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2017 June 29 @ USyd Nao Tsuchiya 土谷尚嗣
School of Psychological Sciences, Monash University
Monash Institute of Cognitive and Clinical Neuroscience
Consciousness without attention and large capacity
conscious memory, investigated with metacognition
My lab’s goal: to reveal the physical basis
of consciousness
4 empirical approaches:
1. Boundary of consciousness
- vs non-conscious processing
- vs unconscious states 

2. Relationship between consciousness and associated processes
- attention, working memory, metacognition, expectation, report

3.Analysis of multi-electrode neural recordings
- fly LFP to human ECoG, EEG, fMRI

4. Empirical testing of the theory of consciousness
- integrated information theory of consciousness
- predictive coding / free energy
The neuronal basis of
consciousness
• Relationship between consciousness and other
cognitive processes (e.g., attention, memory,
reports, access)
• Why are relationships between consciousness
and other cognitive processes (e.g., attention)
important?
• Attention may be a key to understand
consciousness (e.g., Posner 1994 PNAS)
• Attention may be a confounding factor,
which needs to be carefully controlled to
study consciousness (e.g.,Tse et al 2005 PNAS)
Questions
• Is attention similar to consciousness?
• Without attention, can we see?
• Without seeing, can we attend?
• For a given percept or behavior, are the effects
of attending the same as the effects of being
conscious of?
What is attention?
Every one knows what attention is. It is the
taking possession by the mind, in clear and
vivid form, of one out of what seem
several simultaneously possible objects or
trains of thought. It implies withdrawal
from some things in order to deal effectively
with others.
William James (1890)
What is attention?
• (alertness, arousal)
• selective attention
• (bottom-up/exogenous attention)
- (stimulus-driven, automatic, task-independent)
• “Top-down/endogenous attention”
• appears to be related to consciousness
-Volitionally controlled, task-dependent, goal-
oriented
-Spatial, feature-based, object-based, temporal
• consciousness
• (levels of consciousness)
• (a single moment of unified experience)
• contents of consciousness
• =raw feeling, qualia
• phenomenal, not access, consciousness
What is consciousness
(=awareness)?
Not necessarily give rise to
consciousness
Gives rise to
consciousness
can occur
without top-
down attention
Afterimages
Rapid vision (<120ms)
Zombie behaviors
Storage of premitive information
Local, weak integration
Iconic & fragile memory
Partial reportability
Gist, animal and gender
detection in dual tasks
requires top-
down attention
Pop-out
Priming
Adaptation
Object processing
Visual search
Thoughts
Eye-of-origin
Storage in working memory
Detection & discrimination of
unexpected or unfamiliar stimuli
Full reportability
Global, strong integration
Koch & Tsuchiya 2007 TICS (updated in Tsuchiya & Koch 2015 Neurology of Consciousness)
Dissociation between consciousness and top-down attention
Not necessarily give rise to
consciousness
Gives rise to
consciousness
can occur
without top-
down attention
Afterimages
Rapid vision (<120ms)
Zombie behaviors
Storage of premitive information
Local, weak integration
Iconic & fragile memory
Partial reportability
Gist, animal and gender
detection in dual tasks
requires top-
down attention
Pop-out
Priming
Adaptation
Object processing
Visual search
Thoughts
Eye-of-origin
Storage in working memory
Detection & discrimination of
unexpected or unfamiliar stimuli
Full reportability
Global, strong integration
Koch & Tsuchiya 2007 TICS (updated in Tsuchiya & Koch 2015 Neurology of Consciousness)
Dissociation between consciousness and top-down attention
Most contentious!
Lots of TICS papers:
Dehaene et al 2006, Kouider et al 2010, Lau & Rosenthal 2011
Cohen & Dennett 2011, Cohen et al 2012, 2016,
Koch & Tsuchiya 2007, Block 2005, 2011, Lamme 2003, Tsuchiya,
Wilke, Frassle, Lamme 2015,
Haun, Koch, Tononi, Tsuchiya 2016 Neuroscience of Consciousness
Topic 1: Dual task paradigm
ØDual-Task paradigm (Braun, 1994)
L
L
LL
T
Central performance
Peripheralperformance
Attention-Operating Characteristic
(AOC) plots (Sperling, 1978)
THE DUALTASK: 

