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Patients progressing to advanced heart failure (HF), despite
optimal medical and pacing therapies, face poor survival
and quality of life. After half a century of clinical develop-
ment, mechanical circulatory support (MCS) devices have
become an accepted treatment option.1
Initial approval for
these devices was based on outcomes in patients with car-
diogenic shock for whom death was imminent or in patients
dependent on continuous intravenous inotropic therapy.
Given that MCS survival has increased to >75% at 1 year,
ambulatory patients with advanced HF at home on oral ther-
apy are now being considered more often for MCS. These
ambulatory patients with INTERMACS (Interagency Registry
for Mechanically Assisted Circulatory Support) profiles 4 to 7
still account for <20% of the 17 600 MCS patients registered
in INTERMACS.2
See Editorial by Wever-Pinzon and Drakos
See Clinical Perspective
Original Article
© 2016 American Heart Association, Inc.
Circ Heart Fail is available at http://circheartfailure.ahajournals.org	 DOI: 10.1161/CIRCHEARTFAILURE.116.003032
Background—INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) profiles provide
important prognostic information for patients with advanced heart failure (HF) receiving mechanical support. The value
of INTERMACS profiling has not been shown for patients followed on medical therapy for advanced HF at centers that
also offer mechanical circulatory support.
Methods and Results—This prospective, observational study enrolled 166 patients with chronic NewYork HeartAssociation
class III–IV HF, ejection fraction ≤30%, and ≥1 HF hospitalization in the previous year, excluding patients listed for
transplant or receiving chronic intravenous inotropic therapy. Subjects were followed for at least 12 months or until
death, mechanical support, or transplant. Baseline features, quality of life, and outcomes were compared according to
INTERMACS profile. Mean age was 57 years, ejection fraction 18%, and 57% had HF >5 years, whereas 23% of subjects
were INTERMACS profile 4, 32% profile 5, and 45% profile 6/7. At 1 year, only 47% of this ambulatory advanced
HF cohort remained alive on medical therapy. Patients in INTERMACS profile 4 were more likely to die or require
mechanical support, with only 52% of these patients alive without support after the first 6 months. Profile 6/7 patients had
1-year survival of 84%, similar to outcomes for contemporary destination left ventricular assist device recipients. Quality
of life using the indexed EuroQol score was poor across profiles 4 to 7, although severe limitation was less common than
for ambulatory patients enrolled in INTERMACS before ventricular assist device implantation.
Conclusions—Ambulatory patients with systolic HF, a heavy symptom burden, and at least 1 recent HF hospitalization are
at high risk for death or left ventricular assist device rescue. INTERMACS profiles help identify ambulatory patients with
advanced HF who may benefit from current mechanical support devices under existing indications.  
(Circ Heart Fail.
2016;9:e003032. DOI: 10.1161/CIRCHEARTFAILURE.116.003032.)
Key Words: heart failure ■ hospitalization ■ outcome measures ■ quality of life ■ registries
Received February 9, 2016; accepted October 7, 2016.
From the Department of Medicine, Division of Cardiovascular Medicine, Brigham and Women’s Hospital, Boston, MA (G.C.S., L.W.S.); Cedars-
Sinai Heart Institute, Cedars-Sinai Medical Center, Los Angeles, CA (M.M.K.); Department of Medicine, University of Texas Southwestern, Dallas,
(P.C.P.); Department of Medicine, University of Michigan, Ann Arbor (J.A.C.); Department of Medicine, Division of Cardiology Duke University, Durham,
NC (C.B.P.); Department of Cardiovascular Medicine, Cleveland Clinic Foundation, OH (M.M.M.); Department of Medicine, University of Iowa, Iowa
City (F.L.J.); Department of Cardiology, University of South Florida, Tampa (M.E.G.); Department of Medicine, Cardiology Division, University of
Pennsylvania, Philadelphia (J.E.R.); Department of Medicine, Division of Cardiology, University of Pittsburgh, PA (J.J.T.).
Guest Editor for this article was James C. Fang, MD.
Correspondence to Garrick C. Stewart, MD, MPH, Center for Advanced Heart Disease, Department of Medicine, Division of Cardiovascular Medicine,
Brigham and Women’s Hospital, 75 Francis St, Boston, MA 02115. E-mail gcstewart@partners.org
INTERMACS (Interagency Registry for Mechanically
Assisted Circulatory Support) Profiling Identifies
Ambulatory Patients at High Risk on Medical Therapy After
Hospitalizations for Heart Failure
Garrick C. Stewart, MD, MPH; Michelle M. Kittleson, MD; Parag C. Patel, MD;
Jennifer A. Cowger, MD; Chetan B. Patel, MD; Maria M. Mountis, DO;
Frances L. Johnson, MD; Maya E. Guglin, MD; J. Eduardo Rame, MD, MPhil;
Jeffrey J. Teuteberg, MD; Lynne W. Stevenson, MD
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2   Stewart et al   Profiles in Ambulatory Advanced Heart Failure
The largest potential public health benefits from MCS are
anticipated in ambulatory patients where MCS can be used elec-
tively with lower postoperative complication rates and improved
cost-effectiveness. For this ambulatory population in whom
death is not imminent, shared decision making about MCS also
requires a more measured and individualized consideration of
risks and benefits beyond survival.3
Current MCS decisions for
ambulatory patients are seriously constrained by lack of infor-
mation regarding expected outcomes for comparable patients
on contemporary medical therapy without MCS. These uncer-
tainties limit the comfort for physicians to refer and ambulatory
patients to accept MCS. Recent attention to pump complication
rates has also raised questions about the indications for implant-
ing in ambulatory patients before inotrope dependence.4,5
There
remains an urgent need to understand the outcomes of ambula-
tory advanced HF patients to provide context for MCS patient
selection, informed consent, and policy decisions.
We sought to characterize the clinical features, quality
of life, risk profiles, and competing outcomes in ambulatory
patients with advanced HF who demonstrate high-risk features
while on a strategy of oral medical therapy at MCS/transplant
centers. INTERMACS profiles of patients requiring various lev-
els of intravenous support have influenced selection and timing
for MCS, but the utility of INTERMACS profiles for triage of
patients on oral therapy has not yet been established. We evalu-
ated the 1-year risk of death, MCS, or transplant stratified by
baseline INTERMACS profile to better understand outcomes in
the ambulatory advanced HF patients on optimal contemporary
medical therapy.
Methods
Study Population
The Medical Arm of Mechanically Assisted Circulatory Support
(MedaMACS) Screening Pilot Study was a prospective observational
study of patients with ambulatory advanced HF followed at 10 ad-
vanced HF programs in the United States. Each center had both a Joint
Commission certified destination therapy left ventricular assist device
(LVAD) program and a heart transplant program certified by the United
Network of Organ Sharing. Subjects enrolled were aged 18 to 80 years,
with New York Heart Association functional class III or IV limitation
for 45 of the last 60 days, left ventricular ejection fraction ≤30%, and
HF symptoms or diagnosis >12 months.All patients were on maximum
tolerated doses of evidence-based HF medical therapies for >6 months
or had a documented contraindication or intolerance to medication use.
Enrollment required subjects to have 2 unplanned HF hospitaliza-
tions in the last 12 months or 1 HF hospitalization plus at least 1 of the
following high-risk features: exercise testing with peak oxygen uptake
<55% predicted, or <16 mL/kg/min for men, <14 mL/kg/min for wom-
en; a 6-minute walk test distance of <300 m; B-type natriuretic peptide
>800 pg/mL; serum sodium <135 mg/dL on 2 separate occasions at
least 7 days apart; or an emergency department visit within 6 months for
either ultrafiltration or intravenous diuresis.Among study subjects, 80%
were enrolled based on 2 or more previous hospitalizations, 20% after
only 1 hospitalization plus another high-risk feature. A total of 71% of
registered patients met criteria for enrollment based on at least 1 HF
hospitalization plus another high-risk feature, most commonly elevated
B-type natriuretic peptide (53%) or persistent hyponatremia (43%).
Patients were excluded if they were actively listed for heart
transplantation, if they were receiving outpatient continuous infu-
sion of an inotrope, if they carried a noncardiac diagnosis anticipated
to limit 2-year survival, or if they had a primary functional limita-
tion that was not cardiovascular. Patients were also excluded if they
had a prolonged QRS duration (>150 ms) with planned biventricular
pacemaker placement or had received resynchronization within 90
days. The study was approved by the Institutional Review Board at
each center. All subjects provided written informed consent before
study participation, which included informed consent for telephone
contact at 1 year if needed to assess vital status and outcomes.
Data Collection and Outcome Measures
After informed consent, 168 subjects were enrolled between September
2010 and April 2011. Comprehensive baseline data were recorded from
usual care practices and included patient demographics and socioeco-
nomic status, recent interventions and HF hospitalizations, along with
hemodynamics and echocardiography when available within 6 months.
Information was gathered from chart review and supplemented by pa-
tient history. INTERMACS patient profiles were assigned at enrollment
by the treating clinician, according to methods previously described6
(Table 1). To compare with other risk scores in common use, Seattle
Heart Failure Model (SHFM) score was calculated for each subject based
on data collected within 3 months of study enrollment.7,8
Missing data
were rare in the SHFM calculation, except for percentage lymphocytes
(39/168), uric acid (99/168), and total cholesterol (45/168), which were
not routinely collected in usual care practices. During SHFM calculation,
these missing values were substituted by default values in the standard
web-based SHFM. For comparison, mortality if LVAD implantation
were to occur instead at the time of enrollment was estimated using the
HeartMate II Risk Score (HMRS), which was the standard instrument for
estimate post-LVAD risk at the time patients were enrolled.9
For HMRS
calculation, an International Normalized Ratio (INR) of 1.0 was imputed
for patients who were on warfarin, and all centers were high-volume ven-
tricular assist device (VAD) implanting centers (>15/y).
At the enrollment visit, subjects completed the EuroQol-5D in-
strument for the assessment of health-related, disease-neutral qual-
ity of life.10
This widely validated tool contains a visual analog scale
from 0 (worst imaginable health state) to 100 (best state), along with a
5-item descriptive system to assess problems with mobility, self-care,
usual activities, pain/discomfort, and anxiety/depression. These 5
simple questions generate 243 distinct health states that determine an
index score. The EuroQol index score ranges from 0 (death) to 1 (best
imaginable health state).11
EuroQol data from this medically man-
aged cohort were compared with preimplantation EuroQol assess-
ments collected from patients receiving approved LVADs enrolled in
the INTERMACS registry, including recipients in profile 4 (n=175)
and profiles 5 to 7 (n=97) using data previously published.12
All patients were followed for 1 year or until death, transplant
or durable MCS. One subject withdrew informed consent during the
study, and another was lost to follow-up, making a final study cohort
of 166 patients for the analysis of 1-year event rates.
