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From the Sulu Zone to the Sulu Sulawesi 
Marine Ecoregion: Regionalising the 
Marine Interface of Borneo, Sulawesi and 
the Southern Philippines 
GREG ACCIAIOLI (THE UNIVERSITY OF WESTERN AUSTRALIA) 
JULIAN CLIFTON (THE UNIVERSITY OF WESTERN AUSTRALIA) 
HELEN BRUNT (WORLDFISH) 
WOLFRAM DRESSLER, UNIVERSITY OF MELBOURNE 
MICHAEL FABINYI, JAMES COOK UNIVERSITY 
SARINDA SINGH, THE UNIVERSITY OF QUEENSLAND
The University of Western Australia 
Regionalisation of Insular Southeast Asia 
 Arbitrariness of this region 
• Alternative designations 
• Archielagic Southeast Asia 
• The Malay Archipelago 
(Wallace) 
• Tamadun Melayu 
 Included nation-states 
• Brunei Darussalam 
• Indonesia 
• Malaysia 
• Philippines
The University of Western Australia 
Regions within Insular Southeast 
Asia: Biogeographic 
 Wallace Line as faunal boundary 
• Demarcating biogeographic zones 
• West: 
– Asiatic species 
– Sunda shelf 
• East: 
– Australian species (with some Asiatic) 
– Sahul shelf 
 Transition areas: 
• Wallacea: islands not connected to 
dry land of either land mass 
– Between Wallace’s line and Lydekker’s Line 
• Weber’s Line: tipping point 
between dominance by Asian 
species against those of Australia 
origin
Regions within Insular Southeast 
Asia: Cultural 
 Shelly Errington’s Centrist 
Archipelago within Insular 
Southeast Asia 
• Composition: 
• Java 
• Bali 
• Borneo 
• Sulawesi 
• Philippines 
 Differentiated from Exchange 
Archipelago 
• Sumatra (except Javanese-dominated 
Lampung) 
• Eastern Indonesia 
– Lesser Sundas 
– Maluku 
The University of Western Australia
Regions within Insular Southeast Asia: 
Economic, Political, Cross-cultural 
 The Sulu Zone (James F. Warren) 
 In part an economic trade-oriented Zone 
• Extraction of raw products from southern 
The University of Western Australia 
frontiers 
– Land products: birds’ nests, etc. 
– Marine products tripang, etc. 
• Northeast Borneo 
• Coastal Sulawesi 
• Central and Western Mindanao 
• Assembly and exchange at Sulu Sultanate’s 
entrepot, Jolo 
– Transhipment to China and Elsewhere 
 Trade also entail political dimensions 
• ‘ … not just a “spatial site” of economic, 
cross-cultural and symbolic contact … a 
meeting ground and arena of potential 
antagonism and ... coercion, inequality and 
conflict’ (Warren 2011) 
• Piracy: response to colonial restrictions 
• Slave raids for labour 
• Continuing process of reconstructing ethnic 
identity 
 Links to pressures from wider economic world of 
colonial capitalism and free trade
The University of Western Australia 
Sulu Zone definition 
 ‘The Sulu Zone constituted a 
Southeast Asian economic 
region with a multi-ethnic pre-colonial 
Malayo-Muslim state, 
and an ethnically 
heterogeneous set of societies 
of diverse political backgrounds 
and alignments that could be 
set within a stratified hierarchy 
of kinship oriented stateless 
societies’, maritime nomadic 
fishers and forest dwellers.’ 
(Warren 2011).
Emergent Conservation Zones in Insular Southeast Asia Region 
The University of Western Australia 
 Global biodiversity hotspots 
• 4 of 35 global hotspots found 
in Insular Southeast 
Asia/Melanesia 
 Coral Triangle (Indonesia, 
Philippines, as ‘the hotspot for 
marine diversity’ (Biodiversity 
Hotspots: Distribution and 
Protection of Conservation Priority 
Areas, Zachos, Frank E., Habel, 
Jan Christian (Eds.). Springer, 
2011) 
• (Indonesia 
• Philippines 
• Malaysia 
• Timor Leste 
• Papua New Guinea 
• Solomon Islands 
Figure 1. Species richness and endemism in Southeast Asia. The four biodiversity hotspots 
overlapping Southeast Asia are highlighted in red. Bars represent the percentage 
of species endemic to the respective hotspot. Numbers in parentheses represent total and 
endemic species known to science, respectively. The island of Borneo includes the 
political divisions of Brunei, Malaysia and Indonesia. The Indo-Burma hotspot includes part of 
Bhutan, Nepal, eastern India, southern China, as well as islands such 
as Hainan and the Andamans. Details of biodiversity hotspot boundaries, and numbers of total 
and endemic species within each hotspot were taken from Conservation International [74].
