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Impacts of U.S. EPA Region 6
Guidance on CMS Downtime
and Data Calculations
Eric Swisher | eswisher@all4inc.com | 610-422-1117
2 Your environmental compliance is clearly our business.
Typical CMS Diagram
Sample
Conditioning
SystemProbe
Assembly
Data
Acquisition
& Handling
System
Analyzers
Sample
Pump
Calibration
Gases
Sample Line
Instrument
Air
3 Your environmental compliance is clearly our business.
CMS Sampling Frequency
❑ 40 CFR §60.13 (e) – …all continuous monitoring
systems shall be in continuous operation and shall
meet minimum frequency of operation
requirements as follows: [40 CFR §60.13
(e)(1)&(2)]
❑ 40 CFR §60.13 (e)(2) - All continuous monitoring
systems shall complete a minimum of one cycle
of operation (sampling, analyzing, and data
recording) for each successive 15-minute period.
4 Your environmental compliance is clearly our business.
❑ 40 CFR §60.7 (b) – …Any owner or operator
subject to the provisions of this part shall
maintain records of the occurrence and duration
of any startup, shutdown, or malfunction in the
operation of an affected facility; any malfunction
of the air pollution control equipment; or any
periods during which a continuous monitoring
system or monitoring device is inoperative.
CMS Downtime
5 Your environmental compliance is clearly our business.
Compliance Demonstration
Build Base
Average
Excluded from
Compliance
Demonstration
Reportable CMS
Downtime
Measured
CMS Data
Validation
Compliance
Demonstration
Calculation
Unable to Demonstrate
Compliance in Terms of
the Emission Standard
Express in Terms of
the Emission Standard
Good Bad
Hourly
Average
CMS
Bad
Good
Compliance
Average
Validation
Good
Bad
6 Your environmental compliance is clearly our business.
1-hour Block Average Validation
❑ Full Operating Hour [§60.13(h)(2)(i)]
❑ Partial Operating Hour [§60.13(h)(2)(ii)]
❑ Maintenance or Quality Assurance Hour [§60.13(h)(2)(iii)]
7 Your environmental compliance is clearly our business.
1
23
4
0
15
30
45
1-hour Block Average Validation
❑ …1-hour averages shall be
computed as follows…for a
full operating hour (any
clock hour with 60 minutes
of unit operation), at least
four valid data points are
required to calculate the
hourly average, i.e., one
data point in each of the 15-
minute quadrants of the
hour. [§60.13(h)(1) & (h)(2)(i)]
8 Your environmental compliance is clearly our business.
U.S. EPA Region 6 Guidance
❑ April 18, 2017 – ODEQ requested clarification
from U.S. EPA Region 6 on:
1. Reporting of CMS Downtime
2. Calculation of an Hourly Average
❑ June 26, 2017 – U.S. EPA Region 6 responded to
ODEQ (in coordination with OECA & OAQPS)
9 Your environmental compliance is clearly our business.
The unit operated the entire hour, and there was no required maintenance or quality assurance activity conducted in this hour.
Hourly Validation Example
Minute Value
0 2
1 2
2 3
3 2
4 3
5 2
6 PURGE
7 PURGE
8 PURGE
9 PURGE
10 3
11 4
12 3
13 3
14 3
Minute Value
15 4
16 PURGE
17 PURGE
18 PURGE
19 PURGE
20 4
21 25
22 35
23 30
24 25
25 5
26 PURGE
27 PURGE
28 PURGE
29 PURGE
Minute Value
30 2
31 3
32 4
33 2
34 3
35 3
36 PURGE
37 PURGE
38 PURGE
39 PURGE
40 3
41 2
42 3
43 2
44 2
Minute Value
45 4
46 PURGE
47 PURGE
48 PURGE
49 PURGE
50 4
51 3
52 3
53 4
54 4
55 3
56 PURGE
57 PURGE
58 PURGE
59 PURGE
1 2 3 4
Average 2.73
Valid 12
Invalid 4
Quadrant Valid
Average 18.29
Valid 7
Invalid 8
Quadrant Valid
Average 3.57
Valid 7
Invalid 8
Quadrant Valid
1
23
4
0
15
30
45
Average 2.64
Valid 12
Invalid 4
Quadrant Valid
10 Your environmental compliance is clearly our business.
Current:
❑ Can a compliance average
be calculated?
❑ Reportable CMS
Downtime?
U.S. EPA Region 6 Guidance:
❑ Can a compliance average
be calculated?
❑ Reportable CMS
Downtime?
