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 
Peter van Amsterdam
Head Bioanalytics, Abbott Established Pharmaceuticals Division
CPSA Shanghai, 17 Apr 2015, Shanghai
17-Apr-2015 All for one, one for all 2
 The views and conclusions presented in this slide deck are
those of the author/presenter and do not necessarily reflect
the representative affiliation or company's position on the
subject.
 The focus is on the small molecules / chromatographic
assays realm of the bioanalytical world.
 The works of the Alexandre Dumas are freely used as a
metaphor to depict developments and illustrate differences
and similarities between guidance documents.
1802-1870
1844
17-Apr-2015 All for one, one for all 3
17-Apr-2015 All for one, one for all 4
1921
and many many more
2011
17-Apr-2015 All for one, one for all 5
The evolution of Regulated Bioanalysis
17-Apr-2015 All for one, one for all 6
20201960 1970 1980 1990 2000 2010
TLC, GC
(LC-UV)
immunoassays
Sub μg/mL
GC2, GC-MS
GC-NPD/ECD
HPLC-UV/FL/EC
immunoassays
ng/mL
TLC
Immunoassays
bioassays
μg/mL
GC2, GC-MS, GC-
NPD/ECD
HPLC-UV/FL/EC,
LC-MS/MS,
Old school
Immunoassays
Sub ng/mL
LC-MS/MS,
New generation
Binding assays
AMS
ICP-MS
pg/mL
New generation
LC and MS(/MS)
and Binding assays
Sub pg/mL?
Sensitivity doubles every 2 years (Peter’s law of bioanalysis)
Adapted from Philip Timmerman,
“Regulated Bioanalysis: A Proposed
Global Harmonization Process”
”2nd JBF, Tokyo, 2012
 A tremendous increase of sample analysis power over the
last 50 years.
 Same technology is (more or less) available around the
globe and applied with (more or less) the same level of
quality and success.
 But what happened in the regulatory field?
17-Apr-2015 All for one, one for all 7
 1990s & 2000s: The AAPS / FDA story
17-Apr-2015 All for one, one for all 8
17-Apr-2015 All for one, one for all 9
Crystal City I
Shah
2001 FDA
Guidance
CC-I CC-II CC-III
Crystal City
Conferences
Conference
papers
Additional
white papers
Regulatory
Guidance
CC-IV
(ISR)
CC-IV Fast
1990 2000 2010
CC III
Viswanathan
CC II
Shah (chrom.)
Miller (LBA)
DeSilva
Adapted from Philip Timmerman,
“Regulated Bioanalysis: A Proposed
Global Harmonization Process”
”2nd JBF, Tokyo, 2012
 US (AAPS / FDA) to lead the way
 Conference report Crystal City I became THE reference point
for many bioanalytical scientists and was basically used as
‘Guidance’
 FDA 2001 BMV Guidance substantiated the influence of the
CC-I BMV concept in the bioanalytical world
 Further fine-tuning of the BMV concept and interpretation of
the FDA guidance in CC-III and CC-IV
17-Apr-2015 All for one, one for all 10
 2008 EMA concept paper on BMV
 2009 EMA draft BMV guideline
 2011 EMA final BMV guideline
 2010 GBC founded
17-Apr-2015 All for one, one for all 11
17-Apr-2015 All for one, one for all 12
2001 FDA Guidance for Industry: Bioanalytical Method Validation
2002 ANVISA Manual for Good Bioavailability and Bioequivalence Practices.
Module 2: Analytical Step
2003 ANVISA Resolução - RDC Nº 899: Guide for Validation of Analytical and Bioanalytical Methods
2004 ANMAT Normativa Aplicable a la Etapa Analítica Para la Realizacion de Estudios de Biodisponibilidad - Bioequivalencia
2011 EMA Guideline on Bioanalytical Method Validation
2012 ANVISA Resolução - RDC Nº 27: Dispõe sobre os requisitos mínimos para a validação de
métodos bioanalíticos empregados em estudos com fins de registro e pós-registro de
medicamentos.
