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Developing and Maintaining a
       Legal Register
            Paul Nelms
   Group Environmental Manager
Why have a Legal Register?
• BS EN ISO 14001 : 2004
  – “The organization shall establish, implement and maintain a
    procedure(s)
      • To identify and have access to the applicable legal requirements and other
        requirements to which the organization subscribes …”

• Audits
  – System compliance audits + customer audits + Aspects & Impacts register

• Regulatory visits
  – Environment Agency, Local Environmental Health Dept., Trading Standards,
    HSE, Sewerage Undertaker, Fire Service.

• Get it wrong and you go to court…
Structure of Register
• Air

• General Environmental

• Waste
• Water
• Guidance Notes
Register Index
                                                           Air
                                            LEGISLATION REGISTER INDEX

Ref   No.   Section   AIR                                                                                                          Issue No     Date

 AR   1       E       Clean Air Act 1993                                                                                              1       24/03/2009

 AR   2       E       Environment Act 1995 Pt.IV                                                                                      1       24/03/2009

 AR   3       E       Notification of Cooling Towers and Evaporation Condensers Regulations SI 1992/2225                              1       24/03/2009

 AR   4       E       Air Quality Standards Regulations SI 2007/64 Revoked                                                            1       24/03/2009

 AR   5       E       Environmental Permitting (England and Wales) Regulations SI 2007/3538 - Part 1 Spent                            1       20/05/2009

 AR   6       E       Regulation (EC) 2037/2000 (OJ:L244/1/2000) on Substances That Deplete The Ozone Layer Revoked                   2       13/11/2009

 AR   7       E       Environmental Protection (Controls on Ozone-Depleting Substances) Regulations SI 2002/528 Revoked               1       13/10/2009

 AR   8       E       Ozone Depleting Substances (Qualifications) Regulations SI 2009/216                                             1       13/10/2009

 AR   9       E       Fluorinated Greenhouse Gases Regulations SI 2009/261                                                            3       01/04/2011

 AR   10      E       Regulation (EC) 1005/2009 (OJ:L286/1/2009) on Substances that Deplete the Ozone Layer                           1       04/05/2010

 AR   11      E       Energy Performance of Buildings (Certificates and Inspections) (England and Wales) Regulations SI 2007/991      1       31/03/2011

 AR   12      E       Environmental Protection (Controls on Ozone-Depleting Substances) Regulations SI 2011/1543                      1       24/08/2011

 AR   13      E       Environmental Permitting (England and Wales) Regulations SI 2010/675 - part 3 schedule 14                       1       13/02/2012
Air Legislation
• Notification of wet cooling towers or evaporative condensers
   – Have to be registered with local environmental health department
• Ozone-depleting substances – Qualifications
   – Engineers/technicians must be qualified to a minimum standard
• Fluorinated greenhouse gases
   – Companies that install and maintain equipment must hold a “Stationary
     Equipment Qualification Certificate” issued by a DECC appointed body
• Substances that deplete the ozone layer
   – Minimum inspection periods are set for equipment containing 3kg>, 30kg> and
     300kg>
• Energy performance of buildings
   – Air conditioning (comfort cooling) combined rating of 12kW output must be
     inspected by an qualified energy assessor
• Equipment containing R22 – banned as of 31st December 2014
Register Index
                                                        Environmental
                                              LEGISLATION REGISTER INDEX

Ref No.       Section   ENVIRONMENTAL                                                                                     Issue No     Date
EN        1     B       Control of Pollution Act 1974                                                                        1       15/05/2009

EN        2     B       Wildlife and Countryside Act 1981                                                                    1       20/04/2009

EN        3     B       Environmental Protection Act 1990 Pt.III (As Amended) Noise and Statutory Nuisance Act 1993          1       20/04/2009

EN        4     B       Town and Country Planning Act 1990                                                                   1       20/04/2009

EN        5     B       Pollution Prevention and Control Act 1999                                                            1       16/05/2009

EN        6     B       Clean Neighbourhoods and Environment Act 2005                                                        1       18/05/2009

EN        7     B       Conservation (Natural Habitats etc.) Regulations SI 1994/2716 Revoked                                1       20/04/2009