Table 1.  INTERMACS Profile Definitions for Ambulatory
Patients on Oral Therapy
Profile Shorthand Definition
4 Resting
symptoms
At home on oral therapy but with frequent
symptoms of congestion at rest or with any
activities of daily living
5 Exertion
intolerant
Comfortable at rest but unable to engage
in any activity, living predominantly within
the house or housebound, but without overt
congestion
6 Exertion limited Comfortable at rest without evidence of fluid
overload and able to do some mild activities
of daily living, but gets fatigued within a few
minutes of any meaningful exertion
7 Advanced
NHYA
class III
Clinically stable with a reasonable level
of comfortable activity, despite history of
previous decompensation that is not recent
INTERMACS indicates Interagency Registry for Mechanically Assisted
Circulatory Support.
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3   Stewart et al   Profiles in Ambulatory Advanced Heart Failure
Statistical Methods
Data analysis was performed with SAS (version 9.2, Cary, North
Carolina). Continuous data were evaluated for normality, then Student t,
1-way ANOVA, or Mann–Whitney testing was performed for between-
group comparisons as appropriate. Categorical data were compared
with the Fisher exact test. Correlation between the EuroQol index score
and the visual analog scale was performed using the Pearson coeffi-
cient. For the primary analysis, patients were stratified according to 3
INTERMACS patient categories: profile 4, profile 5, and profiles 6/7.
The last 2 profiles were grouped because they are collectively thought to
represent degrees of advanced NewYork HeartAssociation class III HF.
To calculate risks according to current scores, SHFM and HMRS
were each separated into 3 groups. Risk with HF was stratified into
moderate risk (estimated risk <17% at 1 year based on SHFM score
<1.5), high risk (estimated mortality 17% to 40% at 1 year based on
SHFM score 1.5–2.5), and very high risk (estimated mortality risk
≥40% based on SHFM score >2.5). For HMRS, thresholds for high,
medium, and low risk were scores >2.48, 1.58 to 2.48, and <1.58,
respectively, which correspond to estimated mortality at 90 days after
MCS of 27%, 14%, and 6% and at 1 year of 42%, 28%, and 17%.9
For all participants, primary study end points of death, mechani-
cal support, or heart transplantation were evaluated through 1 year.
Competing outcomes methodology was used to estimate the cumu-
lative incidence function of a patient moving into 1 of 3 mutually
exclusive events.13
After stratification by baseline INTERMACS pro-
file, the Kaplan–Meier method was used to estimate survival on oral
medical therapies (censoring at mechanical support or transplant)
along with freedom from death or MCS rescue (censoring at trans-
plant only). Cox proportional hazard regression was used to evaluate
the impact of INTERMACS profile on survival free of MCS rescue.
Results
Baseline Clinical Features
MedaMACS screening pilot subjects (n=166) had a mean age
of 57 years, 47% had an ischemic cause, and 57% had HF
diagnosis >5 years (Table 2). Confirming the advanced nature
of HF in this population, the mean ejection fraction was 18%,
the mean number of HF hospitalizations in the previous 6
months was 2.3, and among those with a right heart catheter-
ization in the previous 6 months, the mean cardiac index was
2.1 L/min/m2
. Nearly half of participants (48%) had previ-
ously been evaluated for durable MCS or transplant, so the
cohort may have encompassed those who may have been con-
sidered too sick or too well for advanced therapies.
Optimal contemporary medical therapy in this ambulatory
advanced HF cohort included β-blockers (90%), angiotensin-
converting enzyme inhibitors or angiotensin receptor blockers
(76%), and aldosterone antagonists (62%). Almost half (47%)
had received cardiac resynchronization therapy, 78% had a
defibrillator, and 35% had a previous cardiac surgery.
The distribution of INTERMACS profiles included 22%
in profile 4, 32% in profile 5, 34% in profile 6, and 12% in
profile 7. Patients declared to be in a sicker INTERMACS pro-
file at enrollment had more HF hospitalizations in the previ-
ous 6 months and were less likely to be receiving a β-blocker,
although 81% were still tolerating β-blocker therapy.
Outcomes by Profile
Competing outcomes were modeled in Figure 1. By 1 year
after enrollment, less than half (47%) of ambulatory advanced
HF subjects were still alive on medical therapy. Death without
MCS or transplant had occurred in 23%, 15% had undergone
transplantation, and 15% had received durable MCS. At 1
year, 5 additional patients (3%) were on continuous inotropes.
Overall survival from an initial strategy of medical therapy
was significantly lower with lower baseline INTERMACS
profile (P=0.039) at both 6 months and 12 months (Figure 2).
By 12 months of follow-up, only 60% of patients in
INTERMACS profile 4 were alive on medical therapy without
receiving MCS or transplant. In contrast, 84% of patients in
profiles 6/7 were still alive on medical therapy at 12 months.
Survival free of MCS was also significantly lower with
progressively sicker baseline INTERMACS profile (P<0.001;
Figure 3). Among patients initially in INTERMACS profile
4, just over half (52%) were alive without VAD placement
by 6 months and 39% were alive without VAD placement at
12 months of follow-up. Even after adjusting for β-blocker
use, the number of HF hospitalizations in the previous 6
months, and SHFM score quartile, each successively lower
INTERMACS profile was still associated with a markedly
increased risk of death or MCS rescue through 1 year (hazard
ratio, 1.72; 95% confidence interval, 1.20–2.49).
Elements of Decision Making for LVAD
Higher Event Rate on Medical Therapy Than Predicted by
SHFM
The median (25th, 75th) SHFM score for the cohort at
enrollment was 1.15 (0.54, 1.82), which corresponds to
a median predicted HF mortality of 12% at 1 year, sub-
stantially lower than the 23% actually seen in this high-
risk ambulatory population followed at MCS centers. The
SHFM score did increase progressively with worsening
INTERMACS profile (P=0.004). Only 7% carried the high-
est estimated SHFM (SHFM >2.5). Combined event rates
were considerable in each SHFM risk stratum. By 6 months
after enrollment, risk of VAD, transplant, or death was 74%
in the very high-risk SHFM group (score>2.5, with pre-
dicted mortality ≥40%), 42% in the high-risk group (SHFM
score 1.5–2.5, with predicted mortality 17%–40%), and
23% in the remaining group (SHFM score <1.5, with pre-
dicted mortality <17%).
Predicted Mortality After LVAD
On the basis of the HMRS for estimated postoperative mortal-
ity after MCS, 8% were predicted to have a high post-MCS
mortality risk, 22% intermediate risk, and 70% low risk. In
contrast to the event rates with an initial strategy of medical
therapy outlined above, there was no significant difference
in estimated risk of VAD according to INTERMACS profile
group (P=0.31; Figure 4).
Quality of Life Differences Between Medical and VAD
Populations
At the baseline visit, 162 patients (96%) completed the full
EuroQol-5D instrument. Most ambulatory advanced HF
patients had some or extreme limitation in mobility (75%) and
usual activities (80%), whereas 30% expressed some limitation
in self-care. Pain/discomfort (60%) and anxiety/depression
(61%) were also common. Subjects with worse INTERMACS
profile as assigned by physicians were significantly more
likely to have a reduced EuroQol index score based on the
patient answers to the 5 domains (P<0.001; Figure 5). Patient
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4   Stewart et al   Profiles in Ambulatory Advanced Heart Failure
assessment of their overall quality of life using the EuroQol
visual analog scale score had a mean of 52, which was not dif-
ferent across profiles. Overall, there was modest positive cor-
relation between EuroQol index score and visual analog scale
in this cohort (r=0.41; 95% confidence interval, 0.27–0.53).
Generic health-related quality of life as assessed by the
EuroQol-5D instrument could be compared between high-
risk ambulatory patients in INTERMACS profiles 4 to 7 and
ambulatory patients in the INTERMACS registry who com-
pleted a quality of life assessment before receiving LVAD
Table 2.  Baseline Patient Characteristics
Total Cohort
(n=166)
INTERMACS Profile
P Value
4
(n=37)
5
(n=53)
6/7
(n=76)
Baseline characteristic
 Age, y 57 (13) 56 (12) 57 (13) 58 (13) 0.65
 Male 71 76 70 71 0.64
 White race 72 70 66 76 0.43
 Married 64 57 68 64 0.57
 College education 36 19 26 28 0.64
 Currently used 15 5 19 13 0.18
 HF diagnosis 5 y 57 64 46 55 0.31
 Ischemic cause 46 51 40 50 0.45
 Diabetes mellitus 45 32 51 45 0.31
 Atrial fibrillation 36 38 40 32 0.61
 Creatinine, mg/dL 1.6 (0.7) 1.6 (0.7) 1.6 (0.6) 1.6 (0.8) 0.92
 Serum sodium, mg/dL 136 (4) 135 (5) 136 (4) 137 (4) 0.19
 Estimated GFR, mL/min 57 (25) 57 (25) 57 (25) 58 (30) 0.99
Heart failure severity
 Ejection fraction, % 18 (6) 17 (5) 17 (7) 18 (6) 0.51
 BNP, pg/mL 779 (370, 1450) 714 (396, 1237) 965 (519, 2180) 684 (280, 1130) 0.47
 Cardiac index, L/min/m2
2.1 (0.6) 2.0 (0.5) 2.1 (0.5) 2.2 (0.5) 0.27
 Peak VO2
, mL/kg/min 12.6 (4.0) 13.1 (4.8) 11.7 (3.1) 13.6 (4.3) 0.61
 
HF hospitalization in last 6 mo 2.3 (1.0) 2.5 (1.1) 2.5 (1.0) 2.1 (1.0) 0.03
 Previous VAD/transplant evaluation 48 57 51 41 0.11
 NYHA class 0.01
  IIIA 45 22 33 66
  IIIB 40 35 58 29
  IV 15 43 10 4
 Seattle HF model score 1.20 (0.88) 1.56 (0.85) 1.23 (0.75) 0.99 (0.79) 0.004
Medical and device therapies
 β-adrenergic antagonist 90 81 85 95 0.03
 ACE inhibitor or ARB 77 70 74 83 0.11
 Hydralazine plus nitrate 17 14 25 14 0.29
 Aldosterone antagonist 62 68 62 58 0.61
 Loop diuretic 95 100 94 93 0.33
 Cardiac resynchronization therapy 46 54 49 41 0.37
 Implantable defibrillator 78 76 70 86 0.09
 Previous ICD shock 42 35 37 29 0.49
Data reported as mean (SD) or percentage. ACE indicates angiotensin-converting enzyme; ARB, angiotensin receptor blocker; BNP, B-type natriuretic peptide; GFR,
glomerular filtration rate; HF, heart failure; ICD, implantable cardioverter defibrillator; INTERMACS, Interagency Registry of Mechanically Assisted Circulatory Support;
NYHA, New York Heart Association; and VAD, ventricular assist device; VO2
, oxygen consumption.
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5   Stewart et al   Profiles in Ambulatory Advanced Heart Failure
medical patients in profile 4 (n=37) had similar degree of
limitation in mobility, usual activity, anxiety/depression, and
pain/discomfort compared with LVAD registry recipients who
were implanted as profile 4, although LVAD registry recipi-
ents described greater problems with self-care, and an average
VAS of only 33 compared with 50 in medical patients. By
contrast, the small number of INTERMACS registry patients
in profiles 5 to 7 who received LVAD expressed significantly
greater burden in mobility, self-care, usual activities, and
anxiety/depression before LVAD compared with MedaMACS
patients in profiles 5 to 7. Preimplant LVAD registry patients
in all INTERMACS profiles 4 to 7 expressed a significantly
poorer quality of life according to EuroQol visual analog scale
when compared with high-risk ambulatory patients on medi-
cal management in MedaMACS (Figure 6).