2013 ANMAT Normativa de Buenas Practicas de Laboratorio Aplicable a Los Centros Bioanalíticos
Para Estudios de Biodisponibilidad I Bioequivalencia
MHLW Guideline on Bioanalytical Method Validation in Pharmaceutical Development
FDA DRAFT Guidance for Industry: Bioanalytical Method Validation
2014 MHLW Guideline on Bioanalytical Method (Ligand Binding Assay) Validation in Pharmaceutical
Development
CFDA (PhC) DRAFT Guidance on Bioanalytical Method Validation
 Can we get the genie back in the bottle?
 What can e.g. GBC do?
 Is there benefit in having a guidance document from an
international organization (ICH, WHO, OECD, …)
 Is there really a problem?
 What do we want to achieve?
o Harmonization on a detailed level?
o Alignment on main principles?
17-Apr-2015 All for one, one for all 13
Global Guidance on Bioanalytical Method Validation
17-Apr-2015 All for one, one for all 14
17-Apr-2015 All for one, one for all 15
Selectivity Matrix effect
EMA 6 sources, no pools
< 20% at LLOQ, < 5% for IS
Attention to: co-medications and metabolites
6 sources, no pools
Calc. MF and IS norm MF, CV IS norm MF < 15%
Attention to excipients and special populations
In addition: hemolyzed & lipemic
FDA, Draft 2013 Same principle as EMA, but no specifics given Open (=judgment of scientists)
ANVISA 6 sources, no pools
< 20% at LLOQ, < 5% for IS
NO Attention to: co-med and metabolites
Required: hemolyzed & lipemic
8 sources: 4 normal, 2 lipemic, 2 hemolyzed, no
pools
Calc. MF CV MF < 15%
NO Attention to excipients and special populations
MHLW 6 sources, no pools
< 20% at LLOQ, < 5% for IS
NO Attention to: co-medications and
metabolites
6 sources, no pools
Calc. MF CV MF < 15%
NO Attention to excipients and special populations
NO: hemolyzed & lipemic
CFDA 6 sources, no pools
< 20% at LLOQ, < 5% for IS
NO Attention to: co-medications and
metabolites
6 sources, no pools
Calc. MF and IS norm MF, CV IS norm MF < 15%
NO Attention to excipients and special populations
In addition: hemolyzed & lipemic
Aspect Overlaps … but …
Full validation ANVISA, CFDA, FDA*), MHLW
Reference standards CFDA, MHLW ANVISA: CoA information
FDA*): extra requirements
Selectivity CFDA, MHLW, FDA*) ANVISA: Lipemic & hemolyzed
Carry-over CFDA, FDA*), MHLW ANVISA: experimental set-up
LLOQ All Note: BE requirement EMA
Calibration curve CFDA, MHLW ANVISA: weighting and non-linear models
FDA*): exclusion of calibrators
Accuracy & Precision CFDA, MHLW ANVISA: add 5th QC = dilution QC
FDA*): outliers & QCs match sample conc.
Dilution integrity ANVISA, CFDA, FDA*), MHLW Note: ANVISA: dilution is part of A & P
Matrix effect CFDA, FDA*), MHLW ANVISA: 2x lipemic & hemolyzed
MHLW: CV_MF < 15%
All for one, one for all 16 17-Apr-2015
Taking EMA as reference……
Aspect Overlaps … but …
Stability CFDA ANVISA & MHLW: triplicate
FDA*) also IS stock stab & injection repro.
Recovery ANVISA, CFDA FDA*) & MHLW: recovery chapter
Endogenous analyte CFDA, MHLW ANVISA & FDA*): endogenous analytes chapter
Partial validation All Note: species change within a matrix or matrix
change within a species may require a full
validation (EMA)
Cross validation All Note: MHLW accepts 20% difference
Reporting ANVISA, CFDA, MHLW FDA*) recommendations
All for one, one for all 17 17-Apr-2015
Taking EMA as reference……
*) 2013 draft
Aspect Overlaps … but …
Analytical run All
Acceptance criteria All
Calibration range All
Reanalysis of study samples All Note: EMA requirement with
respect to patient safety
FDA*): specific no. of replicates
Reintegration All FDA*): original & reintegration
data
Incurred sample reanalysis ANVISA, CFDA, MHLW FDA*): 7%
System suitability ANVISA, CFDA FDA*) & MHLW requirements
Reporting ‘All’ Note: some detailed req.
