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ETSI TS 136 213 V15.10.0 (2020-09)
LTE;
Evolved Universal Terrestrial Radio Access (E-UTRA);
Physical layer procedures
(3GPP TS 36.213 version 15.10.0 Release 15)
TECHNICAL SPECIFICATION
ETSI
ETSI TS 136 213 V15.10.0 (2020-09)
1
3GPP TS 36.213 version 15.10.0 Release 15
Reference
RTS/TSGR-0136213vfa0
Keywords
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ETSI TS 136 213 V15.10.0 (2020-09)
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Intellectual Property Rights
Essential patents
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Legal notice
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The present document may refer to technical specifications or reports using their 3GPP identities. These shall be
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ETSI
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Contents
Intellectual Property Rights................................................................................................................................2
Legal notice ........................................................................................................................................................2
Modal verbs terminology....................................................................................................................................2
Foreword.............................................................................................................................................................8
1 Scope........................................................................................................................................................9
2 References................................................................................................................................................9
3 Symbols and abbreviations.....................................................................................................................10
3.1 Symbols............................................................................................................................................................10
3.2 Abbreviations ...................................................................................................................................................10
4 Synchronization procedures ...................................................................................................................12
4.1 Cell search........................................................................................................................................................12
4.2 Timing synchronization....................................................................................................................................12
4.2.1 Radio link monitoring.................................................................................................................................12
4.2.2 Inter-cell synchronization ...........................................................................................................................12
4.2.3 Transmission timing adjustments ...............................................................................................................12
4.3 Timing for Secondary Cell Activation / Deactivation......................................................................................14
5 Power control .........................................................................................................................................15
5.1 Uplink power control........................................................................................................................................15
5.1.1 Physical uplink shared channel...................................................................................................................15
5.1.1.1 UE behaviour ........................................................................................................................................16
5.1.1.2 Power headroom ...................................................................................................................................30
5.1.2 Physical uplink control channel..................................................................................................................33
5.1.2.1 UE behaviour ........................................................................................................................................34
5.1.3 Sounding Reference Symbol (SRS)............................................................................................................39
5.1.3.1 UE behaviour ........................................................................................................................................39
5.1.3.2 Power headroom for Type3 report ........................................................................................................41
5.1.4 Power allocation for EUTRA dual connectivity.........................................................................................42
5.1.4.1 Dual connectivity power control Mode 1..............................................................................................43
5.1.4.2 Dual connectivity power control Mode 2..............................................................................................50
5.1.5 Power allocation for PUCCH-SCell ...........................................................................................................54
5.2 Downlink power allocation ..............................................................................................................................55
5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions ..................................................................58
6 Random access procedure ......................................................................................................................59
6.1 Physical non-synchronized random access procedure......................................................................................59
6.1.1 Timing ........................................................................................................................................................60
6.2 Random Access Response Grant......................................................................................................................61
7 Physical downlink shared channel related procedures...........................................................................66
7.1 UE procedure for receiving the physical downlink shared channel .................................................................67
7.1.1 Single-antenna port scheme........................................................................................................................86
7.1.2 Transmit diversity scheme..........................................................................................................................86
7.1.3 Large delay CDD scheme...........................................................................................................................86
7.1.4 Closed-loop spatial multiplexing scheme ...................................................................................................86
7.1.5 Multi-user MIMO scheme ..........................................................................................................................87
7.1.5A Dual layer scheme.......................................................................................................................................87
7.1.5B Up to 8 layer transmission scheme .............................................................................................................87
7.1.6 Resource allocation.....................................................................................................................................87
7.1.6.1 Resource allocation type 0 ....................................................................................................................89
7.1.6.2 Resource allocation type 1 ....................................................................................................................90
7.1.6.3 Resource allocation type 2 ....................................................................................................................91
7.1.6.4 PDSCH starting position.......................................................................................................................94
7.1.6.4A PDSCH starting position for BL/CE UEs .............................................................................................96
7.1.6.5 Physical Resource Block (PRB) bundling.............................................................................................96
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7.1.7 Modulation order and transport block size determination ..........................................................................98
7.1.7.1 Modulation order and redundancy version determination...................................................................100
7.1.7.2 Transport block size determination.....................................................................................................106
7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing ......................................111
7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing..........................................................119
7.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2..............................................119
7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing........................................................120
7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing.........................................................120
7.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB and PDSCH bandwidth
up to 1.4MHz.................................................................................................................................121
7.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR.............................122
7.1.7.2.8 Transport blocks mapped for UEs configured with ce-pdsch-maxBandwidth-config value of 5
MHz or with pdsch-MaxBandwidth-SC-MTCH value of 24 PRBs ...............................................122
7.1.7.3 Redundancy Version determination for Format 1C ............................................................................122
7.1.8 Storing soft channel bits ...........................................................................................................................123
7.1.9 PDSCH resource mapping parameters......................................................................................................123
7.1.10 Antenna ports quasi co-location for PDSCH ............................................................................................125
7.1.11 PDSCH subframe assignment for BL/CE UE...........................................................................................126
7.2 UE procedure for reporting Channel State Information (CSI) .......................................................................128
7.2.1 Aperiodic CSI Reporting using PUSCH...................................................................................................138
7.2.2 Periodic CSI Reporting using PUCCH.....................................................................................................164
7.2.3 Channel Quality Indicator (CQI) definition..............................................................................................204
7.2.4 Precoding Matrix Indicator (PMI) definition............................................................................................218
7.2.5 Channel-State Information – Reference Signal (CSI-RS) definition ........................................................246
7.2.6 Channel-State Information – Interference Measurement (CSI-IM) Resource definition..........................248
7.2.7 Zero Power CSI-RS Resource definition..................................................................................................248
7.2.8 CSI-RS Activation / Deactivation.............................................................................................................248
7.3 UE procedure for reporting HARQ-ACK ......................................................................................................249
7.3.1 FDD HARQ-ACK reporting procedure....................................................................................................251
7.3.2 TDD HARQ-ACK reporting procedure....................................................................................................256
7.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration ............................................257
7.3.2.2 TDD HARQ-ACK reporting procedure for different UL/DL configurations.....................................272
7.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1.............................279
7.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2.............................281
8 Physical uplink shared channel related procedures..............................................................................283
8.0 UE procedure for transmitting the physical uplink shared channel................................................................283
8.0.1 Single-antenna port scheme......................................................................................................................309
8.0.2 Closed-loop spatial multiplexing scheme .................................................................................................309
8.1 Resource allocation for PDCCH/EPDCCH/SPDCCH with uplink DCI format.............................................310
8.1.1 Uplink resource allocation type 0 .............................................................................................................310
8.1.2 Uplink resource allocation type 1 .............................................................................................................311
8.1.3 Uplink resource allocation type 2 .............................................................................................................311
8.1.4 Uplink resource allocation type 3 .............................................................................................................312
8.1.5 Uplink resource allocation type 4 .............................................................................................................313
8.1.5.1 UL Resource Block Groups ................................................................................................................313
8.1.6 Uplink resource allocation type 5 .............................................................................................................314
8.2 UE sounding procedure..................................................................................................................................316
8.3 UE HARQ-ACK procedure............................................................................................................................327
8.3A Autonomous uplink feedback procedure........................................................................................................329
8.4 UE PUSCH hopping procedure......................................................................................................................329
8.4.1 Type 1 PUSCH hopping ...........................................................................................................................330
8.4.2 Type 2 PUSCH hopping ...........................................................................................................................330
8.5 UE Reference Symbol (RS) procedure...........................................................................................................331
8.6 Modulation order, redundancy version and transport block size determination.............................................332
8.6.1 Modulation order and redundancy version determination ........................................................................332
8.6.2 Transport block size determination...........................................................................................................340
8.6.3 Control information MCS offset determination........................................................................................346
8.7 UE transmit antenna selection........................................................................................................................350
8.8 Transmission timing adjustments...................................................................................................................350
9 Physical downlink control channel procedures....................................................................................350
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9.1 UE procedure for determining physical downlink control channel assignment.............................................351
9.1.1 PDCCH assignment procedure .................................................................................................................351
9.1.2 PHICH assignment procedure...................................................................................................................355
9.1.3 Control Format Indicator (CFI) assignment procedure.............................................................................358
9.1.4 EPDCCH assignment procedure...............................................................................................................359
9.1.4.1 EPDCCH starting position ..................................................................................................................366
9.1.4.2 Antenna ports quasi co-location for EPDCCH....................................................................................366
9.1.4.3 Resource mapping parameters for EPDCCH ......................................................................................367
9.1.4.4 PRB-pair indication for EPDCCH ......................................................................................................367
9.1.5 MPDCCH assignment procedure..............................................................................................................368
9.1.5.1 MPDCCH starting position.................................................................................................................375
9.1.5.2 Antenna ports quasi co-location for MPDCCH ..................................................................................375
9.1.6 SPDCCH assignment procedure...............................................................................................................375
9.1.6.1 Resource mapping parameters for SPDCCH ......................................................................................377
9.1.6.2 PRB-pair indication for SPDCCH.......................................................................................................377
9.1.6.3 Physical Resource Block (PRB) bundling for DMRS-based SPDCCH..............................................378
9.1.6.4 Antenna ports quasi co-location for DMRS-based SPDCCH .............................................................378
9.2 PDCCH/EPDCCH/MPDCCH/SPDCCH validation for semi-persistent scheduling......................................379
9.2A PDCCH/EPDCCH validation for autonomous uplink transmissions.............................................................381
9.3 PDCCH/EPDCCH/MPDCCH/SPDCCH control information procedure ......................................................382
10 Physical uplink control channel procedures.........................................................................................383
10.1 UE procedure for determining physical uplink control channel assignment..................................................384
10.1.1 PUCCH format information......................................................................................................................389
10.1.2 FDD HARQ-ACK feedback procedures...................................................................................................395
10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell............................................................395
10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell .........................................399
10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure..............................................399
10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure ....................................................................................403
10.1.2.2.3 PUCCH format 4 HARQ-ACK procedure ....................................................................................405
10.1.2.2.4 PUCCH format 5 HARQ-ACK procedure ....................................................................................408
10.1.3 TDD HARQ-ACK feedback procedures ..................................................................................................409
10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell............................................................411
10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell...........................................425
10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure..............................................425
10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure ....................................................................................441
10.1.3.2.3 PUCCH format 4 HARQ-ACK procedure ....................................................................................448
10.1.3.2.4 PUCCH format 5 HARQ-ACK procedure ....................................................................................465
10.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 ...........................465
10.1.4 HARQ-ACK Repetition procedure...........................................................................................................467
10.1.5 Scheduling Request (SR) procedure.........................................................................................................468
10.2 Uplink HARQ-ACK timing ...........................................................................................................................470
11 Physical Multicast Channel (PMCH) related procedures.....................................................................475
11.1 UE procedure for receiving the PMCH ..........................................................................................................475
11.2 UE procedure for receiving MCCH and system information change notification..........................................476
12 Assumptions independent of physical channel.....................................................................................476
13 Uplink/Downlink configuration determination procedure for Frame Structure Type 2.......................476
13.1 UE procedure for determining eIMTA-uplink/downlink configuration.........................................................477
13A Subframe configuration for Frame Structure Type 3 ...........................................................................478
14 UE procedures related to Sidelink........................................................................................................481
14.1 Physical Sidelink Shared Channel related procedures....................................................................................482
14.1.1 UE procedure for transmitting the PSSCH ...............................................................................................482
14.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
1 ..........................................................................................................................................................484
14.1.1.1.1 Determination of subframe indicator bitmap..................................................................................................484
14.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 1.................................................................................................................................................487
14.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 ............................................................487
14.1.1.2.2 PSSCH frequency hopping for sidelink transmission mode 1 ............................................................488
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14.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode
2 ..........................................................................................................................................................488
14.1.1.4 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission
mode 2.................................................................................................................................................489
14.1.1.4A UE procedure for determining subframes and resource blocks for transmitting PSSCH for
sidelink transmission mode 3..............................................................................................................489
14.1.1.4B UE procedure for determining subframes and resource blocks for transmitting PSSCH and
reserving resources for sidelink transmission mode 4.........................................................................490
14.1.1.4C UE procedure for determining subframes and resource blocks for PSSCH transmission
associated with an SCI format 1..........................................................................................................490
14.1.1.5 UE procedure for PSSCH power control ............................................................................................492
14.1.1.6 UE procedure for determining the subset of resources to be reported to higher layers in PSSCH
resource selection in sidelink transmission mode 4 and in sensing measurement in sidelink
transmission mode 3............................................................................................................................493
14.1.1.7 Conditions for selecting resources when the number of HARQ transmissions is two in sidelink
transmission mode 4............................................................................................................................496
14.1.2 UE procedure for receiving the PSSCH....................................................................................................497
14.1.3 UE procedure for determining resource block pool and subframe pool for sidelink transmission
mode 2 ......................................................................................................................................................497
14.1.5 UE procedure for determining resource block pool and subframe pool for sidelink transmission
mode 3 and 4.............................................................................................................................................498
14.2 Physical Sidelink Control Channel related procedures...................................................................................499
14.2.1 UE procedure for transmitting the PSCCH...............................................................................................499
14.2.1.1 UE procedure for determining subframes and resource blocks for transmitting PSCCH for
sidelink transmission mode 1..............................................................................................................502
14.2.1.2 UE procedure for determining subframes and resource blocks for transmitting PSCCH for
sidelink transmission mode 2..............................................................................................................503
14.2.1.3 UE procedure for PSCCH power control............................................................................................503
14.2.2 UE procedure for receiving the PSCCH ...................................................................................................504
14.2.3 UE procedure for determining resource block pool and subframe pool for PSCCH ................................504
14.2.4 UE procedure for determining resource block pool for PSCCH in sidelink transmission mode 3 and
4 ................................................................................................................................................................505
15 Void......................................................................................................................................................509
16 UE Procedures related to narrowband IoT...........................................................................................509
16.1 Synchronization procedures ...........................................................................................................................509
16.1.1 Cell search ................................................................................................................................................509
16.1.2 Timing synchronization............................................................................................................................509
16.2 Power control .................................................................................................................................................509
16.2.1 Uplink power control................................................................................................................................509
16.2.1.1 Narrowband physical uplink shared channel.......................................................................................510
16.2.1.1.1 UE behaviour.................................................................................................................................510
16.2.1.1.2 Power headroom............................................................................................................................510
16.2.1.2 SR........................................................................................................................................................511
16.2.1.2.1 UE behaviour.................................................................................................................................511
16.2.2 Downlink power allocation.......................................................................................................................511
16.3 Random access procedure ..............................................................................................................................512
16.3.1 Physical non-synchronized random access procedure ..............................................................................512
16.3.2 Timing ......................................................................................................................................................512
16.3.3 Narrowband random access response grant..............................................................................................513
16.4 Narrowband physical downlink shared channel related procedures...............................................................515
16.4.1 UE procedure for receiving the narrowband physical downlink shared channel......................................515
16.4.1.1 Single-antenna port scheme ................................................................................................................518
16.4.1.2 Transmit diversity scheme ..................................................................................................................518
16.4.1.3 Resource allocation.............................................................................................................................518
16.4.1.4 NPDSCH starting position ..................................................................................................................521
16.4.1.5 Modulation order and transport block size determination...................................................................522
16.4.1.5.1 Transport blocks not mapped for SystemInformationBlockType1-NB...........................................522
16.4.1.5.2 Transport blocks mapped for SystemInformationBlockType1-NB.................................................523
16.4.2 UE procedure for reporting ACK/NACK .................................................................................................523
16.5 Narrowband physical uplink shared channel related procedures....................................................................524
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16.5.1 UE procedure for transmitting format 1 narrowband physical uplink shared channel..............................525
16.5.1.1 Resource allocation.............................................................................................................................526
16.5.1.2 Modulation order, redundancy version and transport block size determination..................................527
16.5.2 UE procedure for NPUSCH retransmission..............................................................................................529
16.5.3 UE procedure for transmitting SR ............................................................................................................529
16.6 Narrowband physical downlink control channel related procedures..............................................................529
16.6.1 NPDCCH starting position .......................................................................................................................535
16.6.2 NPDCCH control information procedure .................................................................................................535
16.6.3 NPDCCH validation for semi-persistent scheduling ................................................................................535
16.7 Assumptions independent of physical channel related to narrowband IoT ....................................................536
16.8 UE procedure for acquiring cell-specific reference signal sequence and raster offset ...................................536
16.9 UE procedure for receiving narrowband wake up signal ...............................................................................536
17 Wake-up signal related procedures for BL/CE UE ..............................................................................537
Annex A (informative): Change history .............................................................................................538
History............................................................................................................................................................556
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Foreword
This Technical Specification (TS) has been produced by the 3rd
Generation Partnership Project (3GPP).
The contents of the present document are subject to continuing work within the TSG and may change following formal
TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an
identifying change of release date and an increase in version number as follows:
Version x.y.z
where:
x the first digit:
1 presented to TSG for information;
2 presented to TSG for approval;
3 or greater indicates TSG approved document under change control.
y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
updates, etc.
z the third digit is incremented when editorial only changes have been incorporated in the document.
3GPP TS 36.213 version 15.10.0 Release 15 9 ETSI TS 136 213 V15.10.0 (2020-09)
ETSI
1 Scope
The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and
TDD modes of E-UTRA.
2 References
The following documents contain provisions which, through reference in this text, constitute provisions of the present
document.
- References are either specific (identified by date of publication, edition number, version number, etc.) or
non-specific.
- For a specific reference, subsequent revisions do not apply.
- For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same
Release as the present document.
[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
[2] 3GPP TS 36.201: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer –
General Description".
[3] 3GPP TS 36.211: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and
modulation".
[4] 3GPP TS 36.212: "Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
channel coding".
[5] 3GPP TS 36.214: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer –
Measurements".
[6] 3GPP TS 36.101: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio transmission and reception".
[7] 3GPP TS 36.104: "Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
radio transmission and reception".
[8] 3GPP TS 36.321, "Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
Control (MAC) protocol specification".
[9] 3GPP TS 36.423, "Evolved Universal Terrestrial Radio Access (E-UTRA); X2 Application
Protocol (X2AP)".
[10] 3GPP TS 36.133, "Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for
support of radio resource management".
[11] 3GPP TS 36.331, "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource
Control (RRC) protocol specification".
[12] 3GPP TS 36.306: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
radio access capabilities".
[13] 3GPP TS 37.213: "Physical layer procedures for shared spectrum channel access".
[14] 3GPP TS 36.304: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
procedures in idle mode".