EN        8     B       Control of Major Accidents Hazards Regulations SI 1999/743                                           1       20/04/2009

EN        9     B       Contaminated Land (England) Regulations SI 2006/1380                                                 1       18/05/2009

EN    10        B       Contaminated Land (Wales) Regulations SI 2006/2989                                                   1       18/05/2009

EN    11        B       Registration, Evaluation, Authorisation and Restriction of Chemicals Regulations (EC) 1907/2006      1       20/04/2009

EN    12        B       Environmental Offences (Fixed Penalties) (Miscellaneous Provisions) Regulations SI 2007/175          1       20/05/2009

EN    13        B       Climate Change Levy (General)(Agreement) Regulations SI 2007/2903                                    1       20/04/2009

EN    14        B       Environmental Damage (Prevention and Remediation) Regulations SI 2009/153                            1       20/05/2009

EN    15        B       Environmental Damage (Prevention and Remediation) (Wales) Regulations SI 2009/995                    1       08/07/2009

EN    16        B       Carbon Reduction Commitment Energy Efficiency Scheme Order SI 2010/768                               2       13/02/2012
Environmental Legislation
• Town and country planning
   – If you have a storage/shipping container on site – you need to apply for
     planning permission
• Clean neighbourhoods
   – Not allowed to display advertisements on public land without the appropriate
     planning permission from local authority
• REArCH
   – Registration, Evaluation, Authorisation and restriction of Chemicals: new
     prescriptive MSDS sheets due to be published soon
• CRC energy efficiency
   – Phase 2 coming in shortly , implications to businesses that have more than
     25% of their total energy use covered by a CCA
Register Index
                                                      Waste
                                        LEGISLATION REGISTER INDEX

                                                                                                                                        Issue No     Date
Ref   No.   Section WASTE
WS    1       C    Controlled Waste (Registration of Carriers & Seizure of Vehicles) Regulations SI 1991/1624 Revoked                      1       16/05/2009
WS    2       C    Environmental Protection (Duty of Care) Regulations SI 1991/2839 Revoked                                                1       20/04/2009
WS    3       C    Controlled Waste Regulations 1992 (as amended). SI 1992/588 Revoked                                                     2       13/02/2012
WS    4       C    Waste Management Licencing Regulations SI 1994/1056 Revoked                                                             1       20/04/2009

WS    5       C    Environmental Protection (Disposal of Polychlorinated Biphenyls and Other Dangerous Substances)(England and Wales)      2       13/02/2012
                   Regulations SI 2000/1043
WS    6       C    Packaging (Essential Requirements) Regulations SI 2003/1941                                                             1       20/04/2009
WS    7       C    Hazardous Waste (England and Wales) Regulations SI 2005/894                                                             1       20/04/2009
WS    8       C    List of Wastes (England) Regulations SI 2005/895                                                                        1       20/04/2009
WS    9       C    List of Wastes (Wales) Regulations SI 2005/1820                                                                         1       17/06/2009
WS    10      C    Waste Electrical and Electronic Equipment Regulations SI 2006/3289                                                      1       20/04/2009
WS    11      C    Producer Responsibility Obligations (Packaging Waste) Regulations SI 2007/871                                           1       20/04/2009
WS    12      C    Environmental Permitting (England and Wales) Regulations SI 2007/3538 Spent                                             1       20/04/2009
WS    13      C    Site Waste Management Plans Regulations SI 2008/314                                                                     1       20/04/2009
WS    14      C    Waste Batteries and Accumulators Regulations SI 2009/890                                                                1       07/07/2009
WS    15      C    Environmental Permitting (England and Wales) (Amendment) (No2) Regulations SI 2009/3381 Spent                           1       04/05/2010
WS    16      C    Waste (England and Wales) Regulations SI 2011/988                                                                       2       06/06/2012
WS    17      C    Environmental Permitting (England and Wales) Regulations SI 2010/675 - Part 3 schedules 9, 10, 13                       1       13/02/2012
WS    18      C    Controlled Waste (England and Wales) Regulations SI 2012/811                                                            1       01/05/2012
Waste Legislation
• Duty of Care
    – You own the waste from the moment you create it through to the point of final disposal
• Waste transfer notes, waste consignment notes
    – Normal waste (inc. recycling) notes have to be retained for 2 years, hazardous waste
      notes have to be retained for 3 years – legal documents
    – 2003 / 2007 SIC codes + Part E section consignment notes
• Packaging waste
    – Qualify if you have a turnover over £2 million and handle 50 tonnes per calendar year
• WEEE waste
    – Keep separate from normal waste and dry
• Site waste management plans
    – Construction projects over £300K require plan before work commences - £500K> more
      in-depth
• Waste batteries and accumulators
    – Require segregation and disposal via an authorised facility
• Waste hierarchy
    – You are now signing to say that you are applying these principles
• Waste carriers licences
    – Use ‘Public Registers’ page on EA website to periodically check validity
Register Index
                                                          Water
                                             LEGISLATION REGISTER INDEX


