AML

Copyright © 2016 Allsec Technologies. All rights reserved.
Fraud & Anti – Money
Laundering Compliance
Solutions

© 2016 Allsec Technologies. All rights reserved.
Contents
Allsec Overview
AML-as-a-Service Overview
 AML Life Cycle
 AML Process Flow
Financial Crime Management Overview
Case Study
Value Proposition

© 2016 Allsec Technologies. All rights reserved. 3
Building Lasting Relationships
30% stake by the Carlyle Group
with public listing on the NSE
Global presence in 6 cities across
India, US, and the Philippines
200+ long-lasting
customer relationships
3,500+ employees
across the globe
6
3,500
+
30%
Allsec is a global service provider committed to providing
best-in-class process solutions. Our dynamic
partnerships stand testimony to our track record of
providing outstanding customer experience and
maximizing clients’ Return on Investment.

Information Security
Accreditations

Voice Services
ISO 27001:2013
PCI DSS Level 1
HIPAA Compliance
Locations: India US Philippines

Payroll
ISO 27001:2013
ISAE 3402
Locations: India Philippines

Mortgage
ISO 27001:2013
PCI DSS Level 1
Locations: India US Philippines

People
Expertise in managing business
engagements across all customer channels
Right sourcing and training strategies for
best-of-breed resources
Geographically distributed team to support
the business situation

Process
Tested training modules for industry and
vertical specific scenarios
Capability to architect channel-specific
management strategies
Dynamic & seamless customer experience
across all customer touchpoints

Technology
Dedicated & intelligent platforms with ISO
certified security standards & quality checks
Controlled and customizable workflow
environment
Real time reporting of business performance
and analytics

The Allsec Way of Life
Our DNA
 Strategic Vision
 Collaborative
Approach
 Exceeding
Expectations
Differentiators
 Quality Focused
 Dynamic Thought
Leadership
 Flexible &
Transparent
Enablers
 Automation driven IT
 Reengineering & process
improvements
 Intelligent analytics
ENHANCED
BUSINESS
VALUE
+ + =

With increasingly complex & stringent Anti-Money Laundering compliances,
Allsec helps you monitor every one of your financial transactions
Identity Authentication Records Verification Background Investigation
Red Flags and Alerts Negative News Searches Advanced Analytics

Satisfies regulatory requirements
Generates greater knowledge of customers and their
account activities
Spans the entire enterprise and detects all suspicious
behavior rapidly
Reflects industry best practices and provides long-term
cost effectiveness
Uses second generation AML technology that is easy to
use and change
Allsec’s AML compliance
system does the following:
Our services include initial alert reviews, records verification,
manager review, investigations, reporting and quality
assurance review
100,000We’ve closed over 100,000
cases in the past 18 months
cases

© 2016 Allsec Technologies. All rights reserved.
Accelerate customer
onboarding
Mitigate risk
Strengthen
compliance
Focus on more
strategic objectives
Reduce operating
cost
Know Your Program -
Know your Customers
Allsec's Anti-Money Laundering (AML) experts
provide a broad range of professional and consulting
services that are designed to apply effective AML
solutions to a wide array of organizational structures
and conditions, business lines, geographic markets,
regulatory situations and implementation timetables.
Operational, Investigative & Remedial
Services
Risk Advisory & Consulting
Trade Finance AML Monitoring &
Reporting
AML Technologies

AML Process Workflow
Offshore
Transaction
Database
AML
Platform
Alert Triggers
Offshore
Alert
Investigation
Case Creation &
Manager Review
Analysis & Reporting
Investigations Texas
SAR
Creation
Customer Locations
Country Regulator
(Banks/Law Enforcements
Local Monitoring
- SAR Filing
- Acct
Monitoring
- QA Review
Further
Review

Financial Crime Management Services
Access critical
information
Instantly authenticate
identities
Locate and verify
records
Leverage advanced
analytics
Track unlisted phone
numbers and link
individuals
Allsec is a leader in the Financial Services
industry, with an integrated, best-in-class, end-to-
end solution of intelligent software and robust
technical infrastructure.
Allsec’s AMLS delivers peace of mind,
improved flexibility & significant
cost savings for financial institutions that
need to mitigate risk & ensure AML/BSA
compliance.

Background
The client is a leading financial institution with a 150-year history in
some of the world's most dynamic markets.
Its customer base includes people and companies which drive
investment, trade, and the creation of wealth across Asia, Africa and
the Middle East with a total of $726 Billion assets.

Challenge
The client needed a solution to address their
back-logged cases.
With increased scrutiny from regulators, the
bank needed to review the backlog cases
within a stipulated time period and report any
suspicious activity .
They had been fined over $600M by
regulators,.

The Solution
In 18 months over 100K alerts and 20K cases were resolved and reviewed with 30K SARs submitted
Alerts were expanded for various scenarios for in-depth analysis
Expanded review occurred for a set-case load of clients domiciled in high risk jurisdictions
Additional attention was paid to sanctioned entities and activities
Pending cases were quickly assumed by designated relationship managers
Over 90% of aging cases were reviewed and resolved without customer intervention
Staffing the Allsec team was very agile and speedy – enabling quick results
Performing the investigation services in Texas resulted in significant cost savings to the customer (30-
40%)
Customer’s non-compliance situation was resolved and no further penalties were levied

Value Proposition
 Fast turnaround times on alert reviews irrespective of volumes
 Low risk and high quality
 Staff average of >15 years AML experience
 30-40% cost advantage over traditional alternatives
 ACAM & CFE certifications
 Efficient backlog clearing
 Onshore & offshore capabilities based on client preference
 Data gathering from multiple public data sources
Allsec Expertise
Attorneys
Military Intelligence
Police Investigators
Secret Service Agents
Multi-lingual
Culturally Diverse
ALLSEC’s Anti-Money Laundering solutions support every facet of the
customer lifecycle and focus on improving efficiency, reducing cost, reducing
risks and maximizing customer satisfaction. Services can be provided at your
location, at our site in Irving, TX. or via our offshore locations in India & Manila.
Utilizing off-shore components can reduce cost by 30% to 40% and make a
positive difference in your bottom line.

AML

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