc-
tive language bewildering to the outsider.
   To understand fully cardiac pacing, one should follow develop-
ments in pacemaker hardware, techniques of implantation, medical
understanding of heart arrhythmias, the rise of the medical-device
manufacturing industry, and the policies of governments toward the
consumption of pacing devices and services. It is not an exclusively
American story: research and inventive activity in western Europe,
Canada, and Japan have contributed in important ways to the growth
and redefinition of cardiac pacing. This article has more modest aims:
it limits its scope to the shifting roles of heart surgeons and cardiolo-
gists in the United States during the first quarter century of cardiac
pacing, an era of explosive growth and repeated technological re-
definition.8 Doctors played several parts, acting sometimes as technol-
ogists who invented and advocated new pacing hardware and tech-
niques, sometimes as practitioners who applied the technology of
pacing to real patients. Some doctors also served as advance scouts



  7Seymour Furman et al., A Practiceof Cardiac   Pacing, 3d ed. (Mount Kisco, N.Y.,
1993), is one of several current texts; J. Warren Harthorne et al., "North American
Society of Pacing and Electrophysiology(NASPE),"PACE 2 (1979): 521-22; Pace-
maker Study Group, "OptimalResourcesfor ImplantableCardiacPacemakers,"       Circu-
lation68 (1983): 227A-244A; J. WarrenHarthorne and Victor Parsonnet,"Training
in Cardiac Pacing," Journal of the American College of Cardiology 7 (1986): 1213-14;
Seymour Furman, Editorial:"Certificate Special Competence in Cardiac Pacing,"
                                           of
PACE 9 (1986): 1; Victor Parsonnet, "CardiacPacing as a Subspecialty,"       American
Journalof Cardiology (1987): 989-91. The leadingjournal in the field, PACE,was
                     59
founded in 1978.
   8An arrhythmiais a deviation from normal heart rhythm. I use the terms doctor
and physicianas synonymsreferring to persons holding the M.D. degree and licensed
to practicemedicine.Thoracic(chest)surgeryemerged as an informalsurgicalsubspe-
cialtyin the 1930s, with board certificationdating from 1950. The term cardiothoracic
(heart and chest) surgery came into use during the 1950s. Cardiologywas formally
created as a subspecialtyof internal medicine in 1940. Cardiologistsattend to diseases
of the heart and vascularsystem;they employ invasiveproceduressuch as catheteriza-
tion but are not certified to perform heart surgery. RosemaryStevens,American   Medi-
cine and thePublicInterest  (New Haven, Conn., 1971), is the classic study of medical
specializationin the United States; see also Joel D. Howell, "The Changing Face of
Twentieth-Century American Cardiology,"Annals of InternalMedicine105 (1986):
772-82.
586        KirkJeffrey
who identified new heart arrhythmiasthat might be suitablefor treat-
ment through pacing.9
   Cardiac pacing proved itself an extraordinarily flexible technol-
ogy-it successfullymanaged chronic diseases not even defined when
Paul M. Zoll announced his external pacemaker in 1952.10 Doctors'
understanding of "cardiac pacing" repeatedly changed as medical
researchersrepeatedly framed new heart arrhythmiasfor which pac-
ing has seemed the appropriate therapy. Knowledge gained in the
laboratorywas passed to clinicianswho, in turn, informed biomedical
engineers of new needs and opportunities for pacing that required
new pacing hardware.1lThe very success of clinical cardiac pacing
stimulated further basic research into conduction disorders of the
heart, bringing the process of transmissionof knowledge full circle.
   This account of the invention of effective heart pacemakers and
the development of pacing as a practicaltherapy thus asks what car-
diac pacing has meant, principallyto the surgeons and cardiologists
who examined patients and implanted pacemakers,at different mo-
ments in the early history of the field. It highlights several episodes
of substantialredefinition in which significant expansions of the list
of medical indications for pacing occurred. It describes the field of
cardiac pacing at the end of the 1950s and 1960s and notes the orga-
nizationalforces shaping the field in each decade, for physicianswho
specialized in pacing never made choices in a vacuum. The early
expansions of the meaning of cardiac pacing prepared the field for
rapid growth once Medicarewas in place. One might expect that the
centrality of an artifact, the pacemaker,would endow pacing with a
less evanescent character.Not so: the meaning of terms like "pacing"
and "pacemaker" been so thoroughly transformedthat what they
                  had


   9Federal regulation can be dated from passage of the Medical Device Amendments
of 1976 (amendments, i.e., to the Food, Drug, and Cosmetic Act of 1938, which had
created the Food and Drug Administration). My attention to "streams of activity"
shaping the technology of pacing owes much to Bell, "A New Model" (n. 6 above),
and to Joel D. Howell, "Early Perceptions of the Electrocardiogram: From Arrhythmia
to Infarction," Bulletin of the History of Medicine 58 (1984): 83-98, and "Diagnostic
Technologies: X-Rays, Electrocardiograms, and CAT Scans," Southern California Law
Review 65 (1991): 529-64.
   0lOn artifactual flexibility, see Wiebe E. Bijker, "The Social Construction of Bakelite:
Toward a Theory of Invention," in The Social Constructionof TechnologicalSystems,ed.
Wiebe E. Bijker, Thomas P. Hughes, and Trevor Pinch (Cambridge, Mass., 1987), pp.
159-87; and Howell, "Diagnostic Technologies."
   "A clinician is any doctor who engages in the practical work of observing and
treating patients (clinical practice), as distinguished from laboratory research or theo-
retical study.
Pacing the Heart          587

signified by the mid-1970s bore little resemblance to the definitions
and assumptions of twenty years earlier.

                   Pacing for EmergencyResuscitation, 1952
   Although there had been some earlier experiments with pulsed
electrostimulationto resuscitatehuman beings from standstill of the
heart, cardiac pacing as a set of systematicmedical procedures origi-
nated in the 1950s.12Zoll, a cardiologist at Beth Israel Hospital in
Boston, invented an external pacemaker and reported having used
it to revive a patient in 1952. Zoll'sapproach to pacing the heart was
impressive for its simplicityand directness: the pacemakerconsisted
of off-the-shelf components including a plug-in electrical stimulator
familiar to most doctors from their student days and simple needle
electrodes inserted beneath the skin of the patient's chest on either
side of the heart. (Zoll later substituted standard electrocardiograph
electrodes that were strapped to the chest.) Electricalimpulses of two
milliseconds' duration, fired through the chest with an amplitude
of 50-150 volts, would stimulate the ventricles to contract, thereby
restoring a circulationof blood to the brain and the body. Zoll'sfirst
publication announced that this pacemaker had managed the heart-
beat in an elderly patient for fifty-twoconsecutive hours.13
   External pacing came into widespread use in American hospitals

   12Kirk
          Jeffrey, "The Invention and Reinvention of Cardiac Pacing," CardiologyClinics
10 (1992): 561-71, argues that the basic scientific and technical knowledge required
for building simple pacemakers and pacing the heart for brief periods of time existed
by the 1920s. However, chronic arrhythmias and "sudden cardiac death" (death within
24 hours from a heart attack or cardiac arrest) had not yet been defined as critical and
solvable problems by physicians specializing in diseases of the heart. Working sepa-
rately, physician-inventors in Australia and New York had actually invented pacing
devices in the mid-1920s and early 1930s, but their work received little attention and
no support from the medical community. The situation had changed considerably by
the late 1940s as a result of many factors: improved understanding of arrhythmias,
experience with open-chest defibrillation, rising physician confidence about working
around and even within the exposed human heart, and the postwar redefinition of
the hospital as a technological center for the delivery of acute-care medicine.
   13Paul M. Zoll, "Resuscitation of the Heart in Ventricular Standstill by External
Electric Stimulation," New EnglandJournal of Medicine 247 (1952): 768-71. An electrical
impulse delivered to a single point in the myocardium (the muscular tissue of the
heart) will be propagated from cell to cell. This depolarization results in mechanical
contraction of the heart muscle. The energy required to instigate this process is quite
small, on the order of 10-50 microjoules, if delivered directly to the excitable tissue.
Zoll's external pacing system required a high voltage because of the impedance associ-
ated with the patient's skin and subcutaneous tissues, the surface area of the electrodes,
the short pulse duration, and other factors. In modified form, short-term external
pacing remains a widely used hospital technology.
588       KirkJeffrey
during the 1950s.14 But this was not pacing as the public knows it
today: Zoll's invention carried with it a set of assumptions and prac-
tices quite different from those now associated with implanted cardiac
pacemakers. This first version of pacing meant emergencyresuscitation
in the hospital from ventricular standstill. A pulse generator the size
of a breadbox that plugged into the alternating current (AC) electrical
system implied a bedridden patient. The high voltage required to
capture the heartbeat implied very short bouts of pacing-from min-
utes to hours-and patients who were unconscious or sedated. Zoll's
famous patient R. A. had been able to eat, sleep, and carry on conver-
sation during treatment with the pacemaker, but this was uncommon;
the artificial pulses caused painful muscle contractions in the upper
chest that most patients found difficult to tolerate.'5
   Zoll invented his pacemaker to address an uncommon occurrence
known as a Stokes-Adams attack, a potentially lethal complication of
complete heart block. In heart block, the heart's natural electrical
signal that triggers atrial and then ventricular contraction starts out
in normal fashion from the sinus node, its source high in the right
atrium; when the impulse reaches the floor of the right atrium, con-
duction cells within the heart muscle fail to propagate it on to the
ventricles, the major pumping chambers of the heart. One of several
secondary "pacemakers" below the site of the block may then stimu-
late the ventricles to contract; but these backup pacemakers fire more
slowly than the normal one, and because of the block the atrial and
ventricular contractions no longer occur in a coordinated man-
ner.16 (See fig. 1.)

   14
     The device was put into commercial production by Electrodyne, a small electronics
firm outside Boston. Morris J. Nicholson et al., "A Cardiac Monitor-Pacemaker: Use
during and after Anesthesia," Anesthesiaand Analgesia 38 (1959): 335-47, gives a con-
temporary description. For a full discussion of the technical issues, see Pierre J. Birkui
et al., eds., Noninvasive TranscutaneousCardiacPacing (Mount Kisco, N.Y., 1992).
      External pacemakers introduced in the 1980s have greatly reduced this problem:
Jerry C. Luck and Michael L. Martel, "Clinical Applications of External Pacing: A
Renaissance," PACE 14 (1991): 1299-1316.
   16Heart block is also known as atrioventricular or AV block.
                                                                  Cardiologists then and
now distinguish three stages in the development of the condition. In first-degree block,
signals reach the ventricles after a delay; in second-degree block, some signals reach
the ventricles while others do not. The text describes third-degree or complete block.
See Johan Landegren and Gunnar Biorck, "The Clinical Assessment and Treatment
of Complete Heart Block and Adams-Stokes Attacks," Medicine 42 (1963): 171-96. For
a historical treatment of medical understanding of heart block, see David C. Schechter
et al., "History of Sphygmology and of Heart Block," Diseases of the Chest 55, suppl. 1
(June 1969): 535-79. Physiologists believed that most cases were a result of coronary
artery disease; heart block was also known to be an occasional sequel to heart attack:
C. K. Friedberg et al., "Nonsurgical Acquired Heart Block," Annals of the New York
Pacing the Heart           589
   The person with heart block may not be able to tolerate physical
activity and may show symptoms of congestive heart failure. Sooner
or later, the person may also begin to experience brief episodes of
dizziness or unconsciousness from inadequate cerebral circulation.
Eventuallythe circulationof blood may cease as the ventricles go into
fibrillation(uncoordinated quivering) or come to a standstill.Loss of
consciousness resulting from heart block was called a Stokes-Adams
attack,and mean life expectancyfrom the first such attackwas known
to be a matter of months because sooner or later an episode would
                                      Promptlyapplied, the Zoll pace-
last long enough to kill the patient.17
maker maintained a circulationthrough the few minutes of a Stokes-
Adams attack that took the form of ventricular standstill.'8Pacing
thus began as an emergency procedure; it resembled the use of in-
hospital defibrillationtoday. But at first Zoll did not conceive of pac-
ing as a possible way to manage the underlying degenerative disease,
complete heart block.
                   Pacing for PostsurgicalHeart Block, 1958
  The earliest transformation of pacing came quickly: in the mid-
1950s a new group of users, the first open-heart surgeons, decided
that cardiacpacing might solve a hitherto unknown complicationthey
were encountering. In adapting Zoll's original idea to their needs,
the surgeons invented a second variety of short-term pacing.
  The early open-heart operationswere often performed on children
born with congenital defects and known as "blue babies." By early
1957, C. Walton Lillehei'ssurgical group at the Universityof Minne-
sota had carried out 305 open-heart operations but had discovered
that approximately one child out of ten developed complete heart
block as a consequence of the surgery. The surgeons concluded that

Academyof Sciences 111 (1964): 835-47. The intense research on conduction diseases
that got under way with the invention of cardiac pacing also demonstrated that with
age, the specialized conduction fibers could gradually degenerate and lose the capacity
to repolarize: Michael Davies and Alan Harris, "Pathological Basis of Primary Heart
Block," British Heart Journal 31 (1969): 219-26.
   17 MArten Rosenqvist and Rolf Nordlander, "Survival in Patients with Permanent
Pacemakers," CardiologyClinics 10 (1992): 691-703.
   18Zoll held that the great majority of Stokes-Adams attacks took the form of stand-
still, but this was a contested point. Ventricles in fibrillation would have to be brought
to standstill by means of a strong shock before effective pacing could begin; by itself,
a pacemaker would be ineffective in such a case. Since the 1950s the term Stokes-
Adams disease has fallen into disuse. For an authoritative latter-day discussion I have
relied on Douglas P. Zipes, "Specific Arrhythmias: Diagnosis and Treatment," in Heart
Disease, ed. Eugene Braunwald, 4th ed. (Philadelphia, 1992), pp. 667-725, esp. pp.
710-15.
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  FIG. 1.-Electrocardiogram of complete heart block showing complete dissociation of atrial ac
plexes). Elapsed time from one heavy vertical line to the next is 0.2 second. The P-P intervals ind
minute, while the intervals between QRS complexes indicate a ventricular rate of 35 beats per min
                                                                                                  of
Mastering Dysrhythmias: Problem-SolvingGuide [Philadelphia, 1988], p. 238; reprinted courtesy
                       A
Pacing the Heart           591

they were occasionally disrupting the heart's conduction pathways
while repairing defects in the ventricular septum, the partition be-
tween the right and left ventricles. The complication almost always
killed the patient.'9
   Short-termpacing seemed an obvious way to manage this problem;
but with postsurgical heart block it would be necessary to pace a
child's heart steadilyfor days or weeks to give the specializedconduc-
tion cells of the heart time to heal. The Zoll pacemakerseemed more
appropriatefor brief and occasionalbouts of pacing. Certainly,young
children could not tolerate the high pacing voltages without sedation.
The group at Minnesotatherefore began to sew a stainlesssteel wire,
coated with Teflon except at its tip, into the wall of the ventricle (the
myocardium)during open-heart surgery. They would bring the wire
out through the surgical wound, bury a second wire under the pa-
tient's skin as an indifferent electrode, and connect both to a Zoll
pulse generator.20Days later, the surgeon could pull gently on the
wire and dislodge it from the myocardium. By the fall of 1957, Lil-
lehei was following this procedure whenever a patient showed signs
of block during an open-heart operation.21
   Since the myocardial pacing wire could capture control of the
heartbeat at a voltage level at least one order of magnitude lower
than external pacing,22 patient could remain painlesslydependent
                          the
on it for days or weeks. But the pulse generator was still a large device

   19Leonard G. Wilson, Medical Revolution in Minnesota: A History of the University of
Minnesota Medical School (St. Paul, Minn., 1989), pp. 516-19; Dwight C. McGoon et
al., "Surgically Induced Heart Block," Annals of the New YorkAcademyof Sciences 111
(1964): 830-34; interview with C. Walton Lillehei, St. Paul, Minnesota, July 25, 1990.
Blue babies were so called because inadequate oxygenation of the blood imparted a
bluish cast to their skin.
   20All pacemakers consist of three elements: a pulse generator, electrodes (electrical
conductors through which a current enters or leaves a medium such as heart tissue),
and a lead (one or more insulated wires connecting the pulse generator to the elec-
trode). In the pacemaker invented at the University of Minnesota, the tip of the myo-
cardial wire was the electrode; the wire itself, the lead. This article, like all writings on
cardiac pacing, speaks of "the atrium" and "the ventricle" as if a human being had
only one of each. In fact it is necessary to deliver a pacing impulse only to the chambers
on one side of the heart since the cells of the myocardium will propagate it to the
other.
   21William L. Weirich et al., "The Treatment of Complete Heart Block by the Com-
bined Use of a Myocardial Electrode and an Artificial Pacemaker," Surgical Forum 8
(1958): 360-63; C. Walton Lillehei et al., "Direct Wire Electrical Stimulation for Acute
Postsurgical and Postinfarction Complete Heart Block," Annals of the New YorkAcademy
of Sciences 111 (1964): 938-49; Wilson, pp. 516-19; Lillehei interview.
   22Lillehei's surgical team reported capture at output voltages in the range of 1.5-4.5
volts: Weirich et al., p. 362.
592      KirkJeffrey




  FIG. 2.-C. Walton Lillehei with a young patient, Saturday Evening Post, March 4,
1961, p. 13. The boy is wearingan externalpulse generator,the Medtronic5800. The
two output terminalsprotrude from the top of the device. One of the knobs on the
front controls electricaloutput, the other the pacing rate. For a full description, see
C. WaltonLilleheiet al., "Transistor Pacemaker Treatmentof CompleteAtrioven-
                                                for
tricular Dissociation," Journal of the AmericanMedical Association 172 (1960): 2006-10.
(Photo courtesyof Medtronic,Inc.)



plugged into the AC electrical system. The surgeons at Minnesota
wished to get their child-patients out of bed and moving around;
they worried that an electrical malfunction could send a patient into
ventricular fibrillation (VF), a lethal arrhythmia. Lillehei therefore
asked an engineer who repaired electronic equipment at the medical
school, Earl Bakken, if he could make a small battery-powered pulse
generator. Delivered early in 1958, Bakken's new device was powered
by flashlight batteries and employed newly available components
called transistors. Small enough to hold in the hand, it could be car-
ried in a pouch or holster worn at the belt or around the neck (fig.
2). The small firm that Bakken and his brother-in-law had founded,
Medtronic, Inc., soon began to produce the units in response to re-
quests from surgeons around the United States. This early experience
in pacing prepared the firm to grow along with the growth of cardiac
Pacing the Heart 593

pacing. Medtronic soon became the world's largest manufacturer of
pacemakers, a position it still holds today.23

              Pacing in the 1950s: Treatment Acute Illness
                                             for
   Lillehei's myocardial approach to the heart emerged as an offshoot
of the revolution in heart surgery, but it still bore a strong resem-
blance to Zoll's original version of pacing. In both external and myo-
cardial pacing, the patient was assumed to be gravely ill, confined to
the hospital, and pacemaker-dependent. Both systems ministered to
acute crises, whether Stokes-Adams attacks or postsurgical heart
block. In both, the pacemaker was defined as a piece of hospital
equipment; its transformation into a more or less permanent addition
to the patient's own body was still a few years away.24
   It might be asked why physicians chose cardiac electrostimulation
to drive the heart rather than some entirely different technology-
perhaps the administration of stimulating drugs such as atropine or
isoproterenol. Researchers had experimented since the 1920s with
drugs that stimulated the heart; while these were often effective for
brief intervals in particular patients, it proved extremely difficult to
administer an appropriate amount of a drug at a steady rate, hour
after hour and day after day. More broadly, by the postwar years
doctors had grown accustomed to thinking of the heart as an electro-
mechanical system, a "pump" activated by electrical impulses that
the specialist could comprehend by analysis of the electrocardiogram
(ECG).25 Investigators of the 1950s such as Zoll and Lillehei knew of
the new technique of open-chest defibrillation, a form of electrostim-
ulation that bore an obvious resemblance to pacing and had resusci-
tated human beings from VF beginning in 1947. Then too, by good
fortune complete heart block happened to be the perfect "electrical
failure" to take up: it could be managed effectively in many cases by
means of a device that was straightforward in concept. The pioneers
in cardiac pacing were able to gain hands-on experience while using


