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FSSAI REGULATIONSFOR THEIMPORT,
MANUFACTUREANDSALEOF
NUTRACEUTICALSIN INDIA
Sai sree
I/II M Pharmacy; Regulatory Affairs
Under the guidance of :
KOUSHIK YETUKURI M Pharm (PhD
student)
WHAT ARE
NUTRACEUTICALS?
 The term “nutraceutical” combines two words –“nutrient” (a
nourishing food component) and “pharmaceutical” (a medical
drug).
 Stephen DeFelice, defined “nutraceutical” as “a food or part of
food that provides medical or health benefits including the
prevention and treatment of disease.”
2
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
The Food Safety and Standards Authority of India (FSSAI)
3CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
 India has recently passed the Food Safety and Standard Act 2006, under this act The
Food Safety and Standards Authority of India (FSSAI) has been established. It is a
modern integrated food law to serve as a single reference point in relation to
regulation of food products including nutraceutical, dietary supplements and
functional food.
REGULATORY AUTHORITY
4
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
 Ministry of Health & Family Welfare, Government of India is the Administrative Ministry for the
implementation of FSSAI.
 The FSSAI has its headquarters at New Delhi.
 The current Chairperson for FSSAI - RITA TEOTIA
 The current Chief Executive Officer for FSSAI - PAWAN KUMAR AGARWAL
 Food Safety and Standard Act 2006 consists of 12 chapters. Chapter IV, Article 22 of the act
addresses nutraceutical, functional food, dietary supplements and the need to regulate these products
such that anyone can manufacture, sell, or distribute or import these products.
 Everyone in the food sector is required to get a license or a registration that would be issued by local
authorities.
 The act provides for a graded penalty structure where the punishment depends on the severity of the
violation.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
5
6
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
Benefits of the FSSAI
Alignment of international regulations
Science-based standards
Clarity and uniformity on novel food areas
Help to curb corruptions
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
7
Regulatoryrequirementsfor entryin India
Product
evaluation.
Product
Analysis.
Licenses
Health and label
claims
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
8
IMPORT OF NUTRACEUTICALS
 No person shall import any unsafe or misbranded or substandard food.
 Foreign Trade (Development and Regulation) Act 1992
 All imports will come under Central Licensing.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
9
 The Central Licensing Authority has engaged the National Institute of Smart Government (NISG) under the
Ministry of Communications and Information Technology.
 NISG is assisting the central authority operationalize food import clearance, at 14 ports of entry.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 1
IMPORT PROCEDURE
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
11
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
12
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 13
MANUFACTURE
 FSSA, 2016 – Regulation that standardised manufacture of nutraceuticals.
 An FBO may manufacture nutraceuticals from food or non-food sources.
 Nutraceuticals manufactured should contain ingredients specified in Schedules.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
14
FSSAI Key Requirements for Manufacturing Nutraceuticals
FSSAI has standardized nutraceuticals so they may contain only any of the ingredients as specified in Schedule I or
Schedule II or Schedule IV or Schedule VI or Schedule VII or Schedule VIII of the Nutraceutical regulations.
Schedule I contains a list of Vitamins and minerals
Schedule II contains the list of essential amino acids and other nutrients
Schedule IV List of plant or botanical ingredients
Schedule VI List of ingredients as nutraceuticals
Schedule VII List of strains as probiotics (live micro-organisms)
Schedule VIII List of prebiotic compounds
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
15
APPROVAL PROCESS FOR SITE REGISTRATION AND
MANUFACTURING LICENSE
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
16
SALE OF NUTRACEUTICALS
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
17
Licenses issued
by the FSSAI
– 3 types.
Central
License
State License
Basic
Registration
For sale of Nutraceuticals 3 types of licenses issued by the FSSAI
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
18
1. FSSAI Registration Central License
 Major Manufacturers or FBO’s.
2. FSSAI Registration State License.
 Small to Medium sized manufacturers or FBO’s.