                                                                                                                       Issue No     Date
Ref   No.   Section   WATER

WT    1       D       Water Industry Act 1991                                                                             1       20/04/2009

WT    2       D       Water Resources Act 1991                                                                            1       20/04/2009

WT    3       D       Trade Effluents (Prescribed Processes and Substances) Regulations SI 1989/1156                      1       20/04/2009

WT    4       D       Surface Waters (Fishlife)(Classification) Regulations SI 1997/1331                                  1       20/04/2009

WT    5       D       Surface Waters (Dangerous Substances)(Classification) Regulations SI 1997/2560                      1       20/04/2009

WT    6       D       Ground Water Regulations SI 1998/2746 Revoked                                                       1       20/04/2009

WT    7       D       Anti Pollution Works Regulations SI 1999/1006                                                       1       20/04/2009

WT    8       D       Water Supply (Water Fittings) Regulations SI 1999/1148                                              1       15/05/2009

WT    9       D       Control of Pollution (Oil Storage)(England) Regulations SI 2001/2954                                1       20/04/2009

WT    10      D       Groundwater (England and Wales) Regulations SI 2009/2902 Revoked                                    1       10/12/2009

WT    11      D       Environmental Permitting (England and Wales) Regulations SI 2010/675 - Part 3 schedules 21, 22      1       13/02/2012
Water Legislation
• Crown Court
     – If you pollute a watercourse you will be prosecuted through the Crown Court
• Water supply fittings
•   If you supply your workforce with a hosepipe for general use, it must be fitted with
    a non-return valve
• Oil storage
     – This applies to ≥200ltrs ~ it does not apply to waste oil
     – Bunding should be able to hold 110% of the largest container or 25% of the
       aggregate storage capacity
• Vehicle washing
     – If you wash your own vehicles, using a cleaning substance, unless you have a
       properly bunded area, you are polluting the watercourse
• Discharge consents
     – If you are discharging water to drains from your process or activities, check to
       see if you need a consent
Register Index
                                                 Guidance Notes
                                    ENVIRONMENTAL GUIDANCE NOTES

                                                                                            Issue No     Date
Ref   No.   Section Guidance Note Title
PPG   1             General Guide to the Prevention of Pollution                               1       01/02/2010
PPG   2             Above Ground Oil Storage Tanks                                             2       01/08/2011
PPG   5             Works and Maintenance in or Near Water                                     1       01/02/2010
PPG   7             Refuelling Facilities                                                      2       01/08/2011
PPG   8             Safe Storage and Disposal of Used Oils                                     1       01/02/2010
PPG   13            Vehicle Washing and Cleaning                                               1       01/02/2010
PPG   18            Managing Fire Water and Major Spillages                                    1       01/02/2010
PPG   21            Pollution Incident Response Planning                                       1       01/02/2010
PPG   22            Incident Response Dealing with Spills                                      2       13/06/2011
PPG   26            Storage and Handling of Drums and Intermediate Bulk Containers (IBCs)      2       01/05/2011
GN    1             Adblue                                                                     1       01/02/2010
GN    2             Is Your Site Right                                                         1       01/02/2010
GN    3             Pollution Prevention Pays                                                  1       01/02/2010
 T    4             Preparatory Treatments - Baling                                            1       04/05/2010
 T    15            Treatment of Waste Aerosol Cans                                            1       04/05/2010
 S    2             Storage of Waste in a Secure Place                                         1       04/05/2010
WG    1             Waste Hierarchy Guidance                                                   1       13/06/2011
Where to go
• Barbour Index:      www.barbour-ehs.com/


• Business Sustain:   www.business-sustain.com/


• CEDREC:             http://cedrec.com/


• IEMA:               www.iema.net/

• Legislation UK:     www.legislation.gov.uk/


• Netregs:            www.environment-agency.gov.uk/netregs/
Questions?