All for one, one for all 18 17-Apr-2015
Taking EMA as reference……
*) 2013 draft
INTERIM CONCLUSIONS
 EMA and CFDA (PhC) are very similar
 MHLW is quite similar to EMA & CFDA, but some differences
on detailed level exist
 US FDA draft, although essentially similar, has a number of
requirements different to ANVISA, CFDA, EMA, MHLW
 ANVISA, although essentially similar, has a number of
requirements different to CFDA, EMA, FDA draft, MHLW
AND THUS …..
17-Apr-2015 All for one, one for all 19
17-Apr-2015 All for one, one for all 20
EMA, MHLW and CFDA (PhC) are very similar in set-up and content
‘Yes’
 Australia: refers to EMA BE & BMV and FDA BMV
 Canada: specifically refers to EMA BMV
‘Maybe’
 India: general chapter in BE guideline.
 ASEAN: chapter in BE guideline, refers to OECD GLP
 Gulf States: chapter in BE guideline, clearly inspired by EMA
‘Not yet’
 Brazil: same principles as others BMVs, but a lot of specific
requirements
 Argentina: general ‘Good Analytical Procedures’ + general principles of
BMV
17-Apr-2015 All for one, one for all 21
 Can we get the genie back in the bottle? No
 What can e.g. GBC do?
o Add main BMV principles to existing/new ‘global’ quality documents?
o Prepare/publish the ‘global BMV white paper’?
 Is their benefit in having a guidance document from an international
organization (ICH, WHO, OECD, …)
o Yes, but may take long and added value is perhaps limited
 Is there really a problem?
o Maybe not. Not if new or revised guidelines follow the ‘Eurasian standard’
 What do we want to achieve?
o Harmonization on a detailed level? Would be nice, but not an issue if there is
mutual acceptance for global studies/filings
o Alignment on main principles? This we already have
17-Apr-2015 All for one, one for all 22
CONCLUSIONS
 CFDA (PhC), EMA and MHLW guidelines show great
similarity in set-up and contents.
 (each of) These three guidelines can be considered as the
‘Eurasian Standard’ for BMV
 A number of other countries/regions are already or may
likely follow this standard
 Guidelines of ‘The Americas’, although essentially similar,
have a number of local requirements different to the
‘Eurasian Standard’
17-Apr-2015 All for one, one for all 23
 CPSA-Shanghai for giving me the opportunity to present at their
meeting.
 EBF members and Steering Committee for the learning
experiences.
 The GBC Founding & Steering Committee members and
Harmonization Team leads for the learning experiences
 The regulators and inspectors for stimulating us to continuously
improve our work
 You, for your attention
and Alexandre Dumas for his inspiring novels
All for one, one for all 17-Apr-201524
17-Apr-2015 All for one, one for all 25
17-Apr-2015All for one, one for all 26
 1963 FDA drafting the GMP concept
 1964 Declaration of Helsinki
 1973 New Zealand draft GLP concept
 1978 FDA GLP final
 1978 FDA GMP final
 1981 OECD GLP
 1982 MHLW GLP
 1983 EPA GLP
 1989 Revised EPA GLP
 1989 ICH global standards for Clinical Research
 1997 21 CFR 11
 1997 Revised OECD GLP
 1997 ICH GCP
 2001 EU Clinical Trials directive
 2005 EU GCP directive
 2009 MHRA GCP for laboratories
 2009 WHO GCLP
 2012 EMA 'GCLP' reflection paper
17-Apr-2015 All for one, one for all 27
Hmmm…. GCP
some 20 yrs
later than GLP
and GCLP 30
yrs later ?