   23For a definition of fibrillation, see n. 1 above. See also C. Walton Lillehei et al.,
"Transistor Pacemaker for Treatment of Complete Atrioventricular Dissociation,"
Journal of the American Medical Association 172 (1960): 2006-10; Wilson, pp. 519-21;
and Lillehei interview. Steven M. Spencer, "Making a Heartbeat Behave," Saturday
Evening Post, March 4, 1961, pp. 13 ff., gives an interesting popular account of pace-
maker development that includes interviews with several of the early patients.
   24Jeffrey, "Invention and Reinvention" (n. 12 above).
   25Christopher Lawrence, "Moderns and Ancients: The 'New Cardiology' in Britain,
 1880-1930," Medical History, suppl. 5 (1985): 1-33; Howell, "Early Perceptions of the
Electrocardiogram (n. 9 above); Lynn Payer, Medicine and Culture (New York, 1988),
pp. 74-75, 79-85.
594      KirkJeffrey
relatively simple devices that did not require sensing as well as pacing
functions or produce complex electrocardiograms. While attempts
to control heart block with drugs ran into repeated problems, the
pacemakers of the late 1950s and early 1960s could quickly boast a
number of remarkable success stories. And doctors are much influ-
enced by case histories.26
   Physician-inventors and the electronic engineers who advised and
worked with them were clearly the dominant influences on the na-
scent field of pacing, its "sponsors." By necessity, pacing at first re-
mained largely confined to major hospitals; but it began to spread in
the late 1950s and early 1960s as part of a package that included
thoracic surgery and acute cardiac care.27 With its operating rooms,
catheterization labs, and skilled nursing care, and with procedures
such as electrocardiography, AC defibrillation, and cardiac catheter-
ization, the large hospital had already emerged by the mid-1950s as
the appropriate locus for the practice of acute-care medicine relating
to the heart. Pacing was not only nurtured in the hospital, but it
promised to reinforce the hospital's role in the acute care of heart
disease.28
   These institutional and technological developments took place in a
cultural climate that encouraged an activist, experimental approach
in cardiology and heart surgery. Cheered by the dramatic achieve-
ments of military medicine during World War II, the American pub-


   26On pharmacologic control of cardiac arrhythmias, see Paul B. Beeson, "Changes
in Medical Therapy during the Past Half Century," Medicine 59 (1980): 79-99. Lil-
lehei's group at Minnesota tried to manage seven cases of postsurgical heart block
with epinephrine, aphedrine, atropine, and sodium lactate in 1954-55; they had no
survivors. They then switched to isoproterenol (Isuprel) in 1955-57; out of nineteen
cases, they had nine successes, five that remained in complete block, and five deaths.
Results like this drove doctors very quickly to electrostimulation. See Lillehei et al.,
"Direct Wire Electrical Stimulation" (n. 21 above). Defibrillation terminates the random
electrical activity of a fibrillating heart by means of a strong electrical shock. At first,
doctors applied paddle electrodes directly to the exposed heart: Claude S. Beck et al.,
"Ventricular Fibrillation of Long Duration Abolished by Electric Shock," Journal of the
AmericanMedical Association 135 (1947): 985-86.
   27Paul M. Zoll, "The Cardiac Monitoring System" (interview), Medical News 186
(1963): 34-36; Bernard Lown, "Intensive Heart Care," Scientific American 219 (July
 1968): 19-27; Louise B. Russell, Technologyin Hospitals (Washington, D.C., 1979), pp.
41-70.
   28Russell; Paul Starr, The Social Transformation AmericanMedicine (New York, 1982);
                                                   of
Joel D. Howell, "Machines and Medicine: Technology Transforms the American Hos-
pital," in The AmericanGeneralHospital: Communities    and Social Contexts,ed. Diana Eliza-
beth Long and Janet Golden (Ithaca, N.Y., 1989), pp. 109-34; Rosemary Stevens, In
Sicknessand in Wealth:AmericanHospitals in the TwentiethCentury(New York, 1989), pp.
 224-32; Jeffrey, "Invention and Reinvention" (n. 12 above).
Pacing the Heart    595
lic supported medical research and looked forward to rapid success
in the "war" against heart disease.29 David Sarnoff, chairman of the
board of the Radio Corporation of America and a noted technological
sage, probably captured the enthusiasm of many in picturing a future
time when "miniaturized electronic substitutes will be developed to
serve as long-term replacements for organs that have become defec-
tive through injury or age....    It is not too far-fetched to imagine a
man leading a normal life with one or more vital organs replaced by
the refined substitutes of the future."30
   In spite of such optimism, we should not overstate the centrality
of cardiac pacing: to all but its sponsors, pacing at the end of the
 1950s had the look of an intriguing but distinctly marginal new tech-
nology of medicine. Although postsurgical heart block had added
hundreds of new patients to the number who might be assisted by
pacing, the total population with Stokes-Adams disease or postsurgi-
cal block appeared small to most clinicians.31 The management of
electrical blockages in the heart might intrigue researchers, but com-
mercial prospects did not look particularly inviting. When representa-
tives from major manufacturing firms began to inquire about the
market for pacemakers in the late 1950s, pioneers in the field gave
them estimates on the order of five hundred units per year for the
United States. Such figures were probably based on the assumption
that a handful of external pulse generators, whether plug-in or


   29U.S. Office of Scientific Research and Development, Committee on Medical Re-
search, Advances in Military Medicine (Boston, 1948); President's Commission on the
Health Needs of the Nation, Building America'sHealth (Washington, D.C., 1952); Starr,
pp. 335-51; Eugene Braunwald, "The Golden Age of Cardiology," in An Era in Cardio-
vascular Medicine, ed. Suzanne B. Knoebel and Simon Dack (New York, 1991), pp. 1-4.
   30"Sarnoff Predicts 'Disease Machine,'" New YorkTimes (November 11, 1959), p. 28.
Sarnoff added, "One day artificial kidneys, lungs, and even hearts may be no more
remarkable than artificial teeth." Sarnoff had predicted in 1916 that the radio would
become a "household utility."
   311 have found no direct discussions of the incidence of heart block or Stokes-Adams
disease from the period before 1960. Early investigators in cardiac pacing whom I
have interviewed all agree that estimates of the size of the prospective patient popula-
tion were minuscule and that clinicians saw very few cases in their careers because
complete heart block often terminated in death from cardiac arrest before a person
could see a physician. My impression is that the question of how many people had
heart block received little attention until after implantable pacemakers arrived on the
scene. Estimates then began to become both more precise and larger. See, e.g.,
Friedberg et al. (n. 16 above), p. 846. The most exhaustive study of the incidence of
heart block conducted during the period covered in this article is David B. Shaw and
Christopher A. Kekwick, "Potential Candidates for Pacemakers," British Heart Journal
40 (1978): 99-105. Shaw and Kekwick estimated the incidence of diagnosed cases of
heart block in their study area (Devon, England) at 97 per million population.
596       KirkJeffrey
battery powered, could serve the needs of dozens or hundreds of
patients over a few years because the pacemakerwas a piece of hospi-
tal equipment, not (yet) a part of the patient'sown body. This misper-
ception ensured that larger companies would leave the market to
small specialty firms, such as Electrodyne and Medtronic, that had
already developed relationshipswith medical research teams.32
             An ImplantablePacemaker ChronicHeart Block
                                    for
  In the late 1950s, a second and more thoroughgoing redefinition
of cardiac pacing got under way when a few physician-inventorsbe-
gan to think of pulsed electrostimulationas a way to solve the long-
term problem of chronic complete heart block by permanently      sup-
planting the heart'sown failed conduction system.33   This meant that
the patient would receive electricalstimulationnot for a few days or
weeks but for months and years-ideally, for the rest of a lifetime.
Long-term pacing implied that the patient need not be confined to a
hospital bed but might become fully ambulatory,leave the hospital,
and lead the life of a semi-invalid.Rather than a brief and occasional
intervention, pacing would now become a permanent circumstance
in the life of each patient. Although no pioneers in pacing had yet
recognized it, long-term pacing also meant that the pacemakerwould
require some kind of routine follow-up managementthrough an out-
patient facility.
  This revised version of cardiac pacing did not emerge naturally
and directly from existing practicesbut instead required that doctors
radicallyreorganize their thinking. Indeed, some physiciansinvolved
with pacing remained committed to the earlier concept of the pace-
maker as an emergency or short-terminstrument.34   Certainlythe new
version of cardiac pacing entailed radical changes in the design of
pacing technology and in the activities surrounding its use. As an
   32Telephone interview with Sam E. Stephenson, Jr., August 30, 1991. According to
Bakken, the market-research firm Arthur D. Little estimated in 1960 that "the world-
wide, all-time market for pacemakers would be about ten thousand units": interview
with Earl E. Bakken, Fridley, Minnesota, May 23, 1990.
   33This revised concept of pacing occurred to several research groups beginning
around 1955-56; I have not tried to award priority for the idea to any group in
particular.
  34 Several of the researchers who at first failed to
                                                       grasp the idea of long-term pacing
had earlier worked with defibrillation, perhaps the quintessential example of an acute-
care technology; this experience dominated their perceptions of the pacemaker. Some
viewed the pacemaker almost as if it were a kind of defibrillator. See the discussion at
the "Rockefeller Conference," September 1958, as excerpted in Kirk Jeffrey, ed., "The
Conference on Artificial Pacemakers and Cardiac Prosthesis, 1958," PACE 16 (1993):
1445-82. Joel D. Howell found an analogous pattern in early constructions of the
meaning and utility of the ECG: Howell, "Early Perceptions of the Electrocardiogram"
(n. 9 above).
Pacing the Heart          597

unanticipated result, the new formulation also prepared the way for
a vast increase in the manufacture and use of pacemakers.
  The idea for long-term pacing was "in the air"by about 1956, and
researchersdebatedits feasibilityat a one-dayconference in September
1958. Zoll explained that resuscitatingpatientsfrom Stokes-Adamsat-
tacksrepresentedno solutionto the underlyingproblemof heartblock;
in a vivid presentation,he made the case for fundamentallyredefining
the function of cardiac pacing: "Afterthe initial excitement of saving
the patient from the initialepisode of standstill,everybodyrelaxes and
you come back later ... and find the patient had another episode....
You can resuscitatea patient... if you are ready all the time for the
rest of the patient'slife, and that is a big order."35
  Just such a situation arose in St. Paul, Minnesota, in March 1959,
when Samuel Hunter, a surgeon who had done a residency with Lil-
lehei, was presented with an unexpected case, a 72-year-old man in
complete heart block and suffering dozens of Stokes-Adamsattacks
daily. Rather than restartingthe heart time and again by means of an
external pacemaker,Hunter opened the patient'schest and sutured an
experimental bipolar pacing electrode, never before used with a hu-
man subject,to the ventricularmyocardium."The patientwasnot anes-
thetizedbut wasessentiallydead when we brought him to the operating
table,"Hunter later recalled. "Wejust kind of kept his heart going by
pounding his chest."Engineer Norman Roth attachedthe lead to one
of the new battery-poweredexternal pulse generators. "A lot of other
people were in the room, and when it startedIjust couldn'tbelieve my
eyes. Because it's one thing [to have] a nice little compact heart in a
child; but this was a 72-, 73-year-oldman with a big bulbous heart that
was kind of like a big jellyfish in there, sort of semi-blue; and all of a
sudden it startedto pump, vigorouslyand accordingto the rate that we
wanted, and we could control it, and all of a sudden he startsto wake
up! So we had to put him to sleep and finishthe operation. I don't know
what I said; someone said, 'My God, it worked!"'36      Hunter's patient



   35Jeffrey, ed., p. 1450. The debates at this meeting are analyzed in Kirk Jeffrey,
"The Next Step in Cardiac Pacing: The View from 1958," PACE 15 (1992): 961-67.
Of Zoll's first fourteen pacing cases as reported in 1954, eight had died from later
Stokes-Adams attacks after an initial successful resuscitation via the pacemaker. See
Paul M. Zoll et al., "Treatment of Stokes-Adams Disease by External Electric Stimula-
tion of the Heart," Circulation 9 (1954): 482-92.
   36Interview with Samuel W. Hunter, Mendota Heights, Minn., November 30, 1989.
Hunter also reported that the patient, Warren Mauston, would allow the surgeon
to turn off the external pulse generator to demonstrate its functioning for visiting
cardiologists. Mauston would slip into unconsciousness within a few seconds, "then I'd
snap it on again, and he'd come right out of it. I did that several times. I had a lot of
598      KirkJeffrey
lived in good health for nine more years, dependent on his pacemaker
the entire time. A reporter wrote that "although he occasionally frets
at being unable to go out on the golf course as he used to, he putts on
the living-room rug..., gets up and downstairs and walks around the
neighborhood."37
   This case, which had arisen as a clinical emergency rather than as
part of a research program, was one of several around 1959-60 to
demonstrate that it was possible to pace the heart over an extended
period and send the patient home.38 By 1959 several research teams
were already experimenting with new kinds of pacemakers that
would be more suitable for long-term use. Most of the new designs
contemplated an implanted, battery-powered pulse generator to elim-
inate a major source of infection, the pacing wire that came through
the patient's chest. A fully implanted device would also ensure that
the doctor retained complete control of the pacemaker by putting it
where the patient could not touch it. However, implanting the pulse
generator implied that the patient must undergo future surgical pro-
cedures when the battery ran low.
   By now, research groups in the United States and Europe were
racing to come up with a practical long-term pacing device. Teams
in Stockholm and London implanted several pacemakers manufac-
tured by the Swedish firm of Elema-Shonander between 1958 and
early 1960. The Elema pulse generator was rechargeable by an induc-
tion coil placed on the patient's body. This device had technical prob-
lems, and in 1961 the company introduced a successor with mercury
cells. Around the same time, a group at Yale University experimented
with a radio frequency pacemaker that included an implanted re-
ceiver attached to the pacing electrodes, and an external transmit-
ter-a setup that exteriorized the battery.39

[ECG] tracings. I had those all over the laboratory-Mr. Mauston sliding toward eter-
nity because I'd turned off his pacemaker."
  37Samuel W. Hunter et al., "A Bipolar Myocardial Electrode for Complete Heart
Block," Journal-Lancet 79 (1959): 506-8; David C. Schechter, "Background of Clinical
Cardiac Electrostimulation. VII. Modern Era of Artificial Cardiac Pacemakers," New
YorkStateJournal of Medicine 72 (1972): 1176-81; Spencer (n. 23 above); interview with
Hunter. The electrode was an experimental model developed by Norman Roth, an
engineer at Medtronic.
   38Prior to Hunter's case, the longest episode of pacing had probably involved a
patient at Montefiore Hospital in the Bronx who had been intermittently pacemaker-
dependent (and hospital-bound, though ambulatory) for ninety-six days in the fall of
1958. See Seymour Furman and John B. Schwedel, "An Intracardiac Pacemaker for
Stokes-Adams Seizures," New England Journal of Medicine 261 (1959): 943-48. This
case is discussed below.
   39A. H. M. Siddons and O'Neal Humphries, "Complete Heart Block with Stokes-
Adams Attacks Treated by Indwelling Pacemaker," Proceedings of the Royal Society of
Medicine 54 (1961): 237-38; Rune Elmqvist, "Review of Early Pacemaker Develop-
Pacing the Heart    599
   In June 1960, at the Veterans Administration (V.A.) Hospital in
Buffalo, New York, an elderly man received the first successful fully
implanted pacemaker. Designed by electrical engineer Wilson
Greatbatch, it was implanted by William Chardack, a surgeon.40 The
Chardack-Greatbatch pacemaker, licensed to Medtronic and modi-
fied in various ways, quickly set the standard for cardiac pacemakers
in the United States. The first version to reach the market contained
only eight circuit components including two junction transistors. The
pulse generator, slightly larger than a pocket watch, encapsulated the
circuitry and a mercury-cell battery in silicone rubber. Devices of this
generation were known as asynchronous, fixed-rate pacemakers: they
had no capacity to sense electrical activity within the heart and could
not vary impulse rate or amplitude; they simply fired at a preset
rate such as 70 impulses per minute.41 But the Chardack-Greatbatch
pacemaker was a wonder for its time. After several early failures from
broken wires, Chardack designed a coiled-spring lead that proved
remarkably reliable.42 (See fig. 3.)
   Inventing permanent cardiac pacing involved not only the device but
the surgical procedure. Implantation of a pacemaker in the 1960s qual-
ified as major surgery; it was Chardack who created the technique.
Working in an operating room on a fully anesthetized patient, the sur-
geon created a pocket beneath the skin in the patient's left abdomen as
a site for the pulse generator. He then made a large chest incision and


ment," PACE 1 (1978): 535-36; William W. L. Glenn et al., "Remote Stimulation of the
Heart by Radiofrequency Transmission," New England Journal of Medicine 261 (1959):
948-51. The "main line" of development, as described in the text, was pursued in
the late 1950s by Zoll, William Chardack, and other teams, with Chardack's group
announcing the first successful clinical case, an important symbolic milestone in the
eyes of physicians.
   40William M. Chardack et al., "A Transistorized, Self-Contained, Implantable Pace-
maker for the Long-Term Correction of Complete Heart Block," Surgery 48 (1960):
643-54; Wilson Greatbatch, "Twenty-Five Years of Pacemaking," PACE 7 (1984):
143-47. The group employed hunt-and-try tactics to solve the two crucial problems
they encountered: protecting the battery and circuitry from body fluids while permit-
ting the diffusion of hydrogen gas, a by-product of the nickel-cadmium battery chemis-
try, and finding a lead system able to withstand approximately 31.5 million flexions
per year from the motion of the beating heart without breaking or causing a lesion in
the heart wall. Chardack's group did not learn of Ake Senning's work in Stockholm
until just before the first clinical use of their implanted pacemaker. See William M.
Chardack, "Recollections- 1958-1961," PACE 4 (1981): 592-96.
   41The most complete review of these early pacemakers is William M. Chardack et al.,
"Clinical Experience with an Implantable Pacemaker," Annals of theNew YorkAcademyof
Sciences 111 (1964): 1075-92.
   42William M. Chardack, "A Myocardial Electrode for Long-Term Pacemaking," An-
nals of the New YorkAcademyof Sciences 111 (1964): 893-906. The first patient, Frank
Henefelt, is interviewed in Spencer (n. 23 above).
600      KirkJeffrey




  FIG. 3.-The Medtronic5850, a Chardack-Greatbatch    implantablepacemakerfrom
about 1963, showing the coiled-spring lead and myocardialelectrodes invented by
WilliamChardack.  The pulse generatoris encapsulatedin siliconerubber.The "subcu-
taneous extension" on the left, known affectionatelyto implanters as the "pigtail,"
contained three wires and was positionedjust beneath the patient'sskin. Connecting
wire A to B via a small incision increasedthe pacemakeroutput; connecting B to C
disabled the pacemaker.(Photo courtesyof Medtronic,Inc.)

retracted the ribs to expose a portion of the left ventricular surface.
The surgeon drew the lead through a tunnel beneath the skin from
the pacemaker pocket to the heart, sutured the two electrodes to the
ventricular muscle, and plugged the lead into the pulse generator. Re-
placing a depleted pulse generator was simpler: the surgeon made a
small abdominal incision under local anesthetic, detached the genera-
tor from the lead, and substituted a new one.43


  43William Chardack,"CardiacPacemakersand Heart Block,"in Surgery the
             M.                                                               of
Chest,ed. John H. Gibbon,Jr., et al., 2d ed. (Philadelphia,1969), pp. 824-65, gives
details of surgical technique. By the mid-1960s it had become standard practice to
employ a temporarytransvenousendocardiallead (describedbelow) to maintainthe
heart rate before and during surgery for implantationof a permanent myocardial
pacemaker.Because of unexpectedlyrapid batterydepletion and occasionalwire fail-
Pacing the Heart                  601