    Paul Nelms
pnelms@epwin.co.uk

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Besst legal register_june_2012

  • 1. Developing and Maintaining a Legal Register Paul Nelms Group Environmental Manager
  • 2.
  • 3. Why have a Legal Register? • BS EN ISO 14001 : 2004 – “The organization shall establish, implement and maintain a procedure(s) • To identify and have access to the applicable legal requirements and other requirements to which the organization subscribes …” • Audits – System compliance audits + customer audits + Aspects & Impacts register • Regulatory visits – Environment Agency, Local Environmental Health Dept., Trading Standards, HSE, Sewerage Undertaker, Fire Service. • Get it wrong and you go to court…
  • 4. Structure of Register • Air • General Environmental • Waste • Water • Guidance Notes
  • 5. Register Index Air LEGISLATION REGISTER INDEX Ref No. Section AIR Issue No Date AR 1 E Clean Air Act 1993 1 24/03/2009 AR 2 E Environment Act 1995 Pt.IV 1 24/03/2009 AR 3 E Notification of Cooling Towers and Evaporation Condensers Regulations SI 1992/2225 1 24/03/2009 AR 4 E Air Quality Standards Regulations SI 2007/64 Revoked 1 24/03/2009 AR 5 E Environmental Permitting (England and Wales) Regulations SI 2007/3538 - Part 1 Spent 1 20/05/2009 AR 6 E Regulation (EC) 2037/2000 (OJ:L244/1/2000) on Substances That Deplete The Ozone Layer Revoked 2 13/11/2009 AR 7 E Environmental Protection (Controls on Ozone-Depleting Substances) Regulations SI 2002/528 Revoked 1 13/10/2009 AR 8 E Ozone Depleting Substances (Qualifications) Regulations SI 2009/216 1 13/10/2009 AR 9 E Fluorinated Greenhouse Gases Regulations SI 2009/261 3 01/04/2011 AR 10 E Regulation (EC) 1005/2009 (OJ:L286/1/2009) on Substances that Deplete the Ozone Layer 1 04/05/2010 AR 11 E Energy Performance of Buildings (Certificates and Inspections) (England and Wales) Regulations SI 2007/991 1 31/03/2011 AR 12 E Environmental Protection (Controls on Ozone-Depleting Substances) Regulations SI 2011/1543 1 24/08/2011 AR 13 E Environmental Permitting (England and Wales) Regulations SI 2010/675 - part 3 schedule 14 1 13/02/2012
  • 6. Air Legislation • Notification of wet cooling towers or evaporative condensers – Have to be registered with local environmental health department • Ozone-depleting substances – Qualifications – Engineers/technicians must be qualified to a minimum standard • Fluorinated greenhouse gases – Companies that install and maintain equipment must hold a “Stationary Equipment Qualification Certificate” issued by a DECC appointed body • Substances that deplete the ozone layer – Minimum inspection periods are set for equipment containing 3kg>, 30kg> and 300kg> • Energy performance of buildings – Air conditioning (comfort cooling) combined rating of 12kW output must be inspected by an qualified energy assessor • Equipment containing R22 – banned as of 31st December 2014
  • 7. Register Index Environmental LEGISLATION REGISTER INDEX Ref No. Section ENVIRONMENTAL Issue No Date EN 1 B Control of Pollution Act 1974 1 15/05/2009 EN 2 B Wildlife and Countryside Act 1981 1 20/04/2009 EN 3 B Environmental Protection Act 1990 Pt.III (As Amended) Noise and Statutory Nuisance Act 1993 1 20/04/2009 EN 4 B Town and Country Planning Act 1990 1 20/04/2009 EN 5 B Pollution Prevention and Control Act 1999 1 16/05/2009 EN 6 B Clean Neighbourhoods and Environment Act 2005 1 18/05/2009 EN 7 B Conservation (Natural Habitats etc.) Regulations SI 1994/2716 Revoked 1 20/04/2009 EN 8 B Control of Major