Brief Description of the SEBI . meaning Of the SEBI. Reasons for the establishment of SEBI. Purpose of the SEBI and Role of SEBI Function of SEBI Conclusion

1. Securities & Exchange Board Of India
Rajat Bang
Student, Pune Institute of Business Management
Rajat.bang@yahoo.co.in
www.linkedin.com/in/rajat-bang

2. WHAT IS SEBI ?
The Securities and Exchange Board of India was established for the
control overall administrative of the Ministry of Finance of the
government of India.

3. REASONS FOR THE
ESTABLISHMENT OF SEBI
Malpractices on part of companies
Rigging of prices
Delay in delivery of shares
Violation of rules and regulation of stock exchange

4. PURPOSE AND ROLE
OF SEBI
 To the issuers it aims to provide a market place in which they can
confidently look forward to raising finances they need in an easy, fair
and efficient manner.
 To the investors it should provide protection of their rights and
interests through adequate, accurate and authentic information and
disclosure of information on a continuous basis.
 To the intermediaries it should offer a competitive, professionalised
and expanding market with adequate and efficient infrastructure so
that they are able to render better service to the investors and issuers.

5. OBJECTIVE OF SEBI
 To regulate stock exchanges and the securities industry to promote their
orderly functioning.
 To protect the rights and interests of investors, particularly individual
investors and to guide and educate them.
 To prevent trading malpractices .
 To regulate and develop a code of conduct and fair practices by
intermediaries.

6. FunctionsofSEBI Regulatory functions
Development functions
Protective functions

7. REGULATORY
FUNCTIONS
• Registration of brokers and sub-brokers and other players in the market.
• Registration of collective investment schemes and Mutual funds.
• Calling for information by under-taking inspection, conducting enquiries
and audits of stock exchanges and intermediaries.
• levying Fee or the other charges for carrying out the purposes of the Act.

8. DEVELOPMENT
FUNCTIONS
• Training of intermediaries of the securities market.
• Conducting research and publishing information useful to all market
participants.
• Undertaking measures to develop the capital markets by adapting a
flexible approach.

9. PROTECTIVE
FUNCTIONS
• Prohibition of fraudulent and unfair practices.
• Controlling insider trading and imposing penalties for such practices.
• Undertaking steps for investors protection.
• Promotion of fair practices and code of conduct in securities market.

10. CONCLUSION
The SEBI was set-up to protect the interest of the investors,
development and regulation of securities market.
It was given statutory status through an Act in 1992.

11. THANK YOU