[15] 3GPP TS 38.321: "NR; Medium Access Control (MAC) protocol specification"
[16] 3GPP TS 38.133: "NR; Requirements for support of radio resource management"
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ETSI
3 Symbols and abbreviations
3.1 Symbols
For the purposes of the present document, the following symbols apply:
f
n System frame number as defined in [3]
s
n Slot number within a radio frame as defined in [3]
DL
cells
N Number of configured cells
DL
RB
N Downlink bandwidth configuration, expressed in units of RB
sc
N as defined in [3]
UL
RB
N Uplink bandwidth configuration, expressed in units of RB
sc
N as defined in [3]
UL
symb
N Number of SC-FDMA symbols in an uplink slot as defined in [3]
RB
sc
N Resource block size in the frequency domain, expressed as a number of subcarriers as defined in
[3]
s
T Basic time unit as defined in [3]
3.2 Abbreviations
For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply.
An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any,
in TR 21.905 [1].
ACK Acknowledgement
AUL Autonomous Uplink
AUL-DFI AUL downlink feedback information
BCH Broadcast Channel
CCE Control Channel Element
CDD Cyclic Delay Diversity
CG Cell Group
CIF Carrier Indicator Field
CQI Channel Quality Indicator
CRC Cyclic Redundancy Check
CRI CSI-RS Resource Indicator
CSI Channel State Information
CSI-IM CSI-interference measurement
DAI Downlink Assignment Index
DC Dual Connectivity
DCI Downlink Control Information
DL Downlink
DL-SCH Downlink Shared Channel
DTX Discontinuous Transmission
EDT Early Data Transmission
EN-DC E-UTRA NR Dual Connectivity with MCG using E-UTRA and SCG using NR
EPDCCH Enhanced Physical Downlink Control Channel
EPRE Energy Per Resource Element
MCG Master Cell Group
MCS Modulation and Coding Scheme
NACK Negative Acknowledgement
NE-DC NR E-UTRA Dual Connectivity with MCG using NR and SCG using E-UTRA
NPBCH Narrowband Physical Broadcast CHannel
NPDCCH Narrowband Physical Downlink Control CHannel
NPDSCH Narrowband Physical Downlink Shared CHannel
NPRACH Narrowband Physical Random Access CHannel
NPUSCH Narrowband Physical Uplink Shared CHannel
NPSS Narrowband Primary Synchronization Signal
NSSS Narrowband Secondary Synchronization Signal
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ETSI
NRS Narrowband Reference Signal
PBCH Physical Broadcast Channel
PCFICH Physical Control Format Indicator Channel
PDCCH Physical Downlink Control Channel
PDSCH Physical Downlink Shared Channel
PHICH Physical Hybrid ARQ Indicator Channel
PMCH Physical Multicast Channel
PMI Precoding Matrix Indicator
PRACH Physical Random Access Channel
PRS Positioning Reference Signal
PRB Physical Resource Block
PSBCH Physical Sidelink Broadcast Channel
PSCCH Physical Sidelink Control Channel
PSCell Primary Secondary cell
PSDCH Physical Sidelink Discovery Channel
PSSCH Physical Sidelink Shared Channel
PSSS Primary Sidelink Synchronisation Signal
PUCCH Physical Uplink Control Channel
PUCCH-SCell PUCCH SCell
PUSCH Physical Uplink Shared Channel
PTI Precoding Type Indicator
RBG Resource Block Group
RE Resource Element
RI Rank Indication
RS Reference Signal
RSS Resynchronization Signal
SCG Secondary Cell Group
SINR Signal to Interference plus Noise Ratio
SPS C-RNTI Semi-Persistent Scheduling C-RNTI
SR Scheduling Request
SRS Sounding Reference Symbol
SSSS Secondary Sidelink Synchronisation Signal
TAG Timing Advance Group
TBS Transport Block Size
UCI Uplink Control Information
UE User Equipment
UL Uplink
UL-SCH Uplink Shared Channel
VRB Virtual Resource Block
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ETSI
4 Synchronization procedures
4.1 Cell search
Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the
physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth
corresponding to 6 resource blocks and upwards.
The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary
synchronization signals.
A UE may assume the antenna ports 0 – 3 and the antenna port for the primary/secondary synchronization signals of a
serving cell are quasi co-located (as defined in [3]) with respect to Doppler shift and average delay.
For a BL/CE UE, if the UE is configured with higher layer parameter RSS-Config, the UE can use the resynchronization
signal (as defined in [3]) to re-acquire time and frequency synchronization with the cell.
4.2 Timing synchronization
4.2.1 Radio link monitoring
The downlink radio link quality of the primary cell shall be monitored by the UE for the purpose of indicating out-of-
sync/in-sync status to higher layers.
If the UE is configured with a SCG [11] and the parameter rlf-TimersAndConstantsSCG is provided by the higher layers
and is not set to release, the downlink radio link quality of the PSCell [11] of the SCG shall be monitored by the UE for
the purpose of indicating out-of-sync/in-sync status to higher layers.
In non-DRX mode operation, the physical layer in the UE shall every radio frame assess the radio link quality,
evaluated over the previous time period defined in [10], against thresholds (Qout and Qin) defined by relevant tests in
[10].
In DRX mode operation, the physical layer in the UE shall at least once every DRX period assess the radio link quality,
evaluated over the previous time period defined in [10], against thresholds (Qout and Qin) defined by relevant tests in
[10].
If higher-layer signalling indicates certain subframes for restricted radio link monitoring, the radio link quality shall not
be monitored in any subframe other than those indicated.
The physical layer in the UE shall in radio frames where the radio link quality is assessed indicate out-of-sync to higher
layers when the radio link quality is worse than the threshold Qout. When the radio link quality is better than the
threshold Qin, the physical layer in the UE shall in radio frames where the radio link quality is assessed indicate in-sync
to higher layers.
4.2.2 Inter-cell synchronization
No functionality is specified in this subclause in this release.
4.2.3 Transmission timing adjustments
Upon reception of a timing advance command or a timing adjustment indication for a TAG containing the primary cell
or PSCell, the UE shall adjust uplink transmission timing for PUCCH/PUSCH/SRS of the primary cell or PSCell based
on the received timing advance command or a timing adjustment indication.
The UL transmission timing for PUSCH/SRS of a secondary cell is the same as the primary cell if the secondary cell
and the primary cell belong to the same TAG. If the primary cell in a TAG has a frame structure type 1 and a secondary
cell in the same TAG has a frame structure type 2 or frame structure 3, UE may assume that NTA ≥ 624.
If the UE is configured with a SCG, the UL transmission timing for PUSCH/SRS of a secondary cell other than the
PSCell is the same as the PSCell if the secondary cell and the PSCell belong to the same TAG.
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Upon reception of a timing advance command or a timing adjustment indication for a TAG not containing the primary
cell or PSCell, if all the serving cells in the TAG have the same frame structure type, the UE shall adjust uplink
transmission timing for PUSCH/SRS of all the secondary cells in the TAG based on the received timing advance
command or a timing adjustment indication where the UL transmission timing for PUSCH /SRS is the same for all the
secondary cells in the TAG.
Upon reception of a timing advance command or a timing adjustment indication for a TAG not containing the primary
cell or PSCell, if a serving cell in the TAG has a different frame structure type compared to the frame structure type of
another serving cell in the same TAG, the UE shall adjust uplink transmission timing for PUSCH/SRS of all the
secondary cells in the TAG by using NTAoffset = 624 regardless of the frame structure type of the serving cells and based
on the received timing advance command or a timing adjustment indication where the UL transmission timing for
PUSCH /SRS is the same for all the secondary cells in the TAG. NTAoffset is described in [3].
The timing adjustment indication specified in [11] indicates the initial NTA used for a TAG.The timing advance
command for a TAG indicates the change of the uplink timing relative to the current uplink timing for the TAG as
multiples of 16 s
T . The start timing of the random access preamble is specified in [3].
In case of random access response, an 11-bit timing advance command [8], TA, for a TAG indicates NTA values by index
values of TA = 0, 1, 2, ..., 256 if the UE is configured with a SCG, and TA = 0, 1, 2, ..., 1282 otherwise, where an amount
of the time alignment for the TAG is given by NTA = TA ×16. NTA is defined in [3].
In other cases, a 6-bit timing advance command [8], TA, for a TAG indicates adjustment of the current NTA value, NTA,old,
to the new NTA value, NTA,new, by index values of TA = 0, 1, 2,..., 63, where NTA,new = NTA,old + (TA −31)×16. Here,
adjustment of NTA value by a positive or a negative amount indicates advancing or delaying the uplink transmission
timing for the TAG by a given amount respectively.
For a non-BL/CE UE, for a timing advance command received on
- subframe n, the corresponding adjustment of the uplink transmission timing shall apply from the beginning of
subframe n+5 if the UE is configured with higher layer parameter shortProcessingTime and the corresponding
PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, n+6 otherwise.
- slot n, the corresponding adjustment of the uplink transmission timing shall apply from the first subframe
boundary no earlier than slot [n+8].
- subslot n, the corresponding adjustment of the uplink transmission timing shall apply from the first subframe
boundary no earlier than
- subslot [n+16] if higher layer parameter proc-TimeAdv-r15= 'nplus4set1'.
- subslot [n+18] if higher layer parameter proc-TimeAdv-r15= 'nplus6set1'or 'nplus6set2'.
- subslot [n+20] if higher layer parameter proc-TimeAdv-r15= 'nplus8set2'.
For serving cells in the same TAG, when the UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and
subframe n+1 are overlapped due to the timing adjustment, the UE shall complete transmission of subframe n and not
transmit the overlapped part of subframe n+1.
For a BL/CE UE, for a timing advance command received on subframe n, the corresponding adjustment of the uplink
transmission timing shall apply for the uplink PUCCH/PUSCH/SRS transmissions in subframe n+6. When the BL/CE
UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe n+1 are on the same narrowband and are
overlapped due to the timing adjustment, the UE shall complete transmission of subframe n and is not required to
transmit in subframe n+1 until the first available symbol that has no overlapping portion with subframe n. When the
BL/CE UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe n+1 are on different narrowbands,
and the timing adjustment occurs in the guard period for narrowband retuning, the UE is not required to transmit in
subframe n+1 until the first available symbol that has no overlapping portion with subframe n and which does not
reduce the guard period.
If the received downlink timing changes and is not compensated or is only partly compensated by the uplink timing
adjustment without timing advance command as specified in [10], the UE changes NTA accordingly.
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ETSI
4.3 Timing for Secondary Cell Activation / Deactivation
When a UE receives an activation command [8] for a secondary cell in subframe n, the corresponding actions in [8]
shall be applied no later than the minimum requirement defined in [10] and no earlier than subframe n+8, except for the
following:
- the actions related to CSI reporting on a serving cell which is active in subframe n+8
- the actions related to the sCellDeactivationTimer associated with the secondary cell [8]
which shall be applied in subframe n+8.
- the actions related to CSI reporting on a serving cell which is not active in subframe n+8
which shall be applied in the earliest subframe after n+8 in which the serving cell is active.
When a UE receives an RRC configuration which configures secondary cell as activated [11] in subframe n, the
corresponding actions in [8] shall be applied no later than the minimum requirement defined in [10] and no earlier than
subframe n+20, except for the following:
- the actions related to CSI reporting on a serving cell which is active in subframe n+20
- the actions related to the sCellDeactivationTimer associated with the secondary cell [8]
which shall be applied in subframe n+20.
- the actions related to CSI reporting on a serving cell which is not active in subframe n+20
which shall be applied in the earliest subframe after n+20 in which the serving cell is active.
If a UE has been configured with cqi-ShortPeriodicSCell for a secondary cell, parameters cqi-pmi-ConfigIndex and ri-
ConfigIndex in clause 7.2 are given by cqi-ShortPeriodicSCell from subframe n+8 until subframe n+34.
When a UE receives a deactivation command [8] for a secondary cell or the sCellDeactivationTimer associated with the
secondary cell expires in subframe n, the corresponding actions in [8] shall apply no later than the minimum
requirement defined in [10], except for the actions related to CSI reporting on a serving cell which is active which shall
be applied in subframe n+8.
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5 Power control
Downlink power control determines the Energy Per Resource Element (EPRE). The term resource element energy
denotes the energy prior to CP insertion. The term resource element energy also denotes the average energy taken over
all constellation points for the modulation scheme applied. Uplink power control determines the average power over a
SC-FDMA symbol in which the physical channel is transmitted.
5.1 Uplink power control
If the UE is configured with shortTTI, PUCCH in this clause refers to SPUCCH defined in [3] if the HARQ-ACK is
sent in response to PDSCH scheduled by DCI format 7-1A/1B/1C/1D/1E/1F/1G or if the scheduling request is sent on
resources configured by higher layer parameter sr-SlotSPUCCH-IndexFH or sr-SlotSPUCCH-IndexNoFH or sr-
subSlotSPUCCH-Resource for slot/subslot-based transmissions, unless otherwise noted.
If the UE is not configured with shortTTI or the UE is configured with shortTTI, and UCI is to be transmitted in a
subframe, the term 'subframe/slot/subslot' or 'subframe/slot' refers to a subframe in this clause.
If the UE is configured with shortTTI, and UCI is to be transmitted in a slot, the term 'subframe/slot/subslot' or
'slot/subslot' or 'subframe/slot' refers to a slot in this clause.
If the UE is configured with shortTTI, and UCI is to be transmitted in a subslot, the term 'subframe/slot/subslot' or
'slot/subslot' refers to a subslot in this clause.
Throughout this subclause,
- if the UE is configured with higher layer parameter shortProcessingTime and the corresponding PDCCH with
CRC scrambled by C-RNTI is in the UE-specific search space, , otherwise .
- if the UE is configured with higher layer parameter shortTTI and the corresponding PDCCH/SPDCCH with DCI
format 7-1A/7-1B/7-1C/7-1D/7-1E/7-1F/7-1G is detected in a subslot, if the UE is configured for subslot uplink
transmissions, p
X is given by higher layer parameter proc-TimeAdv from { }
8
,
6
,
4 , otherwise 4
=
p
X .
Uplink power control controls the transmit power of the different uplink physical channels.
If a UE is configured with a LAA SCell for uplink transmissions, the UE shall apply the procedures described for
PUSCH and SRS in this clause assuming frame structure type 1 for the LAA SCell unless stated otherwise.
For a UE configured with EN-DC/NE-DC and serving cell frame structure type 1, if the UE is configured with
subframeAssignment-r15 for the serving cell, the UE is not expected to transmit any uplink physical channel or signal in
the serving cell on subframes other than offset-UL subframes, where the offset-UL subframes are determined by
applying an offset value given by harq-Offset-r15 to the subframes denoted as uplink in the UL/DL configuration
subframeAssignment-r15.
For PUSCH, the transmit power )
(
ˆ
,
PUSCH i
P c defined in Subclause 5.1.1, is first scaled by the ratio of the number of
antennas ports with a non-zero PUSCH transmission to the number of configured antenna ports for the transmission
scheme. The resulting scaled power is then split equally across the antenna ports on which the non-zero PUSCH is
transmitted.
For PUCCH or SRS, the transmit power )
(
ˆ
PUCCH i
P , defined in Subclause 5.1.1.1, or )
(
ˆ
c
SRS, i
P is split equally across
the configured antenna ports for PUCCH or SRS. )
(
ˆ
c
SRS, i
P is the linear value of )
(
c
SRS, i
P defined in Subclause 5.1.3.
A cell wide overload indicator (OI) and a High Interference Indicator (HII) to control UL interference are defined in [9].
For a serving cell with frame structure type 1, a UE is not expected to be configured with
UplinkPowerControlDedicated-v12x0.
5.1.1 Physical uplink shared channel
If the UE is configured with a SCG, the UE shall apply the procedures described in this clause for both MCG and SCG
3
=
p
k 4
=
p
k
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ETSI
- When the procedures are applied for MCG, the terms 'secondary cell', 'secondary cells' , 'serving cell', 'serving
cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells belonging to the MCG
respectively.
- When the procedures are applied for SCG, the terms 'secondary cell', 'secondary cells', 'serving cell', 'serving
cells' in this clause refer to secondary cell, secondary cells (not including PSCell), serving cell, serving cells
belonging to the SCG respectively. The term 'primary cell' in this clause refers to the PSCell of the SCG.
If the UE is configured with a PUCCH-SCell, the UE shall apply the procedures described in this clause for both
primary PUCCH group and secondary PUCCH group
- When the procedures are applied for primary PUCCH group, the terms 'secondary cell', 'secondary cells' ,
'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells
belonging to the primary PUCCH group respectively.
- When the procedures are applied for secondary PUCCH group, the terms 'secondary cell', 'secondary cells',
'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells
belonging to the secondary PUCCH group respectively.
For PUSCH (re)transmissions corresponding to ul-ConfigInfo-r14, the UE shall apply the procedures corresponding to
PUSCH (re)transmission corresponding to the random access response grant.
5.1.1.1 UE behaviour
The setting of the UE Transmit power for a Physical Uplink Shared Channel (PUSCH) transmission is defined as
follows.
If the UE transmits PUSCH without a simultaneous PUCCH for the serving cell c , then the UE transmit power
)
(
,
PUSCH i
P c for PUSCH transmission in subframe/slot/subslot i for the serving cell c is given by










+
Δ
+
⋅
+
+
=
)
(
)
(
)
(
)
(
))
(
(
log
10
),
(
min
)
(
c
TF,
c
O_PUSCH,
c
PUSCH,
10
,
CMAX
c
PUSCH,
i
f
i
PL
j
j
P
i
M
i
P
i
P
c
c
c
c
α
[dBm]
If the UE transmits PUSCH simultaneous with PUCCH for the serving cell c , then the UE transmit power
)
(
,
PUSCH i
P c for the PUSCH transmission in subframe/slot/subslot i for the serving cell c is given by
( )










+
Δ
+
⋅
+
+
−
=
)
(
)
(
)
(
)
(
))
(
(
log
10
,
)
(
ˆ
)
(
ˆ
log
10
min
)
(
c
TF,
c
O_PUSCH,
c
PUSCH,
10
PUCCH
,
CMAX
10
c
PUSCH,
i
f
i
PL
j
j
P
i
M
i
P
i
P
i
P
c
c
c
c
α
[dBm]
If the UE is not transmitting PUSCH for the serving cell c, for the accumulation of TPC command received with DCI
format 3/3A for PUSCH, the UE shall assume that the UE transmit power )
(
,
PUSCH i
P c for the PUSCH transmission in
subframe i for the serving cell c is computed by
{ }
)
(
)
1
(
)
1
(
),
(
min
)
( O_PUSCH,c
CMAX,c
PUSCH,c i
f
PL
P
i
P
i
P c
c
c +
⋅
+
= α [dBm]
where,
- )
(
c
CMAX, i
P is the configured UE transmit power defined in [6] in subframe/slot/subslot i for serving cell c and
)
(
ˆ
c
CMAX, i
P is the linear value of )
(
c
CMAX, i
P . If the UE transmits PUCCH without PUSCH in subframe i for
the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for PUSCH, the UE
shall assume )
(
c
CMAX, i
P as given by Subclause 5.1.2.1. If the UE does not transmit PUCCH and PUSCH in
subframe i for the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for
PUSCH, the UE shall compute )
(
c
CMAX, i
P assuming MPR=0dB, A-MPR=0dB, P-MPR=0dB and ΔTC =0dB,
where MPR, A-MPR, P-MPR and ΔTC are defined in [6].
