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NEW DRUG DEVELOPMENT
• Once a new compound has been identified in 
the laboratory, it undergoes the drug 
development process before it can be marketed 
for public use.
Drug Development Steps 
Preclinical testing 
Investigational New Drug Application (IND) 
Clinical Trials 
New Drug Application (NDA) 
Approval
Preclinical Testing: 
• The compound is tested for safety and efficacy 
in laboratory and animal studies. 
Preclinical testing involves: 
Pharmacology 
Toxicology 
Preformulation 
Formulation 
Analytical 
Pharmacokinetics
Toxicology studies in preclinical stage are 
conducted to: 
Select or reject lead candidate 
General Indication of suitability 
Dose selection and guidance to clinician
The basic studies conducted are 
Mutagenicity - In vitro Ames Test 
One-week or Two-week Range Finders: 
Viz Mouse or Rat, Dog or Primate 
Maximum Tolerated Dose 
Gross Effects, Clinical Chemistries - What are 
the toxicities 
Gross Pathology to Indicate Target Organs 
Satisfactory Therapeutic Ratio
Preformulation 
 Characterization of drug molecule is a very important step 
at the preformulation phase of product development. 
 Solubility determination 
 pKa determination 
 Partition coefficient 
 Chemical stability profile 
 Crystal Properties and Polymorphism 
 Particle size, shape and surface area
Solubility Determination 
• The solubility of drug is an important 
physicochemical property because it affects the 
bioavailability of the drug, the rate of drug 
release into the dissolution medium, and 
consequently, the therapeutic efficacy of the 
pharmaceutical product. 
• The solubility of a material is usually determined 
by the equilibrium solubility method
Chemical stability profile 
• Preformulation stability studies are quantitative assessment 
of chemical stability of a new drug. 
• These studies include both solution and solid state 
experiments under conditions typical for the handling, 
formulation, storage, and administration of a drug candidate 
as well as stability in presence of other excipients 
 Solid-State Stability 
 Solution-Phase Stability 
 Compatibility Studies: Stability in the Presence of 
Excipients
Solid State Stability 
• The primary objectives of this investigation are 
identification of stable storage conditions for drug in the 
solid state and identification of compatible excipients for 
a formulation. 
• Solid state studies may be severely affected by changes 
in purity and crystallinity, which often result from process 
improvements. 
Stress conditions utilized 
 Elevated temperature Studies 
 Stability under High-Humidity Conditions 
 Photolytic Stability 
 Oxidative Stability
Solution Phase Stability 
• The primary objective of this phase of 
preformulation research is identification of 
conditions necessary to form a stable solution. 
• These studies should include the effects of pH, 
ionic strength, cosolvent, light, temperature and 
oxygen.
Compatibilty Studies 
• In the tablet dosage form the drug is in intimate 
contact with one or more excipients; that could 
affect the stability of the drug. 
• Drug-excipient interactions is very useful to the 
formulator in selecting appropriate excipients. 
• The three techniques commonly employed in 
drug-excipient compatibility screening are: 
Thin-layer chromatography 
Differential thermal analysis 
Diffuse reflectance spectroscopy
Crystal Properties and Polymorphism 
• Different polymorphs lead to different morphology, tensile 
strength and density of powder bed which contribute to 
compression characteristics of materials. 
• Investigation of polymorphism and crystal habit of a drug 
substance in pharmaceutical processing is desirable 
during its preformulation evaluation, especially when the 
active ingredient is expected to constitute the bulk of the 
tablet mass. 
• Various techniques are available for the investigation it 
include microscopy (including hot-stage microscopy), 
infrared spectrophotometry, single-crystal X-ray and X-ray 
powder diffraction, thermal analysis, and dilatometry.
Particle Size, Shape and Surface Area 
• Bulk flow, formulation homogeneity, and surface-area 
controlled processes such as dissolution and chemical 
reactivity are directly affected by size, shape and surface 
morphology of the drug particles. 
• Various chemical and physical properties of drug 
substances are affected by their particle size distribution 
and shapes.