                NoncompetitivePacing for IntermittentBlock
   Until about 1965, permanent pacing of the heart had the character
of an experimental technology, with journals often publishing ac-
counts of unexpected crises such as broken wires and discussions of
possible alternativesto mercuricoxide cells as the power source. Some
practitionersalso became concerned that asynchronouspacing might
induce ventricularfibrillationin occasionalpatients who did not have
fixed complete heart block but intermittentblock with occasionalnor-
mally conducted beats. In such cases the ventricles might receive nat-
ural and artificialsignals in competition. A pacemakerimpulse deliv-
ered at the end of ventricular contraction could trigger VF; the
irritabilityof the heart muscle and hence the danger of VF appeared
greatest when the pacemakerfired into tissue damaged by an earlier
heart attack.44
   Aware of the growing concern about pacemaker-inducedVF, the
biomedical engineer Barouh Berkovits, at American Optical Com-
pany, designed a sensing capability into the pacemaker so that it
would fire at a fixed rate, exactly as in an asynchronous pacer, but
would reset itself if it sensed the depolarization of the ventricles.45

ures, some early patientshad to endure a dozen or more implantprocedures.Clearly,
lead replacement entailed a much more severe procedure than replacement of the
pulse generator. The patient who had received Senning's implanted pacemaker in
1958, Arne Larsson,survivedwithout pacing for more than a year after the failure of
the initial device; he is still living and as of 1991 had had twenty-fivepacemakers:
letter from Larssonto author,June 25, 1991.
  4Agustin Castellanos, et al., "RepetitiveFiring Occurringduring Synchronized
                          Jr.,
Electrical Stimulation of the Heart," Journal of Thoracic and CardiovascularSurgery 51
(1966): 334-40; MichaelBilitch et al., "VentricularFibrillationand CompetitivePac-
ing," New England  Journalof Medicine (1967): 598-604; Leonard S. Dreifus et al.,
                                      276
"The Advantagesof Demand over Fixed-RatePacing,"Diseases theChest (1968):
                                                                of         54
86-89; WilliamM. Chardacket al., "Pacingand VentricularFibrillation,"    Annalsof the
New York  Academy Sciences (1969): 919-33. It had long been knownthat stimulat-
                  of        167
ing the ventriclesduring their "vulnerablephase"could induce fibrillation,but some
leading figures in the pacing field remained skeptical about the possibilityof pace-
maker-inducedVF because the pacemakerstimulus was so small and because direct
evidence was lacking. It was difficult to demonstrate conclusively that pacemaker-
induced VF had killed some patients unless their heart rhythmshad been monitored
at the moment of death. Interviewwith Barouh V. Berkovits,San Diego, California,
May 7, 1993.
   45 the Berkovits
     In               pacemakerthe ventricularelectrode sensed the electricalindica-
tion of spontaneousventricularactivity(the R wave of the ECGtracing),and an ampli-
fier magnifiedthis signal.The amplifiedsignalreset the timing circuitso that the pacer
would not deliver another impulse until a preset interval,e.g., 850 milliseconds,had
elapsed. In early pacemakersof this sort, the intervalwas immutable,but beginning
in the 1970s it could be programmedby the physician.The Berkovits pacing mode
was later renamed "ventricular inhibited"because a sensed ventricularpulse inhibited
602      KirkJeffrey
American Optical announced its new pacemaker (variously described
as a "ventricular inhibited" or a "demand" pacemaker) in 1965 and
within a few years had licensed other manufacturers to produce their
own devices capable of pacing "on demand." By 1969, four-fifths of
new pacemaker implants involved devices configured to avoid compe-
tition. Noncompetitive pacing had rapidly and completely superseded
the asynchronous mode.46
   The invention of noncompetitive pacing is a richly instructive epi-
sode. Confronted with hundreds of pacemaker-dependent patients,
research cardiologists of the early 1960s had undertaken intense stud-
ies of heart block and other forms of slow heart rate. Once they began
to follow patients on pacemakers over intervals of many months, it
dawned on some that pacing had created a new cause of death, VF
resulting from pacemaker competition. The effort to account for
these deaths led cardiologists to the insight that some cases of com-
plete heart block were not fixed but could revert to intermittent block
with some normally conducted beats.47 Cardiologists had described
the problem of pacemaker competition in print, but it was the engi-
neer, Berkovits, who conceived of a way to solve it. He then invited
physicians' comments on the idea and their collaboration in clinical
trials. Earlier choices in the design of implanted pacemakers, accumu-
lated clinical experience with pacemaker-dependent patients, and in-
tensified research into disturbances of heart rhythms all contributed
to the medical framing of intermittent heart block and of the non-
competitive pacing mode.48
   Partly in order to circumvent the Berkovits patent on ventricular


the pacer from firing. See George H. Myers and Victor Parsonnet, Engineering in the
Heart and Blood Vessels(New York, 1969), pp. 34-49; and Bryan Parker, "Pacemaker
Electronics," in Seymour Furman and Doris J. W. Escher, Principles and Techniquesof
Cardiac Pacing (New York, 1970), pp. 43-61.
   46Louis Lemberg et al., "Pacemaking on Demand in AV Block," Journal of the Ameri-
can Medical Association 191 (1965): 106-8. Medtronic introduced its first ventricular
inhibited pacemaker in May 1967; a patent fight with American Optical ensued. The
acceptance of noncompetitive pacing by 1969 is reported in Victor Parsonnet, "The
Status of Permanent Pacing of the Heart in the United States and Canada," Annales
de cardiologieet d'angiologie 20 (1971): 287-91.
   47See the discussion in Dreifus et al.
   48One can carry the point further: the medical finding that legitimized noncompeti-
tive pacing depended for its authority on the prior acceptance of noncompetitive
pacing. Only after noncompetitive pacing had come into widespread use did compara-
tive mortality data provide firm corroborative evidence supporting the hypothesis that
patients on asynchronous pacers died more frequently than those on noncompetitive
pacers. Before noncompetitive pacing, it had been more of a suspicion. See the Berko-
vits interview (n. 44 above).
Pacing the Heart          603
inhibited pacing, the Cordis Corporation introduced a "ventricular
triggered" pacemaker. In this design, the device paced the ventricle
at a fixed rate; but a sensed ventricularcontraction,instead of inhib-
iting the pacemaker, triggered it to fire instantaneously and then
recycle. Delivered at a moment when myocardialcells had just depo-
larized and were refractory to another stimulus, the pacemaker im-
pulse did not compete with the heart's natural signal. The two sys-
tems, ventricular inhibited and triggered, were both widely used
during the late 1960s, but Berkovits'sinhibited mode eventually pre-
vailed because it caused less drain on the pacemaker battery and
because it seemed to emulate the "natural"   escape mechanism of the
heart in which certain cells below the site of the block, capable of
spontaneously depolarizing but normally inhibited from doing so,
will eventually fire in the absence of a normallyconducted impulse.49
                             The TransvenousRoute
  From a medical point of view, the distinctivefeature of pacing from
1960 on was its reliance on direct stimulation of myocardial tissue.
In order for the surgeon to attach the pacing electrode to the heart,
the patient had to undergo general anesthesia and surgical opening
of the chest. Since most patients were elderly men and women suffer-
ing from severe heart disease, hospital mortality rates in the early
and mid-1960s averaged about 7.5 percent.50
  A group at Montefiore Hospital in the Bronx had already pio-
neered a second route to the heart, this one through a vein and
into the pumping chambers. In 1958, Seymour Furman, a first-year
surgicalresident at Montefiore,invented a catheter pacing lead, intro-
duced it via the vein at the inside of the elbow, and passed it through

  49J. Walter Keller, Jr., "Evolution of Pacemaker Systems," in CardiacPacing: Proceed-
ings of theIVth InternationalSymposium CardiacPacing, ed. HilbertJ. T. Thalen (Assen,
                                       on
1973), pp. 123-27. On the heart's "latent pacemakers," see Zipes, "Specific Arrhyth-
mias" (n. 18 above), pp. 685-86. Berkovits maintained that a biomedical engineer
should always strive to "follow nature-if you can learn from it, you'd better do it."
Triggered pacing departed from "the normal way of the heart" (Berkovits interview
[n. 44 above]). The belief that patients would be better off if treatment emulated
"normal physiology" was fundamental to the appeal of ventricular inhibited pacing
and later of dual-chamber pacing. Ironically, more "physiological" pacemakers also
proved to be more complex. For a general discussion of the appeal of the physiological,
see Joel D. Howell, "Cardiac Physiology and Clinical Medicine? Two Case Studies," in
Physiology in the American Context, 1850-1940, ed. Gerald L. Geison (Bethesda, Md.,
1987), pp. 279-92. See also Richard Sutton et al., "Physiological Cardiac Pacing," PACE
3 (1980): 207-19.
  50Chardack, "Cardiac Pacemakers and Heart Block" (n. 43 above), p. 837, reporting
on a study from 1967 that had reviewed many large series.
604      KirkJeffrey




  FIG.4.-Pincus Shapiro at MontefioreHospital, fall 1958. The lower unit on the
cart is an ElectrodynePM-65pacemaker-defibrillator; restingatop it is an Electrodyne
monitor with a small oscilloscope.The pacing lead enters a vein at the inside of the
patient'sleft elbow.This apparatusplugged into a wall socket;the physician,Seymour
Furman,later substituteda car batteryand a converter.(Photocourtesyof Medtronic,
Inc.)

the venous system and the right atrium and into the right ventricle
of the patient's heart while observing its progress on a fluoroscope.
Not knowing of the Medtronic portable pulse generator, Furman had
connected the lead to an Electrodyne pulse generator that plugged
into the AC electrical system (fig. 4). This apparatus paced Furman's
second patient intermittently for ninety-six days and enabled the man
to walk up and down the hospital corridor; eventually, pacing was
discontinued, and the patient was able to leave the hospital and go
Pacing the Heart         605
home.51Over the next two years, Furmanand his coworkersreported
on dozens of additional cases of transvenous pacing.52
   From the first, transvenous pacing could claim some significant
advantagesover the more invasivemyocardialapproach. Most impor-
tant, the physiciancould gain accessto a vein and introduce the cathe-
ter without subjecting the patient to major surgery. The technique
also reduced the risk of damage to the heart tissue because the pacing
electrode either floated free in the ventricle or barely touched the
ventricularwall.
   Yet the transvenous route did not gain widespread acceptance for
long-term pacing in the United States until the late 1960s. Furman's
youth and relative lack of renown may have been a factor initially;
his removal from the scene for two years' military duty definitely
slowed the development phase of transvenous pacing. There were
early reports of intermittent failure to pace and of the catheter's
perforating the vein. Some time elapsed before a standard technique
emerged: those interested in transvenous pacing tried several veins
before settling on one just beneath the collarboneas the most suitable
for introduction of the catheter. More broadly, cardiac catheteriza-
tion was a technique more familiar to cardiologiststhan to surgeons;
indeed, use of the catheter as a diagnostictool was perhaps the defin-
ing ritual of cardiology. Because of the leadership of surgeons like
Lillehei and Chardack,the medical world had grown accustomed to
the idea of pacemaker implantationas a surgicalprocedure.53
   Transvenous pacing spread rapidly after about 1965. The transve-
nous route first came into use during the early 1960s as a means of
temporary pacing during surgery to implant a myocardial pace-
maker; their experience with temporary transvenous pacing helped


   51This case, one of the most dramatic and influential in the history of pacing, was
reported in Furman and Schwedel, "An Intracardiac Pacemaker" (n. 38 above). See
also "Electrode in Heart Saves Man's Life," New YorkTimes (November 27, 1958), p.
36.
   52See, e.g., Seymour Furman et al., "The Use of an Intracardiac Pacemaker in the
Control of Heart Block," Surgery 49 (1961): 98-108, and "Transvenous Pacing: A
Seven-Year Review," AmericanHeart Journal 71 (1966): 408-16; and Victor Parsonnet
and Alan D. Bernstein, "Transvenous Pacing: A Seminal Transition from the Research
Laboratory," Annals of ThoracicSurgery48 (1989): 738-40.
   53Seymour Furman et al., "Implanted Transvenous Pacemakers: Equipment, Tech-
nic and Clinical Experience," Annals of Surgery 164 (1966): 465-74; Howell, "Changing
Face of Twentieth-Century American Cardiology" (n. 8 above); Donald Baim and
Richard J. Bing, "Cardiac Catheterization," in Cardiology:The Evolution of the Science
and the Art, ed. Richard J. Bing (Chur, 1992), pp. 1-28.
606      KirkJeffrey
accustom surgeons to the techniques of catheterization.54 Reports
from Europe of successful long-term transvenous pacing and the in-
troduction of a flexible transvenous lead in 1965 (a variant on Char-
dack's coiled-spring design) contributed to a shift toward the transve-
nous technique. Perhaps the clinching factor proved to be doctors'
growing realization that the transvenous procedure was less risky for
their elderly patients. Hospital mortality rates from transvenous pac-
ing were 0-3 percent.55 Indeed, Chardack himself began to use the
transvenous route. By 1970, experienced implanters had switched in
large numbers to transvenous pacing, while new entrants to the field
were accepting it as the normal path to the ventricle.56 Today virtually
all pacing leads are introduced transvenously and stimulate the heart
from within. The patient remains conscious throughout the proce-
dure, now typically an hour or less in duration.57

            Pacing in the 1960s: Treatment ChronicDisease
                                           for
  Cardiac pacing spread rapidly in the 1960s, nicely exemplifying
the "desperation-reaction" model of technological diffusion: when a
disease is life-threatening and no existing therapy seems to help, doc-
tors will adopt a promising new therapy-particularly when the re-
sults are quick, dramatic, and easy to interpret-even before the de-
velopment phase for the therapy has run its course.58 By the end of
the decade, the number of primary (first-time) implant procedures
   54William M. Chardack, "Heart Block Treated with an Implantable Pacemaker,"
Progress in CardiovascularDiseases 6 (1964): 507-37, at 517; Editorial, "'Intravenous'
Cardiac Pacemaking," Journal of the American Medical Association 184 (1963): 582-83;
I. Richard Zucker et al., "Dipolar Electrode in Heart Block," Journal of the American
Medical Association 184 (1963): 549-52.
   55
      Rodney Bluestone et al., "Long-Term Endocardial Pacing for Heart-Block," Lancet
2 (1965): 307-12; Hans Lagergren et al., "One Hundred Cases of Treatment for
Adams-Stokes Syndrome with Permanent Intravenous Pacemaker," Journal of Thoracic
and CardiovascularSurgery 50 (1965): 710-14. On mortality rates, see Chardack, "Car-
diac Pacemakers and Heart Block" (n. 43 above), p. 837.
   56Parsonnet, "Status of Permanent Pacing" (n. 46 above), p. 289. Parsonnet's pace-
maker team at Newark Beth Israel Medical Center in Newark, New Jersey, had gone
from six permanent transvenous pacemakers out of thirty-one implants in 1964 to
twenty-four out of thirty in 1965.
   57In the early 1970s, manufacturers introduced kits to assist the physician with
transvenous lead manipulation. The kit includes a stylus through which a temporary
guide wire and then the lead itself are introduced to the vein and advanced into the
heart. The procedure can be more time-consuming if leads are to be introduced to
both atrium and ventricle. On the transvenous technique, see Sutton and Bourgeois
(n. 5 above), pp. 177-234.
   58Kenneth E. Warner, "A 'Desperation-Reaction' Model of Medical Diffusion,"
Health ServicesResearch 10 (1975): 369-83; H. David Banta, "Embracing or Rejecting
Innovations: Clinical Diffusion of Health Care Technology," in The Machine at the
Pacing the Heart    607
was approaching twenty thousand per year in the United States, while
primary and replacement implants combined were nearing fifty thou-
sand per year (table 1). Within this overall picture of rapid adoption,
pacing underwent so many technological and procedural changes in
the 1960s that even speaking of the decade as a single era may appear
to strain logic. Yet all the innovations were introduced in furtherance
of a clear, overriding goal: to create a prosthetic device that would
permanently manage a heart in complete block.
   To all appearances, both the pacemaker and the procedure for
implanting it had stabilized by 1970: the standard pacing device of
that era was a fully implanted, ventricular inhibited pacemaker that
stimulated the inner surface of the ventricle via a transvenous lead.
In nearly all cases, this apparatus ministered to a patient whose symp-
toms included ventricular bradycardia, dissociation of the atria and
ventricles, and dizziness or blackouts-the symptoms of heart block.
Despite the rapid acceptance of transvenous pacing, the typical im-
planter of the 1960s and early 1970s remained a surgeon and the
central ritual in the field of cardiac pacing remained the act of im-
planting the pacemaker in a hospital operating room.59
   The practice of pacing reflected the procedure-oriented character
of American medicine. Throughout the 1960s, surgeons and device
manufacturers were the principal sponsors of pacing development.
Since the standard implantation technique of the early 1960s entailed
exposure of the myocardial surface of the heart, pacing was dissemi-
nated in tandem with heart surgery itself, proceeding generally from
core institutions (large medical centers often affiliated with medical
schools) to the periphery (doctors in private practice with privileges
at general hospitals).60

Bedside, ed. Stanley Joel Reiser and Michael Anbar (New York, 1984), pp. 65-92;
Thomas P. Hughes, "The Development Phase of Technological Change," Technology
and Culture 17 (1976): 423-31. The implantable pacemaker appears to be a case in
which innovation (the introduction of the technology into the marketplace and its
diffusion into widespread use) proceeded simultaneously with development. This pat-
tern would be highly unlikely in a new life-sustaining medical device today because
the Food and Drug Administration, under the Medical Device Amendments of 1976
and the Safe Medical Devices Act of 1990, would refuse to license the device for
general use until extensive clinical trials had been conducted.
   59Victor Parsonnet found that, in 1972, about seven implanters in ten were surgeons:
"A Survey of Cardiac Pacing in the United States and Canada," in Thalen, ed. (n. 49
above), pp. 41-48.
  60Pacemaker manufacturers estimated in the early 1970s that between one-quarter
and three-fifths of implanting physicians treated fewer than five new patients per year:
Parsonnet, "Survey of Cardiac Pacing," p. 42. See also Parsonnet, "Status of Permanent
Pacing" (n. 46 above), p. 287; and Daniel M. Fox, Health Policies, Health Politics: The
British and AmericanExperience, 1911-1965 (Princeton, N.J., 1986), p. 210 and passim.
608       KirkJeffrey
   Chardackof the V.A. Hospital in Buffalo was the pivotal medical
figure in these years: Chardack'sannouncement of the first clinically
effective implant in 1960, his invention of the coiled-springelectrode
in 1962, and his meticulous analyses of his group's successes and
failures galvanized others to try cardiac pacing. Chardack and his
associate,engineer WilsonGreatbatch,worked closely with the manu-
facturing firm Medtronic in Minneapolis. For nearly a decade, all
Medtronic pulse generators bore the "Chardack-Greatbatch"         brand
name. The team from Buffalo were "key consultants"to the firm,
overseeing its implantablepacemakerprogram and keeping in touch
with clinicians around the United States.6' But Medtronic was by no
means the only firm to introduce a "permanent"pacemaker in the
early 1960s. Sooner or later, each of the medical research teams that
were actively at work on pacemakerdevelopment established a rela-
tionship with a device manufacturer.62   Medtronicmaintainedits mar-
ket dominance partly through its technological head start but also
because of its preexisting reputation with medical equipment, its con-
tacts with surgicalgroups, and its associationwith pioneers in cardiac
pacing such as Lillehei, Bakken, Chardack,and Greatbatch.63 the  In
fast-developingpacing industry,   the firm by mid-decade had assumed
the role of industry leader even though its first pacemakerdated back
only to 1958.
   For a number of reasons, the barriersto entry remained quite low
in the pacemaker industry throughout the 1960s. Federal require-
ments for expensive and time-consumingcontrolled clinical trials to
assess the safety and efficacy of life-sustaining medical devices did
not come into existence until 1976. Though manufacturerssecured
patent protection for some devices and components, many of the key
components of early pacemakers such as batteries, wires, and the
biocompatible silicone-rubber encapsulation for a pulse generator
were standard products purchased from other manufacturers;other
components, notablythe blocking-oscillator    pacing circuitof the early
implantables,were in the publicdomain. Newer entrantsto the indus-
try commonly sought market share by introducing elements of tech-

