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Complaints Management: Integrating
and Automating the Process
To strengthen their brand and fortify customer relationships,
device manufacturers require a standards-based, next-generation
platform that keeps the business and its customers connected
throughout the complaints-management life cycle.
Executive Summary
The medical devices industry is somewhat unique,
due to the many operational attributes that set it
apart from other sectors. For example, it is a reg-
ulated sector with a strong manufacturing base,
and serves a wide array of customers — from con-
sumers, physicians and nurses, to hospitals and
care facilities.
Meeting the needs and expectations of these vari-
ous customer types presents many challenges for
device makers, who must also comply with regu-
latory and complaint-filing standards.
This white paper examines how an integrated
approach to handling complaints can help medical
device companies enhance the customer experi-
ence and meet if not exceed regulatory norms.
The Complaints Management Process
and Value Chain
For companies in the medical-devices industry,
complaints management starts with capturing
complaints filed by device users, or by sales or
service representatives working for channel
partners. Once a complaint is received, it is cat-
egorized and documented. A clinical analysis is
then performed to ascertain whether the user’s
device must be returned for further investigation.
Reportability is determined by running a pre-
configured decision tree.1
If needs be, reports are
then filed to the appropriate regulatory bodies.
Depending on the type of complaint, corrective
and protective actions (CAPA) are performed
and recorded.
The steps involved in a typical complaint man-
agement process are illustrated in Figure 1 (next
page).
• Cognizant 20-20 Insights
cognizant 20-20 insights | april 2015
cognizant 20-20 insights 2
Many departments are involved in the complaint-
management process, and each plays a crucial
role (See Figure 2, next page).
The Missing Link
Our studies of the marketplace reveal that most
device manufacturers manage complaints using
decentralized systems, which can vary across
departments. These com-
panies often use single
or multiple call-center
applications to record cus-
tomer interactions, feed
those exchanges to a
complaint-management
application for medical
affairs to perform clinical
analysis and reporting, then
forward them to a quality
application for CAPA. A sepa-
rate field-service application
is typically used to perform failure analysis and
manage sample returns.
Each of these processes perform well within
their own domain, but the complainant (i.e., the
customer) is kept out of the loop. Although com-
plaint management is typically a customer-facing
activity (the complainant interacts with the sales
rep or customer service rep), in the case of the
medical-device industry, the process is typically
decentralized.
Below are some major, customer-specific chal-
lenges resulting from decentralized systems.
•	 The customer experience suffers due to
a disconnect in the communications loop
regarding complaint status and actions taken
based on the filed complaint.
•	 The absence of a customer-complaint feedback
mechanism.
•	 Error-prone and delayed refunds/returns.
•	 Delays in responses and updates to customers
due to isolated applications.
The Complaint Management Process
Complaint Recording
Capture complaint from
customer, internal field sales or
service reps, or internal company
reps through different channels.
Categorize Complaints
Classify safety/non-safety and type. Interactions
can apply to a complaint or adverse event,
or relate to a service request, repair, return or
usability query, for example.
Reportability & Reporting
Determine whether the complaint needs
to be reported to a regulatory authority
and establish the reporting period. Create
and file a report to regulatory bodies.
Resolve & Notify
Close the complaint once the report
is submitted to the regulatory body
and the complainant is informed of
the actions taken.
Investigation & CAPA
Perform an investigation of an actual defective device
or similar/sample product to identify the root cause of
failure. Perform CAPA based on the analysis of the
product and identify actions to be taken and validated.
Clinical Analysis
Perform an initial analysis of the
complaint based on its attributes.
Make return/sampling and recall
decisions based on trending and
threshold values.
Return/Sample/Credit/Note
Create a return order for tracking the return
of a defective product for disposition or
investigation; send credit note/replacement
to complainant.
Figure 1
Manufacturers should
treat system silos
and decentralization
as an opportunity
to transform an
unhappy customer
into an advocate of
the manufacturer’s
brand and its devices.
cognizant 20-20 insights 3
Manufacturers should treat system silos and
decentralization as an opportunity to transform
an unhappy customer into an advocate of the
manufacturer’s brand and its devices.