Discussion
More than half of the patients with ambulatory advanced
chronic systolic HF and a recent HF hospitalization had died,
undergone transplantation, or received durable MCS over the
ensuing year. Although initially intended for use in patients
receiving MCS, INTERMACS patient profiles encompass mul-
tiple domains of risk and provided relevant risk stratification in
this medically managed cohort of advanced HF patients at home
on oral medical therapy. Lower INTERMACS patient profiles
were also associated with a higher risk of death without MCS
or transplant. In particular, eligible profile 4 patients should be
offered LVAD therapy because continued medical therapy is
associated with high event rates and low quality of life.
The present study represents the largest published cohort of
high-risk ambulatory advanced HF patients in INTERMACS
profiles 4 to 7 receiving a strategy of oral medical management
atVAD/transplant centers. Patients enrolled in this study, each of
whom had at least 1 HF hospitalization within the previous year,
were not currently receiving MCS for various reasons, including
relative contraindications, their own preferences, or their char-
acterization as less sick either by perception or by objective cri-
teria. The integrated assessment at experienced MCS centers as
reflected by INTERMACS profile confirmed a gradient of risk
consistent with that provided by a complex risk score with multi-
ple components (the SHFM). The estimated magnitude of risk in
the advanced HF population that might be considered for MCS
was underestimated using the Seattle Model in this study and in
previously reported populations, suggesting that SHFM should
Figure 1. Competing events. Mutually exclusive end points of
death, ventricular assist device (VAD), or transplant (Tx) were
tracked through 1 year, with the cumulative percentage of events
at any given time point equal to 100%.
Figure 2. Survival according to INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) profile. Estimated sur-
vival was modeled through 1 year using the Kaplan–Meier method with censoring at either ventricular assist device (VAD) or transplant.
Survival was significantly different between patient profile groups (P=0.039).
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6   Stewart et al   Profiles in Ambulatory Advanced Heart Failure
not be used in isolation to decide on elective MCS.14
In this
medically managed cohort, INTERMACS profiles also tracked
with most domains of the validated health-related quality of life
metrics (EuroQol index score), although the ambulatory groups
reported similar levels of pain/discomfort and the integrated
quality of life as assessed by the visual analog score. The signifi-
cant differences in key parameters between the profiles, includ-
ing greater intolerance to neurohormonal antagonists and greater
frequency of HF hospitalization in the lower INTERMACS pro-
files, help to validate the profiles; yet, the considerable overlap in
features within each profile emphasizes that profile alone should
not be used to adjudicate risk in this complex population.
The present study helps to refine selection for MCS
from within the ambulatory systolic HF population with
advanced disease as reflected by frequent HF hospitalization.
INTERMACS profile 4 patients had a strikingly high event
rate, with 48% dying or receiving rescue MCS by just 6 months
of follow-up compared with only 22% of profile 5 patients.
The traditional reimbursement indication for destination ther-
apy LVAD set by the Center for Medical and Medicaid service
has included INTERMACS profile 4 or 5 patients provided
limitation is documented by reduced peak oxygen consump-
tion.15
Recent publications highlighting adverse event rates
with MCS and the FDA warning about complications across
multiple vendor platforms have reopened debate about the
appropriateness of MCS use before inotrope dependence.16,17
However, our data strongly suggest that appropriately selected
high-risk patients in profile 4 and some in profile 5 should
continue to be considered for current LVADs on the basis of a
high anticipated mortality risk and poor quality of life in the
absence of surgical HF therapies.
The 47% one-year survival without VAD or transplant
at 1 year in this 166 patient study is lower than the 1-year
survival of 63% noted in the 103 patients opting for medical
management rather than LVAD in the ROADMAP study (Risk
Assessment and Comparative Effectiveness of LeftVentricular
Assist Device and Medical Management in Ambulatory Heart
Failure Patients).18
The current study includes a greater pro-
portion of INTERMACS profile 4 patients, for whom medical
Figure 3. Survival free of ventricular assist device (VAD) rescue according to INTERMACS (Interagency Registry for Mechanically Assisted
Circulatory Support) profile. Estimated survival or VAD was modeled through 1 year using the Kaplan–Meier method with censoring at
transplant. Survival free of VAD rescue was significantly different according to INTERMACS profile (P0.001).
Figure 4. Estimated early postoperative risk after left ventricular
assist device (LVAD). HeartMate II risk score (HMRS) was calcu-
lated, categorized, and stratified by INTERMACS (Interagency
Registry for Mechanically Assisted Circulatory Support) patient
profile. A majority of high-risk ambulatory patients on medi-
cal management for heart failure were low postoperative risk
for LVAD implantation. There was no significant risk difference
according to INTERMACS profile group (P=0.31).
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7   Stewart et al   Profiles in Ambulatory Advanced Heart Failure
therapy is more likely to fail early after enrollment. The aver-
age visual analog scale value for quality of life at baseline was
50 in this study, lower than the 60 reported in ROADMAP for
the medically managed group. It should be noted that some of
the higher mortality may relate to underlying frailty or other
comorbidity because eligibility for LVAD was not an explicit
inclusion criterion for this study, although patients were
excluded if they carried a noncardiac diagnosis anticipated to
limit 2-year survival or had a primary functional limitation
that was not cardiovascular.
This is the largest study to date characterizing the degree
of limitation of health-related quality of life in high-risk
ambulatory patients on medical therapy for HF. In aggregate,
these high-risk ambulatory patients report limitation in mul-
tiple domains of quality of life, with INTERMACS profile
4 patients on medical management describing burdens simi-
lar to those receiving LVAD therapy. As might be expected,
those patients’ triages to LVAD therapy in profiles 5 to 7 had
a significantly great burden of limitation than those on medi-
cal therapy, as well as reduced overall quality of life, which
may explain why LVAD implantation was pursued for these
patients. Patients in lower INTERMACS have previously been
reported to be more willing to consider LVAD and consistent
value anticipate improvements in quality of life from an LVAD
at least as much as survival.19
In high-risk ambulatory patients
under review for LVAD candidacy who report a particularly
poor patient-reported quality of life, there may be a justifiable
role for earlier consideration of LVAD implantation before the
development of inotrope dependence in eligible patients.
Survival at 1 year in INTERMACS after destination therapy
with current LVADs is similar to the 84% survival rate seen for
profile 6 to 7 patients receiving an initial strategy of medical ther-
apy in this study.1
Widespread expansion of LVAD indications
into the less sick INTERMACS profiles 6/7 will likely await
Figure 5. EuroQol-5D index score by INTERMACS (Interagency
Registry for Mechanically Assisted Circulatory Support) profile.
EuroQol index score from best (1) to worst (0) possible health util-
ity were quantified for all patients and stratified by INTERMACS
profile. There was a significant trend to lower health utility with
lower INTERMACS patient profile (P0.001).
A B C
F
D E
Figure 6. Quality of life in ambulatory advanced heart failure. Limitation across the 5 domains of the EuroQol health-related quality of
life instrument (A–E) and visual analog scale (VAS; F) was compared between participants in the Medical Arm of Mechanically Assisted
Circulatory Support (MedaMACS) screening pilot (MM, blue) and the INTERMACS (Interagency Registry for Mechanically Assisted Circu-
latory Support) registry (IM, turquoise). Degree of limitation in each EuroQol domain was categorized as extreme (dark), some (light), or
none (not shown). Responses were stratified according to INTERMACS profile group. Analysis included high-risk ambulatory patients on
medical management within profile 4 (n=37) and profiles 5 to 7 (n=125) along with left ventricular assist device (LVAD) recipients in profile
4 (n=175) and profiles 5 to 7 (n=97), as previously reported by Grady et al.12
Adapted from Grady et al12
with permission of the publisher.
Copyright © 2014 Elsevier.
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8   Stewart et al   Profiles in Ambulatory Advanced Heart Failure
innovative next-generation support device with lower complica-
tion rates. Although operative survival has improved with focus
on better INTERMACS profiles, the long-term complication
rates of bleeding, stroke, andVAD thrombosis have been similar
regardless of baseline profile. Integration of quality of life indices
will likely be required to distinguish outcomes between contem-
porary medical management and currently approved devices in
profiles 6/7. The closing of the NHLBI-sponsored REVIVE-IT
(Randomized Evaluation of VAD Intervention before Inotropic
Therapy) study deprived the HF community of important infor-
mation on a medically managed cohort of patients in parallel
to device therapy.20
The present study, along with the recently
published industry-sponsored ROADMAP trial, addresses the
important knowledge gap about how best to triage high-risk
ambulatory patients in whom MCS can be used electively for
long-term benefit with lower anticipated complication rates
and improved cost-effectiveness.18
For this less sick population
in whom death is not imminent, shared decision making about
MCS will require more measured and individualized consider-
ation of risks and benefits beyond survival.
This study has several important limitations that must be
considered when interpreting these results. First, these high-
risk ambulatory advanced HF patients were enrolled at qua-
ternary care VAD/transplant centers, so results may not be
applicable outside this setting. INTERMACS profiling may
also have exerted a floor and ceiling effect to sort patients of
varying disease severity and should be interpreted contingent
on the entry criteria of this study, including frequent previous
HF hospitalizations, and within the context of overlapping clini-
cal features between profiles. The sample size is also modest
for an attempt to distinguish outcomes in 3 groups of patients.
Because patients were not listed for transplant at enrollment
and many had not been evaluated for MCS, this cohort is com-
posed of patients considered to be either too sick or too well
for advanced cardiac therapies. Longitudinal changes in patient
characteristics, changes in profile, details of hospitalizations,
and other adverse events, as well as triggers for MCS or trans-
plant listing, could not be evaluated. Patient profiles at the time
of transplant or LVAD were not available. A baseline assess-
ment may not provide enough resolution to adjudicate risk in
ambulatory patients with dynamic clinical trajectories. For the
several SHFM variables with frequent missing data, multiple
imputation was not used in favor of the widely used default val-
ues derived from a larger ambulatory HF cohort. Lastly, out-
comes relevant to ambulatory patients with advanced HF extend
beyond the 1-year horizon of follow-up in this study and will
likely require careful integration of quality of life metrics.
These preliminary screening pilot data have served as the
foundation for the design of a prospective, longitudinal, multi-
centered study to map the trajectories of ambulatory advanced
HF. The MedaMACS study will have comprehensive serial
follow-up through 2 years and will generate detailed patient-
level information on functioning, frailty, and quality of life,
with outcome measures in parallel to those established in the
INTERMACS registry.21
In many ambulatory patients, particu-
larly profiles 5 to 7, in whom death may not be imminent, con-
siderations of quality of life and functioning may be as important
as survival in deciding when to proceed with MCS.22
Novel
composite end points integrating both survival and quality of life
will likely be needed to distinguish medical and device therapy
in so-called lower risk advanced HF populations. MedaMACS
study will facilitate better alignment between approved MCS
devices and contemporary medical therapy and inform the com-
plex matrix of decisions facing patients and their providers.