Particle Size Determination: 
Classical methods for measuring particle size 
Microscopy 
Sieving or screening 
Sedimentation 
Surface Area Determination: 
Two commonly available methods for determining 
surface area are: 
Adsorption Method 
Air Permeability Method
Acceptance Criteria For Drug Product Dissolution 
Appropriate type of drug release acceptance 
criteria 
Appropriate test conditions and acceptance criteria 
Appropriate acceptance ranges (extended release)
Formulation 
• Formulation Developments starts immediately after preformulation 
studies 
Solid Dosage Form Liquid Dosage Form 
Tablets Parenteral 
Capsules Emulsions & Suspensions 
Suppositories Solutions 
Semisolid Dosage Form Special Drug Delivery 
Creams Ophthalmic Delivery 
Gels Nasal Delivery 
Ointments Transdermal Delivery 
Microencapsulation
Formulation Development chart
Analytical 
Validation of Chromatographic Methods 
Stability testing of Drug Substance & Drug 
products (FDA) 
Stability testing of New Drugs & Products (ICH) 
Validation of Analytical Procedures 
Bioanalytical Method Validation for Human Studies
Pharmacokinetics 
• The primary objective of pharmacokinetics is to 
quantify drug absorption, distribution, 
biotransformation and excretion of the drug. 
Based on pharmacokinetics: 
The performance of dosage forms can be 
evaluated in terms of rate and amount of drug 
delivered to the blood 
The dosage regimen of a drug can be adjusted to 
produce and maintain therapeutically effective 
blood concentrations with little or no toxicity
Investigational New Drug Application 
(IND) 
• After completing preclinical testing, a company 
files an IND with the U.S. Food and Drug 
Administration (FDA) to begin to test the drug in 
people. 
• Clinical trials may proceed 30 days after filing 
unless the FDA places a hold on the proposal.
Clinical Trials involve the following phases: 
Number of 
Patients Length Purpose Percent of Drugs 
Successfully Tested 
Phase I 20 - 100 Several 
months Mainly safety 70 percent 
Phase II Upto several 
hundred 
Several 
months to 2 
years 
Some short-term 
safety, but mainly 
effectiveness 
33 percent 
Phase III 
Several 
hundred to 
several 
thousand 
1 - 4 years 
Safety, 
effectiveness, 
dosage 
25 - 30 percent 
Phase IV PMS
New Drug Application (NDA) 
Following the completion of all three phases of 
clinical trials, a company analyzes all of the data 
and files an NDA with FDA if the data 
successfully demonstrate both safety and 
effectiveness. 
The NDA contains all of the scientific information 
that the company has gathered. 
NDAs typically run 100,000 pages or more. 
By law, FDA is allowed six months to review an 
NDA. 
The average NDA review time for new molecular 
entities approved in 1997 was 16.2 months.
Approval 
Once FDA approves an NDA, the new medicine 
becomes available for physicians to prescribe. 
A company must continue to submit periodic 
reports to FDA, including any cases of adverse 
reactions and appropriate quality-control 
records. 
 For some medicines, FDA requires additional 
trials (Phase IV) to evaluate long-term effects. 
Drug Approval Application Process 
Post-Drug Approval Activities 
Post Marketing Surveillance Program

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@Ndd

  • 2. • Once a new compound has been identified in the laboratory, it undergoes the drug development process before it can be marketed for public use.
  • 3. Drug Development Steps Preclinical testing Investigational New Drug Application (IND) Clinical Trials New Drug Application (NDA) Approval
  • 4.
  • 5. Preclinical Testing: • The compound is tested for safety and efficacy in laboratory and animal studies. Preclinical testing involves: Pharmacology Toxicology Preformulation Formulation Analytical Pharmacokinetics
  • 6. Toxicology studies in preclinical stage are conducted to: Select or reject lead candidate General Indication of suitability Dose selection and guidance to clinician
  • 7. The basic studies conducted are Mutagenicity - In vitro Ames Test One-week or Two-week Range Finders: Viz Mouse or Rat, Dog or Primate Maximum Tolerated Dose Gross Effects, Clinical Chemistries - What are the toxicities Gross Pathology to Indicate Target Organs Satisfactory Therapeutic Ratio
  • 8. Preformulation  Characterization of drug molecule is a very important step at the preformulation phase of product development.  Solubility determination  pKa determination  Partition coefficient  Chemical stability profile  Crystal Properties and Polymorphism  Particle size, shape and surface area
  • 9. Solubility Determination • The solubility of drug is an important physicochemical property because it affects the bioavailability of the drug, the rate of drug release into the dissolution medium, and consequently, the therapeutic efficacy of the pharmaceutical product. • The solubility of a material is usually determined by the equilibrium solubility method
  • 10. Chemical stability profile • Preformulation stability studies are quantitative assessment of chemical stability of a new drug. • These studies include both solution and solid state experiments under conditions typical for the handling, formulation, storage, and administration of a drug candidate as well as stability in presence of other excipients  Solid-State Stability  Solution-Phase Stability  Compatibility Studies: Stability in the Presence of Excipients
  • 11. Solid State Stability • The primary objectives of this investigation are identification of stable storage conditions for drug in the solid state and identification of compatible excipients for a formulation. • Solid state studies may be severely affected by changes in purity and crystallinity, which often result from process improvements. Stress conditions utilized  Elevated temperature Studies  Stability under High-Humidity Conditions  Photolytic Stability  Oxidative Stability
  • 12.