Hourly Validation Example
YES
0 Hours or 0 %
YES
24 Minutes or 40 %
1
23
4
0
15
30
45
11 Your environmental compliance is clearly our business.
Compliance Demonstration
Build Base
Average
Excluded from
Compliance
Demonstration
Reportable CMS
Downtime
Measured
CMS Data
Validation
Compliance
Demonstration
Calculation
Unable to Demonstrate
Compliance in Terms of
the Emission Standard
Express in Terms of
the Emission Standard
Good Bad
Hourly
Average
CEMS
Bad
Good
Compliance
Average
Validation
Good
Bad
12 Your environmental compliance is clearly our business.
U.S. EPA Region 6 Guidance
❑ April 18, 2017 – ODEQ requested clarification
from U.S. EPA Region 6 on:
1. Reporting of CMS Downtime
2. Calculation of an Hourly Average
❑ June 26, 2017 – U.S. EPA Region 6 responded to
ODEQ (in coordination with OECA & OAQPS)
13 Your environmental compliance is clearly our business.
ODEQ Request – Hourly Averages
❑ Hourly average based on:
• 4, 15-minute quadrant averages collected during a
clock hour OR
• 60, 1-minute averages collected during a clock hour
❑ U.S. EPA Region 6 Response
❑ Using the quadrant average “appears to be improper
data reduction”
14 Your environmental compliance is clearly our business.
The unit operated the entire hour, and there was no required maintenance or quality assurance activity conducted in this hour.
Hourly Validation Example
Minute Value
0 2
1 2
2 3
3 2
4 3
5 2
6 PURGE
7 PURGE
8 PURGE
9 PURGE
10 3
11 4
12 3
13 3
14 3
Minute Value
15 4
16 PURGE
17 PURGE
18 PURGE
19 PURGE
20 4
21 25
22 35
23 30
24 25
25 5
26 PURGE
27 PURGE
28 PURGE
29 PURGE
Minute Value
30 2
31 3
32 4
33 2
34 3
35 3
36 PURGE
37 PURGE
38 PURGE
39 PURGE
40 3
41 2
42 3
43 2
44 2
Minute Value
45 4
46 PURGE
47 PURGE
48 PURGE
49 PURGE
50 4
51 3
52 3
53 4
54 4
55 3
56 PURGE
57 PURGE
58 PURGE
59 PURGE
1 2 3 4
Average 2.73
Valid 12
Invalid 4
Quadrant Valid
Average 18.29
Valid 7
Invalid 8
Quadrant Valid
Average 3.57
Valid 7
Invalid 8
Quadrant Valid
1
23
4
0
15
30
45
Average 2.64
Valid 12
Invalid 4
Quadrant Valid
Methodology Average
4, 15-min Quadrant 6.81
All valid minutes 5.89
15 Your environmental compliance is clearly our business.
Additional Impacts
❑ Compliance
❑ Enforcement
❑ DAHS Vendors
❑ Reporting Procedures
16 Your environmental compliance is clearly our business.
Questions?
Eric Swisher
Technical Manager
(610) 422-1117
eswisher@all4inc.com

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Impacts of U.S. EPA Region 6 Guidance on CMS Downtime and Data Calculations

  • 1. www.all4inc.com Impacts of U.S. EPA Region 6 Guidance on CMS Downtime and Data Calculations Eric Swisher | eswisher@all4inc.com | 610-422-1117
  • 2. 2 Your environmental compliance is clearly our business. Typical CMS Diagram Sample Conditioning SystemProbe Assembly Data Acquisition & Handling System Analyzers Sample Pump Calibration Gases Sample Line Instrument Air
  • 3. 3 Your environmental compliance is clearly our business. CMS Sampling Frequency ❑ 40 CFR §60.13 (e) – …all continuous monitoring systems shall be in continuous operation and shall meet minimum frequency of operation requirements as follows: [40 CFR §60.13 (e)(1)&(2)] ❑ 40 CFR §60.13 (e)(2) - All continuous monitoring systems shall complete a minimum of one cycle of operation (sampling, analyzing, and data recording) for each successive 15-minute period.
  • 4. 4 Your environmental compliance is clearly our business. ❑ 40 CFR §60.7 (b) – …Any owner or operator subject to the provisions of this part shall maintain records of the occurrence and duration of any startup, shutdown, or malfunction in the operation of an affected facility; any malfunction of the air pollution control equipment; or any periods during which a continuous monitoring system or monitoring device is inoperative. CMS Downtime
  • 5. 5 Your environmental compliance is clearly our business. Compliance Demonstration Build Base Average Excluded from Compliance Demonstration Reportable CMS Downtime Measured CMS Data Validation Compliance Demonstration Calculation Unable to Demonstrate Compliance in Terms of the Emission Standard Express in Terms of the Emission Standard Good Bad Hourly Average CMS Bad Good Compliance Average Validation Good Bad
  • 6. 6 Your environmental compliance is clearly our business. 1-hour Block Average Validation ❑ Full Operating Hour [§60.13(h)(2)(i)] ❑ Partial Operating Hour [§60.13(h)(2)(ii)] ❑ Maintenance or Quality Assurance Hour [§60.13(h)(2)(iii)]