- )
(
ˆ
PUCCH i
P is the linear value of )
(
PUCCH i
P defined in Subclause 5.1.2.1
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ETSI
- If the UE is a BL/CE UE configured with higher layer parameter ce-PUSCH-SubPRB-Config-r15, and the
PUSCH resource assignment valid for subframe i and serving cell c is using uplink resource allocation type 5,
)
(
c
PUSCH, i
M is the bandwidth of the PUSCH resource assignment expressed in fraction of a resource block and
is given by ( )
RU RB
PUSCH,c sc m sc
( ) 2
M i M Q N
= + − where
RU RB
sc sc
,
M N are defined in [3] and m
Q is defined
in Subclause 8.6.1 for subframe i, )
(
c
PUSCH, i
M is the bandwidth of the PUSCH resource assignment expressed
in number of resource blocks valid for subframe/slot/subslot i and serving cell c otherwise.
- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c
and if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter
tpc-SubframeSet-r12,
- when j=0, O_PUSCH,c O_UE_PUSCH,c,2 O_NOMINAL_PUSCH,c,2
(0) (0) (0)
P P P
= + , where j=0 is used for PUSCH
(re)transmissions corresponding to a semi-persistent grant. O_UE_PUSCH,c,2 (0)
P and O_NOMINAL_PUSCH,c,2 (0)
P
are the parameters p0-UE-PUSCH-Persistent-SubframeSet2-r12 and p0-NominalPUSCH-Persistent -
SubframeSet2-r12 respectively provided by higher layers, for each serving cell c .
- when j=1, O_PUSCH,c O_UE_PUSCH,c,2 O_NOMINAL_PUSCH,c,2
(1) (1) (1)
P P P
= + , where j=1 is used for PUSCH
(re)transmissions corresponding to a dynamic scheduled grant. O_UE_PUSCH,c,2 (1)
P and
O_NOMINAL_PUSCH,c,2 (1)
P are the parameters p0-UE-PUSCH-SubframeSet2-r12 and p0-NominalPUSCH-
SubframeSet2-r12 respectively, provided by higher layers for serving cell c .
- when j=2, )
2
(
)
2
(
)
2
( PUSCH,c
O_NOMINAL_
,c
O_UE_PUSCH
O_PUSCH,c P
P
P +
= where 0
)
2
(
,c
O_UE_PUSCH =
P and
3
_
O_PRE
PUSCH,c
O_NOMINAL_ )
2
( Msg
PREAMBLE
P
P Δ
+
= , where the parameter
preambleInitialReceivedTargetPower [8] ( O_PRE
P ) and 3
_ Msg
PREAMBLE
Δ are signalled from higher layers
for serving cell c , where j=2 is used for PUSCH (re)transmissions corresponding to the random access
response grant.
Otherwise
- )
(
c
O_PUSCH, j
P is a parameter composed of the sum of a component )
(
c
PUSCH,
O_NOMINAL_ j
P provided
from higher layers for j=0 and 1 and a component )
(
c
,
O_UE_PUSCH j
P provided by higher layers for j=0 and
1 for serving cell c . For PUSCH (re)transmissions corresponding to a semi-persistent grant then j=0 , for
PUSCH (re)transmissions corresponding to a dynamic scheduled grant then j=1 and for PUSCH
(re)transmissions corresponding to the random access response grant then j=2. 0
)
2
(
,c
O_UE_PUSCH =
P and
3
_
O_PRE
c
PUSCH,
O_NOMINAL_ )
2
( Msg
PREAMBLE
P
P Δ
+
= , where the parameter
preambleInitialReceivedTargetPower [8] ( O_PRE
P ) and 3
_ Msg
PREAMBLE
Δ are signalled from higher layers
for serving cell c .
- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c
and if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter
tpc-SubframeSet-r12,
- For j=0 or 1, { }
1
,
9
.
0
,
8
.
0
,
7
.
0
,
6
.
0
,
5
.
0
,
4
.
0
,
0
)
( 2
, ∈
= c
c j α
α . 2
,
c
α is the parameter alpha-
SubframeSet2-r12 provided by higher layers for each serving cell c .
- For j=2, ( ) 1
c j
α = .
- Else if the UE is configured with higher layer parameter UplinkPowerControlDedicated-v15x0 for serving cell c,
- For j=0 or 1, { }
,
( ) 0, 0.4, 0.5, 0.6, 0.7, 0.8, 0.9,1
c c UE
j
α α
= ∈ . ,
c UE
α is the parameter alpha-UE-r15
provided by higher layers for each serving cell c .
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ETSI
- For j=2, ( ) 1
c j
α = .
Otherwise
- For j =0 or 1, { }
1
,
9
.
0
,
8
.
0
,
7
.
0
,
6
.
0
,
5
.
0
,
4
.
0
,
0
∈
c
α is a 3-bit parameter provided by higher layers for
serving cell c . For j=2, .
1
)
( =
j
c
α
- c
PL is the downlink path loss estimate calculated in the UE for serving cell c in dB and c
PL =
referenceSignalPower – higher layer filtered RSRP, where referenceSignalPower is provided by higher layers
and RSRP is defined in [5] for the reference serving cell and the higher layer filter configuration is defined in
[11] for the reference serving cell.
- If serving cell c belongs to a TAG containing the primary cell then, for the uplink of the primary cell, the
primary cell is used as the reference serving cell for determining referenceSignalPower and higher layer
filtered RSRP. For the uplink of the secondary cell, the serving cell configured by the higher layer parameter
pathlossReferenceLinking defined in [11] is used as the reference serving cell for determining
referenceSignalPower and higher layer filtered RSRP.
- If serving cell c belongs to a TAG containing the PSCell then, for the uplink of the PSCell, the PSCell is
used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP; for
the uplink of the secondary cell other than PSCell, the serving cell configured by the higher layer parameter
pathlossReferenceLinking defined in [11] is used as the reference serving cell for determining
referenceSignalPower and higher layer filtered RSRP.
- If serving cell c belongs to a TAG not containing the primary cell or PSCell then serving cell c is used as
the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP.
- ( )
( )
PUSCH
offset
K
BPRE
c
TF
s
i β
⋅
−
=
Δ ⋅
1
2
log
10
)
( 10
, for 25
.
1
=
S
K and 0 for 0
=
S
K where S
K is given by the
parameter deltaMCS-Enabled provided by higher layers for each serving cell c . BPRE and PUSCH
offset
β , for
each serving cell c , are computed as below. 0
=
S
K for transmission mode 2.
- RE
CQI / N
O
BPRE = for control data sent via subframe-PUSCH without UL-SCH data or slot/sublot-PUSCH
without UL-SCH data if the UE is configured with a higher layer parameter uplinkPower-CSIPayload,
RE
'
/ N
O
BPRE CQI
= and }
max{ ,
'
RI
CQI
CQI O
O = with RI
CQI
O , defined as the number of CQI/PMI bits
including CRC for a given RI value for slot/subslot-PUSCH without UL-SCH data if the UE is not
configured with a higher layer parameter uplinkPower-CSIPayload, and BPRE= RE
1
0
/ N
Kr
C
r

−
=
for other
cases.
- where C is the number of code blocks, r
K is the size for code block r , CQI
O is the number of
CQI/PMI bits including CRC bits and RE
N is the number of resource elements determined as
initial
-
PUSCH
symb
RE N
M
N initial
PUSCH
sc ⋅
= −
, where C , r
K ,
initial
PUSCH
sc
M −
and
initial
-
PUSCH
symb
N are defined in
[4].
- PUSCH CQI
offset offset
β β
= for control data sent via PUSCH without UL-SCH data and 1 for other cases.
- c
PUSCH,
δ is a correction value, also referred to as a TPC command and is included in PDCCH/EPDCCH with
DCI format 0/0A/0B/0C/4/4A/4B or in PDCCH/SPDCCH with DCI format 7-0A/7-0B or in MPDCCH with
DCI format 6-0A for serving cell c or jointly coded with other TPC commands in PDCCH/MPDCCH with DCI
format 3/3A whose CRC parity bits are scrambled with TPC-PUSCH-RNTI. If the UE is configured with higher
layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and if subframe i belongs to uplink
power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12, the current
PUSCH power control adjustment state for serving cell c is given by )
(
2
, i
fc , and the UE shall use )
(
2
, i
fc
instead of )
(i
fc to determine )
(
,
PUSCH i
P c . Otherwise, the current PUSCH power control adjustment state for
3GPP TS 36.213 version 15.10.0 Release 15 19 ETSI TS 136 213 V15.10.0 (2020-09)
ETSI
serving cell c is given by )
(i
fc . If the UE is configured with multiple UL SPS configurations, is a
correction value, also referred to as a TPC command and is jointly coded with other TPC commands in PDCCH
with DCI format 3/3A whose CRC parity bits are scrambled with TPC-PUSCH-RNTI, where x is SPS-
ConfigIndex-r14, and and are replaced by and , respectively.
- )
(
)
1
(
)
( PUSCH
c
PUSCH, K
i
i
f
i
f c
c −
+
−
= δ and )
(
)
1
(
)
( PUSCH
PUSCH,c
2
,
2
, K
i
i
f
i
f c
c −
+
−
= δ if accumulation
is enabled based on the parameter Accumulation-enabled or accumulationEnabledsTTI provided by higher
layers or if the TPC command c
PUSCH,
δ is included in a PDCCH/EPDCCH with DCI format 0 or in a
MPDCCH with DCI format 6-0A for serving cell c where the CRC is scrambled by the Temporary C-RNTI
- and if
accumulation is enabled based on the parameter Accumulation-enabled or accumulationEnabledsTTI
provided by higher layers and if the TPC command is included in a PDCCH with DCI format
3/3A whose CRC parity bits are scrambled by TPC-PUSCH-RNTI and if the UE is configured with multiple
UL SPS configurations.
- where )
( PUSCH
c
PUSCH, K
i −
δ was signalled on PDCCH/EPDCCH with DCI format
0/0A/0B/0C/4/4A/4B or PDCCH/SPDCCH with DCI format 7-0A/7-0B or MPDCCH with DCI format 6-
0A or PDCCH/MPDCCH with DCI format 3/3A on subframe/slot/subslot PUSCH
K
i − , and where )
0
(
c
f
is the first value after reset of accumulation. For a BL/CE UE configured with CEModeA, subframe
PUSCH
K
i − is the last subframe in which the MPDCCH with DCI format 6-0A or MPDCCH with DCI
format 3/3A is transmitted.
- The value of PUSCH
K is
- For FDD or FDD-TDD and serving cell frame structure type 1
- if the UE is configured with higher layer parameter shortTTI and the TPC command is
included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B and for PUSCH transmissions in a
subslot, p
PUSCH X
K =
- the UE is configured with higher layer parameters dl-STTI-Length='subslot' and ul-STTI-
Length='slot' and the TPC command is included in a PDCCH/ SPDCCH with DCI
format 7-0A/7-0B and for PUSCH transmissions in a slot, PUSCH
K
i − corresponds to:
- a subslot among subslot 4 or 5 of subframe N-3 or subslot 0 of subframe N-2 in which the UE
has received the TPC command if the slot PUSCH is to be transmitted in slot 0 of subframe N. A
UE is not expected to receive TPC command in more than one subslot among subslot 4 or 5 of
subframe N-3 or subslot 0 of subframe N-2 corresponding to slot-PUSCH transmission in slot 0 of
subframe N.
- a subslot among subslot 1 or 2 or 3 of subframe N-2 in which the UE has received the TPC
command if the slot-PUSCH is to be transmitted in slot 1 of subframe N. A UE is not expected to
receive TPC command in more than one subslot among subslot 1 or 2 or 3 of subframe N-2
corresponding to slot-PUSCH transmission in slot 1of subframe N.
- if the UE is configured with higher layer parameter shortProcessingTime and the corresponding
PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, 3
=
PUSCH
K
- otherwise, PUSCH
K = 4 (in unit of slots for slot-PUSCH and the TPC command is
included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B, and in units of subframe for
subframe-PUSCH and for slot/subslot-PUSCH with a TPC command provided in the
PDCCH with DCI format 3/3A).
x
c,
PUSCH,
δ
)
(
2
, i
fc )
(i
fc )
(
,
2
, i
f x
c )
(
, i
f x
c
)
(
)
1
(
)
( ,
, PUSCH
x
c,
PUSCH, K
i
i
f
i
f x
c
x
c −
+
−
= δ )
(
)
1
(
)
( ,
2
,
,
2
, PUSCH
x
c,
PUSCH, K
i
i
f
i
f x
c
x
c −
+
−
= δ
x
c,
PUSCH,
δ
PUSCH,c
δ
PUSCH,c
δ
PUSCH,c
δ
c
PUSCH,
δ
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ETSI
- For TDD, if the UE is configured with more than one serving cell and the TDD UL/DL configuration
of at least two configured serving cells is not the same, or if the UE is configured with the parameter
EIMTA-MainConfigServCell-r12 for at least one serving cell, or for FDD-TDD and serving cell frame
structure type 2, the "TDD UL/DL configuration" refers to the UL-reference UL/DL configuration
(defined in Subclause 8.0) for serving cell c .
- For TDD UL/DL configurations 1-6 and UE not configured with higher layer parameter symPUSCH-
UpPts-r14 for the serving cell c , PUSCH
K is given
- in Table 5.1.1.1-1A if the UE is configured with higher layer parameter shortProcessingTime and
the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space for
subframe-PUSCH transmissions,
- in Table 5.1.1.1-1B for special subframe configuration 1, 2, 3, 4, 6, 7, 8 and Table 5.1.1.1-1C for
special subframe configuration 0, 5, 9 if the UE is configured with higher layer parameter shortTTI
and the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B,
and for uplink transmissions in a slot,
- by 5
PUSCH
K = if the slot-PUSCH transmission in slot 15 or 16 is scheduled with a
PDCCH/SPDCCH with DCI format 7-0A/7-0B in which the LSB of the UL index is set to 1 for
TDD UL/DL configuration 6 and special subframe configuration 0, 5, 9,
- in Table 5.1.1.1-1 otherwise.
- For TDD UL/DL configuration 0 and UE not configured with higher layer parameter symPUSCH-
UpPts-r14 for the serving cell c .
- If the subframe-PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of
DCI format 0/4 or a MPDCCH of DCI format 6-0A in which the LSB of the UL index is set to 1,
PUSCH
K = 7
- For slot-PUSCH transmissions, PUSCH
K is given by Table 5.1.1.1-1B for special subframe
configuration 1, 2, 3, 4, 6, 7, 8 and Table 5.1.1.1-1C for special subframe configuration 0, 5, 9 if
the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B. If
the TPC command is provided in the PDCCH with DCI format 3/3A, is
given in Table 5.1.1.1-1.
- For all other subframe-PUSCH transmissions, PUSCH
K is given in Table 5.1.1.1-1A if the UE is
configured with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-
RNTI is in the UE-specific search space, otherwise Table 5.1.1.1-1.
- For TDD UL/DL configurations 0-5 and UE configured with higher layer parameter symPUSCH-
UpPts-r14 for the serving cell c , is given in
- Table 5.1.1.1-4A if the UE is configured with shortProcessingTime and the corresponding
PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space,
- Table 5.1.1.1-4B for slot-PUSCH transmissions if the TPC command is included in a
PDCCH/ SPDCCH with DCI format 7-0A/7-0B,
- Table 5.1.1.1-4 otherwise.
- For TDD UL/DL configuration 6 and UE configured with higher layer parameter symPUSCH-UpPts-
r14 for the serving cell c
- If the subframe-PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH
of DCI format 0/4 if the UE is not configured with higher layer parameter shortProcessingTime
or if the UE is configured with higher layer parameter shortProcessingTime and the
PUSCH,c
δ
PUSCH,c
δ
c
PUSCH,
δ PUSCH
K
PUSCH
K
PUSCH,c
δ
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ETSI
corresponding PDCCH with CRC scrambled by C-RNTI is in the common search space in which
the LSB of the UL index is set to 1, PUSCH
K = 6
- For all other PUSCH transmissions, PUSCH
K is given in
- Table 5.1.1.1-4A if the UE is configured with shortProcessingTime and the corresponding
PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space,
- Table 5.1.1.1-4B for slot-PUSCH transmissions if the TPC command is included in a
PDCCH/ SPDCCH with DCI format 7-0A/7-0B,
- Table 5.1.1.1-4 otherwise.
- For a serving cell with frame structure type 3,
- For an uplink DCI format 0A/4A carrying AUL-DFI according to subclause 8.3A, =4.
- For an uplink DCI format 0A/0B/0C/4A/4B with CRC scrambled by C-RNTI with PUSCH trigger
A set to 0, PUSCH
K is equal to k+l, where k and l are defined in in Subclause 8.0.
- For an uplink DCI format 0A/0B/0C/4A/4B with CRC scrambled by C-RNTI with PUSCH trigger
A set to 1 and upon the detection of PDCCH with CRC scrambled by CC-RNTI and with 'PUSCH
trigger B' field set to '1' described in Subclause 8.0, PUSCH
K is equal to p+k+l, where p, k and l are
defined in Subclause 8.0.
- If a UE detected multiple TPC commands in subframe PUSCH
K
i − , the UE shall use the TPC
command in the PDCCH/EPDCCH with DCI format 0A/0B/0C/4A/4B with CRC scrambled by
C-RNTI which schedules PUSCH transmission in subframe i.
- For serving cell c and a non-BL/CE UE, the UE attempts to decode a PDCCH/EPDCCH of DCI format
0/0A/0B/0C/4/4A/4B or a PDCCH/SPDCCH of DCI format 7-0A/7-0B with the UE's C-RNTI or a
PDCCH/EPDCCH of DCI format 0 for SPS C-RNTI or a PDCCH/SPDCCH of DCI format 7-0A/7-0B
for SPS C-RNTI or a PDCCH/EPDCCH of DCI format 0 for UL-SPS-V-RNTI and a PDCCH of DCI
format 3/3A with this UE's TPC-PUSCH-RNTI in every subframe except when in DRX or where serving
cell c is deactivated.
­ For serving cell c and a BL/CE UE configured with CEModeA, the UE attempts to decode a MPDCCH
of DCI format 6-0A with the UE's C-RNTI or SPS C-RNTI and a MPDCCH of DCI format 3/3A with
this UE's TPC-PUSCH-RNTI in every BL/CE downlink subframe except when in DRX
- For a non-BL/CE UE and for subframe PUSCH transmissions, if DCI format 0/0A/0B/0C/4/4A/4B for
serving cell c and DCI format 3/3A are both detected in the same subframe, then the UE shall use the
c
PUSCH,
δ provided in DCI format 0/0A/0B/0C/4/4A/4B.
