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PROCESS ANALYTICAL
TECHNOLOGY ( PAT )
 PRESENTED BY MR.AMIT H.KANSE.
(M. PHARM ) RAJGAD DNYANPEETH COLLEGE OF
PHARMACY BHOR,PUNE.
 QUALITY ASSURANCE TECHNIQUES
2017-2018
10/28/2017
1
Contents
 Introduction
 Works
Types of implementation
Advantages & Disadvantages
PAT regulatory approach
 References
10/28/2017
2
What is PAT ????
“A system for designing, analyzing &
controlling manufacturing through timely
measurements (i.e during processing) of
critical quality & performance attributes
for raw & in-process materials & processes
with the goal of ensuring final product
quality.”
10/28/2017
3
PROCESS ANALYTICAL TECHNOLOGY (PAT)
 PAT includes:
 Timely measurements during processing
 Critical quality and performance attributes
 Raw and in-process materials
 At-line, on-line or in-line measurements founded on
“Process Understanding”
 Opportunities for improvement.
 More reliable and consistent processes (& product)
 Less failures, less reworks, less recalls
 Flexibility scale and equipment
 Better / faster Quality Systems.
 Process Enhancement Opportunities
10/28/2017
4
Principal of PAT ……..
Quality cannot be tested
into final product; it should
be built- in, or should be by
design.
10/28/2017
5
WHAT IS THE GOAL OF PAT??
A. Building quality into products.
B. To enhance understanding and
control the manufacturing
process.
C. The goal is to reduce variation
in our processes.
D. To enhance process safety.
10/28/2017
6
HOW PAT WORKS ??
10/28/2017
7
Selection of
Process
Identification of
CPP (critical
process p)
Design
Process
On-line TestIn-line Test
SUMMARY - TOOLS IN THE TOOLBOX
PAT is not just Analytical and not only NIR…...!!
 Raman
 Image/Vision
 Acoustics
 Fluorescence
 UV/Vis
 FBRM (Laser scattering)
 LIBS
In conjunction with….
 Process Engineering
 Multivariate Data Analysis
10/28/2017
8
TYPES OF PAT
IMPLEMENTATION
Initial phase - Process Optimization
Scale-up phase - Comparing data
Temporary process - gaining process
info & understanding process.
Permanent process- Actual process
monitoring & control.
10/28/2017
9
WHY PAT ANALYSIS IS BETTER THAN
LAB. ANALYSIS ??
1) Control environment.
2) Speed.
3) Operator error.
4) Safety.
5) Sample integrity.
10/28/2017
10
Profile of a Process Analytical Scientist
1) Technical
2) Interpersonal effectiveness
3) Initiative
4) Business focus
5) Innovative
6) Learning
7) Overall leadership
10/28/2017
11
ADVANTAGES
1) Reduction in production cycle time
2) Preventing reprocessing & rejection
3) Increase automation
4) Improve operator safety
5) Reduce human error
6) Improving energy & material use &
increase capacity
7) Continuous process
8) Controlling variability
9) Continuous improvement & knowledge
management
10/28/2017
12
DISADVANTAGES
1) Require efforts during design-
2) Implementation & maintenance
stages is high-
3) Require specialized, expertise
person-
4) Costly
10/28/2017
13
LONG-TERM GOALS OF PAT
1. Reduce production cycling time
2. Prevent rejection of batches
3. Enable real time release
4. Increase automation and
control
5. Improve energy and material
use
10/28/2017
14
PAT REGULATORY GUIDANCE
Regulatory agencies like US-FDA, ICH,
ASTM etc.who has been active in the
area of PAT in the development of
standards for use of PAT in
pharmaceutical industry internationally
in their standards committee E55.
 US-FDA was published PAT final
guidance in SEP 2004
10/28/2017
15
PAT REGULATORY APPROACH
 PAT can be implemented under CGMP
inspections by PAT team or PAT certified
investigator .
 A supplement can be submitted to the
agency.
 A protocol can be submitted to the agency.