Resolving the Disconnect
Hosted on Salesforce.com’s cloud platform,
Cognizant’s MedVantage™ addresses the divide
that exists between customer service and quality
processes. It also integrates with MedDRA, other
drug dictionaries and patient registries. Among
its features:
•	 A contact center for capturing interactions
•	 Complaint categorization
•	 Clinical analysis
•	 Reportability determination
•	 Regulatory reporting
•	 Return management
•	 Repair and product investigation
•	 Root cause analysis and CAPA
•	 Reports and analytics
More specifically, MedVantage offers:
•	 A configurable, workflow-driven complaints
process for process automation
•	 Configurable scripts for the contact center to
manage and categorize interactions
•	 A comprehensive customer feedback system
•	 Configurable decision trees for regulatory
reporting
•	 The ability to generate MedWatch forms for
reporting
•	 Support for EU and Canada reporting
•	 A time clock for generating reporting alerts
•	 A workflow-driven CAPA process
•	 Configurable alerts and notifications
•	 Audit trails and e-signatures — enhancing
security and reliability
•	 21 CFR Part 11 and Annexe 11 compliant
•	 M2M capability for proactive maintenance and
remote service
•	 Real-time updates on refund/replacement
availability
•	 Real-time feeds with location-based service
Functional Responsibilities for Complaints Management
Department Responsibility
Customer Service/Field Sales/
Field Service
•	 Record interactions.
•	 Document complaint details.
•	 Send acknowledgment.
Regulatory Affairs/Medical Affairs
•	 Analyze complaints.
•	 Conduct clinical analysis.
•	 Determine reportability.
•	 Identify the reporting authority/regulatory body.
•	 Create a report.
•	 Submit initial and supplemental reports.
Quality Assurance & CAPA Council
•	 Initiate the CAPA (corrective and preventive actions) process.
•	 Identify and define corrective and preventive actions.
•	 Assign actions to respective departments.
•	 Track and manage actions through closure.
Investigation Lab
•	 Investigate samples.
•	 Perform a failure analysis.
•	 Identify the root cause of complaints.
Product Engineering/Logistics/Sales •	 Implement corrective actions.
Figure 2
cognizant 20-20 insights 4
The Business Benefits of MedVantage
An integrated complaint-management product
such as MedVantage can enhance the custom-
er experience and increase brand loyalty while
remaining compliant with stringent regulato-
ry norms. For example, a medical-devices client
involved in the discovery and marketing of spe-
cialty diagnostics has already achieved a 25%
increase in customer satisfaction within three
months of installation. In addition, the company
claims a 30% surge in timely complaint-filing.
Figure 3 above illustrates how MedVantage can
help medical device companies develop a custom-
er-centric complaint management value chain.
Looking Forward: Next Steps
Medical device manufacturers looking to sig-
nificantly improve the customer experience by
transforming how they manage and resolve com-
plaints can employ our KPI-driven approaches
and methodologies to develop a next-generation
complaint-management solution.
To get started, we recommend the following:
•	 Perform due diligence on existing processes
and identify gaps.
•	 Prepare a roadmap for building an integrated
complaints and customer-experience solution.
•	 Make a decision on buy versus build.
•	 Perform an analysis regarding leading, cloud-
based complaint and quality-management
products, such as MedVantage.
In today’s digital world, medical device manufac-
turers must find ways to enrich their customers’
experiences and secure their loyalty. Complaint
management is, and will remain a major industry
challenge. However, creating a customer-focused,
integrated strategy can help device makers turn
unhappy customers into advocates.
A Fully Integrated, Automated Solution
Benefits Solution Components
A Consistent Customer Experience •	Offers a uniform, centralized contact-center platform.
Improved Customer Satisfaction
•	Provides regular, automated updates to customers on the status of
their complaint and actions taken to resolve the issue.
•	Employs real-time feeds on the location of field service personnel.
•	Captures customer feedback from every source.
•	Supports outbound calls explaining disposition steps to follow.
•	Improves response and resolution time with automated process
and scripts.
Increased Customer Loyalty
•	Offers an automated return/refund process for customers.
•	Outbound calls to customers provide regular updates on the status
of their complaint and refund.
•	Provides proactive maintenance of devices.