The Coral Triangle Initiative 
The University of Western Australia
The University of Western Australia 
Nested Hierarchy of Conservation Zones: 
Coral Triangle Initiative 
Sulu Sulawesi Marine Ecoregion (NB: near overlap with Sulu Zone) 
Semporna Priority Conservation Area 
Tun Sakaran Marine Park
Hierarchy of Marine Conservation Zones and Partnerships: 
Overlap and Complementarity in governance 
The University of Western Australia 
 Coral Triangle Initiative 
• Multilateral partnership between the 
Nation-State Governments of Indonesia, 
Malaysia, Papua New Guinea, Philippines, 
Solomon Islands and Timor Leste 
• Secondary Partners: Asian Development 
Bank, Conservation International, The 
Nature Conservancy (TNC), and the World 
Wildlife Fund (WWF), the United States 
Government (USAid), Australian 
Government
Hierarchy of Marine Conservation Zones and Partnerships: 
Overlap and Complementarity in governance 
The University of Western Australia 
 Lead Organization 
 World Wildlife Fund (WWF) 
 Key Parties 
 Indonesia 
 Ministries of Environment 
 Ministry of Forestry 
 Ministry of Marine Affairs and Fisheries 
 Kehati Foundation 
 Foreign Affairs Department 
 Bunaken National Park 
 The Nature Conservancy 
 Development Planning Agencies of the 
Provinces of Manado and East Kalimantan 
 WWF Indonesia 
 Malaysia 
 Department of Fisheries-Sabah 
 Sabah Parks 
 Sabah Wildlife Department 
 Ministry of Tourism 
 Culture and Environment 
 Universiti Malaysia Sabah 
 Drainage and Irrigation Department-Sabah 
 Sabah Forestry Department 
 Department of Town and Regional Planning-Sabah 
 Department of Fisheries-Malaysia 
 Ministry of Science, Technology and Environment 
 WWF Malaysia 
 Philippines 
 Department of Environment and Natural Resources 
 Department of Agriculture 
 Department of Interior and Local Government 
 Government of the Autonomous Region in Muslim 
Mindanao 
 Philippine Council for Aquatic and Marine Research 
and Development 
 Other Partners 
 Packard Foundation 
 U.S. National Oceanic and Atmospheric 
Administration 
 U.S. State Department 
 Australian Department of Environment and Heritage 
 United States Agency for International Development
Stated Aims of Nested Conservation Areas: Overt Functions 
The University of Western Australia 
 The five goals in the Coral Triangle Initiative Regional Plan of Action 
• Priority seascapes designated and effectively managed. 
• Ecosystem Approach to Management of Fisheries (EAFM) and other marine resources fully 
applied. 
• Marine Protected Areas (MPAs) established and effectively managed. 
• Climate change adaptation measures achieved. 
• Threatened species status improving.’ 
 Foci of Sulu-Sulawesi Marine Ecoregion 
• Seagrasses 
• Mangroves 
• Live Reef Fish Trade 
 Foci of Semporna Priority Conservation Area 
• Coral reef protection 
• Shark protection initiative 
• Tourism enhancement 
 Overall management goals of Tun Sakaran Marine Park 
• Protect, maintain and enhance biodiversity and the health of the environment. 
• Maximise opportunities for economic development and sustainable resource use. 
• Ensure local people are involved in, and benefit from, the creation of the park. 
• Build community and public awareness about the importance of establishing and maintaining the 
park. 
– [Enviornmental Education for Inhabitants (Pride Program of RARE)]
Covert Functions of Marine Protected Areas: Securitisation 
 Overtly ‘to safeguard the rich diversity 
of marine life found in the area’ 
(Chagos Conservation Trust) 
• Resilience to climate change and 
environmental disruptions 
• 49% of reefs found in Indian 
The University of Western Australia 
Ocean 
 Covertly a securitisation move 
• Forestall the movement back of 
Chagossians evicted in the 1960s- 
70s and insulation of US Air Force 
Base on Diego Garcia 
‘…the [Chagossians] would find it 
difficult, if not impossible, to pursue their 
claim for resettlement on the islands if 
the entire Chagos Archipelago were a 
marine reserve’ 
(2009 UK diplomatic cable published via 
Wikileaks) 
 Chagos Marine Reserve 
• Declared 1 April 2010 as a ‘fully 
no-take marine reserve’ 
• Largest such reserve in the world
The University of Western Australia 
Security concerns of Sabah 
 Illegal Migration in Sabah 
• Labour migration from (eastern) 
Indonesia 
• Stateless people from southern 
Philippines 
• I.e. Maritime people of the Sulu 
Zone 
– Refugees from sectarian conflict in the southern 
Philippines 
– Sama diLaut (Bajau Laut) 
– Tausug (Suluk) 
 ‘Invasion’ of eastern Sabah on 11 
February 2013 
• 235 armed militants sent by claimant 
to Sulu Sultanship, Jamalul Kiram III, 
to reclaim eastern Sabah for the 
Sultanate 
– Continuing annual payment of 5300 MYR 
($1700 USD): cession payment or rent? 
• Routed by Malaysian military after 1 
month, 1 week, 6 days standoff 
– Operasi Daulat (Operation Sovereignty) 
 Attempted resuscitation of sphere of 
influence of Sulu Zone
Creation of Eastern Security Zone (ESSZONE) – 25 March 2013 
The University of Western Australia
Conservation zones as another form of disciplining populations 
The University of Western Australia 
 WWF’s covert acknowledgement: 
‘Furthermore, human migration and 
complex socio-economic factors 
pertaining to the development of 
Sabah contribute to ecosystem 
degradation.’ 
(http://www.wwf.org.my/about_wwf/wh 
at_we_do/marine/sulu_sulawesi_marin 
e_ecoregion_programme/ ) 
 Conversion of inhabitants of various 
conservation regions zones into 
regions into ‘stakeholders’ 
 Stakeholder as a new sort of ‘subject’ 
(à la Foucault) 
• Subject to new forms of discipline 
and hence domestication 
 Problems in ranking of stakeholders 
 Case study of Bajau Laut (Sama 
diLaut) of Sulu-Sulawesi Marine 
Ecoregion / Sulu Zone as doubly 
estranged stakeholders
Stateless stakeholders: the 
Sama Dilaut (Bajau Laut) 
The University of Western Australia 
Economic reliance on marine resources: food, 
fuel and building materials 
Reef and pelagic fishers 
Cultural affiliation with maritime environment: 
spiritual belief systems 
Connectivity between Sama Dilaut communities dispersed across Southeast Asia 
‘...[for Sama Dilaut], the eastern seas of island Southeast Asia are an intimately familiar space, 
full of historically, culturally, and spiritually significant places’ (Nolde 2009)
Stateless stakeholders: the 
Sama Dilaut (Bajau) 
Sama Dilaut statelessness in Malaysia (Sabah): 
- classification as ‘Philippine’ according to historic origin 
- movement between Malaysian, Indonesian and Philippine waters 
- absence of birth certificates / ID cards 
- public perceptions and official reluctance 
The University of Western Australia
The University of Western Australia 
Differentiation of Bajau in Sabah 
 Bajau Laut (Sama Dilaut) as outsiders 
 Bajau Tempatan as insiders 
• Malaysian Citizens 
• Orientation to terrestrial settlements 
– Bajau Omadal 
– Bajau Selakan 
– Etc. 