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All for one, one for all - The Chinese BMV guidance in perspective to other guidelines

  • 1.   Peter van Amsterdam Head Bioanalytics, Abbott Established Pharmaceuticals Division CPSA Shanghai, 17 Apr 2015, Shanghai
  • 2. 17-Apr-2015 All for one, one for all 2  The views and conclusions presented in this slide deck are those of the author/presenter and do not necessarily reflect the representative affiliation or company's position on the subject.  The focus is on the small molecules / chromatographic assays realm of the bioanalytical world.  The works of the Alexandre Dumas are freely used as a metaphor to depict developments and illustrate differences and similarities between guidance documents.
  • 4. 17-Apr-2015 All for one, one for all 4 1921 and many many more 2011
  • 5. 17-Apr-2015 All for one, one for all 5 The evolution of Regulated Bioanalysis
  • 6. 17-Apr-2015 All for one, one for all 6 20201960 1970 1980 1990 2000 2010 TLC, GC (LC-UV) immunoassays Sub μg/mL GC2, GC-MS GC-NPD/ECD HPLC-UV/FL/EC immunoassays ng/mL TLC Immunoassays bioassays μg/mL GC2, GC-MS, GC- NPD/ECD HPLC-UV/FL/EC, LC-MS/MS, Old school Immunoassays Sub ng/mL LC-MS/MS, New generation Binding assays AMS ICP-MS pg/mL New generation LC and MS(/MS) and Binding assays Sub pg/mL? Sensitivity doubles every 2 years (Peter’s law of bioanalysis) Adapted from Philip Timmerman, “Regulated Bioanalysis: A Proposed Global Harmonization Process” ”2nd JBF, Tokyo, 2012
  • 7.  A tremendous increase of sample analysis power over the last 50 years.  Same technology is (more or less) available around the globe and applied with (more or less) the same level of quality and success.  But what happened in the regulatory field? 17-Apr-2015 All for one, one for all 7
  • 8.  1990s & 2000s: The AAPS / FDA story 17-Apr-2015 All for one, one for all 8
  • 9. 17-Apr-2015 All for one, one for all 9 Crystal City I Shah 2001 FDA Guidance CC-I CC-II CC-III Crystal City Conferences Conference papers Additional white papers Regulatory Guidance CC-IV (ISR) CC-IV Fast 1990 2000 2010 CC III Viswanathan CC II Shah (chrom.) Miller (LBA) DeSilva Adapted from Philip Timmerman, “Regulated Bioanalysis: A Proposed Global Harmonization Process” ”2nd JBF, Tokyo, 2012
  • 10.  US (AAPS / FDA) to lead the way  Conference report Crystal City I became THE reference point for many bioanalytical scientists and was basically used as ‘Guidance’  FDA 2001 BMV Guidance substantiated the influence of the CC-I BMV concept in the bioanalytical world  Further fine-tuning of the BMV concept and interpretation of the FDA guidance in CC-III and CC-IV 17-Apr-2015 All for one, one for all 10
  • 11.  2008 EMA concept paper on BMV  2009 EMA draft BMV guideline  2011 EMA final BMV guideline  2010 GBC founded 17-Apr-2015 All for one, one for all 11
  • 12. 17-Apr-2015 All for one, one for all 12 2001 FDA Guidance for Industry: Bioanalytical Method Validation 2002 ANVISA Manual for Good Bioavailability and Bioequivalence Practices. Module 2: Analytical Step 2003 ANVISA Resolução - RDC Nº 899: Guide for Validation of Analytical and Bioanalytical Methods 2004 ANMAT Normativa Aplicable a la Etapa Analítica Para la Realizacion de Estudios de Biodisponibilidad - Bioequivalencia 2011 EMA Guideline on Bioanalytical Method Validation 2012 ANVISA Resolução - RDC Nº 27: Dispõe sobre os requisitos mínimos para a validação de métodos bioanalíticos empregados em estudos com fins de registro e pós-registro de medicamentos. 2013 ANMAT Normativa de Buenas Practicas de Laboratorio Aplicable a Los Centros Bioanalíticos Para Estudios de Biodisponibilidad I Bioequivalencia MHLW Guideline on Bioanalytical Method Validation in Pharmaceutical Development FDA DRAFT Guidance for Industry: Bioanalytical Method Validation 2014 MHLW Guideline on Bioanalytical Method (Ligand Binding Assay) Validation in Pharmaceutical Development CFDA (PhC) DRAFT Guidance on Bioanalytical Method Validation
