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Metal Disorder in Cu2ZnSnS4
(CZTS) from Multi-Scale
Simulations
Suzanne K. Wallace, Jarvist M. Frost and Aron Walsh
Centre for Sustainable Chemical Technologies
University of Bath, UK
15th March 2016
APS March Meeting 2016
Cu2ZnSnS4 (CZTS) Solar Cells
Cu2ZnSnS4 (CZTS) For Thin-Film PV
• Kesterite mineral structure
• Space group I4
• Tetragonal crystal structure
 High optical absorption coefficient
> 104 cm-1
 Direct and sunlight matched band gap
1.5 eV (c.f. indirect in bulk Si)
 Earth abundant
 Non-toxic
Shockley-Queisser Efficiency Limit
CZTS
theoretical limit
28%
Green et al, Progress in Photovoltaics, 23, 1–9. (2015)
Shockley-Queisser Efficiency Limit
CZTS
record efficiency
8.5%
Tajima et al, Applied Physics Express, 8, 082303 (2015)
Origin of Low Solar Cell Efficiency
Low Open Circuit Voltage
• Low VOC (relative to band gap)
• Record efficiency device: VOC = 0.708 V
Green et al, Progress in Photovoltaics, 23, 1–9. (2015)
Origin of Low Solar Cell Efficiency
Low Open Circuit Voltage
• Low VOC (relative to band gap)
• Record efficiency device: VOC = 0.708 V
Green et al, Progress in Photovoltaics, 23, 1–9. (2015)
Formation of secondary phases
Disorder amongst Cu and Zn
Non-optimal electrical contacts
Possible explanations?
Origin of Low Solar Cell Efficiency
Low Open Circuit Voltage
• Low VOC (relative to band gap)
• Record efficiency device: VOC = 0.708 V
Green et al, Progress in Photovoltaics, 23, 1–9. (2015)
Formation of secondary phases
Disorder amongst Cu and Zn
Non-optimal electrical contacts
Possible explanations?
Kesterite-Structured Cu2ZnSnS4
Disorder in z = ¼ and z = ¾
planes  [Cu-
Zn + Zn+
Cu]
z = ¾
z = ¼
Point Defects in CZTS
Chen et al, Physical Review B, 81(24), 245204 (2010)
[Cu-
Zn + Zn+
Cu]
antisite pair
Low energy
defect complex:
Recent Evidence of Disorder
Disorder within Cu-Zn layers from
neutron powder diffraction data
Recent Evidence of Disorder
Using Raman intensity
as an order parameter
TC= 533 K
Recent Evidence of Disorder
Zn-rich domains
in atom probe
tomography
Photoluminescence Spectra & Band Tailing
Gokmen et al, Appl. Phys. Lett. 103, 103506 (2013)
Red shift of peak
B. Choudhury et al, Int.
Nano Lett., 201 3, 3, 25.
Band tailing
Origins of Band Tailing
1. Defect-induced mid-gap states
Shockley-Read-Hall
recombination
2. Band gap fluctuation
Regions of wide (Zn-rich)
and narrow gaps (Cu-rich)
3. Electrostatic fluctuation
Distribution of Cu+ and Zn++
ions in the lattice – localise
carriers
Gokmen et al, Appl. Phys. Lett. 103, 103506 (2013)
Origins of Band Tailing
1. Defect-induced mid-gap states
Shockley-Read-Hall
recombination
2. Band gap fluctuation
Regions of wide (Zn-rich)
and narrow gaps (Cu-rich)
3. Electrostatic fluctuation
Distribution of Cu+ and Zn++
ions in the lattice – localise
carriers
Gokmen et al, Appl. Phys. Lett. 103, 103506 (2013)
Shallow defect states
Origins of Band Tailing
1. Defect-induced mid-gap states
Shockley-Read-Hall
recombination
2. Band gap fluctuation
Regions of wide (Zn-rich)
and narrow gaps (Cu-rich)
3. Electrostatic fluctuation
Distribution of Cu+ and Zn++
ions in the lattice – localise
carriers
Gokmen et al, Appl. Phys. Lett. 103, 103506 (2013)
Methodology
Defect Formation Energy: [Cu-
Zn + Zn+
Cu]
Hybrid density functional theory (DFT)
• HSE06 functional
• 25% Hartree-Fock exchange
• Band gaps closer to exptl values
for CZTS
64 atom supercell
Defect formation energy:
Cu S Zn Sn
Zhang and Northrup, 1991; Van de Walle et al., 1993
Defect X in