Accidents Hazards Regulations SI 1999/743 1 20/04/2009 EN 9 B Contaminated Land (England) Regulations SI 2006/1380 1 18/05/2009 EN 10 B Contaminated Land (Wales) Regulations SI 2006/2989 1 18/05/2009 EN 11 B Registration, Evaluation, Authorisation and Restriction of Chemicals Regulations (EC) 1907/2006 1 20/04/2009 EN 12 B Environmental Offences (Fixed Penalties) (Miscellaneous Provisions) Regulations SI 2007/175 1 20/05/2009 EN 13 B Climate Change Levy (General)(Agreement) Regulations SI 2007/2903 1 20/04/2009 EN 14 B Environmental Damage (Prevention and Remediation) Regulations SI 2009/153 1 20/05/2009 EN 15 B Environmental Damage (Prevention and Remediation) (Wales) Regulations SI 2009/995 1 08/07/2009 EN 16 B Carbon Reduction Commitment Energy Efficiency Scheme Order SI 2010/768 2 13/02/2012
  • 8. Environmental Legislation • Town and country planning – If you have a storage/shipping container on site – you need to apply for planning permission • Clean neighbourhoods – Not allowed to display advertisements on public land without the appropriate planning permission from local authority • REArCH – Registration, Evaluation, Authorisation and restriction of Chemicals: new prescriptive MSDS sheets due to be published soon • CRC energy efficiency – Phase 2 coming in shortly , implications to businesses that have more than 25% of their total energy use covered by a CCA
  • 9. Register Index Waste LEGISLATION REGISTER INDEX Issue No Date Ref No. Section WASTE WS 1 C Controlled Waste (Registration of Carriers & Seizure of Vehicles) Regulations SI 1991/1624 Revoked 1 16/05/2009 WS 2 C Environmental Protection (Duty of Care) Regulations SI 1991/2839 Revoked 1 20/04/2009 WS 3 C Controlled Waste Regulations 1992 (as amended). SI 1992/588 Revoked 2 13/02/2012 WS 4 C Waste Management Licencing Regulations SI 1994/1056 Revoked 1 20/04/2009 WS 5 C Environmental Protection (Disposal of Polychlorinated Biphenyls and Other Dangerous Substances)(England and Wales) 2 13/02/2012 Regulations SI 2000/1043 WS 6 C Packaging (Essential Requirements) Regulations SI 2003/1941 1 20/04/2009 WS 7 C Hazardous Waste (England and Wales) Regulations SI 2005/894 1 20/04/2009 WS 8 C List of Wastes (England) Regulations SI 2005/895 1 20/04/2009 WS 9 C List of Wastes (Wales) Regulations SI 2005/1820 1 17/06/2009 WS 10 C Waste Electrical and Electronic Equipment Regulations SI 2006/3289 1 20/04/2009 WS 11 C Producer Responsibility Obligations (Packaging Waste) Regulations SI 2007/871 1 20/04/2009 WS 12 C Environmental Permitting (England and Wales) Regulations SI 2007/3538 Spent 1 20/04/2009 WS 13 C Site Waste Management Plans Regulations SI 2008/314 1 20/04/2009 WS 14 C Waste Batteries and Accumulators Regulations SI 2009/890 1 07/07/2009 WS 15 C Environmental Permitting (England and Wales) (Amendment) (No2) Regulations SI 2009/3381 Spent 1 04/05/2010 WS 16 C Waste (England and Wales) Regulations SI 2011/988 2 06/06/2012 WS 17 C Environmental Permitting (England and Wales) Regulations SI 2010/675 - Part 3 schedules 9, 10, 13 1 13/02/2012 WS 18 C Controlled Waste (England and Wales) Regulations SI 2012/811 1 01/05/2012