Figure 3
Footnote
1	
A decision tree is a graph that employs tree-like branches to illustrate every possible outcome of a decision.
About Cognizant
Cognizant (NASDAQ: CTSH) is a leading provider of information technology, consulting, and business process out-
sourcing services, dedicated to helping the world’s leading companies build stronger businesses. Headquartered in
Teaneck, New Jersey (U.S.), Cognizant combines a passion for client satisfaction, technology innovation, deep industry
and business process expertise, and a global, collaborative workforce that embodies the future of work. With over 75
development and delivery centers worldwide and approximately 211,500 employees as of December 31, 2014, Cogni-
zant is a member of the NASDAQ-100, the S&P 500, the Forbes Global 2000, and the Fortune 500 and is ranked among
the top performing and fastest growing companies in the world. Visit us online at www.cognizant.com or follow us on
Twitter: Cognizant.
World Headquarters
500 Frank W. Burr Blvd.
Teaneck, NJ 07666 USA
Phone: +1 201 801 0233
Fax: +1 201 801 0243
Toll Free: +1 888 937 3277
Email: inquiry@cognizant.com
European Headquarters
1 Kingdom Street
Paddington Central
London W2 6BD
Phone: +44 (0) 20 7297 7600
Fax: +44 (0) 20 7121 0102
Email: infouk@cognizant.com
India Operations Headquarters
#5/535, Old Mahabalipuram Road
Okkiyam Pettai, Thoraipakkam
Chennai, 600 096 India
Phone: +91 (0) 44 4209 6000
Fax: +91 (0) 44 4209 6060
Email: inquiryindia@cognizant.com
­­© Copyright 2015, Cognizant. All rights reserved. No part of this document may be reproduced, stored in a retrieval system, transmitted in any form or by any
means, electronic, mechanical, photocopying, recording, or otherwise, without the express written permission from Cognizant. The information contained herein is
subject to change without notice. All other trademarks mentioned herein are the property of their respective owners. 	 TL Codex 1230
About the Author
Sougata Chakraborty is a Cognizant CRM Product Manager within the company’s Enterprise Applications
Systems business unit. With fifteen-plus years of experience in CRM consultancy, Sougata focuses on
pre-sales and solution development, and is the acting product manager for MedVantage™, Cognizant’s
proprietary BusinessCloud solution. He holds a Bachelor of Engineering in metallurgical engineering
from the Indian Institute of Engineering, Science and Technology (formerly Bengal Engineering College,
Shibpur). He can be reached at Sougata.Chakraborty@cognizant.com.

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Complaints Management: Integrating and Automating the Process

  • 1. Complaints Management: Integrating and Automating the Process To strengthen their brand and fortify customer relationships, device manufacturers require a standards-based, next-generation platform that keeps the business and its customers connected throughout the complaints-management life cycle. Executive Summary The medical devices industry is somewhat unique, due to the many operational attributes that set it apart from other sectors. For example, it is a reg- ulated sector with a strong manufacturing base, and serves a wide array of customers — from con- sumers, physicians and nurses, to hospitals and care facilities. Meeting the needs and expectations of these vari- ous customer types presents many challenges for device makers, who must also comply with regu- latory and complaint-filing standards. This white paper examines how an integrated approach to handling complaints can help medical device companies enhance the customer experi- ence and meet if not exceed regulatory norms. The Complaints Management Process and Value Chain For companies in the medical-devices industry, complaints management starts with capturing complaints filed by device users, or by sales or service representatives working for channel partners. Once a complaint is received, it is cat- egorized and documented. A clinical analysis is then performed to ascertain whether the user’s device must be returned for further investigation. Reportability is determined by running a pre- configured decision tree.1 If needs be, reports are then filed to the appropriate regulatory bodies. Depending on the type of complaint, corrective and protective actions (CAPA) are performed and recorded. The steps involved in a typical complaint man- agement process are illustrated in Figure 1 (next page). • Cognizant 20-20 Insights cognizant 20-20 insights | april 2015