• Landholders 
– Some with land certificates 
– Some with customary tenure 
 Ambivalent relationship to Bajau Laut 
• Our ancestors were like that 
• But now we are modern Malaysians 
• Origins festivalised in Regatta Lepa 
 Bajau Laut label them ‘Bajau Kubang’ 
• ‘(Bajau of the [Pig/Water Buffalo] Sty’
Bajau Tempatan as Legitimate Stakeholders in Tun Sakaran Marine Park 
The University of Western Australia 
 Three populations resident in Park 
• Bajau Tempatan [Malaysian citizens] 
• Suluk (Tausug) [Stateless] 
• Bajau Laut (Bajau Palauh, Sama Dilaut) 
[Stateless] 
 Continuing recognition of Bajau Tempatan land 
rights 
• Rent to be paid by Sabah Parks for ranger 
stations 
– Or located off the land 
• Continuing performance of kenduri (i.e. Mandi 
Safar) 
– Possession by ancestral spirits of Bajau Tetagen and Bajau 
Selakan as validating continuing ownership of land 
• Official granting of permission for seaweed 
cultivation, 
– Permit process requires a Malaysian identity card (i.e. Malaysian 
citizenship) 
– Payment of a fee 
– Restriction of 1 ha. / individual
The University of Western Australia 
The Peripheral Position of the Bajau Laut & Suluk 
 Inclusive policy of Sabah Parks 
• Allowance of Bajau Laut settlements on islands 
• Inclusion in some environmental education programs 
– Pride program of RARE (partner of TNC) 
 Tolerance of seaweed cultivation (without permit) 
• Proliferation of Suluk seaweed cultivation in General 
Use Zone (Zon Guna Umum DARK BLUE) 
– Bajau Laut (e.g. Sibuan) as gleaners of Suluk seaweed plots 
– Patron-client relations 
 Bajau Laut (e.g. Maega) emerging as seaweed cultivators in 
own right 
• Near shore plots without formal permits 
 No toleration of continuance of ‘traditional’ livelihood as reef 
fishers 
• Continuing exclusion from No-Take Zones (NTZs) 
– Spawning Protection Zones (Zon Pemeliharaan RED) 
– Conservation Zones (Zon Konservasi YELLOW) 
• Continuing Fishing in 
– Pelagic fishing (Zon Pelagik LIGHT BLUE) 
– General Use Zone where no under seaweed cultivation
Exclusion: Resentment by the Bajau Tempatan 
 ‘Squatting’ by Bajau Laut on island Land owned by Bajau 
The University of Western Australia 
Tempatan 
• Periodic evictions 
– Sibuan 2013 
– Partnership of local Bajau Tempatan with local Chinese entrepreneur 
– Projected dive resort 
 Resentment of tolerance by Sabah Parks of Suluk and Bajau 
Laut seaweed cultivation 
• ‘Why should they [Bajau Laut and Suluk] allowed to 
cultivate any amount of seaweed without a permit?’ 
– Malaysian citizens must pay annually for permit 
– Restriction to 1 ha. / permit 
 Formation of a corporation under the auspices of Lembaga 
Kemajuan Ikan Malaysia (Foundation for Malaysian 
Fisheries Progress) 
• Founded by a Semporna-resident Bajau Tempatan 
• By banding together in a cooperative/company can gain 
a permit beyond 1 ha. 
• Aim to displace Suluk seaweed cultivators from General 
Use Zone north of Sebangkat
Double Estrangement of the Stateless Bajau Laut (and Suluk): Who 
constitutes ‘The Community’ in Community Conservation? 
 Problematisation of unity/harmony of community in community conservation 
• Agrawal and Gibson (1999) ‘Enchantment and Disenchantment: The 
The University of Western Australia 
Role of Community in Natural Resource Conservation’ 
 Most notably locally resident Indigenous Peoples regarded as constituting 
‘the community’ with whom to form joint/co-management 
• E.g. Community conservation agreements in Lore Lindu National Park, 
Central Sulawesi, Indonesia 
– Deal only with the Lembaga Adat of Indigenous To Lindu 
– Neglect of local settlers (Bugis spontaneous migrants, local transmigrants, etc.) 
 Analogous situation in Tun Sakaran Marine Park 
• Primary orientation to maintaining rights of Bajau Tempatan (Indigenous 
People of the Semporna region) 
• (1st level) Estrangement of Stateless Bajau and Suluk from this 
Conservation Community 
– Tolerance of their habitation but restriction of livelihoods 
– No protection against depredations of Bajau Tempatan
2nd Level Estrangement: Continuing Marginalisation of Community 
Members in the Marine Planning Processes of the Conservation 
Zones of Insular Southeast Asia 
The University of Western Australia 
Continuing problems defined by: 
1. How stakeholders are defined and 
ranked in the nested conservation 
zones/marine protected areas 
2. How stakeholder participation is 
implemented in these MPAs? 