3. Basic Registration.
 Petty or very small sized manufacturers
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
19
Central License (Large Food Business) Turnover More
Than 20 Crore
FSSAI Central License - For Turnover above Rs. 20 Cr in
Case of Manufacturing or Trading or Storage beyond certain
limited as specified by the law.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
20
State License (Medium Food Business) Turnover 12Lac To 20cr
FSSAI State License - For the food license, Business with turnover between
Rs. 12 Lac to Rs. 20 Cr. annually or/additionally. The turnover limit is the
same for an FSSAI State trading license or an FSSAI State Manufacturing
license.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
21
Basic Registration (Petty Food Business) Turnover upto 12Lac
Basic FSSAI Registration- Basic FSSAI Registration is required for petty food business
operators. It is also known as the Basic FSSAI License. The turnover of such business
should not exceed the limit of Rs. 12 lac per annum.
A petty retailer, hawker, vendor or temporary stall holder are examples of this category.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
22
DOCUMENTS REQUIRED FOR FSSAI REGISTRATION
For Obtaining an FSSAI Basic Registration
Photo Identity of FBO
NOC by
Municipality/Panchayat,
Health NOC
Pan card of FBO
Proof of possession of
business premises
Declaration about the
Business details in Form
A
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
23
For Obtaining An FSSAI State & Central License
Form-B Duly completed and signed
Blueprint/layout plan of the processing unit
Form IX
NOCs from Municipality or local body
Source of milk and meat (If applicable)
Food Safety Management System plan and Recall Plan (If applicable)
Proof of possession of premises
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
24
Additional Document for Central License
 Certificate from Ministry of Commerce and Industry, Department of Commerce
for 100% export oriented unit (EOU).
 Supporting document to show the proof of annual turnover.
 NOC document issued by FSSAI department.
 Import Export (IE) Code certificate issued by DGFT.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
25
STATUTORY FEES
FEESTRUCTURE FOR CENTRAL LICENSE
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
26
Fee structure for State License
For New License
• 2000 to 5000 P.A
(State-wise
variation exists.
For actual fees,
you can make
inquiry from
FSSAI License
consultant)
For Renewal of
License
• Depends on
number of years
selected.
For Duplicate of
License
• 10% of license
fees is applicable
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
27
Fees for Basic Registration
• INR 100/YearFor new registration
certificate
• INR 100/YearFor renewal of
registration certificate
• 10% of the applicable certificate
fee
For duplicate of
registration certificate
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
28
PENALTY FOR NONCOMPLIANCE
PARTICULARS PENALTY
Penalty for sub-standard food. Up to 5 lakh INR
Penalty for misbranded food Up to 3 lakh INR
Penalty for misleading advertisement 10 lakh
Penalty for Food containing extraneous
matter
1 lakh
Food quality not in compliance with act 2 Lakh
Petty manufacturer – 25,000
Compensation in case for injury 1.00 lakh
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
29
CONCLUSION
Although the Food Safety and Standard Act 2006 define functional food/ nutraceutical legally,
there are still further effective regulations; guideline and suitable protocols are required to gain
momentum for effective implementation across the nation. Still there is need to clarify and
formulate the regulatory framework. If substantiation effectively enforced the Food Safety and
Standard Act there is the potential to open up tremendous opportunity for the functional food or
nutraceutical industry.