- For slot/subslot-PUSCH transmissions corresponding to a PDCCH/SPDCCH with DCI format 7-0A/7-0B
with the UE's C-RNTI for serving cell c, the UE shall use the c
PUSCH,
δ provided in DCI format 7-0A/7-
0B
- For serving cell c and slot/subslot-PUSCH transmissions without a corresponding PDCCH/SPDCCH in
slot/subslot i of subframe I, the UE shall use the TPC command provided in the PDCCH with DCI format
3/3A received in a subframe not later than subframe when configured by higher layer
parameter tpc-PDCCH-ConfigPUSCH-SPS for the serving cell c and for the corresponding SPS-
ConfigIndex-r14 if the UE is configured with multiple UL SPS configurations.
­ For a BL/CE UE configured with CEModeA, if DCI format 6-0A for serving cell c and DCI format 3/3A
are both detected in the same subframe, then the UE shall use the c
PUSCH,
δ provided in DCI format 6-
0A.
PUSCH,c
δ
PUSCH
K
PUSCH
I K
−
3GPP TS 36.213 version 15.10.0 Release 15 22 ETSI TS 136 213 V15.10.0 (2020-09)
ETSI
- 0
c
PUSCH, =
δ dB for a subframe/slot/subslot where no TPC command is decoded for serving cell c or
where DRX occurs or i is not an uplink subframe/slot/subslot in TDD or FDD-TDD and serving cell c
frame structure type 2.
- 0
c
PUSCH, =
δ dB for subframe-PUSCH transmissions if the subframe i is not the first subframe scheduled
by a PDCCH/EPDCCH of DCI format 0B/4B.
- The c
PUSCH,
δ dB accumulated values signalled on PDCCH/EPDCCH with DCI format
0/0A/0B/0C/4/4A/4B or PDCCH/SPDCCH with DCI format 7-0A/7-0B or MPDCCH with DCI format 6-
0A are given in Table 5.1.1.1-2. If the PDCCH/EPDCCH with DCI format 0 or PDCCH/SPDCCH with
DCI format 7-0A/7-0B or MPDCCH with DCI format 6-0A or PDCCH/SPDCCH with DCI format 7-
0A/7-0B is validated as a SPS activation or release PDCCH/EPDCCH/MPDCCH/SPDCCH, then
c
PUSCH,
δ is 0dB.
- The PUSCH
δ dB accumulated values signalled on PDCCH/MPDCCH with DCI format 3/3A are one of
SET1 given in Table 5.1.1.1-2 or SET2 given in Table 5.1.1.1-3 as determined by the parameter TPC-
Index provided by higher layers.
- If UE has reached )
(
c
CMAX, i
P for serving cell c , positive TPC commands for serving cell c shall not
be accumulated
- If UE has reached minimum power, negative TPC commands shall not be accumulated
- For serving cell c , when the UE is configured with higher layer parameter shortTTI or when there is a
change in configuration corresponding to the higher layer parameter shortTTI, (0)
c
f for the first
following PUSCH transmission in a slot or subslot in a given subframe is set to the value of )
(∗
c
f
associated with PUSCH of the previous uplink subframe.
- If the UE is not configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving
cell c, the UE shall reset accumulation
- For serving cell c , when c
,
O_UE_PUSCH
P value is changed by higher layers
- For serving cell c , when the UE receives random access response message for serving cell c
- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell
c,
- the UE shall reset accumulation corresponding to )
(∗
c
f for serving cell c
- when c
,
O_UE_PUSCH
P value is changed by higher layers
- when the UE receives random access response message for serving cell c
- the UE shall reset accumulation corresponding to )
(
2
, ∗
c
f for serving cell c
- when ,c,2
O_UE_PUSCH
P value is changed by higher layers
- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v15x0 for serving cell
c, the UE shall reset accumulation corresponding to )
(∗
c
f for serving cell c
- when ,
c UE
α value is changed by higher layers
- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell
c and
- if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer
parameter tpc-SubframeSet-r12 )
1
(
)
( −
= i
f
i
f c
c
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ETSI
- if subframe i does not belong to uplink power control subframe set 2 as indicated by the higher layer
parameter tpc-SubframeSet-r12 )
1
(
)
( 2
,
2
, −
= i
f
i
f c
c
- )
(
)
( PUSCH
c
PUSCH, K
i
i
fc −
= δ and ,2 PUSCH,c PUSCH
( ) ( )
c
f i i K
δ
= − if accumulation is not enabled for
serving cell c based on the parameter Accumulation-enabled or accumulationEnabledsTTI provided by
higher layers
- where )
( PUSCH
c
PUSCH, K
i −
δ was signalled on PDCCH/EPDCCH with DCI format
0/0A/0B/0C/4/4A/4B or PDCCH/SPDCCH with DCI format 7-0A/7-0B or MPDCCH with DCI format 6-
0A for serving cell c on subframe PUSCH
K
i − . For a BL/CE UE configured with CEModeA, subframe
PUSCH
K
i − is the last subframe in which the MPDCCH with DCI format 6-0A or MPDCCH with DCI
format 3/3A is transmitted.
- The value of PUSCH
K is
- For FDD or FDD-TDD and serving cell frame structure type 1
- if the UE is configured with higher layer parameter shortTTI and for PUSCH transmissions in a
subslot, p
PUSCH X
K =
- the UE is configured with higher layer parameters dl-STTI-Length='subslot' and ul-STTI-
Length='slot' and for PUSCH transmissions in a slot, PUSCH
K
i − corresponds to:
- a subslot among subslot 4 or 5 of subframe N-3 or subslot 0 of subframe N-2 in which the UE
has received the TPC command if the slot- PUSCH is to be transmitted in slot 0 of subframe
N. A UE is not expected to receive TPC command in more than one subslot among subslot 4
or 5 of subframe N-3 or subslot 0 of subframe N-2 corresponding to slot-PUSCH transmission
in slot 0 of subframe N.
- a subslot among subslot 1 or 2 or 3 of subframe N-2 in which the UE has received the TPC
command if the slot-PUSCH is to be transmitted in slot 1 of subframe N. A UE is not expected
to receive TPC command in more than one subslot among subslot 1 or 2 or 3 of subframe N-2
corresponding to slot-PUSCH transmission in slot 1of subframe N.
- if configured with higher layer parameter shortProcessingTime and the corresponding PDCCH
with CRC scrambled by C-RNTI is in the UE-specific search space, 3
=
PUSCH
K
- otherwise, PUSCH
K = 4
- For TDD, if the UE is configured with more than one serving cell and the TDD UL/DL configuration
of at least two configured serving cells is not the same, or if the UE is configured with the parameter
EIMTA-MainConfigServCell-r12 for at least one serving cell, or FDD-TDD and serving cell frame
structure type 2, the "TDD UL/DL configuration" refers to the UL-reference UL/DL configuration
(defined in Subclause 8.0) for serving cell c .
- For TDD UL/DL configurations 1-6 and UE not configured with higher layer parameter symPUSCH-
UpPts-r14 for the serving cell c , is given
- in Table 5.1.1.1-1A if the UE is configured with shortProcessingTime and the corresponding
PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space for subframe-PUSCH
transmissions,
- in Table 5.1.1.1-1B for special subframe configuration 1, 2, 3, 4, 6, 7, 8 and Table 5.1.1.1-1C for
special subframe configuration 0, 5, 9 if the UE is configured with higher layer parameter sTTI,
and for uplink transmissions in a slot,
- by 5
PUSCH
K = if the slot-PUSCH transmission in slot 15 or 16 is scheduled with a
PDCCH/SPDCCH with DCI format 7-0A/7-0B in which the LSB of the UL index is set to 1 for
TDD UL/DL configuration 6 and special subframe configuration 0, 5, 9,
PUSCH
K
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ETSI
- in Table 5.1.1.1-1 otherwise.
- For TDD UL/DL configuration 0 and UE not configured with higher layer parameter symPUSCH-
UpPts-r14 for the serving cell c .
- If the subframe-PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of
DCI format 0/4 or a MPDCCH with DCI format 6-0A in which the LSB of the UL index is set to
1, PUSCH
K = 7
­ For slot-PUSCH transmissions, PUSCH
K is given by Table 5.1.1.1-1B for special subframe
configuration 1, 2, 3, 4, 6, 7, 8 and Table 5.1.1.1-1C for special subframe configuration 0, 5, 9.
- For all other PUSCH transmissions, PUSCH
K is given in Table 5.1.1.1-1A if the UE is configured
with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in
the UE-specific search space, Table 5.1.1.1-1 otherwise.
- For TDD UL/DL configurations 0-5 and UE configured with higher layer parameter symPUSCH-
UpPts-r14 for the serving cell c , is given in
- Table 5.1.1.1-4A if the UE is configured with shortProcessingTime and the corresponding
PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space,
- Table 5.1.1.1-4B for slot-PUSCH transmissions,
- Table 5.1.1.1-4 otherwise.
- For TDD UL/DL configuration 6 and UE configured with higher layer parameter symPUSCH-UpPts-
r14 for the serving cell c
- If the subframe-PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of
DCI format 0/4 if the UE is not configured with higher layer parameter shortProcessingTime or if
the UE is configured with higher layer parameter shortProcessingTime and the corresponding
PDCCH with CRC scrambled by C-RNTI is in the common search space in which the LSB of the
UL index is set to 1, PUSCH
K = 6.
- If the subframe-PUSCH transmission in subframe s is scheduled with a PDCCH of DCI format
0/4, if the UE is configured with higher layer parameter shortProcessingTime and the
corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space in
which the LSB of the UL index is set to 1,
- for s= 1 or 2
- for s= 3
- If the slot-PUSCH transmission in slot 4, 15 or 16 is scheduled with a PDCCH/SPDCCH with
DCI format 7-0A/7-0B in which the LSB of the UL index is set to 1, = 5.
- For all other PUSCH transmissions, PUSCH
K is given in
- Table 5.1.1.1-4A if the UE is configured with shortProcessingTime and the corresponding
PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space,
- Table 5.1.1.1-4B for slot- PUSCH transmissions,
- Table 5.1.1.1-4 otherwise.
- For a serving cell with frame structure type 3,
- For an uplink DCI format 0A/4A carrying AUL-DFI according to subclause 8.3A, =4.
PUSCH
K
6
PUSCH
K =
4
PUSCH
K =
PUSCH
K
PUSCH
K
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- For an uplink DCI format 0A/4A with CRC scrambled by C-RNTI with PUSCH trigger A set to 0,
PUSCH
K is equal to k+l, where k and l are defined in in Subclause 8.0.
- For an uplink DCI format 0B/4B with CRC scrambled by C-RNTI with PUSCH trigger A set to 0,
PUSCH
K is equal to k+l+i' with ( )
HARQ
N
n
n
i ,
mod HARQ_ID
i
HARQ_ID −
=
′ , where ni
HARQ_ID is
HARQ process number in subframe i, and k, l, nHARQ_ID and NHARQ are defined in Subclause 8.0.
- For an uplink DCI format 0A/4A with CRC scrambled by C-RNTI with PUSCH trigger A set to 1
and upon the detection of PDCCH with CRC scrambled by CC-RNTI and with 'PUSCH trigger B'
field set to '1' described in Subclause 8.0, PUSCH
K is equal to p+k+l, where p, k and l are defined
in Subclause 8.0.
- For an uplink DCI format 0B/4B with CRC scrambled by C-RNTI with PUSCH trigger A set to 1
and upon the detection of PDCCH with CRC scrambled by CC-RNTI and with 'PUSCH trigger B'
field set to '1' described in Subclause 8.0, PUSCH
K is equal to p+k+l+i' with
( )
HARQ
N
n
n
i ,
mod HARQ_ID
i
HARQ_ID −
=
′ , where ni
HARQ_ID is HARQ process number in subframe
i, and p, k, l, nHARQ_ID and NHARQ are defined in Subclause 8.0.
- If a UE detected multiple TPC commands in subframe PUSCH
K
i − , the UE shall use the TPC
command in the PDCCH/EPDCCH with DCI format 0A/0B/0C/4A/4B with CRC scrambled by
C-RNTI which schedules PUSCH transmission in subframe i.
- The c
PUSCH,
δ dB absolute values signalled on PDCCH/EPDCCH with DCI format
0/0A/0B/0C/4/4A/4B or PDCCH/SPDCCH with DCI format 7-0A/7-0B or a MPDCCH with DCI format
6-0A are given in Table 5.1.1.1-2. If the PDCCH/EPDCCH with DCI format 0 or PDCCH/SPDCCH with
DCI format 7-0A/7-0B or a MPDCCH with DCI format 6-0A is validated as a SPS activation or release
PDCCH/EPDCCH/MPDCCH/SPDCCH, then c
PUSCH,
δ is 0dB.
- for a non-BL/CE UE, )
1
(
)
( −
= i
f
i
f c
c and ,2 ,2
( ) ( 1)
c c
f i f i
= − for a subframe where no
PDCCH/EPDCCH with DCI format 0/0A/0B/0C/4/4A/4B is decoded for serving cell c or where DRX
occurs or i is not an uplink subframe in TDD or FDD-TDD and serving cell c frame structure type 2.
­ for a BL/CE UE configured with CEModeA, )
1
(
)
( −
= i
f
i
f c
c and ,2 ,2
( ) ( 1)
c c
f i f i
= − for a subframe
where no MPDCCH with DCI format 6-0A is decoded for serving cell c or where DRX occurs or i is
not an uplink subframe in TDD.
- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell
c and
- if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer
parameter tpc-SubframeSet-r12 )
1
(
)
( −
= i
f
i
f c
c
- if subframe i does not belong to uplink power control subframe set 2 as indicated by the higher layer
parameter tpc-SubframeSet-r12 )
1
(
)
( 2
,
2
, −
= i
f
i
f c
c
- For both types of )
(∗
c
f (accumulation or current absolute) the first value is set as follows:
- If c
,
O_UE_PUSCH
P value is changed by higher layers and serving cell c is the primary cell or, if
c
,
O_UE_PUSCH
P value is received by higher layers and serving cell c is a Secondary cell,
- 0
)
0
( =
c
f
- For serving cell c , when the UE is configured with higher layer parameter shortTTI or when there is a
change in configuration corresponding to the higher layer parameter shortTTI, (0)
c
f for the first
following PUSCH transmission in a slot or subslot in a given subframe is set to the value of )
(∗
c
f
associated with PUSCH of the previous uplink subframe.
3GPP TS 36.213 version 15.10.0 Release 15 26 ETSI TS 136 213 V15.10.0 (2020-09)
ETSI
- Else
- If the UE receives the random access response message for a serving cell c
- c
msg
c
rampup
c P
f ,
2
,
)
0
( δ
+
Δ
= , where
- c
msg ,
2
δ is the TPC command indicated in the random access response corresponding to the
random access preamble transmitted in the serving cell c , see Subclause 6.2, and
,
)
0
(
)
2
(
)
2
(
))
0
(
(
log
10
,
0
max
min
,
2
,
_
,
10
,
,






























Δ
+
⋅
+
+
+
−





=
Δ
c
TF
c
msg
c
PUSCH
O
c
PUSCH
c
CMAX
c
rampup
PL
P
M
P
P
α
δ





Δ c
ested
rampuprequ
P , and c
ested
rampuprequ
P ,
Δ is provided by higher layers and
corresponds to the total power ramp-up requested by higher layers from the first to the last
preamble in the serving cell c , )
0
(
c
PUSCH,
M is the bandwidth of the PUSCH resource
assignment expressed in number of resource blocks valid for the subframe of first PUSCH
transmission in the serving cell c , and ΔTF,c(0) is the power adjustment of first PUSCH
transmission in the serving cell c. If a UE is performing non-contention based random access
procedure and is configured with higher layer parameter pusch-EnhancementsConfig, ߜ௠௦௚ଶ =
0. For a PUSCH transmission corresponding to ul-ConfigInfo-r14, the UE shall assume
Δܲ௥௔௠௣௨௣௥௘௤௨௘௦௧௘ௗ,௖ = ߜ௠௦௚ଶ,௖ = 0
- If ,c,2
O_UE_PUSCH
P value is received by higher layers for a serving cell c.
- 0
)
0
(
2
, =
c
f
Table 5.1.1.1-1: for TDD configuration 0-6
TDD UL/DL
Configuration
subframe number i
0 1 2 3 4 5 6 7 8 9
0 - - 6 7 4 - - 6 7 4
1 - - 6 4 - - - 6 4 -
2 - - 4 - - - - 4 - -
3 - - 4 4 4 - - - - -
4 - - 4 4 - - - - - -
5 - - 4 - - - - - - -
6 - - 7 7 5 - - 7 7 -
Table 5.1.1.1-1A: for TDD configuration 0-6, special subframe configuration 0, 1, 2, 3, 4, 5, 6,
7, 8, 9 and UE configured with shortProcessingTime
TDD UL/DL
Configuration
subframe number i
0 1 2 3 4 5 6 7 8 9
0 - - 6 3 3 - - 6 3 3
1 - - 3 3 - - - 3 3 -
2 - - 3 - - - - 3 - -
3 - - 3 3 3 - - - - -
4 - - 3 3 - - - - - -
5 - - 3 - - - - - - -
6 - - 6 4 4 - - 6 3 -
PUSCH
K
PUSCH
K
3GPP TS 36.213 version 15.10.0 Release 15 27 ETSI TS 136 213 V15.10.0 (2020-09)
ETSI
Table 5.1.1.1-1B: for TDD configurations 0-6, special subframe configuration 1, 2, 3, 4, 6, 7, 8
and UE configured with ul-STTI-Length
TDD UL/DL
Configuration
slot number i
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19
0 4 4 4 5 5 6 4 4 4 5 5 6
1 4 4 4 4 4 4 4 4
2 4 4 4 4
3 6 6 6 6 6 6
4 4 4 4 4
5 4 4
6 6 6 6 6 6 6 4 4 4 4
Table 5.1.1.1-1C: for TDD configurations 0-6, special subframe configuration 0, 5, 9 and UE
configured with ul-STTI-Length
TDD UL/DL
Configuration
slot number i
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19
0 4 5 5 6 6 7 4 5 5 6 6 7
1 5 5 5 5 5 5 5 5
2 4 4 4 4
3 7 7 7 7 7 7
4 5 5 5 5
5 4 4
6 4 5 5 6 6 7 4 4 4 5
Table 5.1.1.1-2: Mapping of TPC Command Field in DCI format 0/0A/0B/0C/3/4/4A/4B/6-0A/3B/7-0A/7-
0B to absolute and accumulated c
PUSCH,
δ values
TPC Command Field in
DCI format 0/0A/0B/0C/3/4/4A/4B/6-
0A/3B/7-0A/7-0B
Accumulated
c
PUSCH,
δ [dB]
Absolute c
PUSCH,
δ [dB] only DCI format
0/0A/0B/0C/4/4A/4B/6-0A/7-0A/7-0B
0 -1 -4
1 0 -1
2 1 1
3 3 4
Table 5.1.1.1-3: Mapping of TPC Command Field in DCI format 3A/3B to accumulated c
PUSCH,
δ values
TPC Command Field in
DCI format 3A/3B
Accumulated c
PUSCH,
δ [dB]
0 -1
1 1
Table 5.1.1.1-4: for TDD configuration 0-6 and UE configured with symPUSCH-UpPts-r14
TDD UL/DL
Configuration
subframe number i
0 1 2 3 4 5 6 7 8 9
0 - 5 7 7 4 - 5 7 7 4
1 - 6 6 4 - - 6 6 4 -
2 - 5 4 - - - 5 4 - -
3 - 4 4 4 4 - - - - -
4 - 4 4 4 - - - - - -
5 - 4 4 - - - - - - -
6 - 6 7 7 5 - 6 7 7 -
PUSCH
K
PUSCH
K
PUSCH
K
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ts_136213v151000p.pdf

  • 1. ETSI TS 136 213 V15.10.0 (2020-09) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures (3GPP TS 36.213 version 15.10.0 Release 15) TECHNICAL SPECIFICATION
  • 2. ETSI ETSI TS 136 213 V15.10.0 (2020-09) 1 3GPP TS 36.213 version 15.10.0 Release 15 Reference RTS/TSGR-0136213vfa0 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N° 348 623 562 00017 - NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N° 7803/88 Important notice The present document can be downloaded from: http://www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the prevailing version of an ETSI deliverable is the one made publicly available in PDF format at www.etsi.org/deliver. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https://portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. © ETSI 2020. All rights reserved. DECT™, PLUGTESTS™, UMTS™ and the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPP™ and LTE™ are trademarks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M™ logo is a trademark of ETSI registered for the benefit of its Members and of the oneM2M Partners. GSM® and the GSM logo are trademarks registered and owned by the GSM Association.