charge state q
Methodology
Defect Formation Energy: [Cu-
Zn + Zn+
Cu]
Hybrid density functional theory (DFT)
• HSE06 functional
• 25% Hartree-Fock exchange
• Band gaps closer to exptl values
for CZTS
64 atom supercell
Defect formation energy:
Cu S Zn Sn
Zhang and Northrup, 1991; Van de Walle et al., 1993
total energy of
supercell with
defect X
total energy of
perfect crystal
using
equivalent
supercell
Methodology
Dilute Defect Limit
~ 4% defect
concentration
at 550K
< 1% for dilute limit
Equilibrium defect concentration:
Methodology
Dilute Defect Limit
~ 4% defect
concentration
at 550K
< 1% for dilute limit
Equilibrium defect concentration:
Methodology
Dilute Defect Limit
~ 4% defect
concentration
at 550K
< 1% for dilute limit
Equilibrium defect concentration:
Effective charges on
antisite pairs result
in a Coulombic
attraction and bond
length reduction
3.84  3.82 Å
Methodology
Monte Carlo Simulations of On-Lattice Disorder
Custom on-lattice
disorder code: ERIS
Cu
S
Zn
Sn
Mapping CZTS onto a lattice
• Two interpenetrating FCC lattices
• Neglect anion sub-lattice
• Use a ‘gappy’ lattice to map FCC
onto SC
• Immobilise Sn ions  simulate
disorder amongst Cu & Zn only
Scale interaction energies in classical Hamiltonian using hybrid-DFT
 Much larger system sizes than DFT
(approach dimensions of thin-film)
 Thermodynamics of Cu-Zn disorder in
CZTS
DFT Parameterisation
Cu-Zn Disorder with T:
Cu
Zn
Sn
Disorder in
Cu/ Zn
layers
(c.f. neutron
diffraction data)
Preliminary Results
Electrostatic
Potential with T:
Next Steps:
• Longer simulation times – allow
distribution of accepted moves to
converge to a Boltzmann distribution
• Larger systems – reduce finite size
effects and study domain formation
species potential
Band Tailing Due to Cu-Zn Disorder
Band Tailing Due to Cu-Zn Disorder
species potential
From preliminary simulations of Cu-Zn disorder:
• Preferential disorder amongst Cu-Zn layers
• Substantial fluctuation in electrostatic potential with T
On-going and future work:
• Simulating larger systems to reduce finite-size effects
• Developing long- and short-ranged structural order
parameters
• Extend study to non-stoichiometric systems
Conclusions

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APS March Meeting 2016

  • 1. Metal Disorder in Cu2ZnSnS4 (CZTS) from Multi-Scale Simulations Suzanne K. Wallace, Jarvist M. Frost and Aron Walsh Centre for Sustainable Chemical Technologies University of Bath, UK 15th March 2016 APS March Meeting 2016
  • 3. Cu2ZnSnS4 (CZTS) For Thin-Film PV • Kesterite mineral structure • Space group I4 • Tetragonal crystal structure  High optical absorption coefficient > 104 cm-1  Direct and sunlight matched band gap 1.5 eV (c.f. indirect in bulk Si)  Earth abundant  Non-toxic
  • 4. Shockley-Queisser Efficiency Limit CZTS theoretical limit 28% Green et al, Progress in Photovoltaics, 23, 1–9. (2015)
  • 5. Shockley-Queisser Efficiency Limit CZTS record efficiency 8.5% Tajima et al, Applied Physics Express, 8, 082303 (2015)
  • 6. Origin of Low Solar Cell Efficiency Low Open Circuit Voltage • Low VOC (relative to band gap) • Record efficiency device: VOC = 0.708 V Green et al, Progress in Photovoltaics, 23, 1–9. (2015)
  • 7. Origin of Low Solar Cell Efficiency Low Open Circuit Voltage • Low VOC (relative to band gap) • Record efficiency device: VOC = 0.708 V Green et al, Progress in Photovoltaics, 23, 1–9. (2015) Formation of secondary phases Disorder amongst Cu and Zn Non-optimal electrical contacts Possible explanations?