  • 7. 7 Your environmental compliance is clearly our business. 1 23 4 0 15 30 45 1-hour Block Average Validation ❑ …1-hour averages shall be computed as follows…for a full operating hour (any clock hour with 60 minutes of unit operation), at least four valid data points are required to calculate the hourly average, i.e., one data point in each of the 15- minute quadrants of the hour. [§60.13(h)(1) & (h)(2)(i)]
  • 8. 8 Your environmental compliance is clearly our business. U.S. EPA Region 6 Guidance ❑ April 18, 2017 – ODEQ requested clarification from U.S. EPA Region 6 on: 1. Reporting of CMS Downtime 2. Calculation of an Hourly Average ❑ June 26, 2017 – U.S. EPA Region 6 responded to ODEQ (in coordination with OECA & OAQPS)
  • 9. 9 Your environmental compliance is clearly our business. The unit operated the entire hour, and there was no required maintenance or quality assurance activity conducted in this hour. Hourly Validation Example Minute Value 0 2 1 2 2 3 3 2 4 3 5 2 6 PURGE 7 PURGE 8 PURGE 9 PURGE 10 3 11 4 12 3 13 3 14 3 Minute Value 15 4 16 PURGE 17 PURGE 18 PURGE 19 PURGE 20 4 21 25 22 35 23 30 24 25 25 5 26 PURGE 27 PURGE 28 PURGE 29 PURGE Minute Value 30 2 31 3 32 4 33 2 34 3 35 3 36 PURGE 37 PURGE 38 PURGE 39 PURGE 40 3 41 2 42 3 43 2 44 2 Minute Value 45 4 46 PURGE 47 PURGE 48 PURGE 49 PURGE 50 4 51 3 52 3 53 4 54 4 55 3 56 PURGE 57 PURGE 58 PURGE 59 PURGE 1 2 3 4 Average 2.73 Valid 12 Invalid 4 Quadrant Valid Average 18.29 Valid 7 Invalid 8 Quadrant Valid Average 3.57 Valid 7 Invalid 8 Quadrant Valid 1 23 4 0 15 30 45 Average 2.64 Valid 12 Invalid 4 Quadrant Valid
  • 10. 10 Your environmental compliance is clearly our business. Current: ❑ Can a compliance average be calculated? ❑ Reportable CMS Downtime? U.S. EPA Region 6 Guidance: ❑ Can a compliance average be calculated? ❑ Reportable CMS Downtime? Hourly Validation Example YES 0 Hours or 0 % YES 24 Minutes or 40 % 1 23 4 0 15 30 45
  • 11. 11 Your environmental compliance is clearly our business. Compliance Demonstration Build Base Average Excluded from Compliance Demonstration Reportable CMS Downtime Measured CMS Data Validation Compliance Demonstration Calculation Unable to Demonstrate Compliance in Terms of the Emission Standard Express in Terms of the Emission Standard Good Bad Hourly Average CEMS Bad Good Compliance Average Validation Good Bad
  • 12. 12 Your environmental compliance is clearly our business. U.S. EPA Region 6 Guidance ❑ April 18, 2017 – ODEQ requested clarification from U.S. EPA Region 6 on: 1. Reporting of CMS Downtime 2. Calculation of an Hourly Average ❑ June 26, 2017 – U.S. EPA Region 6 responded to ODEQ (in coordination with OECA & OAQPS)
  • 13. 13 Your environmental compliance is clearly our business. ODEQ Request – Hourly Averages ❑ Hourly average based on: • 4, 15-minute quadrant averages collected during a clock hour OR • 60, 1-minute averages collected during a clock hour ❑ U.S. EPA Region 6 Response ❑ Using the quadrant average “appears to be improper data reduction”
  • 14. 14 Your environmental compliance is clearly our business. The unit operated the entire hour, and there was no required maintenance or quality assurance activity conducted in this hour. Hourly Validation Example Minute Value 0 2 1 2 2 3 3 2 4 3 5 2 6 PURGE 7 PURGE 8 PURGE 9 PURGE 10 3 11 4 12 3 13 3 14 3 Minute Value 15 4 16 PURGE 17 PURGE 18 PURGE 19 PURGE 20 4 21 25 22 35 23 30 24 25 25 5 26 PURGE 27 PURGE 28 PURGE 29 PURGE Minute Value 30 2 31 3 32 4 33 2 34 3 35 3 36 PURGE 37 PURGE 38 PURGE 39 PURGE 40 3 41 2 42 3 43 2 44 2 Minute Value 45 4 46 PURGE 47 PURGE 48 PURGE 49 PURGE 50 4 51 3 52 3 53 4 54 4 55 3 56 PURGE 57 PURGE 58 PURGE 59 PURGE 1 2 3 4 Average 2.73 Valid 12 Invalid 4 Quadrant Valid Average 18.29 Valid 7 Invalid 8 Quadrant Valid Average 3.57 Valid 7 Invalid 8 Quadrant Valid 1 23 4 0 15 30 45 Average 2.64 Valid 12 Invalid 4 Quadrant Valid Methodology Average 4, 15-min Quadrant 6.81 All valid minutes 5.89
  • 15. 15 Your environmental compliance is clearly our business. Additional Impacts ❑ Compliance ❑ Enforcement ❑ DAHS Vendors ❑ Reporting Procedures
  • 16. 16 Your environmental compliance is clearly our business. Questions? Eric Swisher Technical Manager (610) 422-1117 eswisher@all4inc.com