  • 3. ETSI ETSI TS 136 213 V15.10.0 (2020-09) 2 3GPP TS 36.213 version 15.10.0 Release 15 Intellectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https://ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Legal notice This Technical Specification (TS) has been produced by the ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities. These shall be interpreted as being references to the corresponding ETSI deliverables. The cross reference between 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). "must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.
  • 4. ETSI ETSI TS 136 213 V15.10.0 (2020-09) 3 3GPP TS 36.213 version 15.10.0 Release 15 Contents Intellectual Property Rights................................................................................................................................2 Legal notice ........................................................................................................................................................2 Modal verbs terminology....................................................................................................................................2 Foreword.............................................................................................................................................................8 1 Scope........................................................................................................................................................9 2 References................................................................................................................................................9 3 Symbols and abbreviations.....................................................................................................................10 3.1 Symbols............................................................................................................................................................10 3.2 Abbreviations ...................................................................................................................................................10 4 Synchronization procedures ...................................................................................................................12 4.1 Cell search........................................................................................................................................................12 4.2 Timing synchronization....................................................................................................................................12 4.2.1 Radio link monitoring.................................................................................................................................12 4.2.2 Inter-cell synchronization ...........................................................................................................................12 4.2.3 Transmission timing adjustments ...............................................................................................................12 4.3 Timing for Secondary Cell Activation / Deactivation......................................................................................14 5 Power control .........................................................................................................................................15 5.1 Uplink power control........................................................................................................................................15 5.1.1 Physical uplink shared channel...................................................................................................................15 5.1.1.1 UE behaviour ........................................................................................................................................16 5.1.1.2 Power headroom ...................................................................................................................................30 5.1.2 Physical uplink control channel..................................................................................................................33 5.1.2.1 UE behaviour ........................................................................................................................................34 5.1.3 Sounding Reference Symbol (SRS)............................................................................................................39 5.1.3.1 UE behaviour ........................................................................................................................................39 5.1.3.2 Power headroom for Type3 report ........................................................................................................41 5.1.4 Power allocation for EUTRA dual connectivity.........................................................................................42 5.1.4.1 Dual connectivity power control Mode 1..............................................................................................43 5.1.4.2 Dual connectivity power control Mode 2..............................................................................................50 5.1.5 Power allocation for PUCCH-SCell ...........................................................................................................54 5.2 Downlink power allocation ..............................................................................................................................55 5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions ..................................................................58 6 Random access procedure ......................................................................................................................59 6.1 Physical non-synchronized random access procedure......................................................................................59 6.1.1 Timing ........................................................................................................................................................60 6.2 Random Access Response Grant......................................................................................................................61 7 Physical downlink shared channel related procedures...........................................................................66 7.1 UE procedure for receiving the physical downlink shared channel .................................................................67 7.1.1 Single-antenna port scheme........................................................................................................................86 7.1.2 Transmit diversity scheme..........................................................................................................................86 7.1.3 Large delay CDD scheme...........................................................................................................................86 7.1.4 Closed-loop spatial multiplexing scheme ...................................................................................................86 7.1.5 Multi-user MIMO scheme ..........................................................................................................................87 7.1.5A Dual layer scheme.......................................................................................................................................87 7.1.5B Up to 8 layer transmission scheme .............................................................................................................87 7.1.6 Resource allocation.....................................................................................................................................87 7.1.6.1 Resource allocation type 0 ....................................................................................................................89 7.1.6.2 Resource allocation type 1 ....................................................................................................................90 7.1.6.3 Resource allocation type 2 ....................................................................................................................91 7.1.6.4 PDSCH starting position.......................................................................................................................94 7.1.6.4A PDSCH starting position for BL/CE UEs .............................................................................................96 7.1.6.5 Physical Resource Block (PRB) bundling.............................................................................................96
  • 5. ETSI ETSI TS 136 213 V15.10.0 (2020-09) 4 3GPP TS 36.213 version 15.10.0 Release 15 7.1.7 Modulation order and transport block size determination ..........................................................................98 7.1.7.1 Modulation order and redundancy version determination...................................................................100 7.1.7.2 Transport block size determination.....................................................................................................106 7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing ......................................111 7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing..........................................................119 7.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2..............................................119 7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing........................................................120 7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing.........................................................120 7.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB and PDSCH bandwidth up to 1.4MHz.................................................................................................................................121 7.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR.............................122 7.1.7.2.8 Transport blocks mapped for UEs configured with ce-pdsch-maxBandwidth-config value of 5 MHz or with pdsch-MaxBandwidth-SC-MTCH value of 24 PRBs ...............................................122 7.1.7.3 Redundancy Version determination for Format 1C ............................................................................122 7.1.8 Storing soft channel bits ...........................................................................................................................123 7.1.9 PDSCH resource mapping parameters......................................................................................................123 7.1.10 Antenna ports quasi co-location for PDSCH ............................................................................................125 7.1.11 PDSCH subframe assignment for BL/CE UE...........................................................................................126 7.2 UE procedure for reporting Channel State Information (CSI) .......................................................................128 7.2.1 Aperiodic CSI Reporting using PUSCH...................................................................................................138 7.2.2 Periodic CSI Reporting using PUCCH.....................................................................................................164 7.2.3 Channel Quality Indicator (CQI) definition..............................................................................................204 7.2.4 Precoding Matrix Indicator (PMI) definition............................................................................................218 7.2.5 Channel-State Information – Reference Signal (CSI-RS) definition ........................................................246 7.2.6 Channel-State Information – Interference Measurement (CSI-IM) Resource definition..........................248 7.2.7 Zero Power CSI-RS Resource definition..................................................................................................248 7.2.8 CSI-RS Activation / Deactivation.............................................................................................................248 7.3 UE procedure for reporting HARQ-ACK ......................................................................................................249 7.3.1 FDD HARQ-ACK reporting procedure....................................................................................................251 7.3.2 TDD HARQ-ACK reporting procedure....................................................................................................256 7.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration ............................................257 7.3.2.2 TDD HARQ-ACK reporting procedure for different UL/DL configurations.....................................272 7.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1.............................279 7.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2.............................281 8 Physical uplink shared channel related procedures..............................................................................283 8.0 UE procedure for transmitting the physical uplink shared channel................................................................283 8.0.1 Single-antenna port scheme......................................................................................................................309 8.0.2 Closed-loop spatial multiplexing scheme .................................................................................................309 8.1 Resource allocation for PDCCH/EPDCCH/SPDCCH with uplink DCI format.............................................310 8.1.1 Uplink resource allocation type 0 .............................................................................................................310 8.1.2 Uplink resource allocation type 1 .............................................................................................................311 8.1.3 Uplink resource allocation type 2 .............................................................................................................311 8.1.4 Uplink resource allocation type 3 .............................................................................................................312 8.1.5 Uplink resource allocation type 4 .............................................................................................................313 8.1.5.1 UL Resource Block Groups ................................................................................................................313 8.1.6 Uplink resource allocation type 5 .............................................................................................................314 8.2 UE sounding procedure..................................................................................................................................316 8.3 UE HARQ-ACK procedure............................................................................................................................327 8.3A Autonomous uplink feedback procedure........................................................................................................329 8.4 UE PUSCH hopping procedure......................................................................................................................329 8.4.1 Type 1 PUSCH hopping ...........................................................................................................................330 8.4.2 Type 2 PUSCH hopping ...........................................................................................................................330 8.5 UE Reference Symbol (RS) procedure...........................................................................................................331 8.6 Modulation order, redundancy version and transport block size determination.............................................332 8.6.1 Modulation order and redundancy version determination ........................................................................332 8.6.2 Transport block size determination...........................................................................................................340 8.6.3 Control information MCS offset determination........................................................................................346 8.7 UE transmit antenna selection........................................................................................................................350 8.8 Transmission timing adjustments...................................................................................................................350 9 Physical downlink control channel procedures....................................................................................350
  • 6. ETSI ETSI TS 136 213 V15.10.0 (2020-09) 5 3GPP TS 36.213 version 15.10.0 Release 15 9.1 UE procedure for determining physical downlink control channel assignment.............................................351 9.1.1 PDCCH assignment procedure .................................................................................................................351 9.1.2 PHICH assignment procedure...................................................................................................................355 9.1.3 Control Format Indicator (CFI) assignment procedure.............................................................................358 9.1.4 EPDCCH assignment procedure...............................................................................................................359 9.1.4.1 EPDCCH starting position ..................................................................................................................366 9.1.4.2 Antenna ports quasi co-location for EPDCCH....................................................................................366 9.1.4.3 Resource mapping parameters for EPDCCH ......................................................................................367 9.1.4.4 PRB-pair indication for EPDCCH ......................................................................................................367 9.1.5 MPDCCH assignment procedure..............................................................................................................368 9.1.5.1 MPDCCH starting position.................................................................................................................375 9.1.5.2 Antenna ports quasi co-location for MPDCCH ..................................................................................375 9.1.6 SPDCCH assignment procedure...............................................................................................................375 9.1.6.1 Resource mapping parameters for SPDCCH ......................................................................................377 9.1.6.2 PRB-pair indication for SPDCCH.......................................................................................................377 9.1.6.3 Physical Resource Block (PRB) bundling for DMRS-based SPDCCH..............................................378 9.1.6.4 Antenna ports quasi co-location for DMRS-based SPDCCH .............................................................378 9.2 PDCCH/EPDCCH/MPDCCH/SPDCCH validation for semi-persistent scheduling......................................379 9.2A PDCCH/EPDCCH validation for autonomous uplink transmissions.............................................................381 9.3 PDCCH/EPDCCH/MPDCCH/SPDCCH control information procedure ......................................................382 10 Physical uplink control channel procedures.........................................................................................383 10.1 UE procedure for determining physical uplink control channel assignment..................................................384 10.1.1 PUCCH format information......................................................................................................................389 10.1.2 FDD HARQ-ACK feedback procedures...................................................................................................395 10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell............................................................395 10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell .........................................399 10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure..............................................399 10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure ....................................................................................403 10.1.2.2.3 PUCCH format 4 HARQ-ACK procedure ....................................................................................405 10.1.2.2.4 PUCCH format 5 HARQ-ACK procedure ....................................................................................408 10.1.3 TDD HARQ-ACK feedback procedures ..................................................................................................409 10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell............................................................411 10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell...........................................425 10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure..............................................425 10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure ....................................................................................441 10.1.3.2.3 PUCCH format 4 HARQ-ACK procedure ....................................................................................448 10.1.3.2.4 PUCCH format 5 HARQ-ACK procedure ....................................................................................465 10.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 ...........................465 10.1.4 HARQ-ACK Repetition procedure...........................................................................................................467 10.1.5 Scheduling Request (SR) procedure.........................................................................................................468 10.2 Uplink HARQ-ACK timing ...........................................................................................................................470 11 Physical Multicast Channel (PMCH) related procedures.....................................................................475 11.1 UE procedure for receiving the PMCH ..........................................................................................................475 11.2 UE procedure for receiving MCCH and system information change notification..........................................476 12 Assumptions independent of physical channel.....................................................................................476 13 Uplink/Downlink configuration determination procedure for Frame Structure Type 2.......................476 13.1 UE procedure for determining eIMTA-uplink/downlink configuration.........................................................477 13A Subframe configuration for Frame Structure Type 3 ...........................................................................478 14 UE procedures related to Sidelink........................................................................................................481 14.1 Physical Sidelink Shared Channel related procedures....................................................................................482 14.1.1 UE procedure for transmitting the PSSCH ...............................................................................................482 14.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode 1 ..........................................................................................................................................................484 14.1.1.1.1 Determination of subframe indicator bitmap..................................................................................................484 14.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission mode 1.................................................................................................................................................487 14.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 ............................................................487 14.1.1.2.2 PSSCH frequency hopping for sidelink transmission mode 1 ............................................................488
  • 7. ETSI ETSI TS 136 213 V15.10.0 (2020-09) 6 3GPP TS 36.213 version 15.10.0 Release 15 14.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode 2 ..........................................................................................................................................................488 14.1.1.4 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission mode 2.................................................................................................................................................489 14.1.1.4A UE procedure for determining subframes and resource blocks for transmitting PSSCH for sidelink transmission mode 3..............................................................................................................489 14.1.1.4B UE procedure for determining subframes and resource blocks for transmitting PSSCH and reserving resources for sidelink transmission mode 4.........................................................................490 14.1.1.4C UE procedure for determining subframes and resource blocks for PSSCH transmission associated with an SCI format 1..........................................................................................................490 14.1.1.5 UE procedure for PSSCH power control ............................................................................................492 14.1.1.6 UE procedure for determining the subset of resources to be reported to higher layers in PSSCH resource selection in sidelink transmission mode 4 and in sensing measurement in sidelink transmission mode 3............................................................................................................................493 14.1.1.7 Conditions for selecting resources when the number of HARQ transmissions is two in sidelink transmission mode 4............................................................................................................................496 14.1.2 UE procedure for receiving the PSSCH....................................................................................................497 14.1.3 UE procedure for determining resource block pool and subframe pool for sidelink transmission mode 2 ......................................................................................................................................................497 14.1.5 UE procedure for determining resource block pool and subframe pool for sidelink transmission mode 3 and 4.............................................................................................................................................498 14.2 Physical Sidelink Control Channel related procedures...................................................................................499 14.2.1 UE procedure for transmitting the PSCCH...............................................................................................499 14.2.1.1 UE procedure for determining subframes and resource blocks for transmitting PSCCH for sidelink transmission mode 1..............................................................................................................502 14.2.1.2 UE procedure for determining subframes and resource blocks for transmitting PSCCH for sidelink transmission mode 2..............................................................................................................503 14.2.1.3 UE procedure for PSCCH power control............................................................................................503 14.2.2 UE procedure for receiving the PSCCH ...................................................................................................504 14.2.3 UE procedure for determining resource block pool and subframe pool for PSCCH ................................504 14.2.4 UE procedure for determining resource block pool for PSCCH in sidelink transmission mode 3 and 4 ................................................................................................................................................................505 15 Void......................................................................................................................................................509 16 UE Procedures related to narrowband IoT...........................................................................................509 16.1 Synchronization procedures ...........................................................................................................................509 16.1.1 Cell search ................................................................................................................................................509 16.1.2 Timing synchronization............................................................................................................................509 16.2 Power control .................................................................................................................................................509 16.2.1 Uplink power control................................................................................................................................509 16.2.1.1 Narrowband physical uplink shared channel.......................................................................................510 16.2.1.1.1 UE behaviour.................................................................................................................................510 16.2.1.1.2 Power headroom............................................................................................................................510 16.2.1.2 SR........................................................................................................................................................511 16.2.1.2.1 UE behaviour.................................................................................................................................511 16.2.2 Downlink power allocation.......................................................................................................................511 16.3 Random access procedure ..............................................................................................................................512 16.3.1 Physical non-synchronized random access procedure ..............................................................................512 16.3.2 Timing ......................................................................................................................................................512 16.3.3 Narrowband random access response grant..............................................................................................513 16.4 Narrowband physical downlink shared channel related procedures...............................................................515 16.4.1 UE procedure for receiving the narrowband physical downlink shared channel......................................515 16.4.1.1 Single-antenna port scheme ................................................................................................................518 16.4.1.2 Transmit diversity scheme ..................................................................................................................518 16.4.1.3 Resource allocation.............................................................................................................................518 16.4.1.4 NPDSCH starting position ..................................................................................................................521 16.4.1.5 Modulation order and transport block size determination...................................................................522 16.4.1.5.1 Transport blocks not mapped for SystemInformationBlockType1-NB...........................................522 16.4.1.5.2 Transport blocks mapped for SystemInformationBlockType1-NB.................................................523 16.4.2 UE procedure for reporting ACK/NACK .................................................................................................523 16.5 Narrowband physical uplink shared channel related procedures....................................................................524
  • 8. ETSI ETSI TS 136 213 V15.10.0 (2020-09) 7 3GPP TS 36.213 version 15.10.0 Release 15 16.5.1 UE procedure for transmitting format 1 narrowband physical uplink shared channel..............................525 16.5.1.1 Resource allocation.............................................................................................................................526 16.5.1.2 Modulation order, redundancy version and transport block size determination..................................527 16.5.2 UE procedure for NPUSCH retransmission..............................................................................................529 16.5.3 UE procedure for transmitting SR ............................................................................................................529 16.6 Narrowband physical downlink control channel related procedures..............................................................529 16.6.1 NPDCCH starting position .......................................................................................................................535 16.6.2 NPDCCH control information procedure .................................................................................................535 16.6.3 NPDCCH validation for semi-persistent scheduling ................................................................................535 16.7 Assumptions independent of physical channel related to narrowband IoT ....................................................536 16.8 UE procedure for acquiring cell-specific reference signal sequence and raster offset ...................................536 16.9 UE procedure for receiving narrowband wake up signal ...............................................................................536 17 Wake-up signal related procedures for BL/CE UE ..............................................................................537 Annex A (informative): Change history .............................................................................................538 History............................................................................................................................................................556
  • 9. 3GPP TS 36.213 version 15.10.0 Release 15 8 ETSI TS 136 213 V15.10.0 (2020-09) ETSI Foreword This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document.
