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Nism series v a mutual fund distributor certification examination class
- 1. 1 NISM Series V A Mutual Fund Distributors Certification Examination
- 2. About NISM Certification Exam • Duration of the exam 2 hours • The question paper consists of 100 questions of 1 mark each • You will be given two/three/four options • Minimum pass marks is 50 • There is no negative marking for wrong answers. • Use of calculator is allowed 2
- 3. Training objective Preparation for passing NiSM Certification Exam 3
- 4. Study Plan • Total Chapters : 12 • Daily Session : 1 hour 30 minutes • Duration : 7 Days • Quiz & doubt clearing : 2 session 4
- 5. Concept and Role of a Mutual Fund Chapter 2
- 6. Types of Funds Open Ended Close Ended Interval Funds
- 7. Types of Funds Equity Funds Debt Funds Money Market Funds
- 8. Types of Funds Active Funds Passive Funds
- 9. Mutual fund scheme categorization • Equity Schemes (10 sub-categories) • Debt Schemes (16 sub-categories) • Hybrid Schemes (6 sub-categories) • Solution Oriented Schemes (2 sub-categories) • Other Schemes (2 sub-categories)
- 10. 1st - 100th Definition of Large-cap, Mid-cap and Small-cap Large Cap Mid Cap Small Cap In terms of full market capitalization
- 11. Large Cap Funds Large Cap Invests in Large Cap Companies Market Cap 1st -100th Companies 80% Money in Large Cap Companies Suitable for Conservative Investor Open Ended
- 12. Mid Cap Funds Mid Cap Invests in Mid Cap Companies Market Cap 101th-250th Companies 65% Money in Mid Cap Companies Suitable for Moderate Investor Open Ended
- 13. Small Cap Funds Small Cap Invests in Small Cap Companies Market Cap 251th onward Companies 65% Money in Mid Cap Companies Suitable for Aggressive Investor Open Ended
- 14. Multi Cap Funds 25% Each in Large Mid & Small Cap Best combo Safety + Returns + Moderate Risk Suitable for Moderate Investor Open Ended Multi Cap Invests in mix of Large, Mid & Small Cap Companies
- 15. Large & Mid Cap Funds Minimum 35% each Large & Mid Cap Companies 70% in Equity Best combo Safety + Returns + Moderate Risk Suitable for Moderate Investor Open Ended Large & Mid Cap Invests in both Large & Mid Cap Companies
- 16. Dividend Yield Funds Invests in Dividend Yielding Companies Suitable for Conservative Investor Open Ended Divide nd Yield Dividend is not Guaranteed Large & Stable companies declare regular dividends. E.g. Infosys, HUL
- 17. Value or Contra Funds Fund Manager take a contra call while choosing companies to invest Suitable for Moderate Investor Open Ended Value Invests in mix of Large, Mid & Small Cap Companies Fund Manager Invests in high potential companies where no one is Interested to invest today. i.e. undervalued by the market Mutual Funds will be permitted to offer either Value fund or Contra fund.
- 18. Focused Funds Invests in Maximum 30 Stocks Suitable for Aggressive Investors Focused Minimum Investment 65% In Equity The scheme needs to mention where it intends to focus, viz., multi cap, large cap, mid cap, small cap
- 19. Sector / Thematic Funds Invests in a specific sector / Theme E.g. Banking, Infrastructure High Risk High Reward Suitable for Very Aggressive Investor Open Ended Sector Minimum investment 80% In Sector / Theme
- 20. Benefit u/s 80 C Up to Rs. 1,50,000/- Equity Linked Savings Scheme Lock in period 3 Years Tax Saving Scheme Open Ended Multi Cap Minimum investment 80% In Equity
- 21. Equity Schemes Scheme Minimum Equity Large Cap Fund 80% Sector / Thematic Funds 80% Equity Linked Saving Scheme (ELSS) 80% Multi Cap Fund 75% ( 25% each Large + Mid + Small ) Large & Mid Cap Fund 70 % Mid Cap Fund 65% Small Cap Fund 65% Flexi Cap 65% Dividend Yield Funds 65% Contra or Value Funds 65% Focused Funds 65% (max 30 Companies ) www.saurabhkhati.com Whatsapp Number : 9665607692