Reddy et al., 2004
Central letter task
Peripheral gender task
Stimulus onset
asynchrony
Modify SOA so Single-task performance ≥ 75%
Compare dual-task performance
THE DUALTASK: 

Reddy et al., 2004
Central performance (%)
Peripheralperformance(%)
chancechance
THE DUALTASK:

Discriminations with/without attention
file://localhost/.file/
id=6571367.15996158
(Tsuchiya & Koch, 2015)
Top-down attention 

not required
Top-down attention 

required
STRENGTHS OFTHE DUALTASK:
• Same stimuli with/without attention
• Task performance controlled for single task and directly
compared to dual task
• Simple SOA manipulation
• Change seen in dual-task results?
• YES: task trade-off
• NO: arguably no cost of attentional constraint
Two critical questions
Q1. To what degree are peripheral stimuli
consciously perceived?
• To determine whether the gist percept is
conscious in the dual-task studies we need
some more direct measure of the participant’s
internal state… an experiment that has not yet
been performed 

(Jennings, 2015)
• Use metacognition as a probe for
consciousness
Manipulate SOA such that single-task
performance remains at ~75% accuracy
METHODS: 

Dual-Task
Two critical questions
Q2.What is the role of extended training?
• Typically, previous dual-task trained subjects
for 6-12 hours before data collection
• Use QUEST staircase to reduce training
Reddy et al., 2004
OBJECTIVE PERFORMANCE

Gender:Single & DualTasks
Letter Task (Type I AUC)
PeripheralTask(TypeIAUC)
Block 1
Block 2
Block 3
Block 4
Results averaged for 8 subjects, central task always on x-axis
METHODS: 

Experiment 2:Disks
OBJECTIVE PERFORMANCE

Gender vs.Disks
Letter Task (Type I AUC)
PeripheralTask(TypeIAUC)
Gender can be discriminated in the near absence of attention; disks cannot
Letter Task (Type I AUC)
PeripheralTask(TypeIAUC)
Interim conclusion:

asThe results of Reddy et al. (2004) have been replicated
Gender discrimination in the near absence of attention 

is associated with insight
Critically, we have achieved this with very limited training
CONFIDENCE

Gender vs.Disks
Letter Task (Confidence,1:4)
PeripheralTask(Confidence,1:4)
Under dual-task conditions, confidence for disks dissociates from accuracy
Letter Task (Confidence,1:4)
PeripheralTask(Confidence,1:4)
Metacognitive accuracy
• Quantifies relationship between accuracy and confidence
• Assures subjects have conscious access to the memory
• We used Type 2 ROC methods (Galvin et al 2003 PBR)
Confidence
Accuracy(%)
High Metacognition
Confidence
Accuracy(%)
Low Metacognition
METACOGNITION

Gender vs.Disks
Metacognition is lost for disks under dual-task conditions
Letter Task (Type II AUROC*)
PeripheralTask(TypeIIAUROC*)
Letter Task (Type II AUROC*)
PeripheralTask(TypeIIAUROC*)
Conclusion:

as
Gender discrimination in the near absence of attention 

is associated with conscious insight
These results are achieved with very limited training
Is face discrimination possible
because it attracts bottom-up spatial attention?
0.5 0.55 0.6 0.65
Central Type II AUC
0.5
0.55
0.6
0.65
PeripheralTypeIIAUC
Metacognition: Blended
Disk conditions
Face conditions
0.5 0.55 0.6 0.65 0.7 0.75 0.8
Central Type I AUC
0.5
0.55
0.6
0.65
0.7
0.75
0.8
PeripheralTypeIAUC
Objective Performance: Blended
Disk conditions
Face conditions
1 2 3
Central Confidence(1:4)
1
2
3
PeripheralConfidence(1:4)
Confidence: Blended
Correct
Incorrect
Disk conditions
Face conditions
Is face discrimination possible
because it attracts bottom-up spatial
attention?
- No
THE DUALTASK:

Discriminations with/without attention
file://localhost/.file/
id=6571367.15996158
(Tsuchiya & Koch, 2015)
Top-down attention 

not required
Top-down attention 

required
What’s the possible mechanisms that explain
both conscious perception without attention and
conscious perception that relies on attention?
1. Differential latency of iconic/fragile memory depending on the
neural sites of processing (Houtkamp & Braun 2009 JCog Neuro)
2. Transient change of the pooling size for crowding?
(Yeshurun & Carrasco 1998 Nature)
3. Qualia - Fundamental perceptual unit?
Topic 2:
Conscious perception in iconic and fragile memory
• Is our impression of rich conscious
phenomenology at a single glance illusory?
• Sperling’s experiment (1960)
Topic 1:
Conscious perception in iconic and fragile memory
• Sperling’s experiment (1960)
• de Gardelle 2009 Consciousness & Cognition
• Partial information / statistical summary filled in by
expectation? (Kouider et al 2010, Cohen 2016)
• Inflated by poor attention? (Lau & Rosenthal 2011)
• Follow up - Fragile short-term memory
• Landman et al 2003Vis Res, Pinto et al 2013 PBR, Sligte
et al 2008 PLoS One
How much do we see and remember
in natural visual processing
across eye movements?
• We should remember well:
• memory will allow us for efficient visual search
(Klein 2000)
• memory will help representing vivid impression
of outside world — consistent with subjective
impression of seeing an entire scene
We do NOT see and remember
in natural visual processing
across eye movements
• Inattentional blindness (Mack & Rock 1998)
• Change blindness (Simons & Rensink 2005 TICS)
• Poor integration of information across saccades
(Irwin & Andrews 1996,Wolfe 1999)
• — only unto 3-4 items, not really sufficient to
support rich phenomenology
• Largely, memory of rejected items during visual search
is unknown
How much do we see and remember
in natural visual processing
across eye movements?
• Conscious memory of fixated and rejected
visual items during search
Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
• Under the dual task condition (the primary task -
visual search), each face was very briefly fixated
(<250ms)
• Rejected upright faces in visual search is
remembered >70% at least up to 7 items
• No sign of memory decay
• Highly distinct patterns for inverted faces
• Were upright faces remembered consciously?
• Priming?
• Unconscious working memory? (Soto et al 2011)
Memory of rejected items are consciously accessible
Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
Fixation duration of faces has little effects on memory
Objective memory performance
(Type 1 AUC)
Metacognitive accuracy
(Type 2 AUC)
Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
Conclusion & Discussion
• Upright faces can be consciously
remembered at ~70% accuracy with no sign
of memory limit/decay up to 7 faces, even
with <200ms fixation
• Memory accompanies with metacognition
• Contrasting results with inverted faces
• Consistent withVandenbroucke 2014 Psych Sci
• Similar metacognition for sensory and
working memory
Conclusion & Discussion
• Why can we remember a lot of faces?
• What is special about upright face?
• faster, more efficient search? lower
memory load? longer fixation? -> NO
Speculations and future
questions
• How many faces can we remember?
• Which particular faces are better remembered?
• Similarity with the target?
• Is our temporally/spatially unbounded memory very
rich?
• Is direct and active fixation critical?
• Is the use of novel pictures critical? (Endress &
Potter 2014)
Overall conclusion
• Richness of sensory memory and
perception without top-down attention
investigated by metacognition
• There are some classes of visual stimuli
that are preferentially processed and stored
with little help of attention