  • 8. Origin of Low Solar Cell Efficiency Low Open Circuit Voltage • Low VOC (relative to band gap) • Record efficiency device: VOC = 0.708 V Green et al, Progress in Photovoltaics, 23, 1–9. (2015) Formation of secondary phases Disorder amongst Cu and Zn Non-optimal electrical contacts Possible explanations?
  • 9. Kesterite-Structured Cu2ZnSnS4 Disorder in z = ¼ and z = ¾ planes  [Cu- Zn + Zn+ Cu] z = ¾ z = ¼
  • 10. Point Defects in CZTS Chen et al, Physical Review B, 81(24), 245204 (2010) [Cu- Zn + Zn+ Cu] antisite pair Low energy defect complex:
  • 11. Recent Evidence of Disorder Disorder within Cu-Zn layers from neutron powder diffraction data
  • 12. Recent Evidence of Disorder Using Raman intensity as an order parameter TC= 533 K
  • 13. Recent Evidence of Disorder Zn-rich domains in atom probe tomography
  • 14. Photoluminescence Spectra & Band Tailing Gokmen et al, Appl. Phys. Lett. 103, 103506 (2013) Red shift of peak B. Choudhury et al, Int. Nano Lett., 201 3, 3, 25. Band tailing
  • 15. Origins of Band Tailing 1. Defect-induced mid-gap states Shockley-Read-Hall recombination 2. Band gap fluctuation Regions of wide (Zn-rich) and narrow gaps (Cu-rich) 3. Electrostatic fluctuation Distribution of Cu+ and Zn++ ions in the lattice – localise carriers Gokmen et al, Appl. Phys. Lett. 103, 103506 (2013)
  • 16. Origins of Band Tailing 1. Defect-induced mid-gap states Shockley-Read-Hall recombination 2. Band gap fluctuation Regions of wide (Zn-rich) and narrow gaps (Cu-rich) 3. Electrostatic fluctuation Distribution of Cu+ and Zn++ ions in the lattice – localise carriers Gokmen et al, Appl. Phys. Lett. 103, 103506 (2013) Shallow defect states
  • 17. Origins of Band Tailing 1. Defect-induced mid-gap states Shockley-Read-Hall recombination 2. Band gap fluctuation Regions of wide (Zn-rich) and narrow gaps (Cu-rich) 3. Electrostatic fluctuation Distribution of Cu+ and Zn++ ions in the lattice – localise carriers Gokmen et al, Appl. Phys. Lett. 103, 103506 (2013)
  • 18. Methodology Defect Formation Energy: [Cu- Zn + Zn+ Cu] Hybrid density functional theory (DFT) • HSE06 functional • 25% Hartree-Fock exchange • Band gaps closer to exptl values for CZTS 64 atom supercell Defect formation energy: Cu S Zn Sn Zhang and Northrup, 1991; Van de Walle et al., 1993 Defect X in charge state q
  • 19. Methodology Defect Formation Energy: [Cu- Zn + Zn+ Cu] Hybrid density functional theory (DFT) • HSE06 functional • 25% Hartree-Fock exchange • Band gaps closer to exptl values for CZTS 64 atom supercell Defect formation energy: Cu S Zn Sn Zhang and Northrup, 1991; Van de Walle et al., 1993 total energy of supercell with defect X total energy of perfect crystal using equivalent supercell
  • 20. Methodology Dilute Defect Limit ~ 4% defect concentration at 550K < 1% for dilute limit Equilibrium defect concentration:
  • 21. Methodology Dilute Defect Limit ~ 4% defect concentration at 550K < 1% for dilute limit Equilibrium defect concentration:
  • 22. Methodology Dilute Defect Limit ~ 4% defect concentration at 550K < 1% for dilute limit Equilibrium defect concentration: Effective charges on antisite pairs result in a Coulombic attraction and bond length reduction 3.84  3.82 Å
  • 23. Methodology Monte Carlo Simulations of On-Lattice Disorder Custom on-lattice disorder code: ERIS Cu S Zn Sn Mapping CZTS onto a lattice • Two interpenetrating FCC lattices • Neglect anion sub-lattice • Use a ‘gappy’ lattice to map FCC onto SC • Immobilise Sn ions  simulate disorder amongst Cu & Zn only Scale interaction energies in classical Hamiltonian using hybrid-DFT  Much larger system sizes than DFT (approach dimensions of thin-film)  Thermodynamics of Cu-Zn disorder in CZTS DFT Parameterisation