  • 10. Waste Legislation • Duty of Care – You own the waste from the moment you create it through to the point of final disposal • Waste transfer notes, waste consignment notes – Normal waste (inc. recycling) notes have to be retained for 2 years, hazardous waste notes have to be retained for 3 years – legal documents – 2003 / 2007 SIC codes + Part E section consignment notes • Packaging waste – Qualify if you have a turnover over £2 million and handle 50 tonnes per calendar year • WEEE waste – Keep separate from normal waste and dry • Site waste management plans – Construction projects over £300K require plan before work commences - £500K> more in-depth • Waste batteries and accumulators – Require segregation and disposal via an authorised facility • Waste hierarchy – You are now signing to say that you are applying these principles • Waste carriers licences – Use ‘Public Registers’ page on EA website to periodically check validity
  • 11. Register Index Water LEGISLATION REGISTER INDEX Issue No Date Ref No. Section WATER WT 1 D Water Industry Act 1991 1 20/04/2009 WT 2 D Water Resources Act 1991 1 20/04/2009 WT 3 D Trade Effluents (Prescribed Processes and Substances) Regulations SI 1989/1156 1 20/04/2009 WT 4 D Surface Waters (Fishlife)(Classification) Regulations SI 1997/1331 1 20/04/2009 WT 5 D Surface Waters (Dangerous Substances)(Classification) Regulations SI 1997/2560 1 20/04/2009 WT 6 D Ground Water Regulations SI 1998/2746 Revoked 1 20/04/2009 WT 7 D Anti Pollution Works Regulations SI 1999/1006 1 20/04/2009 WT 8 D Water Supply (Water Fittings) Regulations SI 1999/1148 1 15/05/2009 WT 9 D Control of Pollution (Oil Storage)(England) Regulations SI 2001/2954 1 20/04/2009 WT 10 D Groundwater (England and Wales) Regulations SI 2009/2902 Revoked 1 10/12/2009 WT 11 D Environmental Permitting (England and Wales) Regulations SI 2010/675 - Part 3 schedules 21, 22 1 13/02/2012
  • 12. Water Legislation • Crown Court – If you pollute a watercourse you will be prosecuted through the Crown Court • Water supply fittings • If you supply your workforce with a hosepipe for general use, it must be fitted with a non-return valve • Oil storage – This applies to ≥200ltrs ~ it does not apply to waste oil – Bunding should be able to hold 110% of the largest container or 25% of the aggregate storage capacity • Vehicle washing – If you wash your own vehicles, using a cleaning substance, unless you have a properly bunded area, you are polluting the watercourse • Discharge consents – If you are discharging water to drains from your process or activities, check to see if you need a consent
  • 13. Register Index Guidance Notes ENVIRONMENTAL GUIDANCE NOTES Issue No Date Ref No. Section Guidance Note Title PPG 1 General Guide to the Prevention of Pollution 1 01/02/2010 PPG 2 Above Ground Oil Storage Tanks 2 01/08/2011 PPG 5 Works and Maintenance in or Near Water 1 01/02/2010 PPG 7 Refuelling Facilities 2 01/08/2011 PPG 8 Safe Storage and Disposal of Used Oils 1 01/02/2010 PPG 13 Vehicle Washing and Cleaning 1 01/02/2010 PPG 18 Managing Fire Water and Major Spillages 1 01/02/2010 PPG 21 Pollution Incident Response Planning 1 01/02/2010 PPG 22 Incident Response Dealing with Spills 2 13/06/2011 PPG 26 Storage and Handling of Drums and Intermediate Bulk Containers (IBCs) 2 01/05/2011 GN 1 Adblue 1 01/02/2010 GN 2 Is Your Site Right 1 01/02/2010 GN 3 Pollution Prevention Pays 1 01/02/2010 T 4 Preparatory Treatments - Baling 1 04/05/2010 T 15 Treatment of Waste Aerosol Cans 1 04/05/2010 S 2 Storage of Waste in a Secure Place 1 04/05/2010 WG 1 Waste Hierarchy Guidance 1 13/06/2011
  • 14.
  • 15. Where to go • Barbour Index: www.barbour-ehs.com/ • Business Sustain: www.business-sustain.com/ • CEDREC: http://cedrec.com/ • IEMA: www.iema.net/ • Legislation UK: www.legislation.gov.uk/ • Netregs: www.environment-agency.gov.uk/netregs/
  • 16. Questions? Paul Nelms pnelms@epwin.co.uk