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17 june 29 Attention and consciousness @ University of Sydney

  • 1. 2017 June 29 @ USyd Nao Tsuchiya 土谷尚嗣 School of Psychological Sciences, Monash University Monash Institute of Cognitive and Clinical Neuroscience Consciousness without attention and large capacity conscious memory, investigated with metacognition
  • 2. My lab’s goal: to reveal the physical basis of consciousness 4 empirical approaches: 1. Boundary of consciousness - vs non-conscious processing - vs unconscious states 
 2. Relationship between consciousness and associated processes - attention, working memory, metacognition, expectation, report
 3.Analysis of multi-electrode neural recordings - fly LFP to human ECoG, EEG, fMRI
 4. Empirical testing of the theory of consciousness - integrated information theory of consciousness - predictive coding / free energy
  • 3. The neuronal basis of consciousness • Relationship between consciousness and other cognitive processes (e.g., attention, memory, reports, access)
  • 4. • Why are relationships between consciousness and other cognitive processes (e.g., attention) important? • Attention may be a key to understand consciousness (e.g., Posner 1994 PNAS) • Attention may be a confounding factor, which needs to be carefully controlled to study consciousness (e.g.,Tse et al 2005 PNAS)
  • 5. Questions • Is attention similar to consciousness? • Without attention, can we see? • Without seeing, can we attend? • For a given percept or behavior, are the effects of attending the same as the effects of being conscious of?
  • 6. What is attention? Every one knows what attention is. It is the taking possession by the mind, in clear and vivid form, of one out of what seem several simultaneously possible objects or trains of thought. It implies withdrawal from some things in order to deal effectively with others. William James (1890)
  • 7. What is attention? • (alertness, arousal) • selective attention • (bottom-up/exogenous attention) - (stimulus-driven, automatic, task-independent) • “Top-down/endogenous attention” • appears to be related to consciousness -Volitionally controlled, task-dependent, goal- oriented -Spatial, feature-based, object-based, temporal
  • 8. • consciousness • (levels of consciousness) • (a single moment of unified experience) • contents of consciousness • =raw feeling, qualia • phenomenal, not access, consciousness What is consciousness (=awareness)?
  • 9. Not necessarily give rise to consciousness Gives rise to consciousness can occur without top- down attention Afterimages Rapid vision (<120ms) Zombie behaviors Storage of premitive information Local, weak integration Iconic & fragile memory Partial reportability Gist, animal and gender detection in dual tasks requires top- down attention Pop-out Priming Adaptation Object processing Visual search Thoughts Eye-of-origin Storage in working memory Detection & discrimination of unexpected or unfamiliar stimuli Full reportability Global, strong integration Koch & Tsuchiya 2007 TICS (updated in Tsuchiya & Koch 2015 Neurology of Consciousness) Dissociation between consciousness and top-down attention
  • 10. Not necessarily give rise to consciousness Gives rise to consciousness can occur without top- down attention Afterimages Rapid vision (<120ms) Zombie behaviors Storage of premitive information Local, weak integration Iconic & fragile memory Partial reportability Gist, animal and gender detection in dual tasks requires top- down attention Pop-out Priming Adaptation Object processing Visual search Thoughts Eye-of-origin Storage in working memory Detection & discrimination of unexpected or unfamiliar stimuli Full reportability Global, strong integration Koch & Tsuchiya 2007 TICS (updated in Tsuchiya & Koch 2015 Neurology of Consciousness) Dissociation between consciousness and top-down attention Most contentious! Lots of TICS papers: Dehaene et al 2006, Kouider et al 2010, Lau & Rosenthal 2011 Cohen & Dennett 2011, Cohen et al 2012, 2016, Koch & Tsuchiya 2007, Block 2005, 2011, Lamme 2003, Tsuchiya, Wilke, Frassle, Lamme 2015, Haun, Koch, Tononi, Tsuchiya 2016 Neuroscience of Consciousness