   61Bakken interview (n. 32 above).
   62All of the
                early devices are described by their inventors in William W. L. Glenn, ed.,
"Cardiac Pacemakers," Annals of theNew YorkAcademyof Sciences 111 (1964): 813-1122.
   63Creative Strategies, Inc., "Medical Electronics" (Palo Alto, Calif., 1973), copy at
Medtronic Library, Fridley, Minnesota; Jerry Flint, "Medtronic: Medicine, Electronics
and Profit," New YorkTimes(April 4, 1976), sec. 3, pp. 1, 9; Daniel R. Denison, Corporate
Culture and OrganizationalEffectiveness (New York, 1990), pp. 95-108. The principal
large corporation to introduce a line of pacemakers was General Electric, but its devices
did not win widespread acceptance; GE withdrew from pacing in 1977.
TABLE 1
                                                GROWTH    OF CARDIAC PACING IN THE UNITED             STATES


                                                                                                 Population 65 Ye
                                                               Estimated Total Implants              and Older
                             Estimated Primary Implants        (Replacements Included)              (in Millions)
   Year                                  (1)                              (2)                             (3)

1960-64         ...................     2,500                            5,000                           ....
1965      .........................     2,900                           5,700                           18.2
1967      .........................     8,250                          15,000                           18.8
1969      .........................    16,000                          27,000                           19.5
1972      .........................    25,000                          45,000                           19.9
1975      .........................    57,000                          90,000                           22.7
1978      .........................    69,000                         100,000                           24.1
1981      .........................   118,000                         142,000                           26.3
                                                                                                                M.
  SouRcEs.-My estimates for the pacemaker implant data (cols. 1 and 2) are based on data given in William
                                                                                                      William Char
Experience with an Implantable Pacemaker: An Appraisal," Surgery 58 (1965): 915-22, at 915;
Implantable Pacemaker:   Past Experience and Current Developments," in Resuscitation and Cardiac Pacing, e
Thomas J. Thomson (Philadelphia, 1965), pp. 213-49, at 246; Victor Parsonnet, "The Status of Permanent Pac
and Canada," Annales de cardiologie et d'angiologie 20 (1971): 287-91, at 288, and "A Survey of Cardiac Pacing i
CardiacPacing: Proceedings of the IVth International Symposiumon Cardiac Pacing, ed. HilbertJ. T. Thalen (Assen, 1
Victor Parsonnet, "World Survey on Cardiac Pacing," PACE 2 (1979): W1-W17, at W3; Victor Parsonnet, Candice
"The 1981 United States Survey of Cardiac Pacing Practices,"Journal of the American College of Cardiology3 (1984)
estimates of pacemaker sales. Population data (col. 3) are from U.S. Bureau of the Census, Statistical Abstracto
various years).
                                                                                            = (col. 1 x 80%)/col. 3
   *Approximately 80 percent of pacemaker patients are age 65 and older. Thus, col. 4
610      KirkJeffrey
nological novelty. American Optical's "demand" and Cordis's "trig-
gered" pacemakers were outstanding examples.
   The discovery and analysis of pacemaker competition and Berko-
vits's invention of a pacing mode that could reliably sense and re-
spond to cardiac activity pointed to emerging new relationships
among laboratory research, doctors' clinical experience, and corpo-
rate research and development. It was clear, first, that the growing
clinical use of pacing had encouraged a great deal of new research
into the precise nature of various heart conduction disorders that
produced arrhythmias.64 As cardiologists gained new understanding
of these disorders, advances in microcircuitry and other pacemaker
components permitted manufacturers to introduce new pacing
modes suitable for managing them.65 During the decade of the 1960s,
the locus of inventive activity shifted away from the laboratories of
physician-inventors such as Zoll, Chardack, and Furman to the medi-
cal device firms.
   The invention and spread of pacing in the 1950s and 1960s coin-
cided with the postwar growth of prepaid hospital insurance. A re-
sponse to the growing use of expensive technology in hospitals, insur-
ance tended to reduce cost constraints on doctors and hospitals by
creating a situation in which none of the three direct parties to the
medical transaction-care     provider, patient, and hospital-had     a
pressing   interest in economizing. As Rosemary Stevens remarks,


   64Pacing engendered a great deal of interest in the physiology of the conduction
system and the mechanisms of cardiac arrhythmias. For example, the number of arti-
cles on the heart conduction system published in American medical journals and listed
in Index Medicus rose tenfold between the years 1950-54 and 1963-67, from thirteen
to 129. A similar increase occurred in publications on heart block and related topics.
The pacemaker itself became a tool in the analysis of arrhythmias. The technology of
His-bundle electrocardiography, first reported in 1969, entailed atrial pacing. Invasive
cardiologists employ catheter electrodes to record intracardiac electrical activity at vari-
ous sites and may pace the atrium in the process; electrophysiologists overdrive the
heart with a pacemaker to test its propensity to go into sustained tachycardia or VF. See
Benjamin J. Scherlag et al., "Catheter Technique for Recording His Bundle Activity in
Man," Circulation 39 (1969): 13-18; Scherlag, "The Development of the His Bundle
Recording Technique," PACE 2 (1979): 230-33; Parsonnet and Bernstein, "Transve-
nous Pacing" (n. 52 above); Douglas P. Zipes, "The Contribution of Artificial Pacemak-
ing to Understanding the Pathogenesis of Arrhythmias," AmericanJournal of Cardiology
28 (1971): 211-22; William Grossman, "Cardiac Catheterization," in Braunwald, ed.,
Heart Disease (n. 18 above), pp. 180-203.
   65Pacemaker circuitry is a large subject that I have chosen to avoid in this article.
For brief introductions from the period examined here, see R. D. McDonald, "The
Design of an Implantable Cardiac Pacemaker," Medical and Biological Engineering 4
(1966): 137-52; Myers and Parsonnet (n. 45 above), pp. 181-91; and Parker (n. 45
above).
Pacing the Heart    611

"hospital expenditures and reimbursement mechanisms drove each
other, in an expansionary spiral." By 1960, about two-thirds of the
American public enjoyed coverage under some type of private hospi-
tal insurance; but the remaining third, including the elderly, lacked
insurance and often found that the cost of hospital care was outdis-
tancing their ability to pay out of their own pockets.66
   In the aftermath of the Democratic landslide of November 1964,
a broad coalition of interest groups-organized labor, various indus-
trial associations, Blue Cross and the private health insurance indus-
try, hospitals, and the American Association of Retired Persons
(AARP)-was finally able to persuade Congress to create a federal
program that would cover most costs of hospitalization and doctors'
fees for Americans over age sixty-five. The 89th Congress passed the
Medicare Bill, and President Lyndon Johnson signed it into law on
July 30, 1965.67 Beginning on July 1 of the following year, the federal
government through the Medicare program began to pay costs associ-
ated with pacemaker implantation and follow-up in patients aged
sixty-five and older, or about four-fifths of the pacemaker patient
population.68 Medicare Part A (hospital insurance) paid for the pace-
maker itself and for hospital services and procedures including
workup and the primary or replacement implantation procedure.
Medicare Part B covered 80 percent of physicians' fees, outpatient
follow-up care, and subsequent office visits to check on the pacer's
performance.
   By guaranteeing payment of "reasonable and customary" charges,
Medicare greatly reduced the cost of cardiac pacing for the elderly
patient, provided no incentive for the hospital or the doctor to elect
not to implant a pacer in marginal cases, and signaled that care pro-
viders need not be greatly concerned about economizing in the choice
of hardware.69 This is not to imply that cardiac pacing was a tremen-
dously costly treatment. Successive generations of hardware and the

   66Stevens, In Sicknessand in Wealth (n. 28 above), pp. 256-67, at 257.
   67Judith M. Feder, Medicare: The Politics of Federal Hospital Insurance (Lexington,
Mass., 1977); Starr, Social Transformation 28 above), pp. 363-78; Fox, Health Policies,
                                          (n.
Health Politics (n. 60 above), pp. 201-6.
   68In the 1970s, the mean age of pacemaker patients at first implant was about sev-
enty-two: Seymour Furman, "Controversies in Cardiac Pacing," CardiovascularClinics
8 (1977): 313.
   69Starr, Social Transformation(n. 28 above), pp. 374-78, 383-88; Stevens, In Sickness
and in Wealth, pp. 281-83; Edward D. Berkowitz, America'sWelfare Statefrom Roosevelt
to Reagan (Baltimore, 1991), pp. 166-80. Martin Feldstein, The Rising Cost of Hospital
Care (Washington, D.C., 1971), was one of many observers to point out that private
health insurance and Medicare contributed to increased demand for hospital services
by effectively reducing the cost to the average elderly person.
612      KirkJeffrey
advent of new implant techniques in fact substantially reduced the
cost per patient between 1965 and 1975.70 But Medicare provided an
immense encouragement for the further spread of cardiac pacing.
Between 1967 and 1972, the number of first-time implants tripled
(see table 1), and overall expenditures on cardiac pacing soared. One
can reasonably conclude that policymakers and the public had in-
tended this result since Medicare so clearly encouraged the accep-
tance and use of new medical devices and procedures.

               Sick Sinus Syndromeand Dual-ChamberPacing
   Cardiac pacing has repeatedly undergone rapid and radical trans-
formations; in the early 1970s, the assumptions and standard prac-
tices of just a few years earlier again came up for renegotiation as
cardiologists once again expanded the list of indications for pacing.
As late as 1968, almost all pacemakers had been implanted to manage
fixed or intermittent heart block.71 But beginning in that year,
cardiologists framed a new conduction disease, the sick sinus syn-
drome (SSS). This term lumped together several disturbances of
heart rhythm involving a default of the sinus node, the source of the
electrical impulses that trigger atrial and then ventricular contrac-
tion-the heart's natural pacemaker. Within a few years, doctors were
implanting nearly as many pacers for SSS as for heart block.72
   Sick sinus syndrome had a diverse list of symptoms. Doctors
learned that the condition might manifest itself as persistent and no-
ticeable slowdown of the firing rate of the sinus node, an inadequate
rate response to increases in the person's activity level, or sinus slow-
down associated with an excessively rapid atrial rate. All these mal-
functions could begin episodically but then later become fixed. In
more severe forms, the impulse might fail to spread beyond the sinus
node. Deprived of their normal signal from the sinus node, the atria

  70Russell (n. 27 above), pp. 133, 156, and passim.
  71At a pacing conference held in November 1968, virtually every paper assumed
that heart block was the sole indication for permanent pacing: Seymour Furman, ed.,
"Advances in Cardiac Pacemakers," Annals of the New York Academy of Sciences 167
(1969): 515-1075.
  72J.Thomas Bigger, "Sick Sinus Syndrome Label for Many Cardiac Problems,"Jour-
nal of the AmericanMedical Association239 (1978): 597. M. Irene Ferrer, "The Sick Sinus
Syndrome in Atrial Disease," Journal of the American Medical Association 206 (1968):
645-46, offered the first formal definition of the condition with an extensive set of
indications. For background on the diagnosis, see Louis J. Acierno, The History of
Cardiology (London and New York, 1994), pp. 353-54. On the medical and social
framing of disease, see Charles E. Rosenberg, "Framing Disease: Illness, Society, and
History," in Framing Disease: Studies in Cultural History, ed. Charles E. Rosenberg and
Janet Golden (New Brunswick, N.J., 1992), pp. xiii-xxvi.
Pacing theHeart      613
might fibrillatetransientlyor continuously;the ventriclesmight adopt
a slow rate of contraction dissociated from the atria and eventually
come to a halt.
   As long as episodes of SSS remained intermittent, the patient typi-
cally experienced few or no symptoms. But as sinus failure grew
more severe, patients suffered dizziness, fatigue, transient blackouts,
kidney failure, congestive heart failure, and pulmonary edema. All
of these resulted from the heart's inability to pump normally. Most
of the symptoms, however, were not unique to SSS and could vary
greatly from one patient to another. The same patient could manifest
a range of symptoms from one office visit to the next, and some
patients showed no clear symptoms at all except for slight irregulari-
ties in the ECG tracing.73Because of the erratic course of the "dis-
ease," diagnosing a failing sinus node could be difficult, especially in
its early stages.
   Some of these abnormalitieshad been described decades earlier,
but the sinus node had come in for renewed attention in the early
1960s. The community of cardiac pacing specialistsbegan to pay at-
tention to the syndrome at the end of the decade, after they had
resolved earlier uncertainties about pacing for heart block.74They
learned that sinus node disorders, though often difficult to diagnose,
were not rare. There also seemed general agreement in the early
1970s that most such disorders did not present the same danger of
sudden death as did complete heart block.75
   From the time the term "sicksinus syndrome"appeared in print,
cardiac pacing seemed the therapy of choice for its long-term man-
agement. Precisely because "the exact progress and timing of the

  73M. Irene Ferrer, The Sick Sinus Syndrome(Mount Kisco, N.Y., 1974), pp. 91-93;
David B. Shaw, "The Etiology of Sino-Atrial Disorder (Sick Sinus Syndrome)," American
HeartJournal 92 (1976): 539-40; William J. Scarpa, "The Sick Sinus Syndrome," Ameri-
can HeartJournal 92 (1976): 648-60; Henri E. Kulbertus, "Experience with Permanent
Pacing in the Sick Sinus Syndrome," CardiovascularClinics 14 (1983): 189-94; Zipes,
"Specific Arrhythmias" (n. 18 above), p. 677.
  74For a recent review of the literature, see Antonio Raviele and Francesco Di Pede,
"Sick Sinus Syndrome: Modern Definition and Epidemiology," in Proceedings of the
International Symposiumon Progress in Clinical Pacing, ed. M. Santini et al. (Amsterdam,
1990), pp. 279-88.
  75On the
             difficulty of diagnosis, see Ferrer, "Sick Sinus Syndrome in Atrial Disease."
The principal exception to the generalization that sinus node disorders did not present
imminent danger to the patient was fixed sinus arrest, a condition that Ferrer consid-
ered the end stage in a progressive disease (Ferrer, Sick Sinus Syndrome,p. 117). As
noted above, however, not everyone defined SSS as a single disease entity with a more
or less predictable course. Later research identified several sequelae that could be quite
serious: Kulbertus, p. 188.
614      KirkJeffrey
complications of [SSS] are still unknown in great detail," it seemed
prudent to "consider installing a pacemaker, for safety's sake, in the
near future." According to the leading expert on sinus node disease,
the clinician "need not wait" for symptoms "to be intolerable"; as
soon as "symptoms of any note" appeared, "a pacemaker had best
be installed." Indeed, she added, "periodic or sustained SB [sinus
bradycardia] can no longer go unchallenged, even if asymptomatic."76
These statements opened the way for a rapid and substantial expan-
sion of cardiac pacing by adding a large new class of arrhythmias to
those already managed on pacemakers and by redefining the pace-
maker as a prophylactic device, insurance against possible (but unpre-
dictable) future deterioration in a patient's condition.77
   Pacing for SSS came on with a rush in the early 1970s.78 By mid-
decade, at least one-third and perhaps 40 percent of the primary
pacemaker implantations in the United States were being carried out
to manage the condition. This new indication for pacing coincided
with a growth of about 125 percent in the number of new implants
between 1972 and 1975.79 It is not difficult to account for the rapid
   76Ferrer, Sick Sinus Syndrome,pp. 97, 100, 107 (italics added). See also Michael Bilitch,
"Sick Sinus Node Syndrome," in Modern Cardiac Pacing: A Clinical Overview, ed. Sey-
mour Furman and Doris J. W. Escher (Bowie, Md., 1975), pp. 40-44; and Hilbert
J. T. Thalen, "Cardiac Pacing in Sick Sinus Syndrome," in To Pace or Not to Pace?
ControversialSubjects in Cardiac Pacing, ed. Thalen and J. Warren Harthorne (The
Hague, 1978), pp. 61-72.
   77In another discussion Ferrer qualified this statement: if the sinus node was "slug-
gish, but not dangerous, . . . for these patients it would not be fair to implant a
pacemaker." See M. Irene Ferrer, "Pacing and Sick Sinus Syndrome" (Part 2; interview)
MedtronicNews 6 (1976): 3-4, 4.
   78L. F. Silverman et al., "Surgical Treatment of an Inadequate Sinus Mechanism by
Implantation of a Right Atrial Pacemaker Electrode,"Journal of Thoracicand Cardiovas-
cular Surgery 55 (1967): 264-70, is an early case report of pacing for sinus node disor-
der; see also John W. Lister et al., "Electrical Stimulation of the Atria in Patients with
an Intact Atrioventricular Conduction System," Annals of the New YorkAcademyof Sci-
ences 167 (1969): 785-806.
   79In the first of his repeated surveys of cardiac pacing practice in the United States,
published late in 1971, Parsonnet did not inquire about SSS or about pacing modes
other than asynchronous and ventricular inhibited. Two years later, Parsonnet re-
ported that fewer than half of the new pacemaker patients in the United States had
complete heart block, while more than half had presented with "sinus arrest" and
other symptoms of SSS: Parsonnet, "Status of Permanent Pacing" (n. 46 above), p. 288,
and "Survey of Cardiac Pacing" (n. 59 above), p. 43. Another cardiologist informally
estimated that in 1976, 40 percent of new implantations were for sinus node problems:
see Bigger (n. 72 above). Survey data from 1978-79 revealed that various forms of
sinus node disease were the indications for 40.4 percent of new implants in the United
States, while various forms of heart block accounted for 49.3 percent: B. S. Goldman
and Victor Parsonnet, "World Survey on Cardiac Pacing," PACE 2 (1979): W1-W17,
at W7.
Teo Te Wei - Pacing the Heart
Teo Te Wei - Pacing the Heart
Teo Te Wei - Pacing the Heart
Teo Te Wei - Pacing the Heart
Teo Te Wei - Pacing the Heart
Teo Te Wei - Pacing the Heart
Teo Te Wei - Pacing the Heart
Teo Te Wei - Pacing the Heart
Teo Te Wei - Pacing the Heart
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Teo Te Wei - Pacing the Heart

