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Local legitimacy: involving the
public
Ruth Thorlby
Senior Fellow in Health Policy, Nuffield Trust




May 2011                                         © Nuffield Trust
Local legitimacy?



• “for the first time in forty years, there will be real local democratic
  accountability and legitimacy in the NHS” (Liberating the NHS: Local
   Democratic Legitimacy in Health, DH 2010)

• Proposed reforms aim at increased ‘legitimacy’ via:
   - Health and wellbeing boards
   - Expanded role for Healthwatch
   - Councillors and others on GP consortia boards?



May 2011                                                             © Nuffield Trust
A framework for public
               participation and decision
                         making

                    A route to legitimacy?




28 July 2011                                 © Nuffield Trust
Who will be involved?

  More        Expert Administrators
  Exclusive
              Elected Representatives

              Professional Stakeholders

              Lay Stakeholders

              Random Selection

              Open, Targeted Recruiting

              Open, Self-Selection

  More        Diffuse Public Sphere
  Inclusive
               Fung, A. “Varieties of Participation in Complex Governance” Public Administration Review, vol 66 (2006):66-75
May 2011                                                                                                          © Nuffield Trust
How will people be involved?

  Least     Listen as Spectator
  intense


            Express Preferences


            Develop Preferences


            Aggregate and Bargain


            Deliberate and Negotiate


  Most
  intense   Deploy Expertise
             Fung, A. “Varieties of Participation in Complex Governance” Public Administration Review, vol 66 (2006):66-75
May 2011                                                                                                        © Nuffield Trust
How much influence to give people?

  Least       Individual Education
  authority


              Communicative Influence



              Advise and Consult



              Co-Governance



  Most        Direct Authority
  authority
               Fung, A. “Varieties of Participation in Complex Governance” Public Administration Review, vol 66 (2006):66-75
May 2011                                                                                                          © Nuffield Trust
The Democracy Cube
                              Authority & Power



                                 Expert Administrators
   Individual education




                                                                                               Everyone
           Direct authority

   Technical expertise                                                                               Participants



   Listen as Spectator

               Communication &                           Fung, A. “Varieties of Participation in Complex Governance” Public
                                                         Administration Review, vol 66 (2006):66-75
               Decision Mode
May 2011                                                                                                         © Nuffield Trust
Local legitimacy in reality?

• Public attitudes towards involvement: broad support for the idea
  of engagement but only a minority regularly volunteer
• Public attitudes: default setting is ‘national standards with no
  local variation’
• NHS “will continue to be a national service, held to account by
  Parliament”
   (Liberating the NHS: Local Democratic Legitimacy in Health DH, 2010)




May 2011                                                                  © Nuffield Trust
www.nuffieldtrust.org.uk


       Sign-up for our newsletter
       www.nuffieldtrust.org.uk/newsletter


       Follow us on Twitter
       (http://twitter.com/NuffieldTrust)




May 2011                                     © Nuffield Trust

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Ruth Thorlby: Local legitimacy - involving the public

  • 1. Local legitimacy: involving the public Ruth Thorlby Senior Fellow in Health Policy, Nuffield Trust May 2011 © Nuffield Trust
  • 2. Local legitimacy? • “for the first time in forty years, there will be real local democratic accountability and legitimacy in the NHS” (Liberating the NHS: Local Democratic Legitimacy in Health, DH 2010) • Proposed reforms aim at increased ‘legitimacy’ via: - Health and wellbeing boards - Expanded role for Healthwatch - Councillors and others on GP consortia boards? May 2011 © Nuffield Trust
  • 3. A framework for public participation and decision making A route to legitimacy? 28 July 2011 © Nuffield Trust
  • 4. Who will be involved? More Expert Administrators Exclusive Elected Representatives Professional Stakeholders Lay Stakeholders Random Selection Open, Targeted Recruiting Open, Self-Selection More Diffuse Public Sphere Inclusive Fung, A. “Varieties of Participation in Complex Governance” Public Administration Review, vol 66 (2006):66-75 May 2011 © Nuffield Trust
  • 5. How will people be involved? Least Listen as Spectator intense Express Preferences Develop Preferences Aggregate and Bargain Deliberate and Negotiate Most intense Deploy Expertise Fung, A. “Varieties of Participation in Complex Governance” Public Administration Review, vol 66 (2006):66-75 May 2011 © Nuffield Trust
  • 6. How much influence to give people? Least Individual Education authority Communicative Influence Advise and Consult Co-Governance Most Direct Authority authority Fung, A. “Varieties of Participation in Complex Governance” Public Administration Review, vol 66 (2006):66-75 May 2011 © Nuffield Trust
  • 7. The Democracy Cube Authority & Power Expert Administrators Individual education Everyone Direct authority Technical expertise Participants Listen as Spectator Communication & Fung, A. “Varieties of Participation in Complex Governance” Public Administration Review, vol 66 (2006):66-75 Decision Mode May 2011 © Nuffield Trust
  • 8. Local legitimacy in reality? • Public attitudes towards involvement: broad support for the idea of engagement but only a minority regularly volunteer • Public attitudes: default setting is ‘national standards with no local variation’ • NHS “will continue to be a national service, held to account by Parliament” (Liberating the NHS: Local Democratic Legitimacy in Health DH, 2010) May 2011 © Nuffield Trust
  • 9. www.nuffieldtrust.org.uk Sign-up for our newsletter www.nuffieldtrust.org.uk/newsletter Follow us on Twitter (http://twitter.com/NuffieldTrust) May 2011 © Nuffield Trust