3. Continuing consequences of 
statelessness and entailed marginality 
for livelihoods, participation and 
conservation enforcement for these 
groups
1) Defining stakeholders in the Coral Triangle 
TNC/WWF (2008): ‘Individuals, groups or institutions who have a vested interest in the 
natural resources of the project area and/or who potentially will be affected by project 
activities and have something to gain or lose if conditions change or stay the same’ 
In principle recognition of need to enable marginalised communities to participate, with 
specific considerations relating to Indigenous peoples 
In practice, priority afforded to ensuring and managing participation of ‘key stakeholders’ in 
TNC/WWF projects 
- Grouping and ranking procedures utilised that ensure local communities are not regarded 
as key stakeholders 
The University of Western Australia 
Source: TNC/WWF (2008) Capacity Action Planning for Protected Areas 
Defining stakeholders in the 
Coral Triangle
‘It is imperative to involve the right people and agencies from the beginning to ensure the greatest level 
of support possible’ 
‘Just because someone is a stakeholder does not mean that you will want them on your project team’ 
Explicit prioritisation of stakeholders favouring project 
Clear potential for stereotyping 
The University of Western Australia Sources: TNC (2005) http://www.conservationgateway.org/file/methodology-rank-social-and-institutional-stakeholders 
TNC/WWF (2008) Capacity Action Planning for Protected Areas 
Defining stakeholders in the 
Coral Triangle (1)
Implementing participation in the 
Coral Triangle 
Meaningful participation restricted to high influence, high importance group 
Subsistence users: two-way communication, but no commitment to act – information 
gathering exercises 
Other groups: one-way communication 
The University of Western Australia 
Influence (power) 
High 
Importance to 
project 
Low High 
Low 
Group: Government 
Strategy: Collaborate 
Group: Local elite/media 
Strategy: Inform/consult 
Group: Local resource users 
Strategy: Consult 
Group: General public 
Strategy: Inform 
Source: TNC (2009) Protected Area Management Planning: A Target-Based Approach
Implementing participation in the 
Coral Triangle 
Normative rationale Substantive rationale Instrumental rationale 
The University of Western Australia 
Who is to be included? Those who have a 
Source: Adapted from Wesselink et al. (2011) 
stake 
Those who have 
additional knowledge 
Those with blocking power 
and those needed for 
implementation 
What is included? Participants’ concerns 
and views 
Policy makers’ 
concerns and all other 
knowledge 
Policy makers’ concerns and 
selected others’ knowledge 
How is it included? In all stages and issues Only when it adds 
substantive value 
Only when it ensures smooth 
implementation 
Clear emphasis on instrumental rationale in Coral Triangle case 
‘Key stakeholders’ are those judged to be in positions of power and influence 
- goals and objectives reflect organisational priorities 
- participation constructed to enhance chances of project success
Consequences for marginal 
stateless groups and conservation 
Stateless Sama Dilaut in maritime Malaysia 
Sama Dilaut claims to marine resource tenure or 
ownership rendered both 
Illegal (view of government) 
Illegitimate (view of Bajau Tempatan) 
Unable to be recognised as ‘indigenous’ or 
‘traditional’ culture 
Exclusion from local stakeholder 
community of Bajau Tempatan 
Unlikely to be involved with legal or administrative 
bureaucracy due to perceived personal risk 
Peripheral minority group further marginalised 
through statelessness 
Dominant negative stereotype easily reinforced 
Long term weakening of community identity through 
continuing movements of Bajau Laut 
Transitions of families to land / urban areas 
The University of Western Australia 
in search of livelihoods
The University of Western Australia 
Continuing stereotypes 
 Evans (1922): ‘...the Bajau is a lazy spendthrift, 
a liar, a cheat, a thief, a wheedler, a blusterer 
and a swaggerer. Piracy, raiding and burning 
Chinese shops...is the Bajau’s highest kind of 
pleasure.’ 
 Ali (2010): ‘[Bajau] children will end up doing 
something illegal or contributing to social 
problems in future as they do not receive 
proper education...By exposing these children 
to the importance of taking care of their health, 
manners and self discipline, they will become 
independent, aware of the importance to 
sustain nature and many more.’
Consequences for marginal 
stateless groups and conservation 
Historically, Sama Dilaut communities maintained integrity through minimising outsider 
groups’ influence and power 
The University of Western Australia 
Statelessness and conservation 
Coral Triangle Initiative 
- strengthening of State control over 
borderlands and maritime space 
- focused in region where borders are 
diffuse, poorly enforced and actively 
disputed 
Marine conservation and management becomes symbol of State and alliance with powerful 
international NGOs 
- opposition or dissent implies rejection of State and rationale for conservation 
- easy fit with historical and contemporary narratives of ‘sea nomads’ 
- non-participation outcomes may serve broader political objectives of controlling border 
communities
Consequences for marginal 
stateless groups and conservation 
The University of Western Australia 
Statelessness and conservation 
Many other areas of concern regarding CTI (finance, enforcement, political co-operation, 
NGO influence) 
- but CTI programme will inevitably impact stateless and marginal communities’ livelihoods 
Research questions 
- do stateless communities have the capacity to participate more effectively in management? 
- will states recognise use rights outside of ‘traditional’ or ‘indigenous’ envelope? 
- can influential NGOs represent all users regardless of citizenship when planning shared 
marine resources?