  • 1. Pacing the Heart: Growth and Redefinition of a Medical Technology, 1952-1975 Author(s): Kirk Jeffrey Source: Technology and Culture, Vol. 36, No. 3 (Jul., 1995), pp. 583-624 Published by: The Johns Hopkins University Press on behalf of the Society for the History of Technology Stable URL: http://www.jstor.org/stable/3107242 . Accessed: 28/08/2011 20:07 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. The Johns Hopkins University Press and Society for the History of Technology are collaborating with JSTOR to digitize, preserve and extend access to Technology and Culture. http://www.jstor.org
  • 2. Pacing the Heart: Growthand Redefinition a MedicalTechnology, of 1952-1975 KIRK JEFFREY A cardiac pacemaker delivers electrical impulses to the heart so as to coordinate the pumping action of the upper and lower chambers (atria and ventricles) and speed the heart up from standstill or an unduly slow rate.' Between 1952 and the mid-1970s, the practice of cardiac pacing grew from "promising report" to "standard proce- dure" and then kept on growing.2 The earliest devices stimulated the heart from outside the patient's body, but implanted pacemakers made their appearance at the end of the 1950s. The number of pa- tients relying on pacemakers in the United States expanded to more than 150,000 by 1975.3 In the 1990s, estimating conservatively, 500,000-600,000 Americans carry pacemakers; more than 110,000 pacemakers are implanted annually in the United States by about DR. JEFFREY is professor of history at Carleton College. He thanks Carleton College for research support through the Faculty Development Endowment. Professor Clifford E. Clark, Jr., and the Technologyand Culture referees offered helpful criticism. 1Its focus on slow heart rates (bradycardia, rates below sixty beats per minute) distin- guishes the pacemaker from devices that use electrical shocks to halt unduly rapid heart rates (tachycardia) and random electrical behavior with consequent loss of orga- nized beats (fibrillation). My definition of the pacemaker is time bound: as Victor Parsonnet and Alan D. Bernstein have observed, "The definition of a pacemaker is imprecise, because now that word is applied to electrical stimulators that treat either slow or fast rhythms. In this computer age, a 'pacemaker' is essentially an implanted microcomputer that can be adapted noninvasively to any type of stimulation or sensing that is required." See Victor Parsonnet and Alan D. Bernstein, "Cardiac Pacing after 25 Years: A Practical Approach to Growing Complexity," in Modern Cardiac Pacing, ed. S. Serge Barold (Mount Kisco, N.Y., 1985), pp. 959-72, at 959. Cardiac electrostim- ulation is employed diagnostically (e.g., in an electrophysiology workup) as well as therapeutically, but this article limits its scope to therapeutic uses of pacing. 2John B. McKinlay, "From 'Promising Report' to 'Standard Procedure': Seven Stages in the Career of a Medical Innovation," Milbank Quarterly59 (1981): 374-411. 3Victor Parsonnet and Marjorie Manhardt, "Permanent Pacing of the Heart: 1952 to 1976," AmericanJournal of Cardiology39 (1977): 250-56. ? 1995 by the Society for the History of Technology. All rights reserved. 0040-165X/95/3603-0004$0 1.00 583
  • 3. 584 KirkJeffrey 8,000 physicians.4Pacing-related hardware, facilities, and services have cost Medicarewell over $1 billion annually in recent years.5 A symbol in its early years of the fabulous promise of medical technology, pacing in the early 1980s became a lightning rod for doubts and concerns about the American system of health care. To- day, in a time of national debate about the cost and distribution of health care, a review of a success story involving high-tech medicine may help us understand one important underlying dynamic in the health-care system: the reciprocal and interactive process by which technological change and new concepts of disease stimulate each other, thereby creating a powerful momentum for growth. A technologicaldevice drawsus towardthe outlook and aspirations of its sponsors, the groups that introduced it and shape its ongoing development and social meaning.6Hence, this articlespeaks of pacing 4Becauseno national pacemakerregistryexisted during the period covered by this article, these and other figures must be taken as approximations.Here I follow the estimates of Parsonnet and his associates,who have conducted national surveys of pacing practicesevery few years since 1971: Alan D. Bernstein and Victor Parsonnet, "Surveyof CardiacPacingin the United Statesin 1989,"American Journalof Cardiology 69 (1992): 331-38. Their figure of 110,500 pacemakersimplantedin 1989 (apparently misprintedas 117,000) included 89,445 primary(first-time)implantationsand 21,055 replacements.But another set of observerssuggests a figure of 250,000 implantations per year: NicholasJ. Stamatoet al., "PermanentPacemakerImplantationin the Car- diac Catheterization Laboratory versus the OperatingRoom,"PACE(Pacingand Clini- cal Electrophysiology) (1992): 2236-39. 15 5The Health Care Financing Administrationreported 59,588 hospital discharges following the implantationof pacemakersin 1986-a suspiciouslylow number. Even so, considering that the likely cost of pacing over the remaining life of an elderly person ran to at least $30,000 in the late 1980s, then an annual cohort of 60,000 Medicarepacemakercandidateswould represent future direct pacing-relatedcosts of some $1.8 billion (U.S. Health Care FinancingAdministration, Office of Researchand Demonstrations, Health Care Financing: Special Report: Hospital Data by GeographicArea for Aged Medicare Beneficiaries:SelectedProcedures, 1986 [Baltimore, June 1990], 2:77). Indirect costs to the health-caresystem are much more difficult to estimate. On the one hand, because they live longer, people carryingpacemakersincur other medical costs that they would not have incurredbefore the era of pacing. On the other hand, they are better able to care for themselves,less likely to require long-term care, and at a greatly reduced risk of cardiac arrest with its attendant emergency procedures (cardiopulmonary resuscitation,ambulance,intensivecare) or of majorfracturesfrom falls. For a general discussionof the cost-effectivenessof cardiacpacing, see Richard Sutton and Ivan Bourgeois, Foundations of Cardiac Pacing, Part I (Mount Kisco, N.Y., 1991), pp. 303-13. 6CompareSusan E. Bell's remarkthat a technology is "the product or embodiment of human activity":SusanE. Bell, "ANew Modelof MedicalTechnologyDevelopment: A Case Study of DES," Researchin the Sociologyof Health Care 4 (1986): 1-32, at 2. On the concept of sponsorship,see Ron Westrum,Technologies Society and (Belmont,Calif., 1991), pp. 171-93.
  • 4. Pacing the Heart 585 more often than the pacemaker.Pacing is an emerging medical sub- specialty with its own textbooks, professional organizations, journals, conventions, and competency examination.7 More broadly still, pac- ing has grown into a subculture complete with creation myths; revered elders; complex networks of friendship and rivalry encom- passing physicians, business executives, and engineers; and a distinc- tive language bewildering to the outsider. To understand fully cardiac pacing, one should follow develop- ments in pacemaker hardware, techniques of implantation, medical understanding of heart arrhythmias, the rise of the medical-device manufacturing industry, and the policies of governments toward the consumption of pacing devices and services. It is not an exclusively American story: research and inventive activity in western Europe, Canada, and Japan have contributed in important ways to the growth and redefinition of cardiac pacing. This article has more modest aims: it limits its scope to the shifting roles of heart surgeons and cardiolo- gists in the United States during the first quarter century of cardiac pacing, an era of explosive growth and repeated technological re- definition.8 Doctors played several parts, acting sometimes as technol- ogists who invented and advocated new pacing hardware and tech- niques, sometimes as practitioners who applied the technology of pacing to real patients. Some doctors also served as advance scouts 7Seymour Furman et al., A Practiceof Cardiac Pacing, 3d ed. (Mount Kisco, N.Y., 1993), is one of several current texts; J. Warren Harthorne et al., "North American Society of Pacing and Electrophysiology(NASPE),"PACE 2 (1979): 521-22; Pace- maker Study Group, "OptimalResourcesfor ImplantableCardiacPacemakers," Circu- lation68 (1983): 227A-244A; J. WarrenHarthorne and Victor Parsonnet,"Training in Cardiac Pacing," Journal of the American College of Cardiology 7 (1986): 1213-14; Seymour Furman, Editorial:"Certificate Special Competence in Cardiac Pacing," of PACE 9 (1986): 1; Victor Parsonnet, "CardiacPacing as a Subspecialty," American Journalof Cardiology (1987): 989-91. The leadingjournal in the field, PACE,was 59 founded in 1978. 8An arrhythmiais a deviation from normal heart rhythm. I use the terms doctor and physicianas synonymsreferring to persons holding the M.D. degree and licensed to practicemedicine.Thoracic(chest)surgeryemerged as an informalsurgicalsubspe- cialtyin the 1930s, with board certificationdating from 1950. The term cardiothoracic (heart and chest) surgery came into use during the 1950s. Cardiologywas formally created as a subspecialtyof internal medicine in 1940. Cardiologistsattend to diseases of the heart and vascularsystem;they employ invasiveproceduressuch as catheteriza- tion but are not certified to perform heart surgery. RosemaryStevens,American Medi- cine and thePublicInterest (New Haven, Conn., 1971), is the classic study of medical specializationin the United States; see also Joel D. Howell, "The Changing Face of Twentieth-Century American Cardiology,"Annals of InternalMedicine105 (1986): 772-82.
  • 5. 586 KirkJeffrey who identified new heart arrhythmiasthat might be suitablefor treat- ment through pacing.9 Cardiac pacing proved itself an extraordinarily flexible technol- ogy-it successfullymanaged chronic diseases not even defined when Paul M. Zoll announced his external pacemaker in 1952.10 Doctors' understanding of "cardiac pacing" repeatedly changed as medical researchersrepeatedly framed new heart arrhythmiasfor which pac- ing has seemed the appropriate therapy. Knowledge gained in the laboratorywas passed to clinicianswho, in turn, informed biomedical engineers of new needs and opportunities for pacing that required new pacing hardware.1lThe very success of clinical cardiac pacing stimulated further basic research into conduction disorders of the heart, bringing the process of transmissionof knowledge full circle. This account of the invention of effective heart pacemakers and the development of pacing as a practicaltherapy thus asks what car- diac pacing has meant, principallyto the surgeons and cardiologists who examined patients and implanted pacemakers,at different mo- ments in the early history of the field. It highlights several episodes of substantialredefinition in which significant expansions of the list of medical indications for pacing occurred. It describes the field of cardiac pacing at the end of the 1950s and 1960s and notes the orga- nizationalforces shaping the field in each decade, for physicianswho specialized in pacing never made choices in a vacuum. The early expansions of the meaning of cardiac pacing prepared the field for rapid growth once Medicarewas in place. One might expect that the centrality of an artifact, the pacemaker,would endow pacing with a less evanescent character.Not so: the meaning of terms like "pacing" and "pacemaker" been so thoroughly transformedthat what they had 9Federal regulation can be dated from passage of the Medical Device Amendments of 1976 (amendments, i.e., to the Food, Drug, and Cosmetic Act of 1938, which had created the Food and Drug Administration). My attention to "streams of activity" shaping the technology of pacing owes much to Bell, "A New Model" (n. 6 above), and to Joel D. Howell, "Early Perceptions of the Electrocardiogram: From Arrhythmia to Infarction," Bulletin of the History of Medicine 58 (1984): 83-98, and "Diagnostic Technologies: X-Rays, Electrocardiograms, and CAT Scans," Southern California Law Review 65 (1991): 529-64. 0lOn artifactual flexibility, see Wiebe E. Bijker, "The Social Construction of Bakelite: Toward a Theory of Invention," in The Social Constructionof TechnologicalSystems,ed. Wiebe E. Bijker, Thomas P. Hughes, and Trevor Pinch (Cambridge, Mass., 1987), pp. 159-87; and Howell, "Diagnostic Technologies." "A clinician is any doctor who engages in the practical work of observing and treating patients (clinical practice), as distinguished from laboratory research or theo- retical study.
  • 6. Pacing the Heart 587 signified by the mid-1970s bore little resemblance to the definitions and assumptions of twenty years earlier. Pacing for EmergencyResuscitation, 1952 Although there had been some earlier experiments with pulsed electrostimulationto resuscitatehuman beings from standstill of the heart, cardiac pacing as a set of systematicmedical procedures origi- nated in the 1950s.12Zoll, a cardiologist at Beth Israel Hospital in Boston, invented an external pacemaker and reported having used it to revive a patient in 1952. Zoll'sapproach to pacing the heart was impressive for its simplicityand directness: the pacemakerconsisted of off-the-shelf components including a plug-in electrical stimulator familiar to most doctors from their student days and simple needle electrodes inserted beneath the skin of the patient's chest on either side of the heart. (Zoll later substituted standard electrocardiograph electrodes that were strapped to the chest.) Electricalimpulses of two milliseconds' duration, fired through the chest with an amplitude of 50-150 volts, would stimulate the ventricles to contract, thereby restoring a circulationof blood to the brain and the body. Zoll'sfirst publication announced that this pacemaker had managed the heart- beat in an elderly patient for fifty-twoconsecutive hours.13 External pacing came into widespread use in American hospitals 12Kirk Jeffrey, "The Invention and Reinvention of Cardiac Pacing," CardiologyClinics 10 (1992): 561-71, argues that the basic scientific and technical knowledge required for building simple pacemakers and pacing the heart for brief periods of time existed by the 1920s. However, chronic arrhythmias and "sudden cardiac death" (death within 24 hours from a heart attack or cardiac arrest) had not yet been defined as critical and solvable problems by physicians specializing in diseases of the heart. Working sepa- rately, physician-inventors in Australia and New York had actually invented pacing devices in the mid-1920s and early 1930s, but their work received little attention and no support from the medical community. The situation had changed considerably by the late 1940s as a result of many factors: improved understanding of arrhythmias, experience with open-chest defibrillation, rising physician confidence about working around and even within the exposed human heart, and the postwar redefinition of the hospital as a technological center for the delivery of acute-care medicine. 13Paul M. Zoll, "Resuscitation of the Heart in Ventricular Standstill by External Electric Stimulation," New EnglandJournal of Medicine 247 (1952): 768-71. An electrical impulse delivered to a single point in the myocardium (the muscular tissue of the heart) will be propagated from cell to cell. This depolarization results in mechanical contraction of the heart muscle. The energy required to instigate this process is quite small, on the order of 10-50 microjoules, if delivered directly to the excitable tissue. Zoll's external pacing system required a high voltage because of the impedance associ- ated with the patient's skin and subcutaneous tissues, the surface area of the electrodes, the short pulse duration, and other factors. In modified form, short-term external pacing remains a widely used hospital technology.
  • 7. 588 KirkJeffrey during the 1950s.14 But this was not pacing as the public knows it today: Zoll's invention carried with it a set of assumptions and prac- tices quite different from those now associated with implanted cardiac pacemakers. This first version of pacing meant emergencyresuscitation in the hospital from ventricular standstill. A pulse generator the size of a breadbox that plugged into the alternating current (AC) electrical system implied a bedridden patient. The high voltage required to capture the heartbeat implied very short bouts of pacing-from min- utes to hours-and patients who were unconscious or sedated. Zoll's famous patient R. A. had been able to eat, sleep, and carry on conver- sation during treatment with the pacemaker, but this was uncommon; the artificial pulses caused painful muscle contractions in the upper chest that most patients found difficult to tolerate.'5 Zoll invented his pacemaker to address an uncommon occurrence known as a Stokes-Adams attack, a potentially lethal complication of complete heart block. In heart block, the heart's natural electrical signal that triggers atrial and then ventricular contraction starts out in normal fashion from the sinus node, its source high in the right atrium; when the impulse reaches the floor of the right atrium, con- duction cells within the heart muscle fail to propagate it on to the ventricles, the major pumping chambers of the heart. One of several secondary "pacemakers" below the site of the block may then stimu- late the ventricles to contract; but these backup pacemakers fire more slowly than the normal one, and because of the block the atrial and ventricular contractions no longer occur in a coordinated man- ner.16 (See fig. 1.) 14 The device was put into commercial production by Electrodyne, a small electronics firm outside Boston. Morris J. Nicholson et al., "A Cardiac Monitor-Pacemaker: Use during and after Anesthesia," Anesthesiaand Analgesia 38 (1959): 335-47, gives a con- temporary description. For a full discussion of the technical issues, see Pierre J. Birkui et al., eds., Noninvasive TranscutaneousCardiacPacing (Mount Kisco, N.Y., 1992). External pacemakers introduced in the 1980s have greatly reduced this problem: Jerry C. Luck and Michael L. Martel, "Clinical Applications of External Pacing: A Renaissance," PACE 14 (1991): 1299-1316. 16Heart block is also known as atrioventricular or AV block. Cardiologists then and now distinguish three stages in the development of the condition. In first-degree block, signals reach the ventricles after a delay; in second-degree block, some signals reach the ventricles while others do not. The text describes third-degree or complete block. See Johan Landegren and Gunnar Biorck, "The Clinical Assessment and Treatment of Complete Heart Block and Adams-Stokes Attacks," Medicine 42 (1963): 171-96. For a historical treatment of medical understanding of heart block, see David C. Schechter et al., "History of Sphygmology and of Heart Block," Diseases of the Chest 55, suppl. 1 (June 1969): 535-79. Physiologists believed that most cases were a result of coronary artery disease; heart block was also known to be an occasional sequel to heart attack: C. K. Friedberg et al., "Nonsurgical Acquired Heart Block," Annals of the New York
  • 8. Pacing the Heart 589 The person with heart block may not be able to tolerate physical activity and may show symptoms of congestive heart failure. Sooner or later, the person may also begin to experience brief episodes of dizziness or unconsciousness from inadequate cerebral circulation. Eventuallythe circulationof blood may cease as the ventricles go into fibrillation(uncoordinated quivering) or come to a standstill.Loss of consciousness resulting from heart block was called a Stokes-Adams attack,and mean life expectancyfrom the first such attackwas known to be a matter of months because sooner or later an episode would Promptlyapplied, the Zoll pace- last long enough to kill the patient.17 maker maintained a circulationthrough the few minutes of a Stokes- Adams attack that took the form of ventricular standstill.'8Pacing thus began as an emergency procedure; it resembled the use of in- hospital defibrillationtoday. But at first Zoll did not conceive of pac- ing as a possible way to manage the underlying degenerative disease, complete heart block. Pacing for PostsurgicalHeart Block, 1958 The earliest transformation of pacing came quickly: in the mid- 1950s a new group of users, the first open-heart surgeons, decided that cardiacpacing might solve a hitherto unknown complicationthey were encountering. In adapting Zoll's original idea to their needs, the surgeons invented a second variety of short-term pacing. The early open-heart operationswere often performed on children born with congenital defects and known as "blue babies." By early 1957, C. Walton Lillehei'ssurgical group at the Universityof Minne- sota had carried out 305 open-heart operations but had discovered that approximately one child out of ten developed complete heart block as a consequence of the surgery. The surgeons concluded that Academyof Sciences 111 (1964): 835-47. The intense research on conduction diseases that got under way with the invention of cardiac pacing also demonstrated that with age, the specialized conduction fibers could gradually degenerate and lose the capacity to repolarize: Michael Davies and Alan Harris, "Pathological Basis of Primary Heart Block," British Heart Journal 31 (1969): 219-26. 17 MArten Rosenqvist and Rolf Nordlander, "Survival in Patients with Permanent Pacemakers," CardiologyClinics 10 (1992): 691-703. 18Zoll held that the great majority of Stokes-Adams attacks took the form of stand- still, but this was a contested point. Ventricles in fibrillation would have to be brought to standstill by means of a strong shock before effective pacing could begin; by itself, a pacemaker would be ineffective in such a case. Since the 1950s the term Stokes- Adams disease has fallen into disuse. For an authoritative latter-day discussion I have relied on Douglas P. Zipes, "Specific Arrhythmias: Diagnosis and Treatment," in Heart Disease, ed. Eugene Braunwald, 4th ed. (Philadelphia, 1992), pp. 667-725, esp. pp. 710-15.
  • 9. ! .I i,I .... . ,I .Ii .1~~~ a.1 - , I---_ -if I- !i! "--! .:i ........ . ...... .. ., -.-. .t' r!!! I' iU .'..5 !' . I i . 1.j !!"-'. ' i t(lr .!l ,~ - 1j. ?-?(t j .?I? ??? I ((( L' 17~~~~~~~~~~~~~~~~~~~~~~~~~ It, .- Ii? t ft.. t (; --... * -r - - . X: .L.... ! _-, L , X _ i . 1 2 71 - - ,ftL. .-- -- . I-- P4I--iB_I FIG. 1.-Electrocardiogram of complete heart block showing complete dissociation of atrial ac plexes). Elapsed time from one heavy vertical line to the next is 0.2 second. The P-P intervals ind minute, while the intervals between QRS complexes indicate a ventricular rate of 35 beats per min of Mastering Dysrhythmias: Problem-SolvingGuide [Philadelphia, 1988], p. 238; reprinted courtesy A