  • 10. 3GPP TS 36.213 version 15.10.0 Release 15 9 ETSI TS 136 213 V15.10.0 (2020-09) ETSI 1 Scope The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and TDD modes of E-UTRA. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. [1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications". [2] 3GPP TS 36.201: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer – General Description". [3] 3GPP TS 36.211: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and modulation". [4] 3GPP TS 36.212: "Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and channel coding". [5] 3GPP TS 36.214: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer – Measurements". [6] 3GPP TS 36.101: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception". [7] 3GPP TS 36.104: "Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) radio transmission and reception". [8] 3GPP TS 36.321, "Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access Control (MAC) protocol specification". [9] 3GPP TS 36.423, "Evolved Universal Terrestrial Radio Access (E-UTRA); X2 Application Protocol (X2AP)". [10] 3GPP TS 36.133, "Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for support of radio resource management". [11] 3GPP TS 36.331, "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource Control (RRC) protocol specification". [12] 3GPP TS 36.306: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio access capabilities". [13] 3GPP TS 37.213: "Physical layer procedures for shared spectrum channel access". [14] 3GPP TS 36.304: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) procedures in idle mode". [15] 3GPP TS 38.321: "NR; Medium Access Control (MAC) protocol specification" [16] 3GPP TS 38.133: "NR; Requirements for support of radio resource management"
  • 11. 3GPP TS 36.213 version 15.10.0 Release 15 10 ETSI TS 136 213 V15.10.0 (2020-09) ETSI 3 Symbols and abbreviations 3.1 Symbols For the purposes of the present document, the following symbols apply: f n System frame number as defined in [3] s n Slot number within a radio frame as defined in [3] DL cells N Number of configured cells DL RB N Downlink bandwidth configuration, expressed in units of RB sc N as defined in [3] UL RB N Uplink bandwidth configuration, expressed in units of RB sc N as defined in [3] UL symb N Number of SC-FDMA symbols in an uplink slot as defined in [3] RB sc N Resource block size in the frequency domain, expressed as a number of subcarriers as defined in [3] s T Basic time unit as defined in [3] 3.2 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 [1]. ACK Acknowledgement AUL Autonomous Uplink AUL-DFI AUL downlink feedback information BCH Broadcast Channel CCE Control Channel Element CDD Cyclic Delay Diversity CG Cell Group CIF Carrier Indicator Field CQI Channel Quality Indicator CRC Cyclic Redundancy Check CRI CSI-RS Resource Indicator CSI Channel State Information CSI-IM CSI-interference measurement DAI Downlink Assignment Index DC Dual Connectivity DCI Downlink Control Information DL Downlink DL-SCH Downlink Shared Channel DTX Discontinuous Transmission EDT Early Data Transmission EN-DC E-UTRA NR Dual Connectivity with MCG using E-UTRA and SCG using NR EPDCCH Enhanced Physical Downlink Control Channel EPRE Energy Per Resource Element MCG Master Cell Group MCS Modulation and Coding Scheme NACK Negative Acknowledgement NE-DC NR E-UTRA Dual Connectivity with MCG using NR and SCG using E-UTRA NPBCH Narrowband Physical Broadcast CHannel NPDCCH Narrowband Physical Downlink Control CHannel NPDSCH Narrowband Physical Downlink Shared CHannel NPRACH Narrowband Physical Random Access CHannel NPUSCH Narrowband Physical Uplink Shared CHannel NPSS Narrowband Primary Synchronization Signal NSSS Narrowband Secondary Synchronization Signal
  • 12. 3GPP TS 36.213 version 15.10.0 Release 15 11 ETSI TS 136 213 V15.10.0 (2020-09) ETSI NRS Narrowband Reference Signal PBCH Physical Broadcast Channel PCFICH Physical Control Format Indicator Channel PDCCH Physical Downlink Control Channel PDSCH Physical Downlink Shared Channel PHICH Physical Hybrid ARQ Indicator Channel PMCH Physical Multicast Channel PMI Precoding Matrix Indicator PRACH Physical Random Access Channel PRS Positioning Reference Signal PRB Physical Resource Block PSBCH Physical Sidelink Broadcast Channel PSCCH Physical Sidelink Control Channel PSCell Primary Secondary cell PSDCH Physical Sidelink Discovery Channel PSSCH Physical Sidelink Shared Channel PSSS Primary Sidelink Synchronisation Signal PUCCH Physical Uplink Control Channel PUCCH-SCell PUCCH SCell PUSCH Physical Uplink Shared Channel PTI Precoding Type Indicator RBG Resource Block Group RE Resource Element RI Rank Indication RS Reference Signal RSS Resynchronization Signal SCG Secondary Cell Group SINR Signal to Interference plus Noise Ratio SPS C-RNTI Semi-Persistent Scheduling C-RNTI SR Scheduling Request SRS Sounding Reference Symbol SSSS Secondary Sidelink Synchronisation Signal TAG Timing Advance Group TBS Transport Block Size UCI Uplink Control Information UE User Equipment UL Uplink UL-SCH Uplink Shared Channel VRB Virtual Resource Block
  • 13. 3GPP TS 36.213 version 15.10.0 Release 15 12 ETSI TS 136 213 V15.10.0 (2020-09) ETSI 4 Synchronization procedures 4.1 Cell search Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth corresponding to 6 resource blocks and upwards. The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary synchronization signals. A UE may assume the antenna ports 0 – 3 and the antenna port for the primary/secondary synchronization signals of a serving cell are quasi co-located (as defined in [3]) with respect to Doppler shift and average delay. For a BL/CE UE, if the UE is configured with higher layer parameter RSS-Config, the UE can use the resynchronization signal (as defined in [3]) to re-acquire time and frequency synchronization with the cell. 4.2 Timing synchronization 4.2.1 Radio link monitoring The downlink radio link quality of the primary cell shall be monitored by the UE for the purpose of indicating out-of- sync/in-sync status to higher layers. If the UE is configured with a SCG [11] and the parameter rlf-TimersAndConstantsSCG is provided by the higher layers and is not set to release, the downlink radio link quality of the PSCell [11] of the SCG shall be monitored by the UE for the purpose of indicating out-of-sync/in-sync status to higher layers. In non-DRX mode operation, the physical layer in the UE shall every radio frame assess the radio link quality, evaluated over the previous time period defined in [10], against thresholds (Qout and Qin) defined by relevant tests in [10]. In DRX mode operation, the physical layer in the UE shall at least once every DRX period assess the radio link quality, evaluated over the previous time period defined in [10], against thresholds (Qout and Qin) defined by relevant tests in [10]. If higher-layer signalling indicates certain subframes for restricted radio link monitoring, the radio link quality shall not be monitored in any subframe other than those indicated. The physical layer in the UE shall in radio frames where the radio link quality is assessed indicate out-of-sync to higher layers when the radio link quality is worse than the threshold Qout. When the radio link quality is better than the threshold Qin, the physical layer in the UE shall in radio frames where the radio link quality is assessed indicate in-sync to higher layers. 4.2.2 Inter-cell synchronization No functionality is specified in this subclause in this release. 4.2.3 Transmission timing adjustments Upon reception of a timing advance command or a timing adjustment indication for a TAG containing the primary cell or PSCell, the UE shall adjust uplink transmission timing for PUCCH/PUSCH/SRS of the primary cell or PSCell based on the received timing advance command or a timing adjustment indication. The UL transmission timing for PUSCH/SRS of a secondary cell is the same as the primary cell if the secondary cell and the primary cell belong to the same TAG. If the primary cell in a TAG has a frame structure type 1 and a secondary cell in the same TAG has a frame structure type 2 or frame structure 3, UE may assume that NTA ≥ 624. If the UE is configured with a SCG, the UL transmission timing for PUSCH/SRS of a secondary cell other than the PSCell is the same as the PSCell if the secondary cell and the PSCell belong to the same TAG.
  • 14. 3GPP TS 36.213 version 15.10.0 Release 15 13 ETSI TS 136 213 V15.10.0 (2020-09) ETSI Upon reception of a timing advance command or a timing adjustment indication for a TAG not containing the primary cell or PSCell, if all the serving cells in the TAG have the same frame structure type, the UE shall adjust uplink transmission timing for PUSCH/SRS of all the secondary cells in the TAG based on the received timing advance command or a timing adjustment indication where the UL transmission timing for PUSCH /SRS is the same for all the secondary cells in the TAG. Upon reception of a timing advance command or a timing adjustment indication for a TAG not containing the primary cell or PSCell, if a serving cell in the TAG has a different frame structure type compared to the frame structure type of another serving cell in the same TAG, the UE shall adjust uplink transmission timing for PUSCH/SRS of all the secondary cells in the TAG by using NTAoffset = 624 regardless of the frame structure type of the serving cells and based on the received timing advance command or a timing adjustment indication where the UL transmission timing for PUSCH /SRS is the same for all the secondary cells in the TAG. NTAoffset is described in [3]. The timing adjustment indication specified in [11] indicates the initial NTA used for a TAG.The timing advance command for a TAG indicates the change of the uplink timing relative to the current uplink timing for the TAG as multiples of 16 s T . The start timing of the random access preamble is specified in [3]. In case of random access response, an 11-bit timing advance command [8], TA, for a TAG indicates NTA values by index values of TA = 0, 1, 2, ..., 256 if the UE is configured with a SCG, and TA = 0, 1, 2, ..., 1282 otherwise, where an amount of the time alignment for the TAG is given by NTA = TA ×16. NTA is defined in [3]. In other cases, a 6-bit timing advance command [8], TA, for a TAG indicates adjustment of the current NTA value, NTA,old, to the new NTA value, NTA,new, by index values of TA = 0, 1, 2,..., 63, where NTA,new = NTA,old + (TA −31)×16. Here, adjustment of NTA value by a positive or a negative amount indicates advancing or delaying the uplink transmission timing for the TAG by a given amount respectively. For a non-BL/CE UE, for a timing advance command received on - subframe n, the corresponding adjustment of the uplink transmission timing shall apply from the beginning of subframe n+5 if the UE is configured with higher layer parameter shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, n+6 otherwise. - slot n, the corresponding adjustment of the uplink transmission timing shall apply from the first subframe boundary no earlier than slot [n+8]. - subslot n, the corresponding adjustment of the uplink transmission timing shall apply from the first subframe boundary no earlier than - subslot [n+16] if higher layer parameter proc-TimeAdv-r15= 'nplus4set1'. - subslot [n+18] if higher layer parameter proc-TimeAdv-r15= 'nplus6set1'or 'nplus6set2'. - subslot [n+20] if higher layer parameter proc-TimeAdv-r15= 'nplus8set2'. For serving cells in the same TAG, when the UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe n+1 are overlapped due to the timing adjustment, the UE shall complete transmission of subframe n and not transmit the overlapped part of subframe n+1. For a BL/CE UE, for a timing advance command received on subframe n, the corresponding adjustment of the uplink transmission timing shall apply for the uplink PUCCH/PUSCH/SRS transmissions in subframe n+6. When the BL/CE UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe n+1 are on the same narrowband and are overlapped due to the timing adjustment, the UE shall complete transmission of subframe n and is not required to transmit in subframe n+1 until the first available symbol that has no overlapping portion with subframe n. When the BL/CE UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe n+1 are on different narrowbands, and the timing adjustment occurs in the guard period for narrowband retuning, the UE is not required to transmit in subframe n+1 until the first available symbol that has no overlapping portion with subframe n and which does not reduce the guard period. If the received downlink timing changes and is not compensated or is only partly compensated by the uplink timing adjustment without timing advance command as specified in [10], the UE changes NTA accordingly.
  • 15. 3GPP TS 36.213 version 15.10.0 Release 15 14 ETSI TS 136 213 V15.10.0 (2020-09) ETSI 4.3 Timing for Secondary Cell Activation / Deactivation When a UE receives an activation command [8] for a secondary cell in subframe n, the corresponding actions in [8] shall be applied no later than the minimum requirement defined in [10] and no earlier than subframe n+8, except for the following: - the actions related to CSI reporting on a serving cell which is active in subframe n+8 - the actions related to the sCellDeactivationTimer associated with the secondary cell [8] which shall be applied in subframe n+8. - the actions related to CSI reporting on a serving cell which is not active in subframe n+8 which shall be applied in the earliest subframe after n+8 in which the serving cell is active. When a UE receives an RRC configuration which configures secondary cell as activated [11] in subframe n, the corresponding actions in [8] shall be applied no later than the minimum requirement defined in [10] and no earlier than subframe n+20, except for the following: - the actions related to CSI reporting on a serving cell which is active in subframe n+20 - the actions related to the sCellDeactivationTimer associated with the secondary cell [8] which shall be applied in subframe n+20. - the actions related to CSI reporting on a serving cell which is not active in subframe n+20 which shall be applied in the earliest subframe after n+20 in which the serving cell is active. If a UE has been configured with cqi-ShortPeriodicSCell for a secondary cell, parameters cqi-pmi-ConfigIndex and ri- ConfigIndex in clause 7.2 are given by cqi-ShortPeriodicSCell from subframe n+8 until subframe n+34. When a UE receives a deactivation command [8] for a secondary cell or the sCellDeactivationTimer associated with the secondary cell expires in subframe n, the corresponding actions in [8] shall apply no later than the minimum requirement defined in [10], except for the actions related to CSI reporting on a serving cell which is active which shall be applied in subframe n+8.