  • 2. cognizant 20-20 insights 2 Many departments are involved in the complaint- management process, and each plays a crucial role (See Figure 2, next page). The Missing Link Our studies of the marketplace reveal that most device manufacturers manage complaints using decentralized systems, which can vary across departments. These com- panies often use single or multiple call-center applications to record cus- tomer interactions, feed those exchanges to a complaint-management application for medical affairs to perform clinical analysis and reporting, then forward them to a quality application for CAPA. A sepa- rate field-service application is typically used to perform failure analysis and manage sample returns. Each of these processes perform well within their own domain, but the complainant (i.e., the customer) is kept out of the loop. Although com- plaint management is typically a customer-facing activity (the complainant interacts with the sales rep or customer service rep), in the case of the medical-device industry, the process is typically decentralized. Below are some major, customer-specific chal- lenges resulting from decentralized systems. • The customer experience suffers due to a disconnect in the communications loop regarding complaint status and actions taken based on the filed complaint. • The absence of a customer-complaint feedback mechanism. • Error-prone and delayed refunds/returns. • Delays in responses and updates to customers due to isolated applications. The Complaint Management Process Complaint Recording Capture complaint from customer, internal field sales or service reps, or internal company reps through different channels. Categorize Complaints Classify safety/non-safety and type. Interactions can apply to a complaint or adverse event, or relate to a service request, repair, return or usability query, for example. Reportability & Reporting Determine whether the complaint needs to be reported to a regulatory authority and establish the reporting period. Create and file a report to regulatory bodies. Resolve & Notify Close the complaint once the report is submitted to the regulatory body and the complainant is informed of the actions taken. Investigation & CAPA Perform an investigation of an actual defective device or similar/sample product to identify the root cause of failure. Perform CAPA based on the analysis of the product and identify actions to be taken and validated. Clinical Analysis Perform an initial analysis of the complaint based on its attributes. Make return/sampling and recall decisions based on trending and threshold values. Return/Sample/Credit/Note Create a return order for tracking the return of a defective product for disposition or investigation; send credit note/replacement to complainant. Figure 1 Manufacturers should treat system silos and decentralization as an opportunity to transform an unhappy customer into an advocate of the manufacturer’s brand and its devices.
  • 3. cognizant 20-20 insights 3 Manufacturers should treat system silos and decentralization as an opportunity to transform an unhappy customer into an advocate of the manufacturer’s brand and its devices. Resolving the Disconnect Hosted on Salesforce.com’s cloud platform, Cognizant’s MedVantage™ addresses the divide that exists between customer service and quality processes. It also integrates with MedDRA, other drug dictionaries and patient registries. Among its features: • A contact center for capturing interactions • Complaint categorization • Clinical analysis • Reportability determination • Regulatory reporting • Return management • Repair and product investigation • Root cause analysis and CAPA • Reports and analytics More specifically, MedVantage offers: • A configurable, workflow-driven complaints process for process automation • Configurable scripts for the contact center to manage and categorize interactions • A comprehensive customer feedback system • Configurable decision trees for regulatory reporting • The ability to generate MedWatch forms for reporting • Support for EU and Canada reporting • A time clock for generating reporting alerts • A workflow-driven CAPA process • Configurable alerts and notifications • Audit trails and e-signatures — enhancing security and reliability • 21 CFR Part 11 and Annexe 11 compliant • M2M capability for proactive maintenance and remote service • Real-time updates on refund/replacement availability • Real-time feeds with location-based service Functional Responsibilities for Complaints Management Department Responsibility Customer Service/Field Sales/ Field Service • Record interactions. • Document complaint details. • Send acknowledgment. Regulatory Affairs/Medical Affairs • Analyze complaints. • Conduct clinical analysis. • Determine reportability. • Identify the reporting authority/regulatory body. • Create a report. • Submit initial and supplemental reports. Quality Assurance & CAPA Council • Initiate the CAPA (corrective and preventive actions) process. • Identify and define corrective and preventive actions. • Assign actions to respective departments. • Track and manage actions through closure. Investigation Lab • Investigate samples. • Perform a failure analysis. • Identify the root cause of complaints. Product Engineering/Logistics/Sales • Implement corrective actions. Figure 2
