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Effects of Water and Temperature on Reaction Mechanism and
Crystal Properties in a Reactive Crystallization of Paracetamol
Citation for published version:
Jiang, M & Ni, X 2018, 'Effects of Water and Temperature on Reaction Mechanism and Crystal Properties in
a Reactive Crystallization of Paracetamol', Chemical Engineering and Processing: Process Intensification,
vol. 131, pp. 20-26. https://doi.org/10.1016/j.cep.2018.07.006
Digital Object Identifier (DOI):
10.1016/j.cep.2018.07.006
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Link to publication record in Heriot-Watt Research Portal
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Peer reviewed version
Published In:
Chemical Engineering and Processing: Process Intensification
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Download date: 03. Mar. 2023
Accepted Manuscript
Title: Effects of Water and Temperature on Reaction
Mechanism and Crystal Properties in a Reactive
Crystallization of Paracetamol
Authors: Meifen Jiang, Xiong-Wei Ni
PII: S0255-2701(18)30239-3
DOI: https://doi.org/10.1016/j.cep.2018.07.006
Reference: CEP 7334
To appear in: Chemical Engineering and Processing
Received date: 26-2-2018
Revised date: 16-4-2018
Accepted date: 8-7-2018
Please cite this article as: Jiang M, Ni X-Wei, Effects of Water and Temperature
on Reaction Mechanism and Crystal Properties in a Reactive Crystallization of
Paracetamol, Chemical Engineering and Processing - Process Intensification (2018),
https://doi.org/10.1016/j.cep.2018.07.006
This is a PDF file of an unedited manuscript that has been accepted for publication.
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1
Effects of Water and Temperature on Reaction Mechanism and Crystal
Properties in a Reactive Crystallization of Paracetamol
Meifen Jiang and Xiong-Wei Ni*
EPSRC Centre for Continuous Manufacturing and Crystallization (CMAC), Centre for
Oscillatory Baffled Applications (COBRA), School of Engineering and Physical Sciences,
Heriot-Watt University, Edinburgh, EH14 4AS, U.K.
* the corresponding author, tel: 00441314513781, email: x.ni@hw.ac.uk
Graphical abstract
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Highlights
 We treated the reactive crystallisation of paracetamol as a single process and optimized
the solubility for crystallisation first, from which reaction stoichiometry was
retrospectively determined.
 The effects of water and temperature on reaction kinetics and crystal properties were
jointly investigated for the first time.
 Paracetamol form I particles with high purity were produced due to various amounts of
water in reaction. 4'-acetoxyacetanilide was the main product in the reaction without
water.
Abstract
By considering both reaction and crystallization of paracetamol as a single process for the
purpose of continuous operation, the solubility for crystallization was firstly optimized, from
which suitable concentrations of reagents for the reaction were then determined. The effects of
water content and reaction temperature on reaction kinetics and mechanism as well as crystal
properties were jointly investigated, for the first time, using chromatographic methods;
paracetamol form I particles with high purity (99%) were produced with the presence of water,
while 4'-acetoxyacetanilide was the main product in the absence of water.
Keywords: Paracetamol; Synthesis; Kinetic study; Water effect; Reactive crystallization;
Crystal properties
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1 Introduction
Paracetamol (Acetaminophen) is a widely used analgesic drug[1], traditionally
manufactured by acetylating 4-aminophenol with a small stoichiometric excess of acetic
anhydride in an aqueous medium [2-4]. Many variations in reaction have since been
implemented to enhance productivity and product properties, for instance, Baron et al[5]
dissolved 4-aminophenol in hot acetic acid, treated it with carbon, filtered it out, the filtrate
was further treated with acetic anhydride at 85 °C; Young[6] added ammonium hydroxide to
increase product purity; Ness and Warner[7] hydrogenated p-nitrophenol to p-aminophenol and
concurrently acetylated the p-aminophenol to paracetamol; Caldeira[8] used phosphoric acid
as the catalyst. Either a precipitation or crystallization step was then used to isolate paracetamol
particles under limited control, affecting crystal properties [9-14], i.e. two separate unit
operations are the norm for reactive crystallization. In this work, we treat the reactive
crystallization as a single process for the purpose of continuous operation, we optimize
solubility for crystallization as the first protocol, the concentrations of reactants that deliver the
optimized solubility are retrospectively determined. By maintaining the targeted ratio of acetic
acid to water in the reaction that optimizes the solubility, the effects of water and temperature
on reaction kinetics, mechanism and crystal properties were jointly investigated; these are new
from previous studies in this area. We demonstrate that by manipulate reaction conditions, we
can achieve the control over crystal properties.