In the meantime, ambulatory patients with advanced HF
should receive systematic education about the expectations
with chronic HF, such as at an annual HF review as advocated
by a recent AHA scientific statement on decision making in
advanced HF.23
Although still clinically compensated, poten-
tially appropriate patients should undergo orientation about
MCS.24
From the first consideration of device therapy, empha-
sis should be placed on the anticipated differences between
ongoing medical therapy and MCS with respect to both
survival and quality of life to elucidate patient preferences.
Ongoing research will better inform how best to educate
patients and their families about the anticipated risk and trade-
offs of device versus medical therapy such as the DECIDE-
LVAD trial (Decision Support Intervention for Patients and
Caregivers Offered Destination Therapy Heart Assist Device)
(https://clinicaltrials.gov/ct2/show/NCT02344576).
In conclusion, ambulatory patients with chronic systolic HF,
a heavy symptom burden, and at least 1 recent HF hospitaliza-
tion are at high risk of death or progression to advanced car-
diac therapies, despite optimal contemporary medical therapy.
INTERMACS profiles are a useful shorthand for describing dis-
ease severity in patients with ambulatory advanced HF. Survival
in patients who are INTERMACS profile 4 is lower than with
contemporary LVADs, confirming the appropriateness of MCS
use under existing indications and suggesting an opportunity for
expanded deployment in appropriately selected patients.
Acknowledgments
Dr Stewart thanks the Kenneth L. Baughman Master Clinician
Scholar Program in Cardiovascular Medicine at Brigham and
Women’s Hospital for its support.
Disclosures
Dr Cowger received travel grant from St Jude/Thoratec Corp. Dr
Patel is a consultant for HeartWare Inc and Thoratec Corp. Dr Rame
received research support from St Jude/Thoratec Corp and HeartWare
Inc. Dr Teuteberg is a consultant for HeartWare, Abiomed, CareDx,
and Acorda Therapeutics and received research support from St
Jude/Thoratec Corp and Sunshine Heart. The other authors report no
conflicts.
References
	 1.	 Kirklin JK, Naftel DC, Pagani FD, Kormos RL, Stevenson LW, Blume
ED, Miller MA, Timothy Baldwin J, Young JB. Sixth INTERMACS
annual report: a 10,000-patient database. J Heart Lung Transplant.
2014;33:555–564.
	 2.	 UAB School of Medicine. Interagency Registry of MechanicallyAssisted
Circulatory Support. www.intermacs.org. Accessed October 2015.
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celeration on track. Circulation. 2011;123:1559–1568; discussion 1568.
doi: 10.1161/CIRCULATIONAHA.110.982512.
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Left Ventricular Assist Devices (LVADs): FDA Safety Communication.
http://www.fda.gov/MedicalDevices/Safety/AlertsandNotices/ucm
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in long-term mechanical circulatory support. J Heart Lung Transplant.
2014;33:1–11. doi: 10.1016/j.healun.2013.12.002.
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	 6.	 Stevenson LW, Pagani FD,Young JB, Jessup M, Miller L, Kormos RL,
Naftel DC, Ulisney K, Desvigne-Nickens P, Kirklin JK. INTERMACS
profiles of advanced heart failure: the current picture. J Heart
Lung Transplant. 2009;28:535–541. doi: 10.1016/j.healun.2009.
02.015.
	 7.	 Levy WC, Mozaffarian D, Linker DT, Farrar DJ, Miller LW; REMATCH
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stratify heart failure patients for potential left ventricular assist device
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healun.2008.12.015.
	 8.	 Levy WC, Mozaffarian D, Linker DT, Sutradhar SC, Anker SD, Cropp
AB, Anand I, Maggioni A, Burton P, Sullivan MD, Pitt B, Poole-Wilson
PA, Mann DL, Packer M. The Seattle Heart Failure Model: prediction
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10.1161/CIRCULATIONAHA.105.584102.
	 9.	 Cowger J, Sundareswaran K, Rogers JG, Park SJ, Pagani FD, Bhat G,
Jaski B, Farrar DJ, Slaughter MS. Predicting survival in patients re-
ceiving continuous flow left ventricular assist devices: the HeartMate
II risk score. J Am Coll Cardiol. 2013;61:313–321. doi: 10.1016/j.
jacc.2012.09.055.
	10.	Rabin R, de Charro F. EQ-5D: a measure of health status from the
EuroQol Group. Ann Med. 2001;33:337–343.
	11.	 Flynn KE, Lin L, Ellis SJ, Russell SD, Spertus JA, Whellan DJ, Piña
IL, Fine LJ, Schulman KA, Weinfurt KP; HF-ACTION Investigators.
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patient-reported outcome measures and clinical measures in outpa-
tients with heart failure. Am Heart J. 2009;158(4 suppl):S64–S71. doi:
10.1016/j.ahj.2009.07.010.
	12.	 Grady KL, Naftel D, Stevenson L, Dew MA, Weidner G, Pagani FD,
Kirklin JK, Myers S, Baldwin T, Young J. Overall quality of life im-
proves to similar levels after mechanical circulatory support regardless
of severity of heart failure before implantation. J Heart Lung Transplant.
2014;33:412–421. doi: 10.1016/j.healun.2013.10.017.
	 13.	 McGiffin DC, Naftel DC, Kirklin JK, Morrow WR, Towbin J, Shaddy R,
Alejos J, Rossi A. Predicting outcome after listing for heart transplanta-
tion in children: comparison of Kaplan-Meier and parametric compet-
ing risk analysis. Pediatric Heart Transplant Study Group. J Heart Lung
Transplant. 1997;16:713–722.
	14.	Gorodeski EZ, Chu EC, Chow CH, Levy WC, Hsich E, Starling
RC. Application of the Seattle Heart Failure Model in ambula-
tory patients presented to an advanced heart failure therapeu-
tics committee. Circ Heart Fail. 2010;3:706–714. doi: 10.1161/
CIRCHEARTFAILURE.110.944280.
	
15.	Center for Medicare and Medicaid Services. National Coverage
Determination (NCD) for Artificial Hearts and Related Devices (20.9).
https://www.cms.gov/medicare-coverage-database/(S(fifmbk55z
kfkik552iwqmivv))/details/ncd-details.aspx?NCDId=246ncdver=5
NCAId=243ver=5ExpandComments=nNcaName=Ventricular+As
sist+Devices+as+Destination+Therapy+(2nd+Recon)bc=BEAAAAA
AEAgA. Accessed October 26, 2016.
	16.	 Kirklin JK, Naftel DC, Kormos RL, Pagani FD, Myers SL, Stevenson
LW, Acker MA, Goldstein DL, Silvestry SC, Milano CA, Baldwin JT,
Timothy Baldwin J, Pinney S, Eduardo Rame J, Miller MA. Interagency
Registry for Mechanically Assisted Circulatory Support (INTERMACS)
analysis of pump thrombosis in the HeartMate II left ventricular as-
sist device. J Heart Lung Transplant. 2014;33:12–22. doi: 10.1016/j.
healun.2013.11.001.
	17.	 Starling RC, Moazami N, Silvestry SC, Ewald G, Rogers JG, Milano
CA, Rame JE,Acker MA, Blackstone EH, Ehrlinger J, Thuita L, Mountis
MM, Soltesz EG, Lytle BW, Smedira NG. Unexpected abrupt increase in
left ventricular assist device thrombosis. N Engl J Med. 2014;370:33–40.
doi: 10.1056/NEJMoa1313385.
	18.	 Estep JD, Starling RC, Horstmanshof DA, Milano CA, Selzman CH,
Shah KB, Loebe M, Moazami N, Long JW, Stehlik J, Kasirajan V, Haas
DC, O’Connell JB, Boyle AJ, Farrar DJ, Rogers JG; ROADMAP Study
Investigators. Risk assessment and comparative effectiveness of left
ventricular assist device and medical management in ambulatory heart
failure patients: results from the ROADMAP Study. J Am Coll Cardiol.
2015;66:1747–1761. doi: 10.1016/j.jacc.2015.07.075.
	 19.	 Stewart GC, Kittleson MM, Cowger JA, Johnson FL, Patel CB, Mountis
MM, Patel PC, Rame JE, Testani J, Guglin ME, Teuteberg JJ, Stevenson
LW. Who wants a left ventricular assist device for ambulatory heart fail-
ure? Early insights from the MEDAMACS screening pilot. J Heart Lung
Transplant. 2015;34:1630–1633.
	20.	 Baldwin JT, Mann DL. NHLBI’s program for VAD therapy for mod-
erately advanced heart failure: the REVIVE-IT pilot trial. J Card Fail.
2010;16:855–858. doi: 10.1016/j.cardfail.2010.06.414.
	21.	 Stewart GC, Stevenson LW. INTERMACS and MedaMACS: how will
they guide future therapy? Curr Cardiol Rep. 2013;15:394. doi: 10.1007/
s11886-013-0394-y.
	22.	 Stewart GC, Brooks K, Pratibhu PP, Tsang SW, Semigran MJ, Smith
CM, Saniuk C, Camuso JM, Fang JC, Mudge GH, Couper GS,
Baughman KL, Stevenson LW. Thresholds of physical activity and
life expectancy for patients considering destination ventricular assist
devices. J Heart Lung Transplant. 2009;28:863–869. doi: 10.1016/j.
healun.2009.05.016.
	23.	Allen LA, Stevenson LW, Grady KL, Goldstein NE, Matlock DD,
Arnold RM, Cook NR, Felker GM, Francis GS, Hauptman PJ,
Havranek EP, Krumholz HM, Mancini D, Riegel B, Spertus JA;
American Heart Association; Council on Quality of Care and Outcomes
Research; Council on Cardiovascular Nursing; Council on Clinical
Cardiology; Council on Cardiovascular Radiology and Intervention;
Council on Cardiovascular Surgery and Anesthesia. Decision making
in advanced heart failure: a scientific statement from the American
Heart Association. Circulation. 2012;125:1928–1952. doi: 10.1161/
CIR.0b013e31824f2173.
	24.	Bruce CR, Blumenthal-Barby JS, Meyers D. Benefits and challenges
of early introduction of left ventricular assist device placement: a pa-
tient-centered perspective. J Am Coll Cardiol. 2015;66:1762–1765. doi:
10.1016/j.jacc.2015.08.852.
CLINICAL PERSPECTIVE
Patients with systolic heart failure (HF) are increasingly being considered as candidates for mechanical circulatory support
(MCS) even before the dependence on inotropes to support hemodynamics. Current decisions surrounding MCS deployment
in ambulatory patients are seriously constrained by lack of information about expected outcomes for comparable patients
on contemporary oral medical therapy without MCS. In this prospective observational study of usual care in patients with
advanced systolic HF followed at MCS/transplant centers, ambulatory patients with a heavy symptom burden and at least
1 recent HF hospitalization were at high risk of death or the need for MCS, despite optimal medical therapy. By 1 year of
follow-up in this study, more than half of the patients with ambulatory advanced systolic HF had died, undergone trans-
plantation, or received durable MCS. The INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Sup-
port) patient profiles are a shorthand for describing symptom burden and disease trajectory in patients with advanced HF.