  • 4. cognizant 20-20 insights 4 The Business Benefits of MedVantage An integrated complaint-management product such as MedVantage can enhance the custom- er experience and increase brand loyalty while remaining compliant with stringent regulato- ry norms. For example, a medical-devices client involved in the discovery and marketing of spe- cialty diagnostics has already achieved a 25% increase in customer satisfaction within three months of installation. In addition, the company claims a 30% surge in timely complaint-filing. Figure 3 above illustrates how MedVantage can help medical device companies develop a custom- er-centric complaint management value chain. Looking Forward: Next Steps Medical device manufacturers looking to sig- nificantly improve the customer experience by transforming how they manage and resolve com- plaints can employ our KPI-driven approaches and methodologies to develop a next-generation complaint-management solution. To get started, we recommend the following: • Perform due diligence on existing processes and identify gaps. • Prepare a roadmap for building an integrated complaints and customer-experience solution. • Make a decision on buy versus build. • Perform an analysis regarding leading, cloud- based complaint and quality-management products, such as MedVantage. In today’s digital world, medical device manufac- turers must find ways to enrich their customers’ experiences and secure their loyalty. Complaint management is, and will remain a major industry challenge. However, creating a customer-focused, integrated strategy can help device makers turn unhappy customers into advocates. A Fully Integrated, Automated Solution Benefits Solution Components A Consistent Customer Experience • Offers a uniform, centralized contact-center platform. Improved Customer Satisfaction • Provides regular, automated updates to customers on the status of their complaint and actions taken to resolve the issue. • Employs real-time feeds on the location of field service personnel. • Captures customer feedback from every source. • Supports outbound calls explaining disposition steps to follow. • Improves response and resolution time with automated process and scripts. Increased Customer Loyalty • Offers an automated return/refund process for customers. • Outbound calls to customers provide regular updates on the status of their complaint and refund. • Provides proactive maintenance of devices. Figure 3 Footnote 1 A decision tree is a graph that employs tree-like branches to illustrate every possible outcome of a decision.
  • 5. About Cognizant Cognizant (NASDAQ: CTSH) is a leading provider of information technology, consulting, and business process out- sourcing services, dedicated to helping the world’s leading companies build stronger businesses. Headquartered in Teaneck, New Jersey (U.S.), Cognizant combines a passion for client satisfaction, technology innovation, deep industry and business process expertise, and a global, collaborative workforce that embodies the future of work. With over 75 development and delivery centers worldwide and approximately 211,500 employees as of December 31, 2014, Cogni- zant is a member of the NASDAQ-100, the S&P 500, the Forbes Global 2000, and the Fortune 500 and is ranked among the top performing and fastest growing companies in the world. Visit us online at www.cognizant.com or follow us on Twitter: Cognizant. World Headquarters 500 Frank W. Burr Blvd. Teaneck, NJ 07666 USA Phone: +1 201 801 0233 Fax: +1 201 801 0243 Toll Free: +1 888 937 3277 Email: inquiry@cognizant.com European Headquarters 1 Kingdom Street Paddington Central London W2 6BD Phone: +44 (0) 20 7297 7600 Fax: +44 (0) 20 7121 0102 Email: infouk@cognizant.com India Operations Headquarters #5/535, Old Mahabalipuram Road Okkiyam Pettai, Thoraipakkam Chennai, 600 096 India Phone: +91 (0) 44 4209 6000 Fax: +91 (0) 44 4209 6060 Email: inquiryindia@cognizant.com ­­© Copyright 2015, Cognizant. All rights reserved. No part of this document may be reproduced, stored in a retrieval system, transmitted in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the express written permission from Cognizant. The information contained herein is subject to change without notice. All other trademarks mentioned herein are the property of their respective owners. TL Codex 1230 About the Author Sougata Chakraborty is a Cognizant CRM Product Manager within the company’s Enterprise Applications Systems business unit. With fifteen-plus years of experience in CRM consultancy, Sougata focuses on pre-sales and solution development, and is the acting product manager for MedVantage™, Cognizant’s proprietary BusinessCloud solution. He holds a Bachelor of Engineering in metallurgical engineering from the Indian Institute of Engineering, Science and Technology (formerly Bengal Engineering College, Shibpur). He can be reached at Sougata.Chakraborty@cognizant.com.