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
30
1. https://enterslice.com/fssai-registration
2. http://www.businesswindo.com/infocafe/howto-obtain-fssai-license
3. https://www.slideshare.net/SwapnilFernandes1/fssai-regulations-for-the-
import-manufacture-and-sale-of-nutraceuticals-in-india-recommended-
dietary-allowance-rda
4. https://www.researchgate.net/publication/279058372_Nutraceutical_and_Fu
nctional_Food_Regulations_in_India
5. file:///C:/Users/.CLPT11/Downloads/Guidance_Document_Nutraceutical_18_
05_2018.pdf
REFERENCES
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
31
CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
32

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Nutraceuticals ppt (1)

  • 1. FSSAI REGULATIONSFOR THEIMPORT, MANUFACTUREANDSALEOF NUTRACEUTICALSIN INDIA Sai sree I/II M Pharmacy; Regulatory Affairs Under the guidance of : KOUSHIK YETUKURI M Pharm (PhD student)
  • 2. WHAT ARE NUTRACEUTICALS?  The term “nutraceutical” combines two words –“nutrient” (a nourishing food component) and “pharmaceutical” (a medical drug).  Stephen DeFelice, defined “nutraceutical” as “a food or part of food that provides medical or health benefits including the prevention and treatment of disease.” 2 CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES
  • 3. The Food Safety and Standards Authority of India (FSSAI) 3CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES  India has recently passed the Food Safety and Standard Act 2006, under this act The Food Safety and Standards Authority of India (FSSAI) has been established. It is a modern integrated food law to serve as a single reference point in relation to regulation of food products including nutraceutical, dietary supplements and functional food.
  • 4. REGULATORY AUTHORITY 4 CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES  Ministry of Health & Family Welfare, Government of India is the Administrative Ministry for the implementation of FSSAI.  The FSSAI has its headquarters at New Delhi.  The current Chairperson for FSSAI - RITA TEOTIA  The current Chief Executive Officer for FSSAI - PAWAN KUMAR AGARWAL
  • 5.  Food Safety and Standard Act 2006 consists of 12 chapters. Chapter IV, Article 22 of the act addresses nutraceutical, functional food, dietary supplements and the need to regulate these products such that anyone can manufacture, sell, or distribute or import these products.  Everyone in the food sector is required to get a license or a registration that would be issued by local authorities.  The act provides for a graded penalty structure where the punishment depends on the severity of the violation. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 5
  • 6. 6 CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES Benefits of the FSSAI Alignment of international regulations Science-based standards Clarity and uniformity on novel food areas Help to curb corruptions
  • 7. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 7 Regulatoryrequirementsfor entryin India Product evaluation. Product Analysis. Licenses Health and label claims
  • 8. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 8 IMPORT OF NUTRACEUTICALS  No person shall import any unsafe or misbranded or substandard food.  Foreign Trade (Development and Regulation) Act 1992  All imports will come under Central Licensing.
  • 9. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 9  The Central Licensing Authority has engaged the National Institute of Smart Government (NISG) under the Ministry of Communications and Information Technology.  NISG is assisting the central authority operationalize food import clearance, at 14 ports of entry.
  • 10. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 1 IMPORT PROCEDURE
  • 11. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 11
  • 12. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 12
  • 13. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 13 MANUFACTURE  FSSA, 2016 – Regulation that standardised manufacture of nutraceuticals.  An FBO may manufacture nutraceuticals from food or non-food sources.  Nutraceuticals manufactured should contain ingredients specified in Schedules.
  • 14. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 14 FSSAI Key Requirements for Manufacturing Nutraceuticals FSSAI has standardized nutraceuticals so they may contain only any of the ingredients as specified in Schedule I or Schedule II or Schedule IV or Schedule VI or Schedule VII or Schedule VIII of the Nutraceutical regulations. Schedule I contains a list of Vitamins and minerals Schedule II contains the list of essential amino acids and other nutrients Schedule IV List of plant or botanical ingredients Schedule VI List of ingredients as nutraceuticals Schedule VII List of strains as probiotics (live micro-organisms) Schedule VIII List of prebiotic compounds
  • 15. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 15 APPROVAL PROCESS FOR SITE REGISTRATION AND MANUFACTURING LICENSE
  • 16. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 16 SALE OF NUTRACEUTICALS
  • 17. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 17 Licenses issued by the FSSAI – 3 types. Central License State License Basic Registration For sale of Nutraceuticals 3 types of licenses issued by the FSSAI
  • 18. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 18 1. FSSAI Registration Central License  Major Manufacturers or FBO’s. 2. FSSAI Registration State License.  Small to Medium sized manufacturers or FBO’s. 3. Basic Registration.  Petty or very small sized manufacturers
  • 19. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 19 Central License (Large Food Business) Turnover More Than 20 Crore FSSAI Central License - For Turnover above Rs. 20 Cr in Case of Manufacturing or Trading or Storage beyond certain limited as specified by the law.