Although initially intended for use in patients receiving MCS, INTERMACS patient profiles encompass multiple domains of
risk and, when assigned by experienced HF clinicians, provided relevant risk stratification in this medically managed cohort
with a recent HF hospitalization. Survival in patients who were INTERMACS profile 4 was lower than those with contem-
porary left ventricular assist devices, confirming the appropriateness of MCS use under existing indications and suggesting
an opportunity for expanded deployment in appropriately selected patients.
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CIRCHEARTFAILURE.116.003032.pdf

  • 1. 1 Patients progressing to advanced heart failure (HF), despite optimal medical and pacing therapies, face poor survival and quality of life. After half a century of clinical develop- ment, mechanical circulatory support (MCS) devices have become an accepted treatment option.1 Initial approval for these devices was based on outcomes in patients with car- diogenic shock for whom death was imminent or in patients dependent on continuous intravenous inotropic therapy. Given that MCS survival has increased to >75% at 1 year, ambulatory patients with advanced HF at home on oral ther- apy are now being considered more often for MCS. These ambulatory patients with INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) profiles 4 to 7 still account for <20% of the 17 600 MCS patients registered in INTERMACS.2 See Editorial by Wever-Pinzon and Drakos See Clinical Perspective Original Article © 2016 American Heart Association, Inc. Circ Heart Fail is available at http://circheartfailure.ahajournals.org DOI: 10.1161/CIRCHEARTFAILURE.116.003032 Background—INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) profiles provide important prognostic information for patients with advanced heart failure (HF) receiving mechanical support. The value of INTERMACS profiling has not been shown for patients followed on medical therapy for advanced HF at centers that also offer mechanical circulatory support. Methods and Results—This prospective, observational study enrolled 166 patients with chronic NewYork HeartAssociation class III–IV HF, ejection fraction ≤30%, and ≥1 HF hospitalization in the previous year, excluding patients listed for transplant or receiving chronic intravenous inotropic therapy. Subjects were followed for at least 12 months or until death, mechanical support, or transplant. Baseline features, quality of life, and outcomes were compared according to INTERMACS profile. Mean age was 57 years, ejection fraction 18%, and 57% had HF >5 years, whereas 23% of subjects were INTERMACS profile 4, 32% profile 5, and 45% profile 6/7. At 1 year, only 47% of this ambulatory advanced HF cohort remained alive on medical therapy. Patients in INTERMACS profile 4 were more likely to die or require mechanical support, with only 52% of these patients alive without support after the first 6 months. Profile 6/7 patients had 1-year survival of 84%, similar to outcomes for contemporary destination left ventricular assist device recipients. Quality of life using the indexed EuroQol score was poor across profiles 4 to 7, although severe limitation was less common than for ambulatory patients enrolled in INTERMACS before ventricular assist device implantation. Conclusions—Ambulatory patients with systolic HF, a heavy symptom burden, and at least 1 recent HF hospitalization are at high risk for death or left ventricular assist device rescue. INTERMACS profiles help identify ambulatory patients with advanced HF who may benefit from current mechanical support devices under existing indications.   (Circ Heart Fail. 2016;9:e003032. DOI: 10.1161/CIRCHEARTFAILURE.116.003032.) Key Words: heart failure ■ hospitalization ■ outcome measures ■ quality of life ■ registries Received February 9, 2016; accepted October 7, 2016. From the Department of Medicine, Division of Cardiovascular Medicine, Brigham and Women’s Hospital, Boston, MA (G.C.S., L.W.S.); Cedars- Sinai Heart Institute, Cedars-Sinai Medical Center, Los Angeles, CA (M.M.K.); Department of Medicine, University of Texas Southwestern, Dallas, (P.C.P.); Department of Medicine, University of Michigan, Ann Arbor (J.A.C.); Department of Medicine, Division of Cardiology Duke University, Durham, NC (C.B.P.); Department of Cardiovascular Medicine, Cleveland Clinic Foundation, OH (M.M.M.); Department of Medicine, University of Iowa, Iowa City (F.L.J.); Department of Cardiology, University of South Florida, Tampa (M.E.G.); Department of Medicine, Cardiology Division, University of Pennsylvania, Philadelphia (J.E.R.); Department of Medicine, Division of Cardiology, University of Pittsburgh, PA (J.J.T.). Guest Editor for this article was James C. Fang, MD. Correspondence to Garrick C. Stewart, MD, MPH, Center for Advanced Heart Disease, Department of Medicine, Division of Cardiovascular Medicine, Brigham and Women’s Hospital, 75 Francis St, Boston, MA 02115. E-mail gcstewart@partners.org INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) Profiling Identifies Ambulatory Patients at High Risk on Medical Therapy After Hospitalizations for Heart Failure Garrick C. Stewart, MD, MPH; Michelle M. Kittleson, MD; Parag C. Patel, MD; Jennifer A. Cowger, MD; Chetan B. Patel, MD; Maria M. Mountis, DO; Frances L. Johnson, MD; Maya E. Guglin, MD; J. Eduardo Rame, MD, MPhil; Jeffrey J. Teuteberg, MD; Lynne W. Stevenson, MD Downloaded from http://ahajournals.org by on April 8, 2022
  • 2. 2   Stewart et al   Profiles in Ambulatory Advanced Heart Failure The largest potential public health benefits from MCS are anticipated in ambulatory patients where MCS can be used elec- tively with lower postoperative complication rates and improved cost-effectiveness. For this ambulatory population in whom death is not imminent, shared decision making about MCS also requires a more measured and individualized consideration of risks and benefits beyond survival.3 Current MCS decisions for ambulatory patients are seriously constrained by lack of infor- mation regarding expected outcomes for comparable patients on contemporary medical therapy without MCS. These uncer- tainties limit the comfort for physicians to refer and ambulatory patients to accept MCS. Recent attention to pump complication rates has also raised questions about the indications for implant- ing in ambulatory patients before inotrope dependence.4,5 There remains an urgent need to understand the outcomes of ambula- tory advanced HF patients to provide context for MCS patient selection, informed consent, and policy decisions. We sought to characterize the clinical features, quality of life, risk profiles, and competing outcomes in ambulatory patients with advanced HF who demonstrate high-risk features while on a strategy of oral medical therapy at MCS/transplant centers. INTERMACS profiles of patients requiring various lev- els of intravenous support have influenced selection and timing for MCS, but the utility of INTERMACS profiles for triage of patients on oral therapy has not yet been established. We evalu- ated the 1-year risk of death, MCS, or transplant stratified by baseline INTERMACS profile to better understand outcomes in the ambulatory advanced HF patients on optimal contemporary medical therapy. Methods Study Population The Medical Arm of Mechanically Assisted Circulatory Support (MedaMACS) Screening Pilot Study was a prospective observational study of patients with ambulatory advanced HF followed at 10 ad- vanced HF programs in the United States. Each center had both a Joint Commission certified destination therapy left ventricular assist device (LVAD) program and a heart transplant program certified by the United Network of Organ Sharing. Subjects enrolled were aged 18 to 80 years, with New York Heart Association functional class III or IV limitation for 45 of the last 60 days, left ventricular ejection fraction ≤30%, and HF symptoms or diagnosis >12 months.All patients were on maximum tolerated doses of evidence-based HF medical therapies for >6 months or had a documented contraindication or intolerance to medication use. Enrollment required subjects to have 2 unplanned HF hospitaliza- tions in the last 12 months or 1 HF hospitalization plus at least 1 of the following high-risk features: exercise testing with peak oxygen uptake <55% predicted, or <16 mL/kg/min for men, <14 mL/kg/min for wom- en; a 6-minute walk test distance of <300 m; B-type natriuretic peptide >800 pg/mL; serum sodium <135 mg/dL on 2 separate occasions at least 7 days apart; or an emergency department visit within 6 months for either ultrafiltration or intravenous diuresis.Among study subjects, 80% were enrolled based on 2 or more previous hospitalizations, 20% after only 1 hospitalization plus another high-risk feature. A total of 71% of registered patients met criteria for enrollment based on at least 1 HF hospitalization plus another high-risk feature, most commonly elevated B-type natriuretic peptide (53%) or persistent hyponatremia (43%). Patients were excluded if they were actively listed for heart transplantation, if they were receiving outpatient continuous infu- sion of an inotrope, if they carried a noncardiac diagnosis anticipated to limit 2-year survival, or if they had a primary functional limita- tion that was not cardiovascular. Patients were also excluded if they had a prolonged QRS duration (>150 ms) with planned biventricular pacemaker placement or had received resynchronization within 90 days. The study was approved by the Institutional Review Board at each center. All subjects provided written informed consent before study participation, which included informed consent for telephone contact at 1 year if needed to assess vital status and outcomes. Data Collection and Outcome Measures After informed consent, 168 subjects were enrolled between September 2010 and April 2011. Comprehensive baseline data were recorded from usual care practices and included patient demographics and socioeco- nomic status, recent interventions and HF hospitalizations, along with hemodynamics and echocardiography when available within 6 months. Information was gathered from chart review and supplemented by pa- tient history. INTERMACS patient profiles were assigned at enrollment by the treating clinician, according to methods previously described6 (Table 1). To compare with other risk scores in common use, Seattle Heart Failure Model (SHFM) score was calculated for each subject based on data collected within 3 months of study enrollment.7,8 Missing data were rare in the SHFM calculation, except for percentage lymphocytes (39/168), uric acid (99/168), and total cholesterol (45/168), which were not routinely collected in usual care practices. During SHFM calculation, these missing values were substituted by default values in the standard web-based SHFM. For comparison, mortality if LVAD implantation were to occur instead at the time of enrollment was estimated using the HeartMate II Risk Score (HMRS), which was the standard instrument for estimate post-LVAD risk at the time patients were enrolled.9 For HMRS calculation, an International Normalized Ratio (INR) of 1.0 was imputed for patients who were on warfarin, and all centers were high-volume ven- tricular assist device (VAD) implanting centers (>15/y). At the enrollment visit, subjects completed the EuroQol-5D in- strument for the assessment of health-related, disease-neutral qual- ity of life.10 This widely validated tool contains a visual analog scale from 0 (worst imaginable health state) to 100 (best state), along with a 5-item descriptive system to assess problems with mobility, self-care, usual activities, pain/discomfort, and anxiety/depression. These 5 simple questions generate 243 distinct health states that determine an index score. The EuroQol index score ranges from 0 (death) to 1 (best imaginable health state).11 EuroQol data from this medically man- aged cohort were compared with preimplantation EuroQol assess- ments collected from patients receiving approved LVADs enrolled in the INTERMACS registry, including recipients in profile 4 (n=175) and profiles 5 to 7 (n=97) using data previously published.12 All patients were followed for 1 year or until death, transplant or durable MCS. One subject withdrew informed consent during the study, and another was lost to follow-up, making a final study cohort of 166 patients for the analysis of 1-year event rates. Table 1.  INTERMACS Profile Definitions for Ambulatory Patients on Oral Therapy Profile Shorthand Definition 4 Resting symptoms At home on oral therapy but with frequent symptoms of congestion at rest or with any activities of daily living 5 Exertion intolerant Comfortable at rest but unable to engage in any activity, living predominantly within the house or housebound, but without overt congestion 6 Exertion limited Comfortable at rest without evidence of fluid overload and able to do some mild activities of daily living, but gets fatigued within a few minutes of any meaningful exertion 7 Advanced NHYA class III Clinically stable with a reasonable level of comfortable activity, despite history of previous decompensation that is not recent INTERMACS indicates Interagency Registry for Mechanically Assisted Circulatory Support. Downloaded from http://ahajournals.org by on April 8, 2022