 After approval of protocol by agency then
manufacturer may request to a FDA PAT
team for inspection of preoperational review
of a PAT implementation
10/28/2017
16
REFERENCES
1. www.google.co.in
2. www.dir-technologies.com
3. www.wikipedia.org
4. FDA’s PAT web page
10/28/2017
17

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  • 1. PROCESS ANALYTICAL TECHNOLOGY ( PAT )  PRESENTED BY MR.AMIT H.KANSE. (M. PHARM ) RAJGAD DNYANPEETH COLLEGE OF PHARMACY BHOR,PUNE.  QUALITY ASSURANCE TECHNIQUES 2017-2018 10/28/2017 1
  • 2. Contents  Introduction  Works Types of implementation Advantages & Disadvantages PAT regulatory approach  References 10/28/2017 2
  • 3. What is PAT ???? “A system for designing, analyzing & controlling manufacturing through timely measurements (i.e during processing) of critical quality & performance attributes for raw & in-process materials & processes with the goal of ensuring final product quality.” 10/28/2017 3
  • 4. PROCESS ANALYTICAL TECHNOLOGY (PAT)  PAT includes:  Timely measurements during processing  Critical quality and performance attributes  Raw and in-process materials  At-line, on-line or in-line measurements founded on “Process Understanding”  Opportunities for improvement.  More reliable and consistent processes (& product)  Less failures, less reworks, less recalls  Flexibility scale and equipment  Better / faster Quality Systems.  Process Enhancement Opportunities 10/28/2017 4
  • 5. Principal of PAT …….. Quality cannot be tested into final product; it should be built- in, or should be by design. 10/28/2017 5
  • 6. WHAT IS THE GOAL OF PAT?? A. Building quality into products. B. To enhance understanding and control the manufacturing process. C. The goal is to reduce variation in our processes. D. To enhance process safety. 10/28/2017 6
  • 7. HOW PAT WORKS ?? 10/28/2017 7 Selection of Process Identification of CPP (critical process p) Design Process On-line TestIn-line Test
  • 8. SUMMARY - TOOLS IN THE TOOLBOX PAT is not just Analytical and not only NIR…...!!  Raman  Image/Vision  Acoustics  Fluorescence  UV/Vis  FBRM (Laser scattering)  LIBS In conjunction with….  Process Engineering  Multivariate Data Analysis 10/28/2017 8
  • 9. TYPES OF PAT IMPLEMENTATION Initial phase - Process Optimization Scale-up phase - Comparing data Temporary process - gaining process info & understanding process. Permanent process- Actual process monitoring & control. 10/28/2017 9
  • 10. WHY PAT ANALYSIS IS BETTER THAN LAB. ANALYSIS ?? 1) Control environment. 2) Speed. 3) Operator error. 4) Safety. 5) Sample integrity. 10/28/2017 10
  • 11. Profile of a Process Analytical Scientist 1) Technical 2) Interpersonal effectiveness 3) Initiative 4) Business focus 5) Innovative 6) Learning 7) Overall leadership 10/28/2017 11
  • 12. ADVANTAGES 1) Reduction in production cycle time 2) Preventing reprocessing & rejection 3) Increase automation 4) Improve operator safety 5) Reduce human error 6) Improving energy & material use & increase capacity 7) Continuous process 8) Controlling variability 9) Continuous improvement & knowledge management 10/28/2017 12
  • 13. DISADVANTAGES 1) Require efforts during design- 2) Implementation & maintenance stages is high- 3) Require specialized, expertise person- 4) Costly 10/28/2017 13
  • 14. LONG-TERM GOALS OF PAT 1. Reduce production cycling time 2. Prevent rejection of batches 3. Enable real time release 4. Increase automation and control 5. Improve energy and material use 10/28/2017 14
  • 15. PAT REGULATORY GUIDANCE Regulatory agencies like US-FDA, ICH, ASTM etc.who has been active in the area of PAT in the development of standards for use of PAT in pharmaceutical industry internationally in their standards committee E55.  US-FDA was published PAT final guidance in SEP 2004 10/28/2017 15
  • 16. PAT REGULATORY APPROACH  PAT can be implemented under CGMP inspections by PAT team or PAT certified investigator .  A supplement can be submitted to the agency.  A protocol can be submitted to the agency.  After approval of protocol by agency then manufacturer may request to a FDA PAT team for inspection of preoperational review of a PAT implementation 10/28/2017 16
  • 17. REFERENCES 1. www.google.co.in 2. www.dir-technologies.com 3. www.wikipedia.org 4. FDA’s PAT web page 10/28/2017 17