The University of Western Australia 
CONCLUSIONS / RECOMMENDATIONS 
Conclusions 
Numbers of stateless stakeholders in Coral Triangle set 
to increase: food insecurity, political instability, climate 
change, individual mobility and willingness to migrate 
Adherence to target-driven regional marine planning 
engenders instrumental rationale for participation, 
excluding local resource users 
Concept of ‘stakeholders’ needs refining to reflect 
differing political status of resource user community 
Need to undo double estrangement/exclusion of Bajau 
Laut 
More expansive notions of local stakeholders not 
necessarily seen as cohesive communities 
States and NGOs must recognise benefits of more 
inclusive approach for meeting long term conservation 
outcomes

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Acciaioli et al asaa 2014 paper v5 jc_Regionalism

  • 1. From the Sulu Zone to the Sulu Sulawesi Marine Ecoregion: Regionalising the Marine Interface of Borneo, Sulawesi and the Southern Philippines GREG ACCIAIOLI (THE UNIVERSITY OF WESTERN AUSTRALIA) JULIAN CLIFTON (THE UNIVERSITY OF WESTERN AUSTRALIA) HELEN BRUNT (WORLDFISH) WOLFRAM DRESSLER, UNIVERSITY OF MELBOURNE MICHAEL FABINYI, JAMES COOK UNIVERSITY SARINDA SINGH, THE UNIVERSITY OF QUEENSLAND
  • 2. The University of Western Australia Regionalisation of Insular Southeast Asia  Arbitrariness of this region • Alternative designations • Archielagic Southeast Asia • The Malay Archipelago (Wallace) • Tamadun Melayu  Included nation-states • Brunei Darussalam • Indonesia • Malaysia • Philippines
  • 3. The University of Western Australia Regions within Insular Southeast Asia: Biogeographic  Wallace Line as faunal boundary • Demarcating biogeographic zones • West: – Asiatic species – Sunda shelf • East: – Australian species (with some Asiatic) – Sahul shelf  Transition areas: • Wallacea: islands not connected to dry land of either land mass – Between Wallace’s line and Lydekker’s Line • Weber’s Line: tipping point between dominance by Asian species against those of Australia origin
  • 4. Regions within Insular Southeast Asia: Cultural  Shelly Errington’s Centrist Archipelago within Insular Southeast Asia • Composition: • Java • Bali • Borneo • Sulawesi • Philippines  Differentiated from Exchange Archipelago • Sumatra (except Javanese-dominated Lampung) • Eastern Indonesia – Lesser Sundas – Maluku The University of Western Australia
  • 5. Regions within Insular Southeast Asia: Economic, Political, Cross-cultural  The Sulu Zone (James F. Warren)  In part an economic trade-oriented Zone • Extraction of raw products from southern The University of Western Australia frontiers – Land products: birds’ nests, etc. – Marine products tripang, etc. • Northeast Borneo • Coastal Sulawesi • Central and Western Mindanao • Assembly and exchange at Sulu Sultanate’s entrepot, Jolo – Transhipment to China and Elsewhere  Trade also entail political dimensions • ‘ … not just a “spatial site” of economic, cross-cultural and symbolic contact … a meeting ground and arena of potential antagonism and ... coercion, inequality and conflict’ (Warren 2011) • Piracy: response to colonial restrictions • Slave raids for labour • Continuing process of reconstructing ethnic identity  Links to pressures from wider economic world of colonial capitalism and free trade
  • 6. The University of Western Australia Sulu Zone definition  ‘The Sulu Zone constituted a Southeast Asian economic region with a multi-ethnic pre-colonial Malayo-Muslim state, and an ethnically heterogeneous set of societies of diverse political backgrounds and alignments that could be set within a stratified hierarchy of kinship oriented stateless societies’, maritime nomadic fishers and forest dwellers.’ (Warren 2011).
  • 7. Emergent Conservation Zones in Insular Southeast Asia Region The University of Western Australia  Global biodiversity hotspots • 4 of 35 global hotspots found in Insular Southeast Asia/Melanesia  Coral Triangle (Indonesia, Philippines, as ‘the hotspot for marine diversity’ (Biodiversity Hotspots: Distribution and Protection of Conservation Priority Areas, Zachos, Frank E., Habel, Jan Christian (Eds.). Springer, 2011) • (Indonesia • Philippines • Malaysia • Timor Leste • Papua New Guinea • Solomon Islands Figure 1. Species richness and endemism in Southeast Asia. The four biodiversity hotspots overlapping Southeast Asia are highlighted in red. Bars represent the percentage of species endemic to the respective hotspot. Numbers in parentheses represent total and endemic species known to science, respectively. The island of Borneo includes the political divisions of Brunei, Malaysia and Indonesia. The Indo-Burma hotspot includes part of Bhutan, Nepal, eastern India, southern China, as well as islands such as Hainan and the Andamans. Details of biodiversity hotspot boundaries, and numbers of total and endemic species within each hotspot were taken from Conservation International [74].