  • 3. 3   Stewart et al   Profiles in Ambulatory Advanced Heart Failure Statistical Methods Data analysis was performed with SAS (version 9.2, Cary, North Carolina). Continuous data were evaluated for normality, then Student t, 1-way ANOVA, or Mann–Whitney testing was performed for between- group comparisons as appropriate. Categorical data were compared with the Fisher exact test. Correlation between the EuroQol index score and the visual analog scale was performed using the Pearson coeffi- cient. For the primary analysis, patients were stratified according to 3 INTERMACS patient categories: profile 4, profile 5, and profiles 6/7. The last 2 profiles were grouped because they are collectively thought to represent degrees of advanced NewYork HeartAssociation class III HF. To calculate risks according to current scores, SHFM and HMRS were each separated into 3 groups. Risk with HF was stratified into moderate risk (estimated risk <17% at 1 year based on SHFM score <1.5), high risk (estimated mortality 17% to 40% at 1 year based on SHFM score 1.5–2.5), and very high risk (estimated mortality risk ≥40% based on SHFM score >2.5). For HMRS, thresholds for high, medium, and low risk were scores >2.48, 1.58 to 2.48, and <1.58, respectively, which correspond to estimated mortality at 90 days after MCS of 27%, 14%, and 6% and at 1 year of 42%, 28%, and 17%.9 For all participants, primary study end points of death, mechani- cal support, or heart transplantation were evaluated through 1 year. Competing outcomes methodology was used to estimate the cumu- lative incidence function of a patient moving into 1 of 3 mutually exclusive events.13 After stratification by baseline INTERMACS pro- file, the Kaplan–Meier method was used to estimate survival on oral medical therapies (censoring at mechanical support or transplant) along with freedom from death or MCS rescue (censoring at trans- plant only). Cox proportional hazard regression was used to evaluate the impact of INTERMACS profile on survival free of MCS rescue. Results Baseline Clinical Features MedaMACS screening pilot subjects (n=166) had a mean age of 57 years, 47% had an ischemic cause, and 57% had HF diagnosis >5 years (Table 2). Confirming the advanced nature of HF in this population, the mean ejection fraction was 18%, the mean number of HF hospitalizations in the previous 6 months was 2.3, and among those with a right heart catheter- ization in the previous 6 months, the mean cardiac index was 2.1 L/min/m2 . Nearly half of participants (48%) had previ- ously been evaluated for durable MCS or transplant, so the cohort may have encompassed those who may have been con- sidered too sick or too well for advanced therapies. Optimal contemporary medical therapy in this ambulatory advanced HF cohort included β-blockers (90%), angiotensin- converting enzyme inhibitors or angiotensin receptor blockers (76%), and aldosterone antagonists (62%). Almost half (47%) had received cardiac resynchronization therapy, 78% had a defibrillator, and 35% had a previous cardiac surgery. The distribution of INTERMACS profiles included 22% in profile 4, 32% in profile 5, 34% in profile 6, and 12% in profile 7. Patients declared to be in a sicker INTERMACS pro- file at enrollment had more HF hospitalizations in the previ- ous 6 months and were less likely to be receiving a β-blocker, although 81% were still tolerating β-blocker therapy. Outcomes by Profile Competing outcomes were modeled in Figure 1. By 1 year after enrollment, less than half (47%) of ambulatory advanced HF subjects were still alive on medical therapy. Death without MCS or transplant had occurred in 23%, 15% had undergone transplantation, and 15% had received durable MCS. At 1 year, 5 additional patients (3%) were on continuous inotropes. Overall survival from an initial strategy of medical therapy was significantly lower with lower baseline INTERMACS profile (P=0.039) at both 6 months and 12 months (Figure 2). By 12 months of follow-up, only 60% of patients in INTERMACS profile 4 were alive on medical therapy without receiving MCS or transplant. In contrast, 84% of patients in profiles 6/7 were still alive on medical therapy at 12 months. Survival free of MCS was also significantly lower with progressively sicker baseline INTERMACS profile (P<0.001; Figure 3). Among patients initially in INTERMACS profile 4, just over half (52%) were alive without VAD placement by 6 months and 39% were alive without VAD placement at 12 months of follow-up. Even after adjusting for β-blocker use, the number of HF hospitalizations in the previous 6 months, and SHFM score quartile, each successively lower INTERMACS profile was still associated with a markedly increased risk of death or MCS rescue through 1 year (hazard ratio, 1.72; 95% confidence interval, 1.20–2.49). Elements of Decision Making for LVAD Higher Event Rate on Medical Therapy Than Predicted by SHFM The median (25th, 75th) SHFM score for the cohort at enrollment was 1.15 (0.54, 1.82), which corresponds to a median predicted HF mortality of 12% at 1 year, sub- stantially lower than the 23% actually seen in this high- risk ambulatory population followed at MCS centers. The SHFM score did increase progressively with worsening INTERMACS profile (P=0.004). Only 7% carried the high- est estimated SHFM (SHFM >2.5). Combined event rates were considerable in each SHFM risk stratum. By 6 months after enrollment, risk of VAD, transplant, or death was 74% in the very high-risk SHFM group (score>2.5, with pre- dicted mortality ≥40%), 42% in the high-risk group (SHFM score 1.5–2.5, with predicted mortality 17%–40%), and 23% in the remaining group (SHFM score <1.5, with pre- dicted mortality <17%). Predicted Mortality After LVAD On the basis of the HMRS for estimated postoperative mortal- ity after MCS, 8% were predicted to have a high post-MCS mortality risk, 22% intermediate risk, and 70% low risk. In contrast to the event rates with an initial strategy of medical therapy outlined above, there was no significant difference in estimated risk of VAD according to INTERMACS profile group (P=0.31; Figure 4). Quality of Life Differences Between Medical and VAD Populations At the baseline visit, 162 patients (96%) completed the full EuroQol-5D instrument. Most ambulatory advanced HF patients had some or extreme limitation in mobility (75%) and usual activities (80%), whereas 30% expressed some limitation in self-care. Pain/discomfort (60%) and anxiety/depression (61%) were also common. Subjects with worse INTERMACS profile as assigned by physicians were significantly more likely to have a reduced EuroQol index score based on the patient answers to the 5 domains (P<0.001; Figure 5). Patient Downloaded from http://ahajournals.org by on April 8, 2022
  • 4. 4   Stewart et al   Profiles in Ambulatory Advanced Heart Failure assessment of their overall quality of life using the EuroQol visual analog scale score had a mean of 52, which was not dif- ferent across profiles. Overall, there was modest positive cor- relation between EuroQol index score and visual analog scale in this cohort (r=0.41; 95% confidence interval, 0.27–0.53). Generic health-related quality of life as assessed by the EuroQol-5D instrument could be compared between high- risk ambulatory patients in INTERMACS profiles 4 to 7 and ambulatory patients in the INTERMACS registry who com- pleted a quality of life assessment before receiving LVAD Table 2.  Baseline Patient Characteristics Total Cohort (n=166) INTERMACS Profile P Value 4 (n=37) 5 (n=53) 6/7 (n=76) Baseline characteristic  Age, y 57 (13) 56 (12) 57 (13) 58 (13) 0.65  Male 71 76 70 71 0.64  White race 72 70 66 76 0.43  Married 64 57 68 64 0.57  College education 36 19 26 28 0.64  Currently used 15 5 19 13 0.18  HF diagnosis 5 y 57 64 46 55 0.31  Ischemic cause 46 51 40 50 0.45  Diabetes mellitus 45 32 51 45 0.31  Atrial fibrillation 36 38 40 32 0.61  Creatinine, mg/dL 1.6 (0.7) 1.6 (0.7) 1.6 (0.6) 1.6 (0.8) 0.92  Serum sodium, mg/dL 136 (4) 135 (5) 136 (4) 137 (4) 0.19  Estimated GFR, mL/min 57 (25) 57 (25) 57 (25) 58 (30) 0.99 Heart failure severity  Ejection fraction, % 18 (6) 17 (5) 17 (7) 18 (6) 0.51  BNP, pg/mL 779 (370, 1450) 714 (396, 1237) 965 (519, 2180) 684 (280, 1130) 0.47  Cardiac index, L/min/m2 2.1 (0.6) 2.0 (0.5) 2.1 (0.5) 2.2 (0.5) 0.27  Peak VO2 , mL/kg/min 12.6 (4.0) 13.1 (4.8) 11.7 (3.1) 13.6 (4.3) 0.61   HF hospitalization in last 6 mo 2.3 (1.0) 2.5 (1.1) 2.5 (1.0) 2.1 (1.0) 0.03  Previous VAD/transplant evaluation 48 57 51 41 0.11  NYHA class 0.01   IIIA 45 22 33 66   IIIB 40 35 58 29   IV 15 43 10 4  Seattle HF model score 1.20 (0.88) 1.56 (0.85) 1.23 (0.75) 0.99 (0.79) 0.004 Medical and device therapies  β-adrenergic antagonist 90 81 85 95 0.03  ACE inhibitor or ARB 77 70 74 83 0.11  Hydralazine plus nitrate 17 14 25 14 0.29  Aldosterone antagonist 62 68 62 58 0.61  Loop diuretic 95 100 94 93 0.33  Cardiac resynchronization therapy 46 54 49 41 0.37  Implantable defibrillator 78 76 70 86 0.09  Previous ICD shock 42 35 37 29 0.49 Data reported as mean (SD) or percentage. ACE indicates angiotensin-converting enzyme; ARB, angiotensin receptor blocker; BNP, B-type natriuretic peptide; GFR, glomerular filtration rate; HF, heart failure; ICD, implantable cardioverter defibrillator; INTERMACS, Interagency Registry of Mechanically Assisted Circulatory Support; NYHA, New York Heart Association; and VAD, ventricular assist device; VO2 , oxygen consumption. Downloaded from http://ahajournals.org by on April 8, 2022