  • 20. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 20 State License (Medium Food Business) Turnover 12Lac To 20cr FSSAI State License - For the food license, Business with turnover between Rs. 12 Lac to Rs. 20 Cr. annually or/additionally. The turnover limit is the same for an FSSAI State trading license or an FSSAI State Manufacturing license.
  • 21. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 21 Basic Registration (Petty Food Business) Turnover upto 12Lac Basic FSSAI Registration- Basic FSSAI Registration is required for petty food business operators. It is also known as the Basic FSSAI License. The turnover of such business should not exceed the limit of Rs. 12 lac per annum. A petty retailer, hawker, vendor or temporary stall holder are examples of this category.
  • 22. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 22 DOCUMENTS REQUIRED FOR FSSAI REGISTRATION For Obtaining an FSSAI Basic Registration Photo Identity of FBO NOC by Municipality/Panchayat, Health NOC Pan card of FBO Proof of possession of business premises Declaration about the Business details in Form A
  • 23. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 23 For Obtaining An FSSAI State & Central License Form-B Duly completed and signed Blueprint/layout plan of the processing unit Form IX NOCs from Municipality or local body Source of milk and meat (If applicable) Food Safety Management System plan and Recall Plan (If applicable) Proof of possession of premises
  • 24. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 24 Additional Document for Central License  Certificate from Ministry of Commerce and Industry, Department of Commerce for 100% export oriented unit (EOU).  Supporting document to show the proof of annual turnover.  NOC document issued by FSSAI department.  Import Export (IE) Code certificate issued by DGFT.
  • 25. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 25 STATUTORY FEES FEESTRUCTURE FOR CENTRAL LICENSE
  • 26. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 26 Fee structure for State License For New License • 2000 to 5000 P.A (State-wise variation exists. For actual fees, you can make inquiry from FSSAI License consultant) For Renewal of License • Depends on number of years selected. For Duplicate of License • 10% of license fees is applicable
  • 27. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 27 Fees for Basic Registration • INR 100/YearFor new registration certificate • INR 100/YearFor renewal of registration certificate • 10% of the applicable certificate fee For duplicate of registration certificate
  • 28. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 28 PENALTY FOR NONCOMPLIANCE PARTICULARS PENALTY Penalty for sub-standard food. Up to 5 lakh INR Penalty for misbranded food Up to 3 lakh INR Penalty for misleading advertisement 10 lakh Penalty for Food containing extraneous matter 1 lakh Food quality not in compliance with act 2 Lakh Petty manufacturer – 25,000 Compensation in case for injury 1.00 lakh
  • 29. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 29 CONCLUSION Although the Food Safety and Standard Act 2006 define functional food/ nutraceutical legally, there are still further effective regulations; guideline and suitable protocols are required to gain momentum for effective implementation across the nation. Still there is need to clarify and formulate the regulatory framework. If substantiation effectively enforced the Food Safety and Standard Act there is the potential to open up tremendous opportunity for the functional food or nutraceutical industry.
  • 30. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 30 1. https://enterslice.com/fssai-registration 2. http://www.businesswindo.com/infocafe/howto-obtain-fssai-license 3. https://www.slideshare.net/SwapnilFernandes1/fssai-regulations-for-the- import-manufacture-and-sale-of-nutraceuticals-in-india-recommended- dietary-allowance-rda 4. https://www.researchgate.net/publication/279058372_Nutraceutical_and_Fu nctional_Food_Regulations_in_India 5. file:///C:/Users/.CLPT11/Downloads/Guidance_Document_Nutraceutical_18_ 05_2018.pdf REFERENCES
  • 31. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 31
  • 32. CHALAPATHI INSTITUTE OF PHARMACEUTICAL SCIENCES 32