  • 10. Pacing the Heart 591 they were occasionally disrupting the heart's conduction pathways while repairing defects in the ventricular septum, the partition be- tween the right and left ventricles. The complication almost always killed the patient.'9 Short-termpacing seemed an obvious way to manage this problem; but with postsurgical heart block it would be necessary to pace a child's heart steadilyfor days or weeks to give the specializedconduc- tion cells of the heart time to heal. The Zoll pacemakerseemed more appropriatefor brief and occasionalbouts of pacing. Certainly,young children could not tolerate the high pacing voltages without sedation. The group at Minnesotatherefore began to sew a stainlesssteel wire, coated with Teflon except at its tip, into the wall of the ventricle (the myocardium)during open-heart surgery. They would bring the wire out through the surgical wound, bury a second wire under the pa- tient's skin as an indifferent electrode, and connect both to a Zoll pulse generator.20Days later, the surgeon could pull gently on the wire and dislodge it from the myocardium. By the fall of 1957, Lil- lehei was following this procedure whenever a patient showed signs of block during an open-heart operation.21 Since the myocardial pacing wire could capture control of the heartbeat at a voltage level at least one order of magnitude lower than external pacing,22 patient could remain painlesslydependent the on it for days or weeks. But the pulse generator was still a large device 19Leonard G. Wilson, Medical Revolution in Minnesota: A History of the University of Minnesota Medical School (St. Paul, Minn., 1989), pp. 516-19; Dwight C. McGoon et al., "Surgically Induced Heart Block," Annals of the New YorkAcademyof Sciences 111 (1964): 830-34; interview with C. Walton Lillehei, St. Paul, Minnesota, July 25, 1990. Blue babies were so called because inadequate oxygenation of the blood imparted a bluish cast to their skin. 20All pacemakers consist of three elements: a pulse generator, electrodes (electrical conductors through which a current enters or leaves a medium such as heart tissue), and a lead (one or more insulated wires connecting the pulse generator to the elec- trode). In the pacemaker invented at the University of Minnesota, the tip of the myo- cardial wire was the electrode; the wire itself, the lead. This article, like all writings on cardiac pacing, speaks of "the atrium" and "the ventricle" as if a human being had only one of each. In fact it is necessary to deliver a pacing impulse only to the chambers on one side of the heart since the cells of the myocardium will propagate it to the other. 21William L. Weirich et al., "The Treatment of Complete Heart Block by the Com- bined Use of a Myocardial Electrode and an Artificial Pacemaker," Surgical Forum 8 (1958): 360-63; C. Walton Lillehei et al., "Direct Wire Electrical Stimulation for Acute Postsurgical and Postinfarction Complete Heart Block," Annals of the New YorkAcademy of Sciences 111 (1964): 938-49; Wilson, pp. 516-19; Lillehei interview. 22Lillehei's surgical team reported capture at output voltages in the range of 1.5-4.5 volts: Weirich et al., p. 362.
  • 11. 592 KirkJeffrey FIG. 2.-C. Walton Lillehei with a young patient, Saturday Evening Post, March 4, 1961, p. 13. The boy is wearingan externalpulse generator,the Medtronic5800. The two output terminalsprotrude from the top of the device. One of the knobs on the front controls electricaloutput, the other the pacing rate. For a full description, see C. WaltonLilleheiet al., "Transistor Pacemaker Treatmentof CompleteAtrioven- for tricular Dissociation," Journal of the AmericanMedical Association 172 (1960): 2006-10. (Photo courtesyof Medtronic,Inc.) plugged into the AC electrical system. The surgeons at Minnesota wished to get their child-patients out of bed and moving around; they worried that an electrical malfunction could send a patient into ventricular fibrillation (VF), a lethal arrhythmia. Lillehei therefore asked an engineer who repaired electronic equipment at the medical school, Earl Bakken, if he could make a small battery-powered pulse generator. Delivered early in 1958, Bakken's new device was powered by flashlight batteries and employed newly available components called transistors. Small enough to hold in the hand, it could be car- ried in a pouch or holster worn at the belt or around the neck (fig. 2). The small firm that Bakken and his brother-in-law had founded, Medtronic, Inc., soon began to produce the units in response to re- quests from surgeons around the United States. This early experience in pacing prepared the firm to grow along with the growth of cardiac
  • 12. Pacing the Heart 593 pacing. Medtronic soon became the world's largest manufacturer of pacemakers, a position it still holds today.23 Pacing in the 1950s: Treatment Acute Illness for Lillehei's myocardial approach to the heart emerged as an offshoot of the revolution in heart surgery, but it still bore a strong resem- blance to Zoll's original version of pacing. In both external and myo- cardial pacing, the patient was assumed to be gravely ill, confined to the hospital, and pacemaker-dependent. Both systems ministered to acute crises, whether Stokes-Adams attacks or postsurgical heart block. In both, the pacemaker was defined as a piece of hospital equipment; its transformation into a more or less permanent addition to the patient's own body was still a few years away.24 It might be asked why physicians chose cardiac electrostimulation to drive the heart rather than some entirely different technology- perhaps the administration of stimulating drugs such as atropine or isoproterenol. Researchers had experimented since the 1920s with drugs that stimulated the heart; while these were often effective for brief intervals in particular patients, it proved extremely difficult to administer an appropriate amount of a drug at a steady rate, hour after hour and day after day. More broadly, by the postwar years doctors had grown accustomed to thinking of the heart as an electro- mechanical system, a "pump" activated by electrical impulses that the specialist could comprehend by analysis of the electrocardiogram (ECG).25 Investigators of the 1950s such as Zoll and Lillehei knew of the new technique of open-chest defibrillation, a form of electrostim- ulation that bore an obvious resemblance to pacing and had resusci- tated human beings from VF beginning in 1947. Then too, by good fortune complete heart block happened to be the perfect "electrical failure" to take up: it could be managed effectively in many cases by means of a device that was straightforward in concept. The pioneers in cardiac pacing were able to gain hands-on experience while using 23For a definition of fibrillation, see n. 1 above. See also C. Walton Lillehei et al., "Transistor Pacemaker for Treatment of Complete Atrioventricular Dissociation," Journal of the American Medical Association 172 (1960): 2006-10; Wilson, pp. 519-21; and Lillehei interview. Steven M. Spencer, "Making a Heartbeat Behave," Saturday Evening Post, March 4, 1961, pp. 13 ff., gives an interesting popular account of pace- maker development that includes interviews with several of the early patients. 24Jeffrey, "Invention and Reinvention" (n. 12 above). 25Christopher Lawrence, "Moderns and Ancients: The 'New Cardiology' in Britain, 1880-1930," Medical History, suppl. 5 (1985): 1-33; Howell, "Early Perceptions of the Electrocardiogram (n. 9 above); Lynn Payer, Medicine and Culture (New York, 1988), pp. 74-75, 79-85.
  • 13. 594 KirkJeffrey relatively simple devices that did not require sensing as well as pacing functions or produce complex electrocardiograms. While attempts to control heart block with drugs ran into repeated problems, the pacemakers of the late 1950s and early 1960s could quickly boast a number of remarkable success stories. And doctors are much influ- enced by case histories.26 Physician-inventors and the electronic engineers who advised and worked with them were clearly the dominant influences on the na- scent field of pacing, its "sponsors." By necessity, pacing at first re- mained largely confined to major hospitals; but it began to spread in the late 1950s and early 1960s as part of a package that included thoracic surgery and acute cardiac care.27 With its operating rooms, catheterization labs, and skilled nursing care, and with procedures such as electrocardiography, AC defibrillation, and cardiac catheter- ization, the large hospital had already emerged by the mid-1950s as the appropriate locus for the practice of acute-care medicine relating to the heart. Pacing was not only nurtured in the hospital, but it promised to reinforce the hospital's role in the acute care of heart disease.28 These institutional and technological developments took place in a cultural climate that encouraged an activist, experimental approach in cardiology and heart surgery. Cheered by the dramatic achieve- ments of military medicine during World War II, the American pub- 26On pharmacologic control of cardiac arrhythmias, see Paul B. Beeson, "Changes in Medical Therapy during the Past Half Century," Medicine 59 (1980): 79-99. Lil- lehei's group at Minnesota tried to manage seven cases of postsurgical heart block with epinephrine, aphedrine, atropine, and sodium lactate in 1954-55; they had no survivors. They then switched to isoproterenol (Isuprel) in 1955-57; out of nineteen cases, they had nine successes, five that remained in complete block, and five deaths. Results like this drove doctors very quickly to electrostimulation. See Lillehei et al., "Direct Wire Electrical Stimulation" (n. 21 above). Defibrillation terminates the random electrical activity of a fibrillating heart by means of a strong electrical shock. At first, doctors applied paddle electrodes directly to the exposed heart: Claude S. Beck et al., "Ventricular Fibrillation of Long Duration Abolished by Electric Shock," Journal of the AmericanMedical Association 135 (1947): 985-86. 27Paul M. Zoll, "The Cardiac Monitoring System" (interview), Medical News 186 (1963): 34-36; Bernard Lown, "Intensive Heart Care," Scientific American 219 (July 1968): 19-27; Louise B. Russell, Technologyin Hospitals (Washington, D.C., 1979), pp. 41-70. 28Russell; Paul Starr, The Social Transformation AmericanMedicine (New York, 1982); of Joel D. Howell, "Machines and Medicine: Technology Transforms the American Hos- pital," in The AmericanGeneralHospital: Communities and Social Contexts,ed. Diana Eliza- beth Long and Janet Golden (Ithaca, N.Y., 1989), pp. 109-34; Rosemary Stevens, In Sicknessand in Wealth:AmericanHospitals in the TwentiethCentury(New York, 1989), pp. 224-32; Jeffrey, "Invention and Reinvention" (n. 12 above).
  • 14. Pacing the Heart 595 lic supported medical research and looked forward to rapid success in the "war" against heart disease.29 David Sarnoff, chairman of the board of the Radio Corporation of America and a noted technological sage, probably captured the enthusiasm of many in picturing a future time when "miniaturized electronic substitutes will be developed to serve as long-term replacements for organs that have become defec- tive through injury or age.... It is not too far-fetched to imagine a man leading a normal life with one or more vital organs replaced by the refined substitutes of the future."30 In spite of such optimism, we should not overstate the centrality of cardiac pacing: to all but its sponsors, pacing at the end of the 1950s had the look of an intriguing but distinctly marginal new tech- nology of medicine. Although postsurgical heart block had added hundreds of new patients to the number who might be assisted by pacing, the total population with Stokes-Adams disease or postsurgi- cal block appeared small to most clinicians.31 The management of electrical blockages in the heart might intrigue researchers, but com- mercial prospects did not look particularly inviting. When representa- tives from major manufacturing firms began to inquire about the market for pacemakers in the late 1950s, pioneers in the field gave them estimates on the order of five hundred units per year for the United States. Such figures were probably based on the assumption that a handful of external pulse generators, whether plug-in or 29U.S. Office of Scientific Research and Development, Committee on Medical Re- search, Advances in Military Medicine (Boston, 1948); President's Commission on the Health Needs of the Nation, Building America'sHealth (Washington, D.C., 1952); Starr, pp. 335-51; Eugene Braunwald, "The Golden Age of Cardiology," in An Era in Cardio- vascular Medicine, ed. Suzanne B. Knoebel and Simon Dack (New York, 1991), pp. 1-4. 30"Sarnoff Predicts 'Disease Machine,'" New YorkTimes (November 11, 1959), p. 28. Sarnoff added, "One day artificial kidneys, lungs, and even hearts may be no more remarkable than artificial teeth." Sarnoff had predicted in 1916 that the radio would become a "household utility." 311 have found no direct discussions of the incidence of heart block or Stokes-Adams disease from the period before 1960. Early investigators in cardiac pacing whom I have interviewed all agree that estimates of the size of the prospective patient popula- tion were minuscule and that clinicians saw very few cases in their careers because complete heart block often terminated in death from cardiac arrest before a person could see a physician. My impression is that the question of how many people had heart block received little attention until after implantable pacemakers arrived on the scene. Estimates then began to become both more precise and larger. See, e.g., Friedberg et al. (n. 16 above), p. 846. The most exhaustive study of the incidence of heart block conducted during the period covered in this article is David B. Shaw and Christopher A. Kekwick, "Potential Candidates for Pacemakers," British Heart Journal 40 (1978): 99-105. Shaw and Kekwick estimated the incidence of diagnosed cases of heart block in their study area (Devon, England) at 97 per million population.
  • 15. 596 KirkJeffrey battery powered, could serve the needs of dozens or hundreds of patients over a few years because the pacemakerwas a piece of hospi- tal equipment, not (yet) a part of the patient'sown body. This misper- ception ensured that larger companies would leave the market to small specialty firms, such as Electrodyne and Medtronic, that had already developed relationshipswith medical research teams.32 An ImplantablePacemaker ChronicHeart Block for In the late 1950s, a second and more thoroughgoing redefinition of cardiac pacing got under way when a few physician-inventorsbe- gan to think of pulsed electrostimulationas a way to solve the long- term problem of chronic complete heart block by permanently sup- planting the heart'sown failed conduction system.33 This meant that the patient would receive electricalstimulationnot for a few days or weeks but for months and years-ideally, for the rest of a lifetime. Long-term pacing implied that the patient need not be confined to a hospital bed but might become fully ambulatory,leave the hospital, and lead the life of a semi-invalid.Rather than a brief and occasional intervention, pacing would now become a permanent circumstance in the life of each patient. Although no pioneers in pacing had yet recognized it, long-term pacing also meant that the pacemakerwould require some kind of routine follow-up managementthrough an out- patient facility. This revised version of cardiac pacing did not emerge naturally and directly from existing practicesbut instead required that doctors radicallyreorganize their thinking. Indeed, some physiciansinvolved with pacing remained committed to the earlier concept of the pace- maker as an emergency or short-terminstrument.34 Certainlythe new version of cardiac pacing entailed radical changes in the design of pacing technology and in the activities surrounding its use. As an 32Telephone interview with Sam E. Stephenson, Jr., August 30, 1991. According to Bakken, the market-research firm Arthur D. Little estimated in 1960 that "the world- wide, all-time market for pacemakers would be about ten thousand units": interview with Earl E. Bakken, Fridley, Minnesota, May 23, 1990. 33This revised concept of pacing occurred to several research groups beginning around 1955-56; I have not tried to award priority for the idea to any group in particular. 34 Several of the researchers who at first failed to grasp the idea of long-term pacing had earlier worked with defibrillation, perhaps the quintessential example of an acute- care technology; this experience dominated their perceptions of the pacemaker. Some viewed the pacemaker almost as if it were a kind of defibrillator. See the discussion at the "Rockefeller Conference," September 1958, as excerpted in Kirk Jeffrey, ed., "The Conference on Artificial Pacemakers and Cardiac Prosthesis, 1958," PACE 16 (1993): 1445-82. Joel D. Howell found an analogous pattern in early constructions of the meaning and utility of the ECG: Howell, "Early Perceptions of the Electrocardiogram" (n. 9 above).
  • 16. Pacing the Heart 597 unanticipated result, the new formulation also prepared the way for a vast increase in the manufacture and use of pacemakers. The idea for long-term pacing was "in the air"by about 1956, and researchersdebatedits feasibilityat a one-dayconference in September 1958. Zoll explained that resuscitatingpatientsfrom Stokes-Adamsat- tacksrepresentedno solutionto the underlyingproblemof heartblock; in a vivid presentation,he made the case for fundamentallyredefining the function of cardiac pacing: "Afterthe initial excitement of saving the patient from the initialepisode of standstill,everybodyrelaxes and you come back later ... and find the patient had another episode.... You can resuscitatea patient... if you are ready all the time for the rest of the patient'slife, and that is a big order."35 Just such a situation arose in St. Paul, Minnesota, in March 1959, when Samuel Hunter, a surgeon who had done a residency with Lil- lehei, was presented with an unexpected case, a 72-year-old man in complete heart block and suffering dozens of Stokes-Adamsattacks daily. Rather than restartingthe heart time and again by means of an external pacemaker,Hunter opened the patient'schest and sutured an experimental bipolar pacing electrode, never before used with a hu- man subject,to the ventricularmyocardium."The patientwasnot anes- thetizedbut wasessentiallydead when we brought him to the operating table,"Hunter later recalled. "Wejust kind of kept his heart going by pounding his chest."Engineer Norman Roth attachedthe lead to one of the new battery-poweredexternal pulse generators. "A lot of other people were in the room, and when it startedIjust couldn'tbelieve my eyes. Because it's one thing [to have] a nice little compact heart in a child; but this was a 72-, 73-year-oldman with a big bulbous heart that was kind of like a big jellyfish in there, sort of semi-blue; and all of a sudden it startedto pump, vigorouslyand accordingto the rate that we wanted, and we could control it, and all of a sudden he startsto wake up! So we had to put him to sleep and finishthe operation. I don't know what I said; someone said, 'My God, it worked!"'36 Hunter's patient 35Jeffrey, ed., p. 1450. The debates at this meeting are analyzed in Kirk Jeffrey, "The Next Step in Cardiac Pacing: The View from 1958," PACE 15 (1992): 961-67. Of Zoll's first fourteen pacing cases as reported in 1954, eight had died from later Stokes-Adams attacks after an initial successful resuscitation via the pacemaker. See Paul M. Zoll et al., "Treatment of Stokes-Adams Disease by External Electric Stimula- tion of the Heart," Circulation 9 (1954): 482-92. 36Interview with Samuel W. Hunter, Mendota Heights, Minn., November 30, 1989. Hunter also reported that the patient, Warren Mauston, would allow the surgeon to turn off the external pulse generator to demonstrate its functioning for visiting cardiologists. Mauston would slip into unconsciousness within a few seconds, "then I'd snap it on again, and he'd come right out of it. I did that several times. I had a lot of
  • 17. 598 KirkJeffrey lived in good health for nine more years, dependent on his pacemaker the entire time. A reporter wrote that "although he occasionally frets at being unable to go out on the golf course as he used to, he putts on the living-room rug..., gets up and downstairs and walks around the neighborhood."37 This case, which had arisen as a clinical emergency rather than as part of a research program, was one of several around 1959-60 to demonstrate that it was possible to pace the heart over an extended period and send the patient home.38 By 1959 several research teams were already experimenting with new kinds of pacemakers that would be more suitable for long-term use. Most of the new designs contemplated an implanted, battery-powered pulse generator to elim- inate a major source of infection, the pacing wire that came through the patient's chest. A fully implanted device would also ensure that the doctor retained complete control of the pacemaker by putting it where the patient could not touch it. However, implanting the pulse generator implied that the patient must undergo future surgical pro- cedures when the battery ran low. By now, research groups in the United States and Europe were racing to come up with a practical long-term pacing device. Teams in Stockholm and London implanted several pacemakers manufac- tured by the Swedish firm of Elema-Shonander between 1958 and early 1960. The Elema pulse generator was rechargeable by an induc- tion coil placed on the patient's body. This device had technical prob- lems, and in 1961 the company introduced a successor with mercury cells. Around the same time, a group at Yale University experimented with a radio frequency pacemaker that included an implanted re- ceiver attached to the pacing electrodes, and an external transmit- ter-a setup that exteriorized the battery.39 [ECG] tracings. I had those all over the laboratory-Mr. Mauston sliding toward eter- nity because I'd turned off his pacemaker." 37Samuel W. Hunter et al., "A Bipolar Myocardial Electrode for Complete Heart Block," Journal-Lancet 79 (1959): 506-8; David C. Schechter, "Background of Clinical Cardiac Electrostimulation. VII. Modern Era of Artificial Cardiac Pacemakers," New YorkStateJournal of Medicine 72 (1972): 1176-81; Spencer (n. 23 above); interview with Hunter. The electrode was an experimental model developed by Norman Roth, an engineer at Medtronic. 38Prior to Hunter's case, the longest episode of pacing had probably involved a patient at Montefiore Hospital in the Bronx who had been intermittently pacemaker- dependent (and hospital-bound, though ambulatory) for ninety-six days in the fall of 1958. See Seymour Furman and John B. Schwedel, "An Intracardiac Pacemaker for Stokes-Adams Seizures," New England Journal of Medicine 261 (1959): 943-48. This case is discussed below. 39A. H. M. Siddons and O'Neal Humphries, "Complete Heart Block with Stokes- Adams Attacks Treated by Indwelling Pacemaker," Proceedings of the Royal Society of Medicine 54 (1961): 237-38; Rune Elmqvist, "Review of Early Pacemaker Develop-