  • 5. 5   Stewart et al   Profiles in Ambulatory Advanced Heart Failure medical patients in profile 4 (n=37) had similar degree of limitation in mobility, usual activity, anxiety/depression, and pain/discomfort compared with LVAD registry recipients who were implanted as profile 4, although LVAD registry recipi- ents described greater problems with self-care, and an average VAS of only 33 compared with 50 in medical patients. By contrast, the small number of INTERMACS registry patients in profiles 5 to 7 who received LVAD expressed significantly greater burden in mobility, self-care, usual activities, and anxiety/depression before LVAD compared with MedaMACS patients in profiles 5 to 7. Preimplant LVAD registry patients in all INTERMACS profiles 4 to 7 expressed a significantly poorer quality of life according to EuroQol visual analog scale when compared with high-risk ambulatory patients on medi- cal management in MedaMACS (Figure 6). Discussion More than half of the patients with ambulatory advanced chronic systolic HF and a recent HF hospitalization had died, undergone transplantation, or received durable MCS over the ensuing year. Although initially intended for use in patients receiving MCS, INTERMACS patient profiles encompass mul- tiple domains of risk and provided relevant risk stratification in this medically managed cohort of advanced HF patients at home on oral medical therapy. Lower INTERMACS patient profiles were also associated with a higher risk of death without MCS or transplant. In particular, eligible profile 4 patients should be offered LVAD therapy because continued medical therapy is associated with high event rates and low quality of life. The present study represents the largest published cohort of high-risk ambulatory advanced HF patients in INTERMACS profiles 4 to 7 receiving a strategy of oral medical management atVAD/transplant centers. Patients enrolled in this study, each of whom had at least 1 HF hospitalization within the previous year, were not currently receiving MCS for various reasons, including relative contraindications, their own preferences, or their char- acterization as less sick either by perception or by objective cri- teria. The integrated assessment at experienced MCS centers as reflected by INTERMACS profile confirmed a gradient of risk consistent with that provided by a complex risk score with multi- ple components (the SHFM). The estimated magnitude of risk in the advanced HF population that might be considered for MCS was underestimated using the Seattle Model in this study and in previously reported populations, suggesting that SHFM should Figure 1. Competing events. Mutually exclusive end points of death, ventricular assist device (VAD), or transplant (Tx) were tracked through 1 year, with the cumulative percentage of events at any given time point equal to 100%. Figure 2. Survival according to INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) profile. Estimated sur- vival was modeled through 1 year using the Kaplan–Meier method with censoring at either ventricular assist device (VAD) or transplant. Survival was significantly different between patient profile groups (P=0.039). Downloaded from http://ahajournals.org by on April 8, 2022
  • 6. 6   Stewart et al   Profiles in Ambulatory Advanced Heart Failure not be used in isolation to decide on elective MCS.14 In this medically managed cohort, INTERMACS profiles also tracked with most domains of the validated health-related quality of life metrics (EuroQol index score), although the ambulatory groups reported similar levels of pain/discomfort and the integrated quality of life as assessed by the visual analog score. The signifi- cant differences in key parameters between the profiles, includ- ing greater intolerance to neurohormonal antagonists and greater frequency of HF hospitalization in the lower INTERMACS pro- files, help to validate the profiles; yet, the considerable overlap in features within each profile emphasizes that profile alone should not be used to adjudicate risk in this complex population. The present study helps to refine selection for MCS from within the ambulatory systolic HF population with advanced disease as reflected by frequent HF hospitalization. INTERMACS profile 4 patients had a strikingly high event rate, with 48% dying or receiving rescue MCS by just 6 months of follow-up compared with only 22% of profile 5 patients. The traditional reimbursement indication for destination ther- apy LVAD set by the Center for Medical and Medicaid service has included INTERMACS profile 4 or 5 patients provided limitation is documented by reduced peak oxygen consump- tion.15 Recent publications highlighting adverse event rates with MCS and the FDA warning about complications across multiple vendor platforms have reopened debate about the appropriateness of MCS use before inotrope dependence.16,17 However, our data strongly suggest that appropriately selected high-risk patients in profile 4 and some in profile 5 should continue to be considered for current LVADs on the basis of a high anticipated mortality risk and poor quality of life in the absence of surgical HF therapies. The 47% one-year survival without VAD or transplant at 1 year in this 166 patient study is lower than the 1-year survival of 63% noted in the 103 patients opting for medical management rather than LVAD in the ROADMAP study (Risk Assessment and Comparative Effectiveness of LeftVentricular Assist Device and Medical Management in Ambulatory Heart Failure Patients).18 The current study includes a greater pro- portion of INTERMACS profile 4 patients, for whom medical Figure 3. Survival free of ventricular assist device (VAD) rescue according to INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) profile. Estimated survival or VAD was modeled through 1 year using the Kaplan–Meier method with censoring at transplant. Survival free of VAD rescue was significantly different according to INTERMACS profile (P0.001). Figure 4. Estimated early postoperative risk after left ventricular assist device (LVAD). HeartMate II risk score (HMRS) was calcu- lated, categorized, and stratified by INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) patient profile. A majority of high-risk ambulatory patients on medi- cal management for heart failure were low postoperative risk for LVAD implantation. There was no significant risk difference according to INTERMACS profile group (P=0.31). Downloaded from http://ahajournals.org by on April 8, 2022
  • 7. 7   Stewart et al   Profiles in Ambulatory Advanced Heart Failure therapy is more likely to fail early after enrollment. The aver- age visual analog scale value for quality of life at baseline was 50 in this study, lower than the 60 reported in ROADMAP for the medically managed group. It should be noted that some of the higher mortality may relate to underlying frailty or other comorbidity because eligibility for LVAD was not an explicit inclusion criterion for this study, although patients were excluded if they carried a noncardiac diagnosis anticipated to limit 2-year survival or had a primary functional limitation that was not cardiovascular. This is the largest study to date characterizing the degree of limitation of health-related quality of life in high-risk ambulatory patients on medical therapy for HF. In aggregate, these high-risk ambulatory patients report limitation in mul- tiple domains of quality of life, with INTERMACS profile 4 patients on medical management describing burdens simi- lar to those receiving LVAD therapy. As might be expected, those patients’ triages to LVAD therapy in profiles 5 to 7 had a significantly great burden of limitation than those on medi- cal therapy, as well as reduced overall quality of life, which may explain why LVAD implantation was pursued for these patients. Patients in lower INTERMACS have previously been reported to be more willing to consider LVAD and consistent value anticipate improvements in quality of life from an LVAD at least as much as survival.19 In high-risk ambulatory patients under review for LVAD candidacy who report a particularly poor patient-reported quality of life, there may be a justifiable role for earlier consideration of LVAD implantation before the development of inotrope dependence in eligible patients. Survival at 1 year in INTERMACS after destination therapy with current LVADs is similar to the 84% survival rate seen for profile 6 to 7 patients receiving an initial strategy of medical ther- apy in this study.1 Widespread expansion of LVAD indications into the less sick INTERMACS profiles 6/7 will likely await Figure 5. EuroQol-5D index score by INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Support) profile. EuroQol index score from best (1) to worst (0) possible health util- ity were quantified for all patients and stratified by INTERMACS profile. There was a significant trend to lower health utility with lower INTERMACS patient profile (P0.001). A B C F D E Figure 6. Quality of life in ambulatory advanced heart failure. Limitation across the 5 domains of the EuroQol health-related quality of life instrument (A–E) and visual analog scale (VAS; F) was compared between participants in the Medical Arm of Mechanically Assisted Circulatory Support (MedaMACS) screening pilot (MM, blue) and the INTERMACS (Interagency Registry for Mechanically Assisted Circu- latory Support) registry (IM, turquoise). Degree of limitation in each EuroQol domain was categorized as extreme (dark), some (light), or none (not shown). Responses were stratified according to INTERMACS profile group. Analysis included high-risk ambulatory patients on medical management within profile 4 (n=37) and profiles 5 to 7 (n=125) along with left ventricular assist device (LVAD) recipients in profile 4 (n=175) and profiles 5 to 7 (n=97), as previously reported by Grady et al.12 Adapted from Grady et al12 with permission of the publisher. Copyright © 2014 Elsevier. Downloaded from http://ahajournals.org by on April 8, 2022
  • 8. 8   Stewart et al   Profiles in Ambulatory Advanced Heart Failure innovative next-generation support device with lower complica- tion rates. Although operative survival has improved with focus on better INTERMACS profiles, the long-term complication rates of bleeding, stroke, andVAD thrombosis have been similar regardless of baseline profile. Integration of quality of life indices will likely be required to distinguish outcomes between contem- porary medical management and currently approved devices in profiles 6/7. The closing of the NHLBI-sponsored REVIVE-IT (Randomized Evaluation of VAD Intervention before Inotropic Therapy) study deprived the HF community of important infor- mation on a medically managed cohort of patients in parallel to device therapy.20 The present study, along with the recently published industry-sponsored ROADMAP trial, addresses the important knowledge gap about how best to triage high-risk ambulatory patients in whom MCS can be used electively for long-term benefit with lower anticipated complication rates and improved cost-effectiveness.18 For this less sick population in whom death is not imminent, shared decision making about MCS will require more measured and individualized consider- ation of risks and benefits beyond survival. This study has several important limitations that must be considered when interpreting these results. First, these high- risk ambulatory advanced HF patients were enrolled at qua- ternary care VAD/transplant centers, so results may not be applicable outside this setting. INTERMACS profiling may also have exerted a floor and ceiling effect to sort patients of varying disease severity and should be interpreted contingent on the entry criteria of this study, including frequent previous HF hospitalizations, and within the context of overlapping clini- cal features between profiles. The sample size is also modest for an attempt to distinguish outcomes in 3 groups of patients. Because patients were not listed for transplant at enrollment and many had not been evaluated for MCS, this cohort is com- posed of patients considered to be either too sick or too well for advanced cardiac therapies. Longitudinal changes in patient characteristics, changes in profile, details of hospitalizations, and other adverse events, as well as triggers for MCS or trans- plant listing, could not be evaluated. Patient profiles at the time of transplant or LVAD were not available. A baseline assess- ment may not provide enough resolution to adjudicate risk in ambulatory patients with dynamic clinical trajectories. For the several SHFM variables with frequent missing data, multiple imputation was not used in favor of the widely used default val- ues derived from a larger ambulatory HF cohort. Lastly, out- comes relevant to ambulatory patients with advanced HF extend beyond the 1-year horizon of follow-up in this study and will likely require careful integration of quality of life metrics. These