This document discusses international technology diffusion and explores its structure and how countries interact globally. Social network analysis was used to analyze patent and R&D data for 42 countries from 1997 to 2008. The results show technology diffusion has shifted from a cascade-like pattern to a more radial pattern, with countries occupying technological roles as generators, coordinators, followers, or absorbers. Countries' positions demonstrate technological embeddedness and important policy implications involve participating in international cooperation to grow technology capabilities.
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Exploring the national role and position of international technology diffusion: A technological embeddedness perspective
1. PICMET’14 Exploring the national role and position of international technology diffusion
EXPLORING THE NATIONAL ROLE AND
POSITION OF INTERNATIONAL
TECHNOLOGY DIFFUSION:
A technological embeddedness perspective
Hung-Chun Huang, Ph. D
III & NCNU, Taiwan
PICMET ‘14 Conference Kanazawa , Japan
MD-11.1
2. PICMET’14 Exploring the national role and position of international technology diffusion
Global Supply chain,
Global outsourcing ,
Global R&D
Globalization has highlighted changes in
national technological capabilities.
Blyde (2001) Keller (2004)
Globalization!
Diffusion
Structure?
Exogenous factors drive
technological progress, as well
as driving economic growth via
international technology diffusion.
International Technology
Diffusion
?
3. PICMET’14 Exploring the national role and position of international technology diffusion
Technology
Technology
Technology
Technology
Technology
Technology
Introduction
Innovation
Technology
Growth
Technology
Maturity
Time
Developed Country
Other
Developed
Countries
Other
Developing
Countries
Technologyeffect
Technology diffusion Technology diffusion
DistanceDistance
DiffusionDiffusion
UtilityUtility
00 ∞∞
∞∞
00
DistanceDistance
DiffusionDiffusion
UtilityUtility
00 ∞∞
∞∞
00
Flying geese pattern
Akamatsu,1962
IPLC Vernon,1966 Geographic localization ITD,
Keller (2002)
Cascade-like diffusion
Global Supply chain,
Global outsourcing ,
Global R&D
? Q1. What structure has
the technology diffusion
been existed?
Q2. How they interact
globally? What extent ?
Global Network
Globalization!
4. PICMET’14 Exploring the national role and position of international technology diffusion
Technology Diffusion -
Embodies and disembodies technology
Griliches(1979,1981,1990),Maskus(2004), Papaconstantinuous(2004):
Embodies
Form
Technology
Rent
spillover
(Passive)
Disembodies
Form
Technology
Pure
knowledge
spillover
(Active)
e.g. trade flows
(eg. Grossman & Helpman, 1991; Smith &White, 1992; Coe
& Helpman,1995; Xu & Wang, 1999,2000; Eaton & Kortum,
2001. Nemeth &Smith, 1985; Kick & Davis, 2001)
e.g. Patent citations
(eg. Griliches,1980; Austin,1993; Kong & Lin, 2003)
5. PICMET’14 Exploring the national role and position of international technology diffusion
Empirical Data 1997~2008
42×42 matrix
USPTOUSPTO
Patent Data
USPTOUSPTO
R&D Data
Trade Flow
Data
SITC 7 Patent Citation
Top 42
countries
Social Network Analysis
Disembodied
Technology
Diffusion
Disembodied
TD Matrix
Disembodied
Technology
Diffusion
Disembodied
TD Matrix
Embodied
Technology
Diffusion
Embodied
TD Matrix
Embodied
Technology
Diffusion
Embodied
TD Matrix
Embodies
Form
Technology
Rent
spillover
(Passive)
Disembodies
Form
Technology
Pure
knowledge
spillover
(Active)
6. PICMET’14 Exploring the national role and position of international technology diffusion
DCBA
D
C
B
A 0.85 0.85 0.00 0.00
0.85 0.99 0.05 0.01
0.00 0.06 0.08 0.00
0.00 0.01 0.00 1.00
1010
0110
1111
0011
A B
C
D
Image Map
Image Matrix
Measure
Dichotomizing
Network
Block Model
Blockmodeling
Network Analysis
Blockmodeling
Row network
Measurement
Dichotomizing
Pattern Matching
7. PICMET’14 Exploring the national role and position of international technology diffusion
1000
0100
0010
0001
0001
0001
0001
0001
0000
1000
0100
0010
Cohesive subgroup Centralized Hierarchy
0000
1000
1100
1110
0001
0001
0001
1111
Transitivity Center-periphery
represent as a block represent as directive linkageInstruction:
represent as a block with reflexive represent as bi-direction linkage
Source: Adapt for Wasserman and Faust (1994)
Results
Center-periphery
patterns
0000D
0011C
0111B
1111A
DCBAEmbodied
0000D
0011C
0111B
1111A
DCBAEmbodied
0000D
0011C
0111B
1111A
DCBA
0000D
0011C
0111B
1111A
DCBADisembodied
8. PICMET’14 Exploring the national role and position of international technology diffusion
from Cascade to Radial
Finding & Discussion 1
Radial-like diffusion
Periphery
Core
Cascade-like diffusion
Technology
Technology
Technology
Technology
Technology
Technology
Introduction
Innovation
Technology
Growth
Technology
Maturity
Time
Developed Country
Other
Developed
Countries
Other
Developing
Countries
Technologyeffect
Technology diffusion Technology diffusion