  • 8. The Coral Triangle Initiative The University of Western Australia
  • 9. The University of Western Australia Nested Hierarchy of Conservation Zones: Coral Triangle Initiative Sulu Sulawesi Marine Ecoregion (NB: near overlap with Sulu Zone) Semporna Priority Conservation Area Tun Sakaran Marine Park
  • 10. Hierarchy of Marine Conservation Zones and Partnerships: Overlap and Complementarity in governance The University of Western Australia  Coral Triangle Initiative • Multilateral partnership between the Nation-State Governments of Indonesia, Malaysia, Papua New Guinea, Philippines, Solomon Islands and Timor Leste • Secondary Partners: Asian Development Bank, Conservation International, The Nature Conservancy (TNC), and the World Wildlife Fund (WWF), the United States Government (USAid), Australian Government
  • 11. Hierarchy of Marine Conservation Zones and Partnerships: Overlap and Complementarity in governance The University of Western Australia  Lead Organization  World Wildlife Fund (WWF)  Key Parties  Indonesia  Ministries of Environment  Ministry of Forestry  Ministry of Marine Affairs and Fisheries  Kehati Foundation  Foreign Affairs Department  Bunaken National Park  The Nature Conservancy  Development Planning Agencies of the Provinces of Manado and East Kalimantan  WWF Indonesia  Malaysia  Department of Fisheries-Sabah  Sabah Parks  Sabah Wildlife Department  Ministry of Tourism  Culture and Environment  Universiti Malaysia Sabah  Drainage and Irrigation Department-Sabah  Sabah Forestry Department  Department of Town and Regional Planning-Sabah  Department of Fisheries-Malaysia  Ministry of Science, Technology and Environment  WWF Malaysia  Philippines  Department of Environment and Natural Resources  Department of Agriculture  Department of Interior and Local Government  Government of the Autonomous Region in Muslim Mindanao  Philippine Council for Aquatic and Marine Research and Development  Other Partners  Packard Foundation  U.S. National Oceanic and Atmospheric Administration  U.S. State Department  Australian Department of Environment and Heritage  United States Agency for International Development
  • 12. Stated Aims of Nested Conservation Areas: Overt Functions The University of Western Australia  The five goals in the Coral Triangle Initiative Regional Plan of Action • Priority seascapes designated and effectively managed. • Ecosystem Approach to Management of Fisheries (EAFM) and other marine resources fully applied. • Marine Protected Areas (MPAs) established and effectively managed. • Climate change adaptation measures achieved. • Threatened species status improving.’  Foci of Sulu-Sulawesi Marine Ecoregion • Seagrasses • Mangroves • Live Reef Fish Trade  Foci of Semporna Priority Conservation Area • Coral reef protection • Shark protection initiative • Tourism enhancement  Overall management goals of Tun Sakaran Marine Park • Protect, maintain and enhance biodiversity and the health of the environment. • Maximise opportunities for economic development and sustainable resource use. • Ensure local people are involved in, and benefit from, the creation of the park. • Build community and public awareness about the importance of establishing and maintaining the park. – [Enviornmental Education for Inhabitants (Pride Program of RARE)]
  • 13. Covert Functions of Marine Protected Areas: Securitisation  Overtly ‘to safeguard the rich diversity of marine life found in the area’ (Chagos Conservation Trust) • Resilience to climate change and environmental disruptions • 49% of reefs found in Indian The University of Western Australia Ocean  Covertly a securitisation move • Forestall the movement back of Chagossians evicted in the 1960s- 70s and insulation of US Air Force Base on Diego Garcia ‘…the [Chagossians] would find it difficult, if not impossible, to pursue their claim for resettlement on the islands if the entire Chagos Archipelago were a marine reserve’ (2009 UK diplomatic cable published via Wikileaks)  Chagos Marine Reserve • Declared 1 April 2010 as a ‘fully no-take marine reserve’ • Largest such reserve in the world
  • 14. The University of Western Australia Security concerns of Sabah  Illegal Migration in Sabah • Labour migration from (eastern) Indonesia • Stateless people from southern Philippines • I.e. Maritime people of the Sulu Zone – Refugees from sectarian conflict in the southern Philippines – Sama diLaut (Bajau Laut) – Tausug (Suluk)  ‘Invasion’ of eastern Sabah on 11 February 2013 • 235 armed militants sent by claimant to Sulu Sultanship, Jamalul Kiram III, to reclaim eastern Sabah for the Sultanate – Continuing annual payment of 5300 MYR ($1700 USD): cession payment or rent? • Routed by Malaysian military after 1 month, 1 week, 6 days standoff – Operasi Daulat (Operation Sovereignty)  Attempted resuscitation of sphere of influence of Sulu Zone
  • 15. Creation of Eastern Security Zone (ESSZONE) – 25 March 2013 The University of Western Australia
  • 16. Conservation zones as another form of disciplining populations The University of Western Australia  WWF’s covert acknowledgement: ‘Furthermore, human migration and complex socio-economic factors pertaining to the development of Sabah contribute to ecosystem degradation.’ (http://www.wwf.org.my/about_wwf/wh at_we_do/marine/sulu_sulawesi_marin e_ecoregion_programme/ )  Conversion of inhabitants of various conservation regions zones into regions into ‘stakeholders’  Stakeholder as a new sort of ‘subject’ (à la Foucault) • Subject to new forms of discipline and hence domestication  Problems in ranking of stakeholders  Case study of Bajau Laut (Sama diLaut) of Sulu-Sulawesi Marine Ecoregion / Sulu Zone as doubly estranged stakeholders
  • 17. Stateless stakeholders: the Sama Dilaut (Bajau Laut) The University of Western Australia Economic reliance on marine resources: food, fuel and building materials Reef and pelagic fishers Cultural affiliation with maritime environment: spiritual belief systems Connectivity between Sama Dilaut communities dispersed across Southeast Asia ‘...[for Sama Dilaut], the eastern seas of island Southeast Asia are an intimately familiar space, full of historically, culturally, and spiritually significant places’ (Nolde 2009)
  • 18. Stateless stakeholders: the Sama Dilaut (Bajau) Sama Dilaut statelessness in Malaysia (Sabah): - classification as ‘Philippine’ according to historic origin - movement between Malaysian, Indonesian and Philippine waters - absence of birth certificates / ID cards - public perceptions and official reluctance The University of Western Australia