preliminary screening pilot data have served as the foundation for the design of a prospective, longitudinal, multi- centered study to map the trajectories of ambulatory advanced HF. The MedaMACS study will have comprehensive serial follow-up through 2 years and will generate detailed patient- level information on functioning, frailty, and quality of life, with outcome measures in parallel to those established in the INTERMACS registry.21 In many ambulatory patients, particu- larly profiles 5 to 7, in whom death may not be imminent, con- siderations of quality of life and functioning may be as important as survival in deciding when to proceed with MCS.22 Novel composite end points integrating both survival and quality of life will likely be needed to distinguish medical and device therapy in so-called lower risk advanced HF populations. MedaMACS study will facilitate better alignment between approved MCS devices and contemporary medical therapy and inform the com- plex matrix of decisions facing patients and their providers. In the meantime, ambulatory patients with advanced HF should receive systematic education about the expectations with chronic HF, such as at an annual HF review as advocated by a recent AHA scientific statement on decision making in advanced HF.23 Although still clinically compensated, poten- tially appropriate patients should undergo orientation about MCS.24 From the first consideration of device therapy, empha- sis should be placed on the anticipated differences between ongoing medical therapy and MCS with respect to both survival and quality of life to elucidate patient preferences. Ongoing research will better inform how best to educate patients and their families about the anticipated risk and trade- offs of device versus medical therapy such as the DECIDE- LVAD trial (Decision Support Intervention for Patients and Caregivers Offered Destination Therapy Heart Assist Device) (https://clinicaltrials.gov/ct2/show/NCT02344576). In conclusion, ambulatory patients with chronic systolic HF, a heavy symptom burden, and at least 1 recent HF hospitaliza- tion are at high risk of death or progression to advanced car- diac therapies, despite optimal contemporary medical therapy. INTERMACS profiles are a useful shorthand for describing dis- ease severity in patients with ambulatory advanced HF. Survival in patients who are INTERMACS profile 4 is lower than with contemporary LVADs, confirming the appropriateness of MCS use under existing indications and suggesting an opportunity for expanded deployment in appropriately selected patients. Acknowledgments Dr Stewart thanks the Kenneth L. Baughman Master Clinician Scholar Program in Cardiovascular Medicine at Brigham and Women’s Hospital for its support. Disclosures Dr Cowger received travel grant from St Jude/Thoratec Corp. Dr Patel is a consultant for HeartWare Inc and Thoratec Corp. Dr Rame received research support from St Jude/Thoratec Corp and HeartWare Inc. Dr Teuteberg is a consultant for HeartWare, Abiomed, CareDx, and Acorda Therapeutics and received research support from St Jude/Thoratec Corp and Sunshine Heart. The other authors report no conflicts. References 1. Kirklin JK, Naftel DC, Pagani FD, Kormos RL, Stevenson LW, Blume ED, Miller MA, Timothy Baldwin J, Young JB. Sixth INTERMACS annual report: a 10,000-patient database. J Heart Lung Transplant. 2014;33:555–564. 2. UAB School of Medicine. Interagency Registry of MechanicallyAssisted Circulatory Support. www.intermacs.org. Accessed October 2015. 3. Stewart GC, Stevenson LW. Keeping left ventricular assist device ac- celeration on track. Circulation. 2011;123:1559–1568; discussion 1568. doi: 10.1161/CIRCULATIONAHA.110.982512. 4. USFoodandDrugAdministration.SeriousAdverseEventswithImplantable Left Ventricular Assist Devices (LVADs): FDA Safety Communication. http://www.fda.gov/MedicalDevices/Safety/AlertsandNotices/ucm 457327.htm. Accessed October 26, 2016. 5. Mehra MR, Stewart GC, Uber PA. The vexing problem of thrombosis in long-term mechanical circulatory support. J Heart Lung Transplant. 2014;33:1–11. doi: 10.1016/j.healun.2013.12.002. Downloaded from http://ahajournals.org by on April 8, 2022
  • 9. 9   Stewart et al   Profiles in Ambulatory Advanced Heart Failure 6. Stevenson LW, Pagani FD,Young JB, Jessup M, Miller L, Kormos RL, Naftel DC, Ulisney K, Desvigne-Nickens P, Kirklin JK. INTERMACS profiles of advanced heart failure: the current picture. J Heart Lung Transplant. 2009;28:535–541. doi: 10.1016/j.healun.2009. 02.015. 7. Levy WC, Mozaffarian D, Linker DT, Farrar DJ, Miller LW; REMATCH Investigators. Can the Seattle Heart Failure Model be used to risk- stratify heart failure patients for potential left ventricular assist device therapy? J Heart Lung Transplant. 2009;28:231–236. doi: 10.1016/j. healun.2008.12.015. 8. Levy WC, Mozaffarian D, Linker DT, Sutradhar SC, Anker SD, Cropp AB, Anand I, Maggioni A, Burton P, Sullivan MD, Pitt B, Poole-Wilson PA, Mann DL, Packer M. The Seattle Heart Failure Model: prediction of survival in heart failure. Circulation. 2006;113:1424–1433. doi: 10.1161/CIRCULATIONAHA.105.584102. 9. Cowger J, Sundareswaran K, Rogers JG, Park SJ, Pagani FD, Bhat G, Jaski B, Farrar DJ, Slaughter MS. Predicting survival in patients re- ceiving continuous flow left ventricular assist devices: the HeartMate II risk score. J Am Coll Cardiol. 2013;61:313–321. doi: 10.1016/j. jacc.2012.09.055. 10. Rabin R, de Charro F. EQ-5D: a measure of health status from the EuroQol Group. Ann Med. 2001;33:337–343. 11. Flynn KE, Lin L, Ellis SJ, Russell SD, Spertus JA, Whellan DJ, Piña IL, Fine LJ, Schulman KA, Weinfurt KP; HF-ACTION Investigators. Outcomes, health policy, and managed care: relationships between patient-reported outcome measures and clinical measures in outpa- tients with heart failure. Am Heart J. 2009;158(4 suppl):S64–S71. doi: 10.1016/j.ahj.2009.07.010. 12. Grady KL, Naftel D, Stevenson L, Dew MA, Weidner G, Pagani FD, Kirklin JK, Myers S, Baldwin T, Young J. Overall quality of life im- proves to similar levels after mechanical circulatory support regardless of severity of heart failure before implantation. J Heart Lung Transplant. 2014;33:412–421. doi: 10.1016/j.healun.2013.10.017. 13. McGiffin DC, Naftel DC, Kirklin JK, Morrow WR, Towbin J, Shaddy R, Alejos J, Rossi A. Predicting outcome after listing for heart transplanta- tion in children: comparison of Kaplan-Meier and parametric compet- ing risk analysis. Pediatric Heart Transplant Study Group. J Heart Lung Transplant. 1997;16:713–722. 14. Gorodeski EZ, Chu EC, Chow CH, Levy WC, Hsich E, Starling RC. Application of the Seattle Heart Failure Model in ambula- tory patients presented to an advanced heart failure therapeu- tics committee. Circ Heart Fail. 2010;3:706–714. doi: 10.1161/ CIRCHEARTFAILURE.110.944280. 15. Center for Medicare and Medicaid Services. National Coverage Determination (NCD) for Artificial Hearts and Related Devices (20.9). https://www.cms.gov/medicare-coverage-database/(S(fifmbk55z kfkik552iwqmivv))/details/ncd-details.aspx?NCDId=246ncdver=5 NCAId=243ver=5ExpandComments=nNcaName=Ventricular+As sist+Devices+as+Destination+Therapy+(2nd+Recon)bc=BEAAAAA AEAgA. Accessed October 26, 2016. 16. Kirklin JK, Naftel DC, Kormos RL, Pagani FD, Myers SL, Stevenson LW, Acker MA, Goldstein DL, Silvestry SC, Milano CA, Baldwin JT, Timothy Baldwin J, Pinney S, Eduardo Rame J, Miller MA. Interagency Registry for Mechanically Assisted Circulatory Support (INTERMACS) analysis of pump thrombosis in the HeartMate II left ventricular as- sist device. J Heart Lung Transplant. 2014;33:12–22. doi: 10.1016/j. healun.2013.11.001. 17. Starling RC, Moazami N, Silvestry SC, Ewald G, Rogers JG, Milano CA, Rame JE,Acker MA, Blackstone EH, Ehrlinger J, Thuita L, Mountis MM, Soltesz EG, Lytle BW, Smedira NG. Unexpected abrupt increase in left ventricular assist device thrombosis. N Engl J Med. 2014;370:33–40. doi: 10.1056/NEJMoa1313385. 18. Estep JD, Starling RC, Horstmanshof DA, Milano CA, Selzman CH, Shah KB, Loebe M, Moazami N, Long JW, Stehlik J, Kasirajan V, Haas DC, O’Connell JB, Boyle AJ, Farrar DJ, Rogers JG; ROADMAP Study Investigators. Risk assessment and comparative effectiveness of left ventricular assist device and medical management in ambulatory heart failure patients: results from the ROADMAP Study. J Am Coll Cardiol. 2015;66:1747–1761. doi: 10.1016/j.jacc.2015.07.075. 19. Stewart GC, Kittleson MM, Cowger JA, Johnson FL, Patel CB, Mountis MM, Patel PC, Rame JE, Testani J, Guglin ME, Teuteberg JJ, Stevenson LW. Who wants a left ventricular assist device for ambulatory heart fail- ure? Early insights from the MEDAMACS screening pilot. J Heart Lung Transplant. 2015;34:1630–1633. 20. Baldwin JT, Mann DL. NHLBI’s program for VAD therapy for mod- erately advanced heart failure: the REVIVE-IT pilot trial. J Card Fail. 2010;16:855–858. doi: 10.1016/j.cardfail.2010.06.414. 21. Stewart GC, Stevenson LW. INTERMACS and MedaMACS: how will they guide future therapy? Curr Cardiol Rep. 2013;15:394. doi: 10.1007/ s11886-013-0394-y. 22. Stewart GC, Brooks K, Pratibhu PP, Tsang SW, Semigran MJ, Smith CM, Saniuk C, Camuso JM, Fang JC, Mudge GH, Couper GS, Baughman KL, Stevenson LW. Thresholds of physical activity and life expectancy for patients considering destination ventricular assist devices. J Heart Lung Transplant. 2009;28:863–869. doi: 10.1016/j. healun.2009.05.016. 23. Allen LA, Stevenson LW, Grady KL, Goldstein NE, Matlock DD, Arnold RM, Cook NR, Felker GM, Francis GS, Hauptman PJ, Havranek EP, Krumholz HM, Mancini D, Riegel B, Spertus JA; American Heart Association; Council on Quality of Care and Outcomes Research; Council on Cardiovascular Nursing; Council on Clinical Cardiology; Council on Cardiovascular Radiology and Intervention; Council on Cardiovascular Surgery and Anesthesia. Decision making in advanced heart failure: a scientific statement from the American Heart Association. Circulation. 2012;125:1928–1952. doi: 10.1161/ CIR.0b013e31824f2173. 24. Bruce CR, Blumenthal-Barby JS, Meyers D. Benefits and challenges of early introduction of left ventricular assist device placement: a pa- tient-centered perspective. J Am Coll Cardiol. 2015;66:1762–1765. doi: 10.1016/j.jacc.2015.08.852. CLINICAL PERSPECTIVE Patients with systolic heart failure (HF) are increasingly being considered as candidates for mechanical circulatory support (MCS) even before the dependence on inotropes to support hemodynamics. Current decisions surrounding MCS deployment in ambulatory patients are seriously constrained by lack of information about expected outcomes for comparable patients on contemporary oral medical therapy without MCS. In this prospective observational study of usual care in patients with advanced systolic HF followed at MCS/transplant centers, ambulatory patients with a heavy symptom burden and at least 1 recent HF hospitalization were at high risk of death or the need for MCS, despite optimal medical therapy. By 1 year of follow-up in this study, more than half of the patients with ambulatory advanced systolic HF had died, undergone trans- plantation, or received durable MCS. The INTERMACS (Interagency Registry for Mechanically Assisted Circulatory Sup- port) patient profiles are a shorthand for describing symptom burden and disease trajectory in patients with advanced HF. Although initially intended for use in patients receiving MCS, INTERMACS patient profiles encompass multiple domains of risk and, when assigned by experienced HF clinicians, provided relevant risk stratification in this medically managed cohort with a recent HF hospitalization. Survival in patients who were INTERMACS profile 4 was lower than those with contem- porary left ventricular assist devices, confirming the appropriateness of MCS use under existing indications and suggesting an opportunity for expanded deployment in appropriately selected patients. Downloaded from http://ahajournals.org by on April 8, 2022