  • 13.  Can we get the genie back in the bottle?  What can e.g. GBC do?  Is there benefit in having a guidance document from an international organization (ICH, WHO, OECD, …)  Is there really a problem?  What do we want to achieve? o Harmonization on a detailed level? o Alignment on main principles? 17-Apr-2015 All for one, one for all 13
  • 14. Global Guidance on Bioanalytical Method Validation 17-Apr-2015 All for one, one for all 14
  • 15. 17-Apr-2015 All for one, one for all 15 Selectivity Matrix effect EMA 6 sources, no pools < 20% at LLOQ, < 5% for IS Attention to: co-medications and metabolites 6 sources, no pools Calc. MF and IS norm MF, CV IS norm MF < 15% Attention to excipients and special populations In addition: hemolyzed & lipemic FDA, Draft 2013 Same principle as EMA, but no specifics given Open (=judgment of scientists) ANVISA 6 sources, no pools < 20% at LLOQ, < 5% for IS NO Attention to: co-med and metabolites Required: hemolyzed & lipemic 8 sources: 4 normal, 2 lipemic, 2 hemolyzed, no pools Calc. MF CV MF < 15% NO Attention to excipients and special populations MHLW 6 sources, no pools < 20% at LLOQ, < 5% for IS NO Attention to: co-medications and metabolites 6 sources, no pools Calc. MF CV MF < 15% NO Attention to excipients and special populations NO: hemolyzed & lipemic CFDA 6 sources, no pools < 20% at LLOQ, < 5% for IS NO Attention to: co-medications and metabolites 6 sources, no pools Calc. MF and IS norm MF, CV IS norm MF < 15% NO Attention to excipients and special populations In addition: hemolyzed & lipemic
  • 16. Aspect Overlaps … but … Full validation ANVISA, CFDA, FDA*), MHLW Reference standards CFDA, MHLW ANVISA: CoA information FDA*): extra requirements Selectivity CFDA, MHLW, FDA*) ANVISA: Lipemic & hemolyzed Carry-over CFDA, FDA*), MHLW ANVISA: experimental set-up LLOQ All Note: BE requirement EMA Calibration curve CFDA, MHLW ANVISA: weighting and non-linear models FDA*): exclusion of calibrators Accuracy & Precision CFDA, MHLW ANVISA: add 5th QC = dilution QC FDA*): outliers & QCs match sample conc. Dilution integrity ANVISA, CFDA, FDA*), MHLW Note: ANVISA: dilution is part of A & P Matrix effect CFDA, FDA*), MHLW ANVISA: 2x lipemic & hemolyzed MHLW: CV_MF < 15% All for one, one for all 16 17-Apr-2015 Taking EMA as reference……
  • 17. Aspect Overlaps … but … Stability CFDA ANVISA & MHLW: triplicate FDA*) also IS stock stab & injection repro. Recovery ANVISA, CFDA FDA*) & MHLW: recovery chapter Endogenous analyte CFDA, MHLW ANVISA & FDA*): endogenous analytes chapter Partial validation All Note: species change within a matrix or matrix change within a species may require a full validation (EMA) Cross validation All Note: MHLW accepts 20% difference Reporting ANVISA, CFDA, MHLW FDA*) recommendations All for one, one for all 17 17-Apr-2015 Taking EMA as reference…… *) 2013 draft