  • 16. 3GPP TS 36.213 version 15.10.0 Release 15 15 ETSI TS 136 213 V15.10.0 (2020-09) ETSI 5 Power control Downlink power control determines the Energy Per Resource Element (EPRE). The term resource element energy denotes the energy prior to CP insertion. The term resource element energy also denotes the average energy taken over all constellation points for the modulation scheme applied. Uplink power control determines the average power over a SC-FDMA symbol in which the physical channel is transmitted. 5.1 Uplink power control If the UE is configured with shortTTI, PUCCH in this clause refers to SPUCCH defined in [3] if the HARQ-ACK is sent in response to PDSCH scheduled by DCI format 7-1A/1B/1C/1D/1E/1F/1G or if the scheduling request is sent on resources configured by higher layer parameter sr-SlotSPUCCH-IndexFH or sr-SlotSPUCCH-IndexNoFH or sr- subSlotSPUCCH-Resource for slot/subslot-based transmissions, unless otherwise noted. If the UE is not configured with shortTTI or the UE is configured with shortTTI, and UCI is to be transmitted in a subframe, the term 'subframe/slot/subslot' or 'subframe/slot' refers to a subframe in this clause. If the UE is configured with shortTTI, and UCI is to be transmitted in a slot, the term 'subframe/slot/subslot' or 'slot/subslot' or 'subframe/slot' refers to a slot in this clause. If the UE is configured with shortTTI, and UCI is to be transmitted in a subslot, the term 'subframe/slot/subslot' or 'slot/subslot' refers to a subslot in this clause. Throughout this subclause, - if the UE is configured with higher layer parameter shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, , otherwise . - if the UE is configured with higher layer parameter shortTTI and the corresponding PDCCH/SPDCCH with DCI format 7-1A/7-1B/7-1C/7-1D/7-1E/7-1F/7-1G is detected in a subslot, if the UE is configured for subslot uplink transmissions, p X is given by higher layer parameter proc-TimeAdv from { } 8 , 6 , 4 , otherwise 4 = p X . Uplink power control controls the transmit power of the different uplink physical channels. If a UE is configured with a LAA SCell for uplink transmissions, the UE shall apply the procedures described for PUSCH and SRS in this clause assuming frame structure type 1 for the LAA SCell unless stated otherwise. For a UE configured with EN-DC/NE-DC and serving cell frame structure type 1, if the UE is configured with subframeAssignment-r15 for the serving cell, the UE is not expected to transmit any uplink physical channel or signal in the serving cell on subframes other than offset-UL subframes, where the offset-UL subframes are determined by applying an offset value given by harq-Offset-r15 to the subframes denoted as uplink in the UL/DL configuration subframeAssignment-r15. For PUSCH, the transmit power ) ( ˆ , PUSCH i P c defined in Subclause 5.1.1, is first scaled by the ratio of the number of antennas ports with a non-zero PUSCH transmission to the number of configured antenna ports for the transmission scheme. The resulting scaled power is then split equally across the antenna ports on which the non-zero PUSCH is transmitted. For PUCCH or SRS, the transmit power ) ( ˆ PUCCH i P , defined in Subclause 5.1.1.1, or ) ( ˆ c SRS, i P is split equally across the configured antenna ports for PUCCH or SRS. ) ( ˆ c SRS, i P is the linear value of ) ( c SRS, i P defined in Subclause 5.1.3. A cell wide overload indicator (OI) and a High Interference Indicator (HII) to control UL interference are defined in [9]. For a serving cell with frame structure type 1, a UE is not expected to be configured with UplinkPowerControlDedicated-v12x0. 5.1.1 Physical uplink shared channel If the UE is configured with a SCG, the UE shall apply the procedures described in this clause for both MCG and SCG 3 = p k 4 = p k
  • 17. 3GPP TS 36.213 version 15.10.0 Release 15 16 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - When the procedures are applied for MCG, the terms 'secondary cell', 'secondary cells' , 'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells belonging to the MCG respectively. - When the procedures are applied for SCG, the terms 'secondary cell', 'secondary cells', 'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells (not including PSCell), serving cell, serving cells belonging to the SCG respectively. The term 'primary cell' in this clause refers to the PSCell of the SCG. If the UE is configured with a PUCCH-SCell, the UE shall apply the procedures described in this clause for both primary PUCCH group and secondary PUCCH group - When the procedures are applied for primary PUCCH group, the terms 'secondary cell', 'secondary cells' , 'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells belonging to the primary PUCCH group respectively. - When the procedures are applied for secondary PUCCH group, the terms 'secondary cell', 'secondary cells', 'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells belonging to the secondary PUCCH group respectively. For PUSCH (re)transmissions corresponding to ul-ConfigInfo-r14, the UE shall apply the procedures corresponding to PUSCH (re)transmission corresponding to the random access response grant. 5.1.1.1 UE behaviour The setting of the UE Transmit power for a Physical Uplink Shared Channel (PUSCH) transmission is defined as follows. If the UE transmits PUSCH without a simultaneous PUCCH for the serving cell c , then the UE transmit power ) ( , PUSCH i P c for PUSCH transmission in subframe/slot/subslot i for the serving cell c is given by           + Δ + ⋅ + + = ) ( ) ( ) ( ) ( )) ( ( log 10 ), ( min ) ( c TF, c O_PUSCH, c PUSCH, 10 , CMAX c PUSCH, i f i PL j j P i M i P i P c c c c α [dBm] If the UE transmits PUSCH simultaneous with PUCCH for the serving cell c , then the UE transmit power ) ( , PUSCH i P c for the PUSCH transmission in subframe/slot/subslot i for the serving cell c is given by ( )           + Δ + ⋅ + + − = ) ( ) ( ) ( ) ( )) ( ( log 10 , ) ( ˆ ) ( ˆ log 10 min ) ( c TF, c O_PUSCH, c PUSCH, 10 PUCCH , CMAX 10 c PUSCH, i f i PL j j P i M i P i P i P c c c c α [dBm] If the UE is not transmitting PUSCH for the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for PUSCH, the UE shall assume that the UE transmit power ) ( , PUSCH i P c for the PUSCH transmission in subframe i for the serving cell c is computed by { } ) ( ) 1 ( ) 1 ( ), ( min ) ( O_PUSCH,c CMAX,c PUSCH,c i f PL P i P i P c c c + ⋅ + = α [dBm] where, - ) ( c CMAX, i P is the configured UE transmit power defined in [6] in subframe/slot/subslot i for serving cell c and ) ( ˆ c CMAX, i P is the linear value of ) ( c CMAX, i P . If the UE transmits PUCCH without PUSCH in subframe i for the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for PUSCH, the UE shall assume ) ( c CMAX, i P as given by Subclause 5.1.2.1. If the UE does not transmit PUCCH and PUSCH in subframe i for the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for PUSCH, the UE shall compute ) ( c CMAX, i P assuming MPR=0dB, A-MPR=0dB, P-MPR=0dB and ΔTC =0dB, where MPR, A-MPR, P-MPR and ΔTC are defined in [6]. - ) ( ˆ PUCCH i P is the linear value of ) ( PUCCH i P defined in Subclause 5.1.2.1
  • 18. 3GPP TS 36.213 version 15.10.0 Release 15 17 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - If the UE is a BL/CE UE configured with higher layer parameter ce-PUSCH-SubPRB-Config-r15, and the PUSCH resource assignment valid for subframe i and serving cell c is using uplink resource allocation type 5, ) ( c PUSCH, i M is the bandwidth of the PUSCH resource assignment expressed in fraction of a resource block and is given by ( ) RU RB PUSCH,c sc m sc ( ) 2 M i M Q N = + − where RU RB sc sc , M N are defined in [3] and m Q is defined in Subclause 8.6.1 for subframe i, ) ( c PUSCH, i M is the bandwidth of the PUSCH resource assignment expressed in number of resource blocks valid for subframe/slot/subslot i and serving cell c otherwise. - If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12, - when j=0, O_PUSCH,c O_UE_PUSCH,c,2 O_NOMINAL_PUSCH,c,2 (0) (0) (0) P P P = + , where j=0 is used for PUSCH (re)transmissions corresponding to a semi-persistent grant. O_UE_PUSCH,c,2 (0) P and O_NOMINAL_PUSCH,c,2 (0) P are the parameters p0-UE-PUSCH-Persistent-SubframeSet2-r12 and p0-NominalPUSCH-Persistent - SubframeSet2-r12 respectively provided by higher layers, for each serving cell c . - when j=1, O_PUSCH,c O_UE_PUSCH,c,2 O_NOMINAL_PUSCH,c,2 (1) (1) (1) P P P = + , where j=1 is used for PUSCH (re)transmissions corresponding to a dynamic scheduled grant. O_UE_PUSCH,c,2 (1) P and O_NOMINAL_PUSCH,c,2 (1) P are the parameters p0-UE-PUSCH-SubframeSet2-r12 and p0-NominalPUSCH- SubframeSet2-r12 respectively, provided by higher layers for serving cell c . - when j=2, ) 2 ( ) 2 ( ) 2 ( PUSCH,c O_NOMINAL_ ,c O_UE_PUSCH O_PUSCH,c P P P + = where 0 ) 2 ( ,c O_UE_PUSCH = P and 3 _ O_PRE PUSCH,c O_NOMINAL_ ) 2 ( Msg PREAMBLE P P Δ + = , where the parameter preambleInitialReceivedTargetPower [8] ( O_PRE P ) and 3 _ Msg PREAMBLE Δ are signalled from higher layers for serving cell c , where j=2 is used for PUSCH (re)transmissions corresponding to the random access response grant. Otherwise - ) ( c O_PUSCH, j P is a parameter composed of the sum of a component ) ( c PUSCH, O_NOMINAL_ j P provided from higher layers for j=0 and 1 and a component ) ( c , O_UE_PUSCH j P provided by higher layers for j=0 and 1 for serving cell c . For PUSCH (re)transmissions corresponding to a semi-persistent grant then j=0 , for PUSCH (re)transmissions corresponding to a dynamic scheduled grant then j=1 and for PUSCH (re)transmissions corresponding to the random access response grant then j=2. 0 ) 2 ( ,c O_UE_PUSCH = P and 3 _ O_PRE c PUSCH, O_NOMINAL_ ) 2 ( Msg PREAMBLE P P Δ + = , where the parameter preambleInitialReceivedTargetPower [8] ( O_PRE P ) and 3 _ Msg PREAMBLE Δ are signalled from higher layers for serving cell c . - If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12, - For j=0 or 1, { } 1 , 9 . 0 , 8 . 0 , 7 . 0 , 6 . 0 , 5 . 0 , 4 . 0 , 0 ) ( 2 , ∈ = c c j α α . 2 , c α is the parameter alpha- SubframeSet2-r12 provided by higher layers for each serving cell c . - For j=2, ( ) 1 c j α = . - Else if the UE is configured with higher layer parameter UplinkPowerControlDedicated-v15x0 for serving cell c, - For j=0 or 1, { } , ( ) 0, 0.4, 0.5, 0.6, 0.7, 0.8, 0.9,1 c c UE j α α = ∈ . , c UE α is the parameter alpha-UE-r15 provided by higher layers for each serving cell c .
  • 19. 3GPP TS 36.213 version 15.10.0 Release 15 18 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - For j=2, ( ) 1 c j α = . Otherwise - For j =0 or 1, { } 1 , 9 . 0 , 8 . 0 , 7 . 0 , 6 . 0 , 5 . 0 , 4 . 0 , 0 ∈ c α is a 3-bit parameter provided by higher layers for serving cell c . For j=2, . 1 ) ( = j c α - c PL is the downlink path loss estimate calculated in the UE for serving cell c in dB and c PL = referenceSignalPower – higher layer filtered RSRP, where referenceSignalPower is provided by higher layers and RSRP is defined in [5] for the reference serving cell and the higher layer filter configuration is defined in [11] for the reference serving cell. - If serving cell c belongs to a TAG containing the primary cell then, for the uplink of the primary cell, the primary cell is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP. For the uplink of the secondary cell, the serving cell configured by the higher layer parameter pathlossReferenceLinking defined in [11] is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP. - If serving cell c belongs to a TAG containing the PSCell then, for the uplink of the PSCell, the PSCell is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP; for the uplink of the secondary cell other than PSCell, the serving cell configured by the higher layer parameter pathlossReferenceLinking defined in [11] is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP. - If serving cell c belongs to a TAG not containing the primary cell or PSCell then serving cell c is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP. - ( ) ( ) PUSCH offset K BPRE c TF s i β ⋅ − = Δ ⋅ 1 2 log 10 ) ( 10 , for 25 . 1 = S K and 0 for 0 = S K where S K is given by the parameter deltaMCS-Enabled provided by higher layers for each serving cell c . BPRE and PUSCH offset β , for each serving cell c , are computed as below. 0 = S K for transmission mode 2. - RE CQI / N O BPRE = for control data sent via subframe-PUSCH without UL-SCH data or slot/sublot-PUSCH without UL-SCH data if the UE is configured with a higher layer parameter uplinkPower-CSIPayload, RE ' / N O BPRE CQI = and } max{ , ' RI CQI CQI O O = with RI CQI O , defined as the number of CQI/PMI bits including CRC for a given RI value for slot/subslot-PUSCH without UL-SCH data if the UE is not configured with a higher layer parameter uplinkPower-CSIPayload, and BPRE= RE 1 0 / N Kr C r  − = for other cases. - where C is the number of code blocks, r K is the size for code block r , CQI O is the number of CQI/PMI bits including CRC bits and RE N is the number of resource elements determined as initial - PUSCH symb RE N M N initial PUSCH sc ⋅ = − , where C , r K , initial PUSCH sc M − and initial - PUSCH symb N are defined in [4]. - PUSCH CQI offset offset β β = for control data sent via PUSCH without UL-SCH data and 1 for other cases. - c PUSCH, δ is a correction value, also referred to as a TPC command and is included in PDCCH/EPDCCH with DCI format 0/0A/0B/0C/4/4A/4B or in PDCCH/SPDCCH with DCI format 7-0A/7-0B or in MPDCCH with DCI format 6-0A for serving cell c or jointly coded with other TPC commands in PDCCH/MPDCCH with DCI format 3/3A whose CRC parity bits are scrambled with TPC-PUSCH-RNTI. If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12, the current PUSCH power control adjustment state for serving cell c is given by ) ( 2 , i fc , and the UE shall use ) ( 2 , i fc instead of ) (i fc to determine ) ( , PUSCH i P c . Otherwise, the current PUSCH power control adjustment state for
  • 20. 3GPP TS 36.213 version 15.10.0 Release 15 19 ETSI TS 136 213 V15.10.0 (2020-09) ETSI serving cell c is given by ) (i fc . If the UE is configured with multiple UL SPS configurations, is a correction value, also referred to as a TPC command and is jointly coded with other TPC commands in PDCCH with DCI format 3/3A whose CRC parity bits are scrambled with TPC-PUSCH-RNTI, where x is SPS- ConfigIndex-r14, and and are replaced by and , respectively. - ) ( ) 1 ( ) ( PUSCH c PUSCH, K i i f i f c c − + − = δ and ) ( ) 1 ( ) ( PUSCH PUSCH,c 2 , 2 , K i i f i f c c − + − = δ if accumulation is enabled based on the parameter Accumulation-enabled or accumulationEnabledsTTI provided by higher layers or if the TPC command c PUSCH, δ is included in a PDCCH/EPDCCH with DCI format 0 or in a MPDCCH with DCI format 6-0A for serving cell c where the CRC is scrambled by the Temporary C-RNTI - and if accumulation is enabled based on the parameter Accumulation-enabled or accumulationEnabledsTTI provided by higher layers and if the TPC command is included in a PDCCH with DCI format 3/3A whose CRC parity bits are scrambled by TPC-PUSCH-RNTI and if the UE is configured with multiple UL SPS configurations. - where ) ( PUSCH c PUSCH, K i − δ was signalled on PDCCH/EPDCCH with DCI format 0/0A/0B/0C/4/4A/4B or PDCCH/SPDCCH with DCI format 7-0A/7-0B or MPDCCH with DCI format 6- 0A or PDCCH/MPDCCH with DCI format 3/3A on subframe/slot/subslot PUSCH K i − , and where ) 0 ( c f is the first value after reset of accumulation. For a BL/CE UE configured with CEModeA, subframe PUSCH K i − is the last subframe in which the MPDCCH with DCI format 6-0A or MPDCCH with DCI format 3/3A is transmitted. - The value of PUSCH K is - For FDD or FDD-TDD and serving cell frame structure type 1 - if the UE is configured with higher layer parameter shortTTI and the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B and for PUSCH transmissions in a subslot, p PUSCH X K = - the UE is configured with higher layer parameters dl-STTI-Length='subslot' and ul-STTI- Length='slot' and the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B and for PUSCH transmissions in a slot, PUSCH K i − corresponds to: - a subslot among subslot 4 or 5 of subframe N-3 or subslot 0 of subframe N-2 in which the UE has received the TPC command if the slot PUSCH is to be transmitted in slot 0 of subframe N. A UE is not expected to receive TPC command in more than one subslot among subslot 4 or 5 of subframe N-3 or subslot 0 of subframe N-2 corresponding to slot-PUSCH transmission in slot 0 of subframe N. - a subslot among subslot 1 or 2 or 3 of subframe N-2 in which the UE has received the TPC command if the slot-PUSCH is to be transmitted in slot 1 of subframe N. A UE is not expected to receive TPC command in more than one subslot among subslot 1 or 2 or 3 of subframe N-2 corresponding to slot-PUSCH transmission in slot 1of subframe N. - if the UE is configured with higher layer parameter shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, 3 = PUSCH K - otherwise, PUSCH K = 4 (in unit of slots for slot-PUSCH and the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B, and in units of subframe for subframe-PUSCH and for slot/subslot-PUSCH with a TPC command provided in the PDCCH with DCI format 3/3A). x c, PUSCH, δ ) ( 2 , i fc ) (i fc ) ( , 2 , i f x c ) ( , i f x c ) ( ) 1 ( ) ( , , PUSCH x c, PUSCH, K i i f i f x c x c − + − = δ ) ( ) 1 ( ) ( , 2 , , 2 , PUSCH x c, PUSCH, K i i f i f x c x c − + − = δ x c, PUSCH, δ PUSCH,c δ PUSCH,c δ PUSCH,c δ c PUSCH, δ
  • 21. 3GPP TS 36.213 version 15.10.0 Release 15 20 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - For TDD, if the UE is configured with more than one serving cell and the TDD UL/DL configuration of at least two configured serving cells is not the same, or if the UE is configured with the parameter EIMTA-MainConfigServCell-r12 for at least one serving cell, or for FDD-TDD and serving cell frame structure type 2, the "TDD UL/DL configuration" refers to the UL-reference UL/DL configuration (defined in Subclause 8.0) for serving cell c . - For TDD UL/DL configurations 1-6 and UE not configured with higher layer parameter symPUSCH- UpPts-r14 for the serving cell c , PUSCH K is given - in Table 5.1.1.1-1A if the UE is configured with higher layer parameter shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space for subframe-PUSCH transmissions, - in Table 5.1.1.1-1B for special subframe configuration 1, 2, 3, 4, 6, 7, 8 and Table 5.1.1.1-1C for special subframe configuration 0, 5, 9 if the UE is configured with higher layer parameter shortTTI and the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B, and for uplink transmissions in a slot, - by 5 PUSCH K = if the slot-PUSCH transmission in slot 15 or 16 is scheduled with a PDCCH/SPDCCH with DCI format 7-0A/7-0B in which the LSB of the UL index is set to 1 for TDD UL/DL configuration 6 and special subframe configuration 0, 5, 9, - in Table 5.1.1.1-1 otherwise. - For TDD UL/DL configuration 0 and UE not configured with higher layer parameter symPUSCH- UpPts-r14 for the serving cell c . - If the subframe-PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of DCI format 0/4 or a MPDCCH of DCI format 6-0A in which the LSB of the UL index is set to 1, PUSCH K = 7 - For slot-PUSCH transmissions, PUSCH K is given by Table 5.1.1.1-1B for special subframe configuration 1, 2, 3, 4, 6, 7, 8 and Table 5.1.1.1-1C for special subframe configuration 0, 5, 9 if the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B. If the TPC command is provided in the PDCCH with DCI format 3/3A, is given in Table 5.1.1.1-1. - For all other subframe-PUSCH transmissions, PUSCH K is given in Table 5.1.1.1-1A if the UE is configured with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C- RNTI is in the UE-specific search space, otherwise Table 5.1.1.1-1. - For TDD UL/DL configurations 0-5 and UE configured with higher layer parameter symPUSCH- UpPts-r14 for the serving cell c , is given in - Table 5.1.1.1-4A if the UE is configured with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, - Table 5.1.1.1-4B for slot-PUSCH transmissions if the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B, - Table 5.1.1.1-4 otherwise. - For TDD UL/DL configuration 6 and UE configured with higher layer parameter symPUSCH-UpPts- r14 for the serving cell c - If the subframe-PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of DCI format 0/4 if the UE is not configured with higher layer parameter shortProcessingTime or if the UE is configured with higher layer parameter shortProcessingTime and the PUSCH,c δ PUSCH,c δ c PUSCH, δ PUSCH K PUSCH K PUSCH,c δ