  • 13. Solution Phase Stability • The primary objective of this phase of preformulation research is identification of conditions necessary to form a stable solution. • These studies should include the effects of pH, ionic strength, cosolvent, light, temperature and oxygen.
  • 14. Compatibilty Studies • In the tablet dosage form the drug is in intimate contact with one or more excipients; that could affect the stability of the drug. • Drug-excipient interactions is very useful to the formulator in selecting appropriate excipients. • The three techniques commonly employed in drug-excipient compatibility screening are: Thin-layer chromatography Differential thermal analysis Diffuse reflectance spectroscopy
  • 15.
  • 16.
  • 17. Crystal Properties and Polymorphism • Different polymorphs lead to different morphology, tensile strength and density of powder bed which contribute to compression characteristics of materials. • Investigation of polymorphism and crystal habit of a drug substance in pharmaceutical processing is desirable during its preformulation evaluation, especially when the active ingredient is expected to constitute the bulk of the tablet mass. • Various techniques are available for the investigation it include microscopy (including hot-stage microscopy), infrared spectrophotometry, single-crystal X-ray and X-ray powder diffraction, thermal analysis, and dilatometry.
  • 18.
  • 19. Particle Size, Shape and Surface Area • Bulk flow, formulation homogeneity, and surface-area controlled processes such as dissolution and chemical reactivity are directly affected by size, shape and surface morphology of the drug particles. • Various chemical and physical properties of drug substances are affected by their particle size distribution and shapes.
  • 20. Particle Size Determination: Classical methods for measuring particle size Microscopy Sieving or screening Sedimentation Surface Area Determination: Two commonly available methods for determining surface area are: Adsorption Method Air Permeability Method
  • 21.
  • 22. Acceptance Criteria For Drug Product Dissolution Appropriate type of drug release acceptance criteria Appropriate test conditions and acceptance criteria Appropriate acceptance ranges (extended release)
  • 23. Formulation • Formulation Developments starts immediately after preformulation studies Solid Dosage Form Liquid Dosage Form Tablets Parenteral Capsules Emulsions & Suspensions Suppositories Solutions Semisolid Dosage Form Special Drug Delivery Creams Ophthalmic Delivery Gels Nasal Delivery Ointments Transdermal Delivery Microencapsulation
  • 25. Analytical Validation of Chromatographic Methods Stability testing of Drug Substance & Drug products (FDA) Stability testing of New Drugs & Products (ICH) Validation of Analytical Procedures Bioanalytical Method Validation for Human Studies
  • 26. Pharmacokinetics • The primary objective of pharmacokinetics is to quantify drug absorption, distribution, biotransformation and excretion of the drug. Based on pharmacokinetics: The performance of dosage forms can be evaluated in terms of rate and amount of drug delivered to the blood The dosage regimen of a drug can be adjusted to produce and maintain therapeutically effective blood concentrations with little or no toxicity
  • 27. Investigational New Drug Application (IND) • After completing preclinical testing, a company files an IND with the U.S. Food and Drug Administration (FDA) to begin to test the drug in people. • Clinical trials may proceed 30 days after filing unless the FDA places a hold on the proposal.
  • 28.
  • 29. Clinical Trials involve the following phases: Number of Patients Length Purpose Percent of Drugs Successfully Tested Phase I 20 - 100 Several months Mainly safety 70 percent Phase II Upto several hundred Several months to 2 years Some short-term safety, but mainly effectiveness 33 percent Phase III Several hundred to several thousand 1 - 4 years Safety, effectiveness, dosage 25 - 30 percent Phase IV PMS
  • 30. New Drug Application (NDA) Following the completion of all three phases of clinical trials, a company analyzes all of the data and files an NDA with FDA if the data successfully demonstrate both safety and effectiveness. The NDA contains all of the scientific information that the company has gathered. NDAs typically run 100,000 pages or more. By law, FDA is allowed six months to review an NDA. The average NDA review time for new molecular entities approved in 1997 was 16.2 months.
  • 31.
  • 32. Approval Once FDA approves an NDA, the new medicine becomes available for physicians to prescribe. A company must continue to submit periodic reports to FDA, including any cases of adverse reactions and appropriate quality-control records.  For some medicines, FDA requires additional trials (Phase IV) to evaluate long-term effects. Drug Approval Application Process Post-Drug Approval Activities Post Marketing Surveillance Program