  • 24. Cu-Zn Disorder with T: Cu Zn Sn Disorder in Cu/ Zn layers (c.f. neutron diffraction data) Preliminary Results Electrostatic Potential with T: Next Steps: • Longer simulation times – allow distribution of accepted moves to converge to a Boltzmann distribution • Larger systems – reduce finite size effects and study domain formation
  • 25. species potential Band Tailing Due to Cu-Zn Disorder
  • 26. Band Tailing Due to Cu-Zn Disorder species potential
  • 27. From preliminary simulations of Cu-Zn disorder: • Preferential disorder amongst Cu-Zn layers • Substantial fluctuation in electrostatic potential with T On-going and future work: • Simulating larger systems to reduce finite-size effects • Developing long- and short-ranged structural order parameters • Extend study to non-stoichiometric systems Conclusions

Editor's Notes

  1. Introduce self. (1st year in the CDT in SCT and my first MRes project is looking at …) Copper Zinc Tin Sulphur (often abbreviated to CZTS) has received increasing scientific interest in recent years for applications in solar cells. I’ll first briefly discuss general motivations for solar power generation and the potential for TW scale production with 2nd generation thin-film devices before going over the key characteristics of CZTS for applications as the absorber layer in thin-film photovoltaic devices. I’ll then go on to discuss the major problem that has been recognised with current CZTS devices and the possible cause I’ll be investigating during my project.
  2. So now I’m going to go through the properties of CZTS that make it a good candidate for the absorber layer of thin-film PV devices. Firstly, the high absorption coefficient of CZTS make it suitable for a thin-film device. Secondly it has a direct band gap which is well-matched to sunlight. And lastly it has the advantage over other thin-film materials of being earth-abundant and non-toxic whereas there are concerns with the price and availability of indium in CIGS and tellurium in CdTe, as well as toxicity of cadmium.
  3. So now I’m going to go through the properties of CZTS that make it a good candidate for the absorber layer of thin-film PV devices. Firstly, the high absorption coefficient of CZTS make it suitable for a thin-film device. Secondly it has a direct band gap which is well-matched to sunlight. And lastly it has the advantage over other thin-film materials of being earth-abundant and non-toxic whereas there are concerns with the price and availability of indium in CIGS and tellurium in CdTe, as well as toxicity of cadmium.
  4. However, Shockley-Queisser photon balance calculations for a single p-n junction show that the theoretical limit for CZTS is 32.2% But current record efficiencies are only up to 12.6 % W. Wang, M. T. Winkler, O. Gunawan, T. Gokmen, T. K. Todorov, Y. Zhu, and D. B. Mitzi, “Device Characteristics of CZTSSe Thin-Film Solar Cells with 12.6% Efficiency,” Adv. Energy Mater. (2013).
  5. However, Shockley-Queisser photon balance calculations for a single p-n junction show that the theoretical limit for CZTS is 32.2% But current record efficiencies are only up to 12.6 % W. Wang, M. T. Winkler, O. Gunawan, T. Gokmen, T. K. Todorov, Y. Zhu, and D. B. Mitzi, “Device Characteristics of CZTSSe Thin-Film Solar Cells with 12.6% Efficiency,” Adv. Energy Mater. (2013).
  6. ‘CuZn is the lowest-energy defect at all the points in the stable region, significantly lower than that of VCu and ZnSn, showing that the CuZn antisite is the dominant intrinsic defect in this quaternary kesterite semiconductor’
  7. PL spectra of CZTS suggests there is detrimental disorder of some sort. PL spectra of CZTS shows emission peak significantly shifted to energies below that of the band gap of the material. This is due to band tailing, shown here, which reduces the open circuit voltage of a device made from the material.
  8. Will be studying larger systems, longer simulation times, looking for distribution of accepted moves to converge to a boltzmann distribution
  9. Specific  industrial partner