  • 19. The University of Western Australia Differentiation of Bajau in Sabah  Bajau Laut (Sama Dilaut) as outsiders  Bajau Tempatan as insiders • Malaysian Citizens • Orientation to terrestrial settlements – Bajau Omadal – Bajau Selakan – Etc. • Landholders – Some with land certificates – Some with customary tenure  Ambivalent relationship to Bajau Laut • Our ancestors were like that • But now we are modern Malaysians • Origins festivalised in Regatta Lepa  Bajau Laut label them ‘Bajau Kubang’ • ‘(Bajau of the [Pig/Water Buffalo] Sty’
  • 20. Bajau Tempatan as Legitimate Stakeholders in Tun Sakaran Marine Park The University of Western Australia  Three populations resident in Park • Bajau Tempatan [Malaysian citizens] • Suluk (Tausug) [Stateless] • Bajau Laut (Bajau Palauh, Sama Dilaut) [Stateless]  Continuing recognition of Bajau Tempatan land rights • Rent to be paid by Sabah Parks for ranger stations – Or located off the land • Continuing performance of kenduri (i.e. Mandi Safar) – Possession by ancestral spirits of Bajau Tetagen and Bajau Selakan as validating continuing ownership of land • Official granting of permission for seaweed cultivation, – Permit process requires a Malaysian identity card (i.e. Malaysian citizenship) – Payment of a fee – Restriction of 1 ha. / individual
  • 21. The University of Western Australia The Peripheral Position of the Bajau Laut & Suluk  Inclusive policy of Sabah Parks • Allowance of Bajau Laut settlements on islands • Inclusion in some environmental education programs – Pride program of RARE (partner of TNC)  Tolerance of seaweed cultivation (without permit) • Proliferation of Suluk seaweed cultivation in General Use Zone (Zon Guna Umum DARK BLUE) – Bajau Laut (e.g. Sibuan) as gleaners of Suluk seaweed plots – Patron-client relations  Bajau Laut (e.g. Maega) emerging as seaweed cultivators in own right • Near shore plots without formal permits  No toleration of continuance of ‘traditional’ livelihood as reef fishers • Continuing exclusion from No-Take Zones (NTZs) – Spawning Protection Zones (Zon Pemeliharaan RED) – Conservation Zones (Zon Konservasi YELLOW) • Continuing Fishing in – Pelagic fishing (Zon Pelagik LIGHT BLUE) – General Use Zone where no under seaweed cultivation
  • 22. Exclusion: Resentment by the Bajau Tempatan  ‘Squatting’ by Bajau Laut on island Land owned by Bajau The University of Western Australia Tempatan • Periodic evictions – Sibuan 2013 – Partnership of local Bajau Tempatan with local Chinese entrepreneur – Projected dive resort  Resentment of tolerance by Sabah Parks of Suluk and Bajau Laut seaweed cultivation • ‘Why should they [Bajau Laut and Suluk] allowed to cultivate any amount of seaweed without a permit?’ – Malaysian citizens must pay annually for permit – Restriction to 1 ha. / permit  Formation of a corporation under the auspices of Lembaga Kemajuan Ikan Malaysia (Foundation for Malaysian Fisheries Progress) • Founded by a Semporna-resident Bajau Tempatan • By banding together in a cooperative/company can gain a permit beyond 1 ha. • Aim to displace Suluk seaweed cultivators from General Use Zone north of Sebangkat
  • 23. Double Estrangement of the Stateless Bajau Laut (and Suluk): Who constitutes ‘The Community’ in Community Conservation?  Problematisation of unity/harmony of community in community conservation • Agrawal and Gibson (1999) ‘Enchantment and Disenchantment: The The University of Western Australia Role of Community in Natural Resource Conservation’  Most notably locally resident Indigenous Peoples regarded as constituting ‘the community’ with whom to form joint/co-management • E.g. Community conservation agreements in Lore Lindu National Park, Central Sulawesi, Indonesia – Deal only with the Lembaga Adat of Indigenous To Lindu – Neglect of local settlers (Bugis spontaneous migrants, local transmigrants, etc.)  Analogous situation in Tun Sakaran Marine Park • Primary orientation to maintaining rights of Bajau Tempatan (Indigenous People of the Semporna region) • (1st level) Estrangement of Stateless Bajau and Suluk from this Conservation Community – Tolerance of their habitation but restriction of livelihoods – No protection against depredations of Bajau Tempatan
  • 24. 2nd Level Estrangement: Continuing Marginalisation of Community Members in the Marine Planning Processes of the Conservation Zones of Insular Southeast Asia The University of Western Australia Continuing problems defined by: 1. How stakeholders are defined and ranked in the nested conservation zones/marine protected areas 2. How stakeholder participation is implemented in these MPAs? 3. Continuing consequences of statelessness and entailed marginality for livelihoods, participation and conservation enforcement for these groups
  • 25. 1) Defining stakeholders in the Coral Triangle TNC/WWF (2008): ‘Individuals, groups or institutions who have a vested interest in the natural resources of the project area and/or who potentially will be affected by project activities and have something to gain or lose if conditions change or stay the same’ In principle recognition of need to enable marginalised communities to participate, with specific considerations relating to Indigenous peoples In practice, priority afforded to ensuring and managing participation of ‘key stakeholders’ in TNC/WWF projects - Grouping and ranking procedures utilised that ensure local communities are not regarded as key stakeholders The University of Western Australia Source: TNC/WWF (2008) Capacity Action Planning for Protected Areas Defining stakeholders in the Coral Triangle
  • 26. ‘It is imperative to involve the right people and agencies from the beginning to ensure the greatest level of support possible’ ‘Just because someone is a stakeholder does not mean that you will want them on your project team’ Explicit prioritisation of stakeholders favouring project Clear potential for stereotyping The University of Western Australia Sources: TNC (2005) http://www.conservationgateway.org/file/methodology-rank-social-and-institutional-stakeholders TNC/WWF (2008) Capacity Action Planning for Protected Areas Defining stakeholders in the Coral Triangle (1)
  • 27. Implementing participation in the Coral Triangle Meaningful participation restricted to high influence, high importance group Subsistence users: two-way communication, but no commitment to act – information gathering exercises Other groups: one-way communication The University of Western Australia Influence (power) High Importance to project Low High Low Group: Government Strategy: Collaborate Group: Local elite/media Strategy: Inform/consult Group: Local resource users Strategy: Consult Group: General public Strategy: Inform Source: TNC (2009) Protected Area Management Planning: A Target-Based Approach