  • 22. 3GPP TS 36.213 version 15.10.0 Release 15 21 ETSI TS 136 213 V15.10.0 (2020-09) ETSI corresponding PDCCH with CRC scrambled by C-RNTI is in the common search space in which the LSB of the UL index is set to 1, PUSCH K = 6 - For all other PUSCH transmissions, PUSCH K is given in - Table 5.1.1.1-4A if the UE is configured with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, - Table 5.1.1.1-4B for slot-PUSCH transmissions if the TPC command is included in a PDCCH/ SPDCCH with DCI format 7-0A/7-0B, - Table 5.1.1.1-4 otherwise. - For a serving cell with frame structure type 3, - For an uplink DCI format 0A/4A carrying AUL-DFI according to subclause 8.3A, =4. - For an uplink DCI format 0A/0B/0C/4A/4B with CRC scrambled by C-RNTI with PUSCH trigger A set to 0, PUSCH K is equal to k+l, where k and l are defined in in Subclause 8.0. - For an uplink DCI format 0A/0B/0C/4A/4B with CRC scrambled by C-RNTI with PUSCH trigger A set to 1 and upon the detection of PDCCH with CRC scrambled by CC-RNTI and with 'PUSCH trigger B' field set to '1' described in Subclause 8.0, PUSCH K is equal to p+k+l, where p, k and l are defined in Subclause 8.0. - If a UE detected multiple TPC commands in subframe PUSCH K i − , the UE shall use the TPC command in the PDCCH/EPDCCH with DCI format 0A/0B/0C/4A/4B with CRC scrambled by C-RNTI which schedules PUSCH transmission in subframe i. - For serving cell c and a non-BL/CE UE, the UE attempts to decode a PDCCH/EPDCCH of DCI format 0/0A/0B/0C/4/4A/4B or a PDCCH/SPDCCH of DCI format 7-0A/7-0B with the UE's C-RNTI or a PDCCH/EPDCCH of DCI format 0 for SPS C-RNTI or a PDCCH/SPDCCH of DCI format 7-0A/7-0B for SPS C-RNTI or a PDCCH/EPDCCH of DCI format 0 for UL-SPS-V-RNTI and a PDCCH of DCI format 3/3A with this UE's TPC-PUSCH-RNTI in every subframe except when in DRX or where serving cell c is deactivated. ­ For serving cell c and a BL/CE UE configured with CEModeA, the UE attempts to decode a MPDCCH of DCI format 6-0A with the UE's C-RNTI or SPS C-RNTI and a MPDCCH of DCI format 3/3A with this UE's TPC-PUSCH-RNTI in every BL/CE downlink subframe except when in DRX - For a non-BL/CE UE and for subframe PUSCH transmissions, if DCI format 0/0A/0B/0C/4/4A/4B for serving cell c and DCI format 3/3A are both detected in the same subframe, then the UE shall use the c PUSCH, δ provided in DCI format 0/0A/0B/0C/4/4A/4B. - For slot/subslot-PUSCH transmissions corresponding to a PDCCH/SPDCCH with DCI format 7-0A/7-0B with the UE's C-RNTI for serving cell c, the UE shall use the c PUSCH, δ provided in DCI format 7-0A/7- 0B - For serving cell c and slot/subslot-PUSCH transmissions without a corresponding PDCCH/SPDCCH in slot/subslot i of subframe I, the UE shall use the TPC command provided in the PDCCH with DCI format 3/3A received in a subframe not later than subframe when configured by higher layer parameter tpc-PDCCH-ConfigPUSCH-SPS for the serving cell c and for the corresponding SPS- ConfigIndex-r14 if the UE is configured with multiple UL SPS configurations. ­ For a BL/CE UE configured with CEModeA, if DCI format 6-0A for serving cell c and DCI format 3/3A are both detected in the same subframe, then the UE shall use the c PUSCH, δ provided in DCI format 6- 0A. PUSCH,c δ PUSCH K PUSCH I K −
  • 23. 3GPP TS 36.213 version 15.10.0 Release 15 22 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - 0 c PUSCH, = δ dB for a subframe/slot/subslot where no TPC command is decoded for serving cell c or where DRX occurs or i is not an uplink subframe/slot/subslot in TDD or FDD-TDD and serving cell c frame structure type 2. - 0 c PUSCH, = δ dB for subframe-PUSCH transmissions if the subframe i is not the first subframe scheduled by a PDCCH/EPDCCH of DCI format 0B/4B. - The c PUSCH, δ dB accumulated values signalled on PDCCH/EPDCCH with DCI format 0/0A/0B/0C/4/4A/4B or PDCCH/SPDCCH with DCI format 7-0A/7-0B or MPDCCH with DCI format 6- 0A are given in Table 5.1.1.1-2. If the PDCCH/EPDCCH with DCI format 0 or PDCCH/SPDCCH with DCI format 7-0A/7-0B or MPDCCH with DCI format 6-0A or PDCCH/SPDCCH with DCI format 7- 0A/7-0B is validated as a SPS activation or release PDCCH/EPDCCH/MPDCCH/SPDCCH, then c PUSCH, δ is 0dB. - The PUSCH δ dB accumulated values signalled on PDCCH/MPDCCH with DCI format 3/3A are one of SET1 given in Table 5.1.1.1-2 or SET2 given in Table 5.1.1.1-3 as determined by the parameter TPC- Index provided by higher layers. - If UE has reached ) ( c CMAX, i P for serving cell c , positive TPC commands for serving cell c shall not be accumulated - If UE has reached minimum power, negative TPC commands shall not be accumulated - For serving cell c , when the UE is configured with higher layer parameter shortTTI or when there is a change in configuration corresponding to the higher layer parameter shortTTI, (0) c f for the first following PUSCH transmission in a slot or subslot in a given subframe is set to the value of ) (∗ c f associated with PUSCH of the previous uplink subframe. - If the UE is not configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c, the UE shall reset accumulation - For serving cell c , when c , O_UE_PUSCH P value is changed by higher layers - For serving cell c , when the UE receives random access response message for serving cell c - If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c, - the UE shall reset accumulation corresponding to ) (∗ c f for serving cell c - when c , O_UE_PUSCH P value is changed by higher layers - when the UE receives random access response message for serving cell c - the UE shall reset accumulation corresponding to ) ( 2 , ∗ c f for serving cell c - when ,c,2 O_UE_PUSCH P value is changed by higher layers - If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v15x0 for serving cell c, the UE shall reset accumulation corresponding to ) (∗ c f for serving cell c - when , c UE α value is changed by higher layers - If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and - if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12 ) 1 ( ) ( − = i f i f c c
  • 24. 3GPP TS 36.213 version 15.10.0 Release 15 23 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - if subframe i does not belong to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12 ) 1 ( ) ( 2 , 2 , − = i f i f c c - ) ( ) ( PUSCH c PUSCH, K i i fc − = δ and ,2 PUSCH,c PUSCH ( ) ( ) c f i i K δ = − if accumulation is not enabled for serving cell c based on the parameter Accumulation-enabled or accumulationEnabledsTTI provided by higher layers - where ) ( PUSCH c PUSCH, K i − δ was signalled on PDCCH/EPDCCH with DCI format 0/0A/0B/0C/4/4A/4B or PDCCH/SPDCCH with DCI format 7-0A/7-0B or MPDCCH with DCI format 6- 0A for serving cell c on subframe PUSCH K i − . For a BL/CE UE configured with CEModeA, subframe PUSCH K i − is the last subframe in which the MPDCCH with DCI format 6-0A or MPDCCH with DCI format 3/3A is transmitted. - The value of PUSCH K is - For FDD or FDD-TDD and serving cell frame structure type 1 - if the UE is configured with higher layer parameter shortTTI and for PUSCH transmissions in a subslot, p PUSCH X K = - the UE is configured with higher layer parameters dl-STTI-Length='subslot' and ul-STTI- Length='slot' and for PUSCH transmissions in a slot, PUSCH K i − corresponds to: - a subslot among subslot 4 or 5 of subframe N-3 or subslot 0 of subframe N-2 in which the UE has received the TPC command if the slot- PUSCH is to be transmitted in slot 0 of subframe N. A UE is not expected to receive TPC command in more than one subslot among subslot 4 or 5 of subframe N-3 or subslot 0 of subframe N-2 corresponding to slot-PUSCH transmission in slot 0 of subframe N. - a subslot among subslot 1 or 2 or 3 of subframe N-2 in which the UE has received the TPC command if the slot-PUSCH is to be transmitted in slot 1 of subframe N. A UE is not expected to receive TPC command in more than one subslot among subslot 1 or 2 or 3 of subframe N-2 corresponding to slot-PUSCH transmission in slot 1of subframe N. - if configured with higher layer parameter shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, 3 = PUSCH K - otherwise, PUSCH K = 4 - For TDD, if the UE is configured with more than one serving cell and the TDD UL/DL configuration of at least two configured serving cells is not the same, or if the UE is configured with the parameter EIMTA-MainConfigServCell-r12 for at least one serving cell, or FDD-TDD and serving cell frame structure type 2, the "TDD UL/DL configuration" refers to the UL-reference UL/DL configuration (defined in Subclause 8.0) for serving cell c . - For TDD UL/DL configurations 1-6 and UE not configured with higher layer parameter symPUSCH- UpPts-r14 for the serving cell c , is given - in Table 5.1.1.1-1A if the UE is configured with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space for subframe-PUSCH transmissions, - in Table 5.1.1.1-1B for special subframe configuration 1, 2, 3, 4, 6, 7, 8 and Table 5.1.1.1-1C for special subframe configuration 0, 5, 9 if the UE is configured with higher layer parameter sTTI, and for uplink transmissions in a slot, - by 5 PUSCH K = if the slot-PUSCH transmission in slot 15 or 16 is scheduled with a PDCCH/SPDCCH with DCI format 7-0A/7-0B in which the LSB of the UL index is set to 1 for TDD UL/DL configuration 6 and special subframe configuration 0, 5, 9, PUSCH K
  • 25. 3GPP TS 36.213 version 15.10.0 Release 15 24 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - in Table 5.1.1.1-1 otherwise. - For TDD UL/DL configuration 0 and UE not configured with higher layer parameter symPUSCH- UpPts-r14 for the serving cell c . - If the subframe-PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of DCI format 0/4 or a MPDCCH with DCI format 6-0A in which the LSB of the UL index is set to 1, PUSCH K = 7 ­ For slot-PUSCH transmissions, PUSCH K is given by Table 5.1.1.1-1B for special subframe configuration 1, 2, 3, 4, 6, 7, 8 and Table 5.1.1.1-1C for special subframe configuration 0, 5, 9. - For all other PUSCH transmissions, PUSCH K is given in Table 5.1.1.1-1A if the UE is configured with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, Table 5.1.1.1-1 otherwise. - For TDD UL/DL configurations 0-5 and UE configured with higher layer parameter symPUSCH- UpPts-r14 for the serving cell c , is given in - Table 5.1.1.1-4A if the UE is configured with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, - Table 5.1.1.1-4B for slot-PUSCH transmissions, - Table 5.1.1.1-4 otherwise. - For TDD UL/DL configuration 6 and UE configured with higher layer parameter symPUSCH-UpPts- r14 for the serving cell c - If the subframe-PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of DCI format 0/4 if the UE is not configured with higher layer parameter shortProcessingTime or if the UE is configured with higher layer parameter shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the common search space in which the LSB of the UL index is set to 1, PUSCH K = 6. - If the subframe-PUSCH transmission in subframe s is scheduled with a PDCCH of DCI format 0/4, if the UE is configured with higher layer parameter shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space in which the LSB of the UL index is set to 1, - for s= 1 or 2 - for s= 3 - If the slot-PUSCH transmission in slot 4, 15 or 16 is scheduled with a PDCCH/SPDCCH with DCI format 7-0A/7-0B in which the LSB of the UL index is set to 1, = 5. - For all other PUSCH transmissions, PUSCH K is given in - Table 5.1.1.1-4A if the UE is configured with shortProcessingTime and the corresponding PDCCH with CRC scrambled by C-RNTI is in the UE-specific search space, - Table 5.1.1.1-4B for slot- PUSCH transmissions, - Table 5.1.1.1-4 otherwise. - For a serving cell with frame structure type 3, - For an uplink DCI format 0A/4A carrying AUL-DFI according to subclause 8.3A, =4. PUSCH K 6 PUSCH K = 4 PUSCH K = PUSCH K PUSCH K
  • 26. 3GPP TS 36.213 version 15.10.0 Release 15 25 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - For an uplink DCI format 0A/4A with CRC scrambled by C-RNTI with PUSCH trigger A set to 0, PUSCH K is equal to k+l, where k and l are defined in in Subclause 8.0. - For an uplink DCI format 0B/4B with CRC scrambled by C-RNTI with PUSCH trigger A set to 0, PUSCH K is equal to k+l+i' with ( ) HARQ N n n i , mod HARQ_ID i HARQ_ID − = ′ , where ni HARQ_ID is HARQ process number in subframe i, and k, l, nHARQ_ID and NHARQ are defined in Subclause 8.0. - For an uplink DCI format 0A/4A with CRC scrambled by C-RNTI with PUSCH trigger A set to 1 and upon the detection of PDCCH with CRC scrambled by CC-RNTI and with 'PUSCH trigger B' field set to '1' described in Subclause 8.0, PUSCH K is equal to p+k+l, where p, k and l are defined in Subclause 8.0. - For an uplink DCI format 0B/4B with CRC scrambled by C-RNTI with PUSCH trigger A set to 1 and upon the detection of PDCCH with CRC scrambled by CC-RNTI and with 'PUSCH trigger B' field set to '1' described in Subclause 8.0, PUSCH K is equal to p+k+l+i' with ( ) HARQ N n n i , mod HARQ_ID i HARQ_ID − = ′ , where ni HARQ_ID is HARQ process number in subframe i, and p, k, l, nHARQ_ID and NHARQ are defined in Subclause 8.0. - If a UE detected multiple TPC commands in subframe PUSCH K i − , the UE shall use the TPC command in the PDCCH/EPDCCH with DCI format 0A/0B/0C/4A/4B with CRC scrambled by C-RNTI which schedules PUSCH transmission in subframe i. - The c PUSCH, δ dB absolute values signalled on PDCCH/EPDCCH with DCI format 0/0A/0B/0C/4/4A/4B or PDCCH/SPDCCH with DCI format 7-0A/7-0B or a MPDCCH with DCI format 6-0A are given in Table 5.1.1.1-2. If the PDCCH/EPDCCH with DCI format 0 or PDCCH/SPDCCH with DCI format 7-0A/7-0B or a MPDCCH with DCI format 6-0A is validated as a SPS activation or release PDCCH/EPDCCH/MPDCCH/SPDCCH, then c PUSCH, δ is 0dB. - for a non-BL/CE UE, ) 1 ( ) ( − = i f i f c c and ,2 ,2 ( ) ( 1) c c f i f i = − for a subframe where no PDCCH/EPDCCH with DCI format 0/0A/0B/0C/4/4A/4B is decoded for serving cell c or where DRX occurs or i is not an uplink subframe in TDD or FDD-TDD and serving cell c frame structure type 2. ­ for a BL/CE UE configured with CEModeA, ) 1 ( ) ( − = i f i f c c and ,2 ,2 ( ) ( 1) c c f i f i = − for a subframe where no MPDCCH with DCI format 6-0A is decoded for serving cell c or where DRX occurs or i is not an uplink subframe in TDD. - If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and - if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12 ) 1 ( ) ( − = i f i f c c - if subframe i does not belong to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12 ) 1 ( ) ( 2 , 2 , − = i f i f c c - For both types of ) (∗ c f (accumulation or current absolute) the first value is set as follows: - If c , O_UE_PUSCH P value is changed by higher layers and serving cell c is the primary cell or, if c , O_UE_PUSCH P value is received by higher layers and serving cell c is a Secondary cell, - 0 ) 0 ( = c f - For serving cell c , when the UE is configured with higher layer parameter shortTTI or when there is a change in configuration corresponding to the higher layer parameter shortTTI, (0) c f for the first following PUSCH transmission in a slot or subslot in a given subframe is set to the value of ) (∗ c f associated with PUSCH of the previous uplink subframe.
  • 27. 3GPP TS 36.213 version 15.10.0 Release 15 26 ETSI TS 136 213 V15.10.0 (2020-09) ETSI - Else - If the UE receives the random access response message for a serving cell c - c msg c rampup c P f , 2 , ) 0 ( δ + Δ = , where - c msg , 2 δ is the TPC command indicated in the random access response corresponding to the random access preamble transmitted in the serving cell c , see Subclause 6.2, and , ) 0 ( ) 2 ( ) 2 ( )) 0 ( ( log 10 , 0 max min , 2 , _ , 10 , ,                               Δ + ⋅ + + + −      = Δ c TF c msg c PUSCH O c PUSCH c CMAX c rampup PL P M P P α δ      Δ c ested rampuprequ P , and c ested rampuprequ P , Δ is provided by higher layers and corresponds to the total power ramp-up requested by higher layers from the first to the last preamble in the serving cell c , ) 0 ( c PUSCH, M is the bandwidth of the PUSCH resource assignment expressed in number of resource blocks valid for the subframe of first PUSCH transmission in the serving cell c , and ΔTF,c(0) is the power adjustment of first PUSCH transmission in the serving cell c. If a UE is performing non-contention based random access procedure and is configured with higher layer parameter pusch-EnhancementsConfig, ߜ௠௦௚ଶ = 0. For a PUSCH transmission corresponding to ul-ConfigInfo-r14, the UE shall assume Δܲ௥௔௠௣௨௣௥௘௤௨௘௦௧௘ௗ,௖ = ߜ௠௦௚ଶ,௖ = 0 - If ,c,2 O_UE_PUSCH P value is received by higher layers for a serving cell c. - 0 ) 0 ( 2 , = c f Table 5.1.1.1-1: for TDD configuration 0-6 TDD UL/DL Configuration subframe number i 0 1 2 3 4 5 6 7 8 9 0 - - 6 7 4 - - 6 7 4 1 - - 6 4 - - - 6 4 - 2 - - 4 - - - - 4 - - 3 - - 4 4 4 - - - - - 4 - - 4 4 - - - - - - 5 - - 4 - - - - - - - 6 - - 7 7 5 - - 7 7 - Table 5.1.1.1-1A: for TDD configuration 0-6, special subframe configuration 0, 1, 2, 3, 4, 5, 6, 7, 8, 9 and UE configured with shortProcessingTime TDD UL/DL Configuration subframe number i 0 1 2 3 4 5 6 7 8 9 0 - - 6 3 3 - - 6 3 3 1 - - 3 3 - - - 3 3 - 2 - - 3 - - - - 3 - - 3 - - 3 3 3 - - - - - 4 - - 3 3 - - - - - - 5 - - 3 - - - - - - - 6 - - 6 4 4 - - 6 3 - PUSCH K PUSCH K
  • 28. 3GPP TS 36.213 version 15.10.0 Release 15 27 ETSI TS 136 213 V15.10.0 (2020-09) ETSI Table 5.1.1.1-1B: for TDD configurations 0-6, special subframe configuration 1, 2, 3, 4, 6, 7, 8 and UE configured with ul-STTI-Length TDD UL/DL Configuration slot number i 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 0 4 4 4 5 5 6 4 4 4 5 5 6 1 4 4 4 4 4 4 4 4 2 4 4 4 4 3 6 6 6 6 6 6 4 4 4 4 4 5 4 4 6 6 6 6 6 6 6 4 4 4 4 Table 5.1.1.1-1C: for TDD configurations 0-6, special subframe configuration 0, 5, 9 and UE configured with ul-STTI-Length TDD UL/DL Configuration slot number i 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 0 4 5 5 6 6 7 4 5 5 6 6 7 1 5 5 5 5 5 5 5 5 2 4 4 4 4 3 7 7 7 7 7 7 4 5 5 5 5 5 4 4 6 4 5 5 6 6 7 4 4 4 5 Table 5.1.1.1-2: Mapping of TPC Command Field in DCI format 0/0A/0B/0C/3/4/4A/4B/6-0A/3B/7-0A/7- 0B to absolute and accumulated c PUSCH, δ values TPC Command Field in DCI format 0/0A/0B/0C/3/4/4A/4B/6- 0A/3B/7-0A/7-0B Accumulated c PUSCH, δ [dB] Absolute c PUSCH, δ [dB] only DCI format 0/0A/0B/0C/4/4A/4B/6-0A/7-0A/7-0B 0 -1 -4 1 0 -1 2 1 1 3 3 4 Table 5.1.1.1-3: Mapping of TPC Command Field in DCI format 3A/3B to accumulated c PUSCH, δ values TPC Command Field in DCI format 3A/3B Accumulated c PUSCH, δ [dB] 0 -1 1 1 Table 5.1.1.1-4: for TDD configuration 0-6 and UE configured with symPUSCH-UpPts-r14 TDD UL/DL Configuration subframe number i 0 1 2 3 4 5 6 7 8 9 0 - 5 7 7 4 - 5 7 7 4 1 - 6 6 4 - - 6 6 4 - 2 - 5 4 - - - 5 4 - - 3 - 4 4 4 4 - - - - - 4 - 4 4 4 - - - - - - 5 - 4 4 - - - - - - - 6 - 6 7 7 5 - 6 7 7 - PUSCH K PUSCH K PUSCH K