DistanceDistance
DiffusionDiffusion
UtilityUtility
00 ∞∞
∞∞
00
DistanceDistance
DiffusionDiffusion
UtilityUtility
00 ∞∞
∞∞
00
9. PICMET’14 Exploring the national role and position of international technology diffusion
Typological analysis: role and position identify
Finding &Discussion 2
received by position (inter-block)
High Low
within position
(intra-block)
High Primary Isolate
Low Brokers Sycophants
Source: Burt (1976)
Burt’s position Typology
Outward linkage
High Low
Inward
linkage
High Transmitters Consumers
Low Generator Isolates
Source: Galaskiewicz and Krohn (1984)
Galaskiewicz and Krohn’s typology
10. PICMET’14 Exploring the national role and position of international technology diffusion
Typological analysis: role and position identify
Finding &Discussion 2
received by position (inter-block)
High Low
within position
(intra-block)
High Primary Isolate
Low Brokers Sycophants
Source: Burt (1976)
Burt’s position
Typology
Outward linkage
High Low
Inward
linkage
High Transmitters Consumers
Low Generator Isolates
Source: Galaskiewicz and Krohn (1984)
Galaskiewicz and Krohn’s
position typology
Technological
Follower
Technological
Coordinator
Technological
Absorber
Technological
Generator
11. PICMET’14 Exploring the national role and position of international technology diffusion
Typological analysis:
Role and position identify
Technological
Follower
Technological
Coordinator
Technological
Absorber
Technological
Generator
Finding & Discussion 2
1997
~ 2008
Disembodied Technology
Generator Coordinator Follower Absorber
EmbodiedTechnology
Generator
Canada
France
Germany
Japan
Korea South
United
Kingdom
United
States
Australia
China
Hong Kong
Netherlands
Singapore
Taiwan
Coordinator
Switzerland Austria
Belgium
Brazil
Denmark
Finland
Italy
Norway
Spain
Sweden
Argentina
India
Mexico
Poland
Russia
Turkey
Portugal
Follower
Hungary
Ireland
Malaysia
South Africa
Greece
Thailand
Absorber
New Zealand Chile
Colombia
Iceland
Indonesia
Philippines
12. PICMET’14 Exploring the national role and position of international technology diffusion
Conclusion
1. What structure has the technology diffusion
been existed?
The result of this work reveals the international technology
diffusion pattern is radial-like diffusion rather than cascade-like
diffusion.
2. How they interact globally?
The pattern of ITD demonstrates technological embeddedness.
Technological Generator, Coordinator, Follower, and Absorber;
they work together.
3. Important Policy implication:
Participating in international cooperation deploys their
international relationship strategy to growth their technology
capability. (Alliance Share R&D expenditure)
13. PICMET’14 Exploring the national role and position of international technology diffusion
Thank your Attention
Hung-Chun Huang
National Chi Nan University,
Taiwan
14. PICMET’14 Exploring the national role and position of international technology diffusion
Country allocation
Austria
Belgium
Canada
China
Denmark
Germany
Norway
Spain
Switzerland
Australia
Finland
France
Italy
Japan
Korea South
Netherlands
Sweden
Taiwan
United Kingdom
United States
0.01
0.1
1
10
100
1000
Embodied betweenness
Disembodiedbetweenness
BrazilSpainSingapore
0.01 0.1 1 10 100 10000
NorwayThailand
Russia IrelandIndia
Malaysia
Mexico
Embodied
Disembodied
15. PICMET’14 Exploring the national role and position of international technology diffusion
Data collection & Process
By Griliches(1991)
iijij RDrITD =
USPTO
Patent DataR&D Data
Trade Flow
Data
1997~2008
SITC 7 Patent Citation
Top 42
countries
42×42 matrix
Social Network Analysis
Disembodied
Technology
Diffusion
Disembodied
TD Matrix
Embodied
Technology
Diffusion
Embodied
TD Matrix
16. PICMET’14 Exploring the national role and position of international technology diffusion
Methodologies - Social network analysis
Role and position analysis
-REGE Blockmodeling
Schweizer (1988) suggests that can precisely
identify generic structural positions in a
network.
17. PICMET’14 Exploring the national role and position of international technology diffusion
Modeling analysis
(REGE Blockmodeling)
2005~2006
DC
0.333
A AB
0.595
0.619
0.495
0.155
0.211
2003~2004
0.3240.868
Embodied technology diffusion
1999~2000
DC
0.400
A AA B
0.610
0.611
0.557
0.194
0.175
1997~1998
0.955 0.234
Disembodied tech
1999~2000
DC
0.889
A AA B
0.992
0.218
0.942
0.486
0.193
1997~1998
1.000 0.524
0.015
Em A B C D
A 1 1 1 1
B 1 1 1 0
C 1 0 0 0
D 0 0 0 0
Disem A B C D
A 1 1 1 1
B 1 1 1 0
C 1 1 0 0
D 0 0 0 0
0.0000.0000.0000.000D
0.0000.0000.0000.194C
0.0000.1750.2340.557B
0.4000.6110.6100.955A
DCBAEmbodied
0.0000.0000.0000.000D
0.0000.0000.0000.194C
0.0000.1750.2340.557B
0.4000.6110.6100.955A
DCBAEmbodied
0.0000.0000.0000.000D
0.0000.0000.0150.486C
0.0000.1930.5240.942B
0.8890.2180.9921.000A
DCBADisemb
0.0000.0000.0000.000D
0.0000.0000.0150.486C
0.0000.1930.5240.942B
0.8890.2180.9921.000A
DCBADisemb
Density matrix
Image matrix Reduced Graph