  • 28. Implementing participation in the Coral Triangle Normative rationale Substantive rationale Instrumental rationale The University of Western Australia Who is to be included? Those who have a Source: Adapted from Wesselink et al. (2011) stake Those who have additional knowledge Those with blocking power and those needed for implementation What is included? Participants’ concerns and views Policy makers’ concerns and all other knowledge Policy makers’ concerns and selected others’ knowledge How is it included? In all stages and issues Only when it adds substantive value Only when it ensures smooth implementation Clear emphasis on instrumental rationale in Coral Triangle case ‘Key stakeholders’ are those judged to be in positions of power and influence - goals and objectives reflect organisational priorities - participation constructed to enhance chances of project success
  • 29. Consequences for marginal stateless groups and conservation Stateless Sama Dilaut in maritime Malaysia Sama Dilaut claims to marine resource tenure or ownership rendered both Illegal (view of government) Illegitimate (view of Bajau Tempatan) Unable to be recognised as ‘indigenous’ or ‘traditional’ culture Exclusion from local stakeholder community of Bajau Tempatan Unlikely to be involved with legal or administrative bureaucracy due to perceived personal risk Peripheral minority group further marginalised through statelessness Dominant negative stereotype easily reinforced Long term weakening of community identity through continuing movements of Bajau Laut Transitions of families to land / urban areas The University of Western Australia in search of livelihoods
  • 30. The University of Western Australia Continuing stereotypes  Evans (1922): ‘...the Bajau is a lazy spendthrift, a liar, a cheat, a thief, a wheedler, a blusterer and a swaggerer. Piracy, raiding and burning Chinese shops...is the Bajau’s highest kind of pleasure.’  Ali (2010): ‘[Bajau] children will end up doing something illegal or contributing to social problems in future as they do not receive proper education...By exposing these children to the importance of taking care of their health, manners and self discipline, they will become independent, aware of the importance to sustain nature and many more.’
  • 31. Consequences for marginal stateless groups and conservation Historically, Sama Dilaut communities maintained integrity through minimising outsider groups’ influence and power The University of Western Australia Statelessness and conservation Coral Triangle Initiative - strengthening of State control over borderlands and maritime space - focused in region where borders are diffuse, poorly enforced and actively disputed Marine conservation and management becomes symbol of State and alliance with powerful international NGOs - opposition or dissent implies rejection of State and rationale for conservation - easy fit with historical and contemporary narratives of ‘sea nomads’ - non-participation outcomes may serve broader political objectives of controlling border communities
  • 32. Consequences for marginal stateless groups and conservation The University of Western Australia Statelessness and conservation Many other areas of concern regarding CTI (finance, enforcement, political co-operation, NGO influence) - but CTI programme will inevitably impact stateless and marginal communities’ livelihoods Research questions - do stateless communities have the capacity to participate more effectively in management? - will states recognise use rights outside of ‘traditional’ or ‘indigenous’ envelope? - can influential NGOs represent all users regardless of citizenship when planning shared marine resources?
  • 33. The University of Western Australia CONCLUSIONS / RECOMMENDATIONS Conclusions Numbers of stateless stakeholders in Coral Triangle set to increase: food insecurity, political instability, climate change, individual mobility and willingness to migrate Adherence to target-driven regional marine planning engenders instrumental rationale for participation, excluding local resource users Concept of ‘stakeholders’ needs refining to reflect differing political status of resource user community Need to undo double estrangement/exclusion of Bajau Laut More expansive notions of local stakeholders not necessarily seen as cohesive communities States and NGOs must recognise benefits of more inclusive approach for meeting long term conservation outcomes

Editor's Notes

  1. Bajau or Sama Bajau one of three groups of ‘sea nomads’ living on boats within SE Asia. Others: Moken and Orang Laut. Bajau are most dispersed of all three sea nomad groups, concentrated in eastern Indonesia, Sulu Zone and Nusa Tenggara. Origins thought to be southern Philippines, dispersed south and east around ninth century and often allied with various dominant regional rulers.
  2. Relatively little studied, but key role in terms of marine resource management and planning. Sabah, where most of Malaysian Bajau are found, treats Bajau as stateless. Economic and political reasons.
  3. Stakeholder ranking: replaces importance to project with attitude towards project – positively or negatively ranked. Final score determines level or extent of stakeholder participation Key stakeholders – those in favour of project and in positions of power.
  4. Grouping along lines of influence or power over project and importance to ensuring success of project. High influence and high importance = government High influence and low importance = media Low influence and low importance = general public Low influence and high importance = local resource users Local resource users: low influence due political, economic or social status. High importance due to intensity of resource usage. Consultation: but no obligation to take views on board.
  5. All three methods involve subjective evaluation of stakeholders’ power over project and dependency on resources. Claims over resources and attitude towards project can also be used as criteria How does this fit with models of stakeholder participation? What justifications are used to devise methods of participation? Normative – maximise of participation all stakeholders, irrespective of characteristics Substantive – selective based on potential contribution towards value of decision-making. Intention is to improve decision-making and change policy if new information becomes available. Instrumental – selective based on conformity with project goals and objectives. Intention to reduce conflicts and provide legitimacy for decisions.