  • 18. Aspect Overlaps … but … Analytical run All Acceptance criteria All Calibration range All Reanalysis of study samples All Note: EMA requirement with respect to patient safety FDA*): specific no. of replicates Reintegration All FDA*): original & reintegration data Incurred sample reanalysis ANVISA, CFDA, MHLW FDA*): 7% System suitability ANVISA, CFDA FDA*) & MHLW requirements Reporting ‘All’ Note: some detailed req. All for one, one for all 18 17-Apr-2015 Taking EMA as reference…… *) 2013 draft
  • 19. INTERIM CONCLUSIONS  EMA and CFDA (PhC) are very similar  MHLW is quite similar to EMA & CFDA, but some differences on detailed level exist  US FDA draft, although essentially similar, has a number of requirements different to ANVISA, CFDA, EMA, MHLW  ANVISA, although essentially similar, has a number of requirements different to CFDA, EMA, FDA draft, MHLW AND THUS ….. 17-Apr-2015 All for one, one for all 19
  • 20. 17-Apr-2015 All for one, one for all 20 EMA, MHLW and CFDA (PhC) are very similar in set-up and content
  • 21. ‘Yes’  Australia: refers to EMA BE & BMV and FDA BMV  Canada: specifically refers to EMA BMV ‘Maybe’  India: general chapter in BE guideline.  ASEAN: chapter in BE guideline, refers to OECD GLP  Gulf States: chapter in BE guideline, clearly inspired by EMA ‘Not yet’  Brazil: same principles as others BMVs, but a lot of specific requirements  Argentina: general ‘Good Analytical Procedures’ + general principles of BMV 17-Apr-2015 All for one, one for all 21
  • 22.  Can we get the genie back in the bottle? No  What can e.g. GBC do? o Add main BMV principles to existing/new ‘global’ quality documents? o Prepare/publish the ‘global BMV white paper’?  Is their benefit in having a guidance document from an international organization (ICH, WHO, OECD, …) o Yes, but may take long and added value is perhaps limited  Is there really a problem? o Maybe not. Not if new or revised guidelines follow the ‘Eurasian standard’  What do we want to achieve? o Harmonization on a detailed level? Would be nice, but not an issue if there is mutual acceptance for global studies/filings o Alignment on main principles? This we already have 17-Apr-2015 All for one, one for all 22
  • 23. CONCLUSIONS  CFDA (PhC), EMA and MHLW guidelines show great similarity in set-up and contents.  (each of) These three guidelines can be considered as the ‘Eurasian Standard’ for BMV  A number of other countries/regions are already or may likely follow this standard  Guidelines of ‘The Americas’, although essentially similar, have a number of local requirements different to the ‘Eurasian Standard’ 17-Apr-2015 All for one, one for all 23
  • 24.  CPSA-Shanghai for giving me the opportunity to present at their meeting.  EBF members and Steering Committee for the learning experiences.  The GBC Founding & Steering Committee members and Harmonization Team leads for the learning experiences  The regulators and inspectors for stimulating us to continuously improve our work  You, for your attention and Alexandre Dumas for his inspiring novels All for one, one for all 17-Apr-201524
  • 25. 17-Apr-2015 All for one, one for all 25
  • 26. 17-Apr-2015All for one, one for all 26
  • 27.  1963 FDA drafting the GMP concept  1964 Declaration of Helsinki  1973 New Zealand draft GLP concept  1978 FDA GLP final  1978 FDA GMP final  1981 OECD GLP  1982 MHLW GLP  1983 EPA GLP  1989 Revised EPA GLP  1989 ICH global standards for Clinical Research  1997 21 CFR 11  1997 Revised OECD GLP  1997 ICH GCP  2001 EU Clinical Trials directive  2005 EU GCP directive  2009 MHRA GCP for laboratories  2009 WHO GCLP  2012 EMA 'GCLP' reflection paper 17-Apr-2015 All for one, one for all 27 Hmmm…. GCP some 20 yrs later than GLP and GCLP 30 yrs later ?