  • 18. Pacing the Heart 599 In June 1960, at the Veterans Administration (V.A.) Hospital in Buffalo, New York, an elderly man received the first successful fully implanted pacemaker. Designed by electrical engineer Wilson Greatbatch, it was implanted by William Chardack, a surgeon.40 The Chardack-Greatbatch pacemaker, licensed to Medtronic and modi- fied in various ways, quickly set the standard for cardiac pacemakers in the United States. The first version to reach the market contained only eight circuit components including two junction transistors. The pulse generator, slightly larger than a pocket watch, encapsulated the circuitry and a mercury-cell battery in silicone rubber. Devices of this generation were known as asynchronous, fixed-rate pacemakers: they had no capacity to sense electrical activity within the heart and could not vary impulse rate or amplitude; they simply fired at a preset rate such as 70 impulses per minute.41 But the Chardack-Greatbatch pacemaker was a wonder for its time. After several early failures from broken wires, Chardack designed a coiled-spring lead that proved remarkably reliable.42 (See fig. 3.) Inventing permanent cardiac pacing involved not only the device but the surgical procedure. Implantation of a pacemaker in the 1960s qual- ified as major surgery; it was Chardack who created the technique. Working in an operating room on a fully anesthetized patient, the sur- geon created a pocket beneath the skin in the patient's left abdomen as a site for the pulse generator. He then made a large chest incision and ment," PACE 1 (1978): 535-36; William W. L. Glenn et al., "Remote Stimulation of the Heart by Radiofrequency Transmission," New England Journal of Medicine 261 (1959): 948-51. The "main line" of development, as described in the text, was pursued in the late 1950s by Zoll, William Chardack, and other teams, with Chardack's group announcing the first successful clinical case, an important symbolic milestone in the eyes of physicians. 40William M. Chardack et al., "A Transistorized, Self-Contained, Implantable Pace- maker for the Long-Term Correction of Complete Heart Block," Surgery 48 (1960): 643-54; Wilson Greatbatch, "Twenty-Five Years of Pacemaking," PACE 7 (1984): 143-47. The group employed hunt-and-try tactics to solve the two crucial problems they encountered: protecting the battery and circuitry from body fluids while permit- ting the diffusion of hydrogen gas, a by-product of the nickel-cadmium battery chemis- try, and finding a lead system able to withstand approximately 31.5 million flexions per year from the motion of the beating heart without breaking or causing a lesion in the heart wall. Chardack's group did not learn of Ake Senning's work in Stockholm until just before the first clinical use of their implanted pacemaker. See William M. Chardack, "Recollections- 1958-1961," PACE 4 (1981): 592-96. 41The most complete review of these early pacemakers is William M. Chardack et al., "Clinical Experience with an Implantable Pacemaker," Annals of theNew YorkAcademyof Sciences 111 (1964): 1075-92. 42William M. Chardack, "A Myocardial Electrode for Long-Term Pacemaking," An- nals of the New YorkAcademyof Sciences 111 (1964): 893-906. The first patient, Frank Henefelt, is interviewed in Spencer (n. 23 above).
  • 19. 600 KirkJeffrey FIG. 3.-The Medtronic5850, a Chardack-Greatbatch implantablepacemakerfrom about 1963, showing the coiled-spring lead and myocardialelectrodes invented by WilliamChardack. The pulse generatoris encapsulatedin siliconerubber.The "subcu- taneous extension" on the left, known affectionatelyto implanters as the "pigtail," contained three wires and was positionedjust beneath the patient'sskin. Connecting wire A to B via a small incision increasedthe pacemakeroutput; connecting B to C disabled the pacemaker.(Photo courtesyof Medtronic,Inc.) retracted the ribs to expose a portion of the left ventricular surface. The surgeon drew the lead through a tunnel beneath the skin from the pacemaker pocket to the heart, sutured the two electrodes to the ventricular muscle, and plugged the lead into the pulse generator. Re- placing a depleted pulse generator was simpler: the surgeon made a small abdominal incision under local anesthetic, detached the genera- tor from the lead, and substituted a new one.43 43William Chardack,"CardiacPacemakersand Heart Block,"in Surgery the M. of Chest,ed. John H. Gibbon,Jr., et al., 2d ed. (Philadelphia,1969), pp. 824-65, gives details of surgical technique. By the mid-1960s it had become standard practice to employ a temporarytransvenousendocardiallead (describedbelow) to maintainthe heart rate before and during surgery for implantationof a permanent myocardial pacemaker.Because of unexpectedlyrapid batterydepletion and occasionalwire fail-
  • 20. Pacing the Heart 601 NoncompetitivePacing for IntermittentBlock Until about 1965, permanent pacing of the heart had the character of an experimental technology, with journals often publishing ac- counts of unexpected crises such as broken wires and discussions of possible alternativesto mercuricoxide cells as the power source. Some practitionersalso became concerned that asynchronouspacing might induce ventricularfibrillationin occasionalpatients who did not have fixed complete heart block but intermittentblock with occasionalnor- mally conducted beats. In such cases the ventricles might receive nat- ural and artificialsignals in competition. A pacemakerimpulse deliv- ered at the end of ventricular contraction could trigger VF; the irritabilityof the heart muscle and hence the danger of VF appeared greatest when the pacemakerfired into tissue damaged by an earlier heart attack.44 Aware of the growing concern about pacemaker-inducedVF, the biomedical engineer Barouh Berkovits, at American Optical Com- pany, designed a sensing capability into the pacemaker so that it would fire at a fixed rate, exactly as in an asynchronous pacer, but would reset itself if it sensed the depolarization of the ventricles.45 ures, some early patientshad to endure a dozen or more implantprocedures.Clearly, lead replacement entailed a much more severe procedure than replacement of the pulse generator. The patient who had received Senning's implanted pacemaker in 1958, Arne Larsson,survivedwithout pacing for more than a year after the failure of the initial device; he is still living and as of 1991 had had twenty-fivepacemakers: letter from Larssonto author,June 25, 1991. 4Agustin Castellanos, et al., "RepetitiveFiring Occurringduring Synchronized Jr., Electrical Stimulation of the Heart," Journal of Thoracic and CardiovascularSurgery 51 (1966): 334-40; MichaelBilitch et al., "VentricularFibrillationand CompetitivePac- ing," New England Journalof Medicine (1967): 598-604; Leonard S. Dreifus et al., 276 "The Advantagesof Demand over Fixed-RatePacing,"Diseases theChest (1968): of 54 86-89; WilliamM. Chardacket al., "Pacingand VentricularFibrillation," Annalsof the New York Academy Sciences (1969): 919-33. It had long been knownthat stimulat- of 167 ing the ventriclesduring their "vulnerablephase"could induce fibrillation,but some leading figures in the pacing field remained skeptical about the possibilityof pace- maker-inducedVF because the pacemakerstimulus was so small and because direct evidence was lacking. It was difficult to demonstrate conclusively that pacemaker- induced VF had killed some patients unless their heart rhythmshad been monitored at the moment of death. Interviewwith Barouh V. Berkovits,San Diego, California, May 7, 1993. 45 the Berkovits In pacemakerthe ventricularelectrode sensed the electricalindica- tion of spontaneousventricularactivity(the R wave of the ECGtracing),and an ampli- fier magnifiedthis signal.The amplifiedsignalreset the timing circuitso that the pacer would not deliver another impulse until a preset interval,e.g., 850 milliseconds,had elapsed. In early pacemakersof this sort, the intervalwas immutable,but beginning in the 1970s it could be programmedby the physician.The Berkovits pacing mode was later renamed "ventricular inhibited"because a sensed ventricularpulse inhibited
  • 21. 602 KirkJeffrey American Optical announced its new pacemaker (variously described as a "ventricular inhibited" or a "demand" pacemaker) in 1965 and within a few years had licensed other manufacturers to produce their own devices capable of pacing "on demand." By 1969, four-fifths of new pacemaker implants involved devices configured to avoid compe- tition. Noncompetitive pacing had rapidly and completely superseded the asynchronous mode.46 The invention of noncompetitive pacing is a richly instructive epi- sode. Confronted with hundreds of pacemaker-dependent patients, research cardiologists of the early 1960s had undertaken intense stud- ies of heart block and other forms of slow heart rate. Once they began to follow patients on pacemakers over intervals of many months, it dawned on some that pacing had created a new cause of death, VF resulting from pacemaker competition. The effort to account for these deaths led cardiologists to the insight that some cases of com- plete heart block were not fixed but could revert to intermittent block with some normally conducted beats.47 Cardiologists had described the problem of pacemaker competition in print, but it was the engi- neer, Berkovits, who conceived of a way to solve it. He then invited physicians' comments on the idea and their collaboration in clinical trials. Earlier choices in the design of implanted pacemakers, accumu- lated clinical experience with pacemaker-dependent patients, and in- tensified research into disturbances of heart rhythms all contributed to the medical framing of intermittent heart block and of the non- competitive pacing mode.48 Partly in order to circumvent the Berkovits patent on ventricular the pacer from firing. See George H. Myers and Victor Parsonnet, Engineering in the Heart and Blood Vessels(New York, 1969), pp. 34-49; and Bryan Parker, "Pacemaker Electronics," in Seymour Furman and Doris J. W. Escher, Principles and Techniquesof Cardiac Pacing (New York, 1970), pp. 43-61. 46Louis Lemberg et al., "Pacemaking on Demand in AV Block," Journal of the Ameri- can Medical Association 191 (1965): 106-8. Medtronic introduced its first ventricular inhibited pacemaker in May 1967; a patent fight with American Optical ensued. The acceptance of noncompetitive pacing by 1969 is reported in Victor Parsonnet, "The Status of Permanent Pacing of the Heart in the United States and Canada," Annales de cardiologieet d'angiologie 20 (1971): 287-91. 47See the discussion in Dreifus et al. 48One can carry the point further: the medical finding that legitimized noncompeti- tive pacing depended for its authority on the prior acceptance of noncompetitive pacing. Only after noncompetitive pacing had come into widespread use did compara- tive mortality data provide firm corroborative evidence supporting the hypothesis that patients on asynchronous pacers died more frequently than those on noncompetitive pacers. Before noncompetitive pacing, it had been more of a suspicion. See the Berko- vits interview (n. 44 above).
  • 22. Pacing the Heart 603 inhibited pacing, the Cordis Corporation introduced a "ventricular triggered" pacemaker. In this design, the device paced the ventricle at a fixed rate; but a sensed ventricularcontraction,instead of inhib- iting the pacemaker, triggered it to fire instantaneously and then recycle. Delivered at a moment when myocardialcells had just depo- larized and were refractory to another stimulus, the pacemaker im- pulse did not compete with the heart's natural signal. The two sys- tems, ventricular inhibited and triggered, were both widely used during the late 1960s, but Berkovits'sinhibited mode eventually pre- vailed because it caused less drain on the pacemaker battery and because it seemed to emulate the "natural" escape mechanism of the heart in which certain cells below the site of the block, capable of spontaneously depolarizing but normally inhibited from doing so, will eventually fire in the absence of a normallyconducted impulse.49 The TransvenousRoute From a medical point of view, the distinctivefeature of pacing from 1960 on was its reliance on direct stimulation of myocardial tissue. In order for the surgeon to attach the pacing electrode to the heart, the patient had to undergo general anesthesia and surgical opening of the chest. Since most patients were elderly men and women suffer- ing from severe heart disease, hospital mortality rates in the early and mid-1960s averaged about 7.5 percent.50 A group at Montefiore Hospital in the Bronx had already pio- neered a second route to the heart, this one through a vein and into the pumping chambers. In 1958, Seymour Furman, a first-year surgicalresident at Montefiore,invented a catheter pacing lead, intro- duced it via the vein at the inside of the elbow, and passed it through 49J. Walter Keller, Jr., "Evolution of Pacemaker Systems," in CardiacPacing: Proceed- ings of theIVth InternationalSymposium CardiacPacing, ed. HilbertJ. T. Thalen (Assen, on 1973), pp. 123-27. On the heart's "latent pacemakers," see Zipes, "Specific Arrhyth- mias" (n. 18 above), pp. 685-86. Berkovits maintained that a biomedical engineer should always strive to "follow nature-if you can learn from it, you'd better do it." Triggered pacing departed from "the normal way of the heart" (Berkovits interview [n. 44 above]). The belief that patients would be better off if treatment emulated "normal physiology" was fundamental to the appeal of ventricular inhibited pacing and later of dual-chamber pacing. Ironically, more "physiological" pacemakers also proved to be more complex. For a general discussion of the appeal of the physiological, see Joel D. Howell, "Cardiac Physiology and Clinical Medicine? Two Case Studies," in Physiology in the American Context, 1850-1940, ed. Gerald L. Geison (Bethesda, Md., 1987), pp. 279-92. See also Richard Sutton et al., "Physiological Cardiac Pacing," PACE 3 (1980): 207-19. 50Chardack, "Cardiac Pacemakers and Heart Block" (n. 43 above), p. 837, reporting on a study from 1967 that had reviewed many large series.
  • 23. 604 KirkJeffrey FIG.4.-Pincus Shapiro at MontefioreHospital, fall 1958. The lower unit on the cart is an ElectrodynePM-65pacemaker-defibrillator; restingatop it is an Electrodyne monitor with a small oscilloscope.The pacing lead enters a vein at the inside of the patient'sleft elbow.This apparatusplugged into a wall socket;the physician,Seymour Furman,later substituteda car batteryand a converter.(Photocourtesyof Medtronic, Inc.) the venous system and the right atrium and into the right ventricle of the patient's heart while observing its progress on a fluoroscope. Not knowing of the Medtronic portable pulse generator, Furman had connected the lead to an Electrodyne pulse generator that plugged into the AC electrical system (fig. 4). This apparatus paced Furman's second patient intermittently for ninety-six days and enabled the man to walk up and down the hospital corridor; eventually, pacing was discontinued, and the patient was able to leave the hospital and go
  • 24. Pacing the Heart 605 home.51Over the next two years, Furmanand his coworkersreported on dozens of additional cases of transvenous pacing.52 From the first, transvenous pacing could claim some significant advantagesover the more invasivemyocardialapproach. Most impor- tant, the physiciancould gain accessto a vein and introduce the cathe- ter without subjecting the patient to major surgery. The technique also reduced the risk of damage to the heart tissue because the pacing electrode either floated free in the ventricle or barely touched the ventricularwall. Yet the transvenous route did not gain widespread acceptance for long-term pacing in the United States until the late 1960s. Furman's youth and relative lack of renown may have been a factor initially; his removal from the scene for two years' military duty definitely slowed the development phase of transvenous pacing. There were early reports of intermittent failure to pace and of the catheter's perforating the vein. Some time elapsed before a standard technique emerged: those interested in transvenous pacing tried several veins before settling on one just beneath the collarboneas the most suitable for introduction of the catheter. More broadly, cardiac catheteriza- tion was a technique more familiar to cardiologiststhan to surgeons; indeed, use of the catheter as a diagnostictool was perhaps the defin- ing ritual of cardiology. Because of the leadership of surgeons like Lillehei and Chardack,the medical world had grown accustomed to the idea of pacemaker implantationas a surgicalprocedure.53 Transvenous pacing spread rapidly after about 1965. The transve- nous route first came into use during the early 1960s as a means of temporary pacing during surgery to implant a myocardial pace- maker; their experience with temporary transvenous pacing helped 51This case, one of the most dramatic and influential in the history of pacing, was reported in Furman and Schwedel, "An Intracardiac Pacemaker" (n. 38 above). See also "Electrode in Heart Saves Man's Life," New YorkTimes (November 27, 1958), p. 36. 52See, e.g., Seymour Furman et al., "The Use of an Intracardiac Pacemaker in the Control of Heart Block," Surgery 49 (1961): 98-108, and "Transvenous Pacing: A Seven-Year Review," AmericanHeart Journal 71 (1966): 408-16; and Victor Parsonnet and Alan D. Bernstein, "Transvenous Pacing: A Seminal Transition from the Research Laboratory," Annals of ThoracicSurgery48 (1989): 738-40. 53Seymour Furman et al., "Implanted Transvenous Pacemakers: Equipment, Tech- nic and Clinical Experience," Annals of Surgery 164 (1966): 465-74; Howell, "Changing Face of Twentieth-Century American Cardiology" (n. 8 above); Donald Baim and Richard J. Bing, "Cardiac Catheterization," in Cardiology:The Evolution of the Science and the Art, ed. Richard J. Bing (Chur, 1992), pp. 1-28.
  • 25. 606 KirkJeffrey accustom surgeons to the techniques of catheterization.54 Reports from Europe of successful long-term transvenous pacing and the in- troduction of a flexible transvenous lead in 1965 (a variant on Char- dack's coiled-spring design) contributed to a shift toward the transve- nous technique. Perhaps the clinching factor proved to be doctors' growing realization that the transvenous procedure was less risky for their elderly patients. Hospital mortality rates from transvenous pac- ing were 0-3 percent.55 Indeed, Chardack himself began to use the transvenous route. By 1970, experienced implanters had switched in large numbers to transvenous pacing, while new entrants to the field were accepting it as the normal path to the ventricle.56 Today virtually all pacing leads are introduced transvenously and stimulate the heart from within. The patient remains conscious throughout the proce- dure, now typically an hour or less in duration.57 Pacing in the 1960s: Treatment ChronicDisease for Cardiac pacing spread rapidly in the 1960s, nicely exemplifying the "desperation-reaction" model of technological diffusion: when a disease is life-threatening and no existing therapy seems to help, doc- tors will adopt a promising new therapy-particularly when the re- sults are quick, dramatic, and easy to interpret-even before the de- velopment phase for the therapy has run its course.58 By the end of the decade, the number of primary (first-time) implant procedures 54William M. Chardack, "Heart Block Treated with an Implantable Pacemaker," Progress in CardiovascularDiseases 6 (1964): 507-37, at 517; Editorial, "'Intravenous' Cardiac Pacemaking," Journal of the American Medical Association 184 (1963): 582-83; I. Richard Zucker et al., "Dipolar Electrode in Heart Block," Journal of the American Medical Association 184 (1963): 549-52. 55 Rodney Bluestone et al., "Long-Term Endocardial Pacing for Heart-Block," Lancet 2 (1965): 307-12; Hans Lagergren et al., "One Hundred Cases of Treatment for Adams-Stokes Syndrome with Permanent Intravenous Pacemaker," Journal of Thoracic and CardiovascularSurgery 50 (1965): 710-14. On mortality rates, see Chardack, "Car- diac Pacemakers and Heart Block" (n. 43 above), p. 837. 56Parsonnet, "Status of Permanent Pacing" (n. 46 above), p. 289. Parsonnet's pace- maker team at Newark Beth Israel Medical Center in Newark, New Jersey, had gone from six permanent transvenous pacemakers out of thirty-one implants in 1964 to twenty-four out of thirty in 1965. 57In the early 1970s, manufacturers introduced kits to assist the physician with transvenous lead manipulation. The kit includes a stylus through which a temporary guide wire and then the lead itself are introduced to the vein and advanced into the heart. The procedure can be more time-consuming if leads are to be introduced to both atrium and ventricle. On the transvenous technique, see Sutton and Bourgeois (n. 5 above), pp. 177-234. 58Kenneth E. Warner, "A 'Desperation-Reaction' Model of Medical Diffusion," Health ServicesResearch 10 (1975): 369-83; H. David Banta, "Embracing or Rejecting Innovations: Clinical Diffusion of Health Care Technology," in The Machine at the