  • 11. Topic 1: Dual task paradigm ØDual-Task paradigm (Braun, 1994) L L LL T Central performance Peripheralperformance Attention-Operating Characteristic (AOC) plots (Sperling, 1978)
  • 12. THE DUALTASK: 
 Reddy et al., 2004 Central letter task Peripheral gender task Stimulus onset asynchrony Modify SOA so Single-task performance ≥ 75% Compare dual-task performance
  • 13.
  • 14. THE DUALTASK: 
 Reddy et al., 2004 Central performance (%) Peripheralperformance(%) chancechance
  • 15. THE DUALTASK:
 Discriminations with/without attention file://localhost/.file/ id=6571367.15996158 (Tsuchiya & Koch, 2015) Top-down attention 
 not required Top-down attention 
 required
  • 16. STRENGTHS OFTHE DUALTASK: • Same stimuli with/without attention • Task performance controlled for single task and directly compared to dual task • Simple SOA manipulation • Change seen in dual-task results? • YES: task trade-off • NO: arguably no cost of attentional constraint
  • 17. Two critical questions Q1. To what degree are peripheral stimuli consciously perceived? • To determine whether the gist percept is conscious in the dual-task studies we need some more direct measure of the participant’s internal state… an experiment that has not yet been performed 
 (Jennings, 2015) • Use metacognition as a probe for consciousness
  • 18. Manipulate SOA such that single-task performance remains at ~75% accuracy METHODS: 
 Dual-Task
  • 19. Two critical questions Q2.What is the role of extended training? • Typically, previous dual-task trained subjects for 6-12 hours before data collection • Use QUEST staircase to reduce training
  • 21. OBJECTIVE PERFORMANCE
 Gender:Single & DualTasks Letter Task (Type I AUC) PeripheralTask(TypeIAUC) Block 1 Block 2 Block 3 Block 4 Results averaged for 8 subjects, central task always on x-axis
  • 23. OBJECTIVE PERFORMANCE
 Gender vs.Disks Letter Task (Type I AUC) PeripheralTask(TypeIAUC) Gender can be discriminated in the near absence of attention; disks cannot Letter Task (Type I AUC) PeripheralTask(TypeIAUC)
  • 24. Interim conclusion:
 asThe results of Reddy et al. (2004) have been replicated Gender discrimination in the near absence of attention 
 is associated with insight Critically, we have achieved this with very limited training
  • 25. CONFIDENCE
 Gender vs.Disks Letter Task (Confidence,1:4) PeripheralTask(Confidence,1:4) Under dual-task conditions, confidence for disks dissociates from accuracy Letter Task (Confidence,1:4) PeripheralTask(Confidence,1:4)
  • 26. Metacognitive accuracy • Quantifies relationship between accuracy and confidence • Assures subjects have conscious access to the memory • We used Type 2 ROC methods (Galvin et al 2003 PBR) Confidence Accuracy(%) High Metacognition Confidence Accuracy(%) Low Metacognition
  • 27. METACOGNITION
 Gender vs.Disks Metacognition is lost for disks under dual-task conditions Letter Task (Type II AUROC*) PeripheralTask(TypeIIAUROC*) Letter Task (Type II AUROC*) PeripheralTask(TypeIIAUROC*)
  • 28. Conclusion:
 as Gender discrimination in the near absence of attention 
 is associated with conscious insight These results are achieved with very limited training
  • 29. Is face discrimination possible because it attracts bottom-up spatial attention?
  • 30. 0.5 0.55 0.6 0.65 Central Type II AUC 0.5 0.55 0.6 0.65 PeripheralTypeIIAUC Metacognition: Blended Disk conditions Face conditions 0.5 0.55 0.6 0.65 0.7 0.75 0.8 Central Type I AUC 0.5 0.55 0.6 0.65 0.7 0.75 0.8 PeripheralTypeIAUC Objective Performance: Blended Disk conditions Face conditions
  • 31. 1 2 3 Central Confidence(1:4) 1 2 3 PeripheralConfidence(1:4) Confidence: Blended Correct Incorrect Disk conditions Face conditions
  • 32. Is face discrimination possible because it attracts bottom-up spatial attention? - No
  • 33. THE DUALTASK:
 Discriminations with/without attention file://localhost/.file/ id=6571367.15996158 (Tsuchiya & Koch, 2015) Top-down attention 
 not required Top-down attention 
 required
  • 34. What’s the possible mechanisms that explain both conscious perception without attention and conscious perception that relies on attention? 1. Differential latency of iconic/fragile memory depending on the neural sites of processing (Houtkamp & Braun 2009 JCog Neuro) 2. Transient change of the pooling size for crowding? (Yeshurun & Carrasco 1998 Nature) 3. Qualia - Fundamental perceptual unit?
  • 35. Topic 2: Conscious perception in iconic and fragile memory • Is our impression of rich conscious phenomenology at a single glance illusory? • Sperling’s experiment (1960)
  • 36. Topic 1: Conscious perception in iconic and fragile memory • Sperling’s experiment (1960) • de Gardelle 2009 Consciousness & Cognition • Partial information / statistical summary filled in by expectation? (Kouider et al 2010, Cohen 2016) • Inflated by poor attention? (Lau & Rosenthal 2011) • Follow up - Fragile short-term memory • Landman et al 2003Vis Res, Pinto et al 2013 PBR, Sligte et al 2008 PLoS One
  • 37. How much do we see and remember in natural visual processing across eye movements? • We should remember well: • memory will allow us for efficient visual search (Klein 2000) • memory will help representing vivid impression of outside world — consistent with subjective impression of seeing an entire scene
  • 38. We do NOT see and remember in natural visual processing across eye movements • Inattentional blindness (Mack & Rock 1998) • Change blindness (Simons & Rensink 2005 TICS) • Poor integration of information across saccades (Irwin & Andrews 1996,Wolfe 1999) • — only unto 3-4 items, not really sufficient to support rich phenomenology • Largely, memory of rejected items during visual search is unknown
  • 39. How much do we see and remember in natural visual processing across eye movements? • Conscious memory of fixated and rejected visual items during search Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
  • 40. Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
  • 41. Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
  • 42.
  • 43. • Under the dual task condition (the primary task - visual search), each face was very briefly fixated (<250ms) • Rejected upright faces in visual search is remembered >70% at least up to 7 items • No sign of memory decay • Highly distinct patterns for inverted faces • Were upright faces remembered consciously? • Priming? • Unconscious working memory? (Soto et al 2011)
  • 44. Memory of rejected items are consciously accessible Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
  • 45. Fixation duration of faces has little effects on memory Objective memory performance (Type 1 AUC) Metacognitive accuracy (Type 2 AUC) Kaunitz, Rowe, Tsuchiya 2016 Psych Sci
  • 46. Conclusion & Discussion • Upright faces can be consciously remembered at ~70% accuracy with no sign of memory limit/decay up to 7 faces, even with <200ms fixation • Memory accompanies with metacognition • Contrasting results with inverted faces • Consistent withVandenbroucke 2014 Psych Sci • Similar metacognition for sensory and working memory
  • 47. Conclusion & Discussion • Why can we remember a lot of faces? • What is special about upright face? • faster, more efficient search? lower memory load? longer fixation? -> NO
  • 48. Speculations and future questions • How many faces can we remember? • Which particular faces are better remembered? • Similarity with the target? • Is our temporally/spatially unbounded memory very rich? • Is direct and active fixation critical? • Is the use of novel pictures critical? (Endress & Potter 2014)
  • 49. Overall conclusion • Richness of sensory memory and perception without top-down attention investigated by metacognition • There are some classes of visual stimuli that are preferentially processed and stored with little help of attention