  • 26. Pacing the Heart 607 was approaching twenty thousand per year in the United States, while primary and replacement implants combined were nearing fifty thou- sand per year (table 1). Within this overall picture of rapid adoption, pacing underwent so many technological and procedural changes in the 1960s that even speaking of the decade as a single era may appear to strain logic. Yet all the innovations were introduced in furtherance of a clear, overriding goal: to create a prosthetic device that would permanently manage a heart in complete block. To all appearances, both the pacemaker and the procedure for implanting it had stabilized by 1970: the standard pacing device of that era was a fully implanted, ventricular inhibited pacemaker that stimulated the inner surface of the ventricle via a transvenous lead. In nearly all cases, this apparatus ministered to a patient whose symp- toms included ventricular bradycardia, dissociation of the atria and ventricles, and dizziness or blackouts-the symptoms of heart block. Despite the rapid acceptance of transvenous pacing, the typical im- planter of the 1960s and early 1970s remained a surgeon and the central ritual in the field of cardiac pacing remained the act of im- planting the pacemaker in a hospital operating room.59 The practice of pacing reflected the procedure-oriented character of American medicine. Throughout the 1960s, surgeons and device manufacturers were the principal sponsors of pacing development. Since the standard implantation technique of the early 1960s entailed exposure of the myocardial surface of the heart, pacing was dissemi- nated in tandem with heart surgery itself, proceeding generally from core institutions (large medical centers often affiliated with medical schools) to the periphery (doctors in private practice with privileges at general hospitals).60 Bedside, ed. Stanley Joel Reiser and Michael Anbar (New York, 1984), pp. 65-92; Thomas P. Hughes, "The Development Phase of Technological Change," Technology and Culture 17 (1976): 423-31. The implantable pacemaker appears to be a case in which innovation (the introduction of the technology into the marketplace and its diffusion into widespread use) proceeded simultaneously with development. This pat- tern would be highly unlikely in a new life-sustaining medical device today because the Food and Drug Administration, under the Medical Device Amendments of 1976 and the Safe Medical Devices Act of 1990, would refuse to license the device for general use until extensive clinical trials had been conducted. 59Victor Parsonnet found that, in 1972, about seven implanters in ten were surgeons: "A Survey of Cardiac Pacing in the United States and Canada," in Thalen, ed. (n. 49 above), pp. 41-48. 60Pacemaker manufacturers estimated in the early 1970s that between one-quarter and three-fifths of implanting physicians treated fewer than five new patients per year: Parsonnet, "Survey of Cardiac Pacing," p. 42. See also Parsonnet, "Status of Permanent Pacing" (n. 46 above), p. 287; and Daniel M. Fox, Health Policies, Health Politics: The British and AmericanExperience, 1911-1965 (Princeton, N.J., 1986), p. 210 and passim.
  • 27. 608 KirkJeffrey Chardackof the V.A. Hospital in Buffalo was the pivotal medical figure in these years: Chardack'sannouncement of the first clinically effective implant in 1960, his invention of the coiled-springelectrode in 1962, and his meticulous analyses of his group's successes and failures galvanized others to try cardiac pacing. Chardack and his associate,engineer WilsonGreatbatch,worked closely with the manu- facturing firm Medtronic in Minneapolis. For nearly a decade, all Medtronic pulse generators bore the "Chardack-Greatbatch" brand name. The team from Buffalo were "key consultants"to the firm, overseeing its implantablepacemakerprogram and keeping in touch with clinicians around the United States.6' But Medtronic was by no means the only firm to introduce a "permanent"pacemaker in the early 1960s. Sooner or later, each of the medical research teams that were actively at work on pacemakerdevelopment established a rela- tionship with a device manufacturer.62 Medtronicmaintainedits mar- ket dominance partly through its technological head start but also because of its preexisting reputation with medical equipment, its con- tacts with surgicalgroups, and its associationwith pioneers in cardiac pacing such as Lillehei, Bakken, Chardack,and Greatbatch.63 the In fast-developingpacing industry, the firm by mid-decade had assumed the role of industry leader even though its first pacemakerdated back only to 1958. For a number of reasons, the barriersto entry remained quite low in the pacemaker industry throughout the 1960s. Federal require- ments for expensive and time-consumingcontrolled clinical trials to assess the safety and efficacy of life-sustaining medical devices did not come into existence until 1976. Though manufacturerssecured patent protection for some devices and components, many of the key components of early pacemakers such as batteries, wires, and the biocompatible silicone-rubber encapsulation for a pulse generator were standard products purchased from other manufacturers;other components, notablythe blocking-oscillator pacing circuitof the early implantables,were in the publicdomain. Newer entrantsto the indus- try commonly sought market share by introducing elements of tech- 61Bakken interview (n. 32 above). 62All of the early devices are described by their inventors in William W. L. Glenn, ed., "Cardiac Pacemakers," Annals of theNew YorkAcademyof Sciences 111 (1964): 813-1122. 63Creative Strategies, Inc., "Medical Electronics" (Palo Alto, Calif., 1973), copy at Medtronic Library, Fridley, Minnesota; Jerry Flint, "Medtronic: Medicine, Electronics and Profit," New YorkTimes(April 4, 1976), sec. 3, pp. 1, 9; Daniel R. Denison, Corporate Culture and OrganizationalEffectiveness (New York, 1990), pp. 95-108. The principal large corporation to introduce a line of pacemakers was General Electric, but its devices did not win widespread acceptance; GE withdrew from pacing in 1977.
  • 28. TABLE 1 GROWTH OF CARDIAC PACING IN THE UNITED STATES Population 65 Ye Estimated Total Implants and Older Estimated Primary Implants (Replacements Included) (in Millions) Year (1) (2) (3) 1960-64 ................... 2,500 5,000 .... 1965 ......................... 2,900 5,700 18.2 1967 ......................... 8,250 15,000 18.8 1969 ......................... 16,000 27,000 19.5 1972 ......................... 25,000 45,000 19.9 1975 ......................... 57,000 90,000 22.7 1978 ......................... 69,000 100,000 24.1 1981 ......................... 118,000 142,000 26.3 M. SouRcEs.-My estimates for the pacemaker implant data (cols. 1 and 2) are based on data given in William William Char Experience with an Implantable Pacemaker: An Appraisal," Surgery 58 (1965): 915-22, at 915; Implantable Pacemaker: Past Experience and Current Developments," in Resuscitation and Cardiac Pacing, e Thomas J. Thomson (Philadelphia, 1965), pp. 213-49, at 246; Victor Parsonnet, "The Status of Permanent Pac and Canada," Annales de cardiologie et d'angiologie 20 (1971): 287-91, at 288, and "A Survey of Cardiac Pacing i CardiacPacing: Proceedings of the IVth International Symposiumon Cardiac Pacing, ed. HilbertJ. T. Thalen (Assen, 1 Victor Parsonnet, "World Survey on Cardiac Pacing," PACE 2 (1979): W1-W17, at W3; Victor Parsonnet, Candice "The 1981 United States Survey of Cardiac Pacing Practices,"Journal of the American College of Cardiology3 (1984) estimates of pacemaker sales. Population data (col. 3) are from U.S. Bureau of the Census, Statistical Abstracto various years). = (col. 1 x 80%)/col. 3 *Approximately 80 percent of pacemaker patients are age 65 and older. Thus, col. 4
  • 29. 610 KirkJeffrey nological novelty. American Optical's "demand" and Cordis's "trig- gered" pacemakers were outstanding examples. The discovery and analysis of pacemaker competition and Berko- vits's invention of a pacing mode that could reliably sense and re- spond to cardiac activity pointed to emerging new relationships among laboratory research, doctors' clinical experience, and corpo- rate research and development. It was clear, first, that the growing clinical use of pacing had encouraged a great deal of new research into the precise nature of various heart conduction disorders that produced arrhythmias.64 As cardiologists gained new understanding of these disorders, advances in microcircuitry and other pacemaker components permitted manufacturers to introduce new pacing modes suitable for managing them.65 During the decade of the 1960s, the locus of inventive activity shifted away from the laboratories of physician-inventors such as Zoll, Chardack, and Furman to the medi- cal device firms. The invention and spread of pacing in the 1950s and 1960s coin- cided with the postwar growth of prepaid hospital insurance. A re- sponse to the growing use of expensive technology in hospitals, insur- ance tended to reduce cost constraints on doctors and hospitals by creating a situation in which none of the three direct parties to the medical transaction-care provider, patient, and hospital-had a pressing interest in economizing. As Rosemary Stevens remarks, 64Pacing engendered a great deal of interest in the physiology of the conduction system and the mechanisms of cardiac arrhythmias. For example, the number of arti- cles on the heart conduction system published in American medical journals and listed in Index Medicus rose tenfold between the years 1950-54 and 1963-67, from thirteen to 129. A similar increase occurred in publications on heart block and related topics. The pacemaker itself became a tool in the analysis of arrhythmias. The technology of His-bundle electrocardiography, first reported in 1969, entailed atrial pacing. Invasive cardiologists employ catheter electrodes to record intracardiac electrical activity at vari- ous sites and may pace the atrium in the process; electrophysiologists overdrive the heart with a pacemaker to test its propensity to go into sustained tachycardia or VF. See Benjamin J. Scherlag et al., "Catheter Technique for Recording His Bundle Activity in Man," Circulation 39 (1969): 13-18; Scherlag, "The Development of the His Bundle Recording Technique," PACE 2 (1979): 230-33; Parsonnet and Bernstein, "Transve- nous Pacing" (n. 52 above); Douglas P. Zipes, "The Contribution of Artificial Pacemak- ing to Understanding the Pathogenesis of Arrhythmias," AmericanJournal of Cardiology 28 (1971): 211-22; William Grossman, "Cardiac Catheterization," in Braunwald, ed., Heart Disease (n. 18 above), pp. 180-203. 65Pacemaker circuitry is a large subject that I have chosen to avoid in this article. For brief introductions from the period examined here, see R. D. McDonald, "The Design of an Implantable Cardiac Pacemaker," Medical and Biological Engineering 4 (1966): 137-52; Myers and Parsonnet (n. 45 above), pp. 181-91; and Parker (n. 45 above).
  • 30. Pacing the Heart 611 "hospital expenditures and reimbursement mechanisms drove each other, in an expansionary spiral." By 1960, about two-thirds of the American public enjoyed coverage under some type of private hospi- tal insurance; but the remaining third, including the elderly, lacked insurance and often found that the cost of hospital care was outdis- tancing their ability to pay out of their own pockets.66 In the aftermath of the Democratic landslide of November 1964, a broad coalition of interest groups-organized labor, various indus- trial associations, Blue Cross and the private health insurance indus- try, hospitals, and the American Association of Retired Persons (AARP)-was finally able to persuade Congress to create a federal program that would cover most costs of hospitalization and doctors' fees for Americans over age sixty-five. The 89th Congress passed the Medicare Bill, and President Lyndon Johnson signed it into law on July 30, 1965.67 Beginning on July 1 of the following year, the federal government through the Medicare program began to pay costs associ- ated with pacemaker implantation and follow-up in patients aged sixty-five and older, or about four-fifths of the pacemaker patient population.68 Medicare Part A (hospital insurance) paid for the pace- maker itself and for hospital services and procedures including workup and the primary or replacement implantation procedure. Medicare Part B covered 80 percent of physicians' fees, outpatient follow-up care, and subsequent office visits to check on the pacer's performance. By guaranteeing payment of "reasonable and customary" charges, Medicare greatly reduced the cost of cardiac pacing for the elderly patient, provided no incentive for the hospital or the doctor to elect not to implant a pacer in marginal cases, and signaled that care pro- viders need not be greatly concerned about economizing in the choice of hardware.69 This is not to imply that cardiac pacing was a tremen- dously costly treatment. Successive generations of hardware and the 66Stevens, In Sicknessand in Wealth (n. 28 above), pp. 256-67, at 257. 67Judith M. Feder, Medicare: The Politics of Federal Hospital Insurance (Lexington, Mass., 1977); Starr, Social Transformation 28 above), pp. 363-78; Fox, Health Policies, (n. Health Politics (n. 60 above), pp. 201-6. 68In the 1970s, the mean age of pacemaker patients at first implant was about sev- enty-two: Seymour Furman, "Controversies in Cardiac Pacing," CardiovascularClinics 8 (1977): 313. 69Starr, Social Transformation(n. 28 above), pp. 374-78, 383-88; Stevens, In Sickness and in Wealth, pp. 281-83; Edward D. Berkowitz, America'sWelfare Statefrom Roosevelt to Reagan (Baltimore, 1991), pp. 166-80. Martin Feldstein, The Rising Cost of Hospital Care (Washington, D.C., 1971), was one of many observers to point out that private health insurance and Medicare contributed to increased demand for hospital services by effectively reducing the cost to the average elderly person.
  • 31. 612 KirkJeffrey advent of new implant techniques in fact substantially reduced the cost per patient between 1965 and 1975.70 But Medicare provided an immense encouragement for the further spread of cardiac pacing. Between 1967 and 1972, the number of first-time implants tripled (see table 1), and overall expenditures on cardiac pacing soared. One can reasonably conclude that policymakers and the public had in- tended this result since Medicare so clearly encouraged the accep- tance and use of new medical devices and procedures. Sick Sinus Syndromeand Dual-ChamberPacing Cardiac pacing has repeatedly undergone rapid and radical trans- formations; in the early 1970s, the assumptions and standard prac- tices of just a few years earlier again came up for renegotiation as cardiologists once again expanded the list of indications for pacing. As late as 1968, almost all pacemakers had been implanted to manage fixed or intermittent heart block.71 But beginning in that year, cardiologists framed a new conduction disease, the sick sinus syn- drome (SSS). This term lumped together several disturbances of heart rhythm involving a default of the sinus node, the source of the electrical impulses that trigger atrial and then ventricular contrac- tion-the heart's natural pacemaker. Within a few years, doctors were implanting nearly as many pacers for SSS as for heart block.72 Sick sinus syndrome had a diverse list of symptoms. Doctors learned that the condition might manifest itself as persistent and no- ticeable slowdown of the firing rate of the sinus node, an inadequate rate response to increases in the person's activity level, or sinus slow- down associated with an excessively rapid atrial rate. All these mal- functions could begin episodically but then later become fixed. In more severe forms, the impulse might fail to spread beyond the sinus node. Deprived of their normal signal from the sinus node, the atria 70Russell (n. 27 above), pp. 133, 156, and passim. 71At a pacing conference held in November 1968, virtually every paper assumed that heart block was the sole indication for permanent pacing: Seymour Furman, ed., "Advances in Cardiac Pacemakers," Annals of the New York Academy of Sciences 167 (1969): 515-1075. 72J.Thomas Bigger, "Sick Sinus Syndrome Label for Many Cardiac Problems,"Jour- nal of the AmericanMedical Association239 (1978): 597. M. Irene Ferrer, "The Sick Sinus Syndrome in Atrial Disease," Journal of the American Medical Association 206 (1968): 645-46, offered the first formal definition of the condition with an extensive set of indications. For background on the diagnosis, see Louis J. Acierno, The History of Cardiology (London and New York, 1994), pp. 353-54. On the medical and social framing of disease, see Charles E. Rosenberg, "Framing Disease: Illness, Society, and History," in Framing Disease: Studies in Cultural History, ed. Charles E. Rosenberg and Janet Golden (New Brunswick, N.J., 1992), pp. xiii-xxvi.
  • 32. Pacing theHeart 613 might fibrillatetransientlyor continuously;the ventriclesmight adopt a slow rate of contraction dissociated from the atria and eventually come to a halt. As long as episodes of SSS remained intermittent, the patient typi- cally experienced few or no symptoms. But as sinus failure grew more severe, patients suffered dizziness, fatigue, transient blackouts, kidney failure, congestive heart failure, and pulmonary edema. All of these resulted from the heart's inability to pump normally. Most of the symptoms, however, were not unique to SSS and could vary greatly from one patient to another. The same patient could manifest a range of symptoms from one office visit to the next, and some patients showed no clear symptoms at all except for slight irregulari- ties in the ECG tracing.73Because of the erratic course of the "dis- ease," diagnosing a failing sinus node could be difficult, especially in its early stages. Some of these abnormalitieshad been described decades earlier, but the sinus node had come in for renewed attention in the early 1960s. The community of cardiac pacing specialistsbegan to pay at- tention to the syndrome at the end of the decade, after they had resolved earlier uncertainties about pacing for heart block.74They learned that sinus node disorders, though often difficult to diagnose, were not rare. There also seemed general agreement in the early 1970s that most such disorders did not present the same danger of sudden death as did complete heart block.75 From the time the term "sicksinus syndrome"appeared in print, cardiac pacing seemed the therapy of choice for its long-term man- agement. Precisely because "the exact progress and timing of the 73M. Irene Ferrer, The Sick Sinus Syndrome(Mount Kisco, N.Y., 1974), pp. 91-93; David B. Shaw, "The Etiology of Sino-Atrial Disorder (Sick Sinus Syndrome)," American HeartJournal 92 (1976): 539-40; William J. Scarpa, "The Sick Sinus Syndrome," Ameri- can HeartJournal 92 (1976): 648-60; Henri E. Kulbertus, "Experience with Permanent Pacing in the Sick Sinus Syndrome," CardiovascularClinics 14 (1983): 189-94; Zipes, "Specific Arrhythmias" (n. 18 above), p. 677. 74For a recent review of the literature, see Antonio Raviele and Francesco Di Pede, "Sick Sinus Syndrome: Modern Definition and Epidemiology," in Proceedings of the International Symposiumon Progress in Clinical Pacing, ed. M. Santini et al. (Amsterdam, 1990), pp. 279-88. 75On the difficulty of diagnosis, see Ferrer, "Sick Sinus Syndrome in Atrial Disease." The principal exception to the generalization that sinus node disorders did not present imminent danger to the patient was fixed sinus arrest, a condition that Ferrer consid- ered the end stage in a progressive disease (Ferrer, Sick Sinus Syndrome,p. 117). As noted above, however, not everyone defined SSS as a single disease entity with a more or less predictable course. Later research identified several sequelae that could be quite serious: Kulbertus, p. 188.
  • 33. 614 KirkJeffrey complications of [SSS] are still unknown in great detail," it seemed prudent to "consider installing a pacemaker, for safety's sake, in the near future." According to the leading expert on sinus node disease, the clinician "need not wait" for symptoms "to be intolerable"; as soon as "symptoms of any note" appeared, "a pacemaker had best be installed." Indeed, she added, "periodic or sustained SB [sinus bradycardia] can no longer go unchallenged, even if asymptomatic."76 These statements opened the way for a rapid and substantial expan- sion of cardiac pacing by adding a large new class of arrhythmias to those already managed on pacemakers and by redefining the pace- maker as a prophylactic device, insurance against possible (but unpre- dictable) future deterioration in a patient's condition.77 Pacing for SSS came on with a rush in the early 1970s.78 By mid- decade, at least one-third and perhaps 40 percent of the primary pacemaker implantations in the United States were being carried out to manage the condition. This new indication for pacing coincided with a growth of about 125 percent in the number of new implants between 1972 and 1975.79 It is not difficult to account for the rapid 76Ferrer, Sick Sinus Syndrome,pp. 97, 100, 107 (italics added). See also Michael Bilitch, "Sick Sinus Node Syndrome," in Modern Cardiac Pacing: A Clinical Overview, ed. Sey- mour Furman and Doris J. W. Escher (Bowie, Md., 1975), pp. 40-44; and Hilbert J. T. Thalen, "Cardiac Pacing in Sick Sinus Syndrome," in To Pace or Not to Pace? ControversialSubjects in Cardiac Pacing, ed. Thalen and J. Warren Harthorne (The Hague, 1978), pp. 61-72. 77In another discussion Ferrer qualified this statement: if the sinus node was "slug- gish, but not dangerous, . . . for these patients it would not be fair to implant a pacemaker." See M. Irene Ferrer, "Pacing and Sick Sinus Syndrome" (Part 2; interview) MedtronicNews 6 (1976): 3-4, 4. 78L. F. Silverman et al., "Surgical Treatment of an Inadequate Sinus Mechanism by Implantation of a Right Atrial Pacemaker Electrode,"Journal of Thoracicand Cardiovas- cular Surgery 55 (1967): 264-70, is an early case report of pacing for sinus node disor- der; see also John W. Lister et al., "Electrical Stimulation of the Atria in Patients with an Intact Atrioventricular Conduction System," Annals of the New YorkAcademyof Sci- ences 167 (1969): 785-806. 79In the first of his repeated surveys of cardiac pacing practice in the United States, published late in 1971, Parsonnet did not inquire about SSS or about pacing modes other than asynchronous and ventricular inhibited. Two years later, Parsonnet re- ported that fewer than half of the new pacemaker patients in the United States had complete heart block, while more than half had presented with "sinus arrest" and other symptoms of SSS: Parsonnet, "Status of Permanent Pacing" (n. 46 above), p. 288, and "Survey of Cardiac Pacing" (n. 59 above), p. 43. Another cardiologist informally estimated that in 1976, 40 percent of new implantations were for sinus node problems: see Bigger (n. 72 above). Survey data from 1978-79 revealed that various forms of sinus node disease were the indications for 40.4 percent of new implants in the United States, while various forms of heart block accounted for 49.3 percent: B. S. Goldman and Victor Parsonnet, "World Survey on Cardiac Pacing," PACE 2 (1979): W1-W17, at W7.