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2 Experimental set up and procedures
2.1 Chemicals and analytical methods
4-Aminophenmol (Sigma Aldrich UK Ltd.; purity, ≥ 99 % HPLC grade; mp, 187.5 ºC;
MW, 109.13 g mol-1
) was sourced in the form of light brown crystalline solid. Paracetamol
(GlaxoSmithKline Pharmaceutical Company; purity, 99.8 %; mp, 169 ºC; MW, 151.16 g mol-
1
) was purchased for the purpose of comparison with crystals produced. 4'-Acetoxyacetanilide
(TCI AMERICA; purity, ≥99.0 % HPLC, Nitrogen; mp, 155 ºC; MW, 193.20 g mol-1
) was
purchased for the identification and calibration of the intermediate product. Acetic anhydride
(purity, 99+ % pure; density, 1.08 g cm-3
; MW, 102.09 g mol-1
) and methanol (purity, HPLC
grade; density, 792 kg m-3
; MW, 32.04 g mol-1
) were also sourced. Distilled water (density, 1
g cm-3
; MW, 18.02 g mol-1
) was prepared in-house.
The purity of product particles was analyzed using the Agilent1100 Series HPLC System,
and the chromatograph column was a reverse phase ZORBAX SB-C8 (4.6×150 mm; 5 µm
packing). The UV detector was set at 243 nm and the mobile phase running throughout the
system was a mixture of methanol and water with a mass ratio of 1:3. The mass spectrometry
measurement was carried out at the School of Chemistry, the University of Edinburgh. The
concentration of paracetamol was analyzed by a UV-Vis spectrophotometer (Hewlett-Packard
Model 8453) based on the characteristic UV absorbance peak at 243 nm. The calibration
experiments were carried out from six known concentrations of 0, 0.3, 0.5, 0.7, 1.0, 1.3 g L-1
.
A linear relationship of the absorbance, A, as a function of the concentration, C, was established
as: A = 0.0015 + 0.686 C (g L-1
), with a correlation coefficient of 0.9984.
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The crystal size distributions were analyzed by a Mastersizer 3000™ (HYDRO, Malvern);
the polymorphism of crystals by PXRD (Chemistry Department, Heriot-Watt University with
the scanning range from 5 º to 85 º) and a Leica ATC 2000 Trinocular Microscope; the molecule
structures of the products by the AV300 Proton Nuclear Magnetic Resonance spectroscopy (1
H
NMR).
2.2 Experiments procedures
In the synthesis, paracetamol is produced with acetic acid as a side product, which is
also the solvent for the following crystallization process. In order to maximize the solubility of
paracetamol, a range of solubility were examined by mixing acetic acid with various water
contents at different temperatures. 10 mg of paracetamol was firstly weighted in a 10 mL
scintillation vial; the solutions of water and acetic acid with six different ratios (Acetic
acid:Water = 0:10, 3:7, 5:5, 7:3, 8:2 and 10:0) were then carefully titrated into the vial by a
micropipette with intermittent shaking until all solids had been dissolved. The solubility data
at temperatures of 20, 35, 50, 65, and 75 °C were determined in a water bath, and each
measurement was repeated three times. The solubilities of paracetamol in various solvents were
calculated by dividing the weight of paracetamol solid by the total weight of solvents added to
the vial, from which the amounts of reactants required to deliver such solubility in the said ratio
of acetic acid to water can then be back-calculated.
Once the ratio and the amounts of reactants have been determined, the reaction was then
proceeded by charging 4-aminophenol (10 g or 0.09 mol), acetic anhydride (35 g or 0.34 mol)
and different amounts of water into a pre-heated 250 ml jacked reactor at 50 °C and at 200 rpm.
The reactor was heated up to the desired constant temperature for the reaction to commence.
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13 samples were taken at regular time intervals during the reaction process using a pipette with
an accurate volume of 0.3 ml; quenched and diluted 10,000 times with the mobile phase
solution (Methanol:Water = 1:3). The overall reaction time was about 60 min. The
crystallization was thereafter immediately initiated by cooling the solution to 20 °C at a fixed
cooling rate of 1.2 °C min-1
. A vacuum filtration was performed at the end of the crystallization
at 20 o
C and crystals were washed with distilled water and dried in an oven for 24 hours.
Some specific conditions are outlined below:
A) Water content effects – water contents of 0 g, 10 g (or 0.55 mol), and 20 g (or 1.11 mol)
were used in reaction at a fixed operating condition of 70 °C and 200 rpm;
B) Temperature effects – this was investigated by performing the synthesis at four reaction
temperatures (50 °C, 60 °C, 70 °C and 80 °C) at a fixed water content of 20 g (1.11 mol).
3 Results and discussion
3.1 Optimization of solubility and determination of reactants contents
Acetic acid is the main solvent for paracetamol according to the reaction scheme, the
solubilities of paracetamol in the mixtures of acetic acid and water were measured and shown
in Fig. 1. In terms of the solubility of paracetamol in water, these range from about 0.009 to
0.049 g g-1
water for temperatures from 20 °C to 75 °C in this work and are comparable with
literature data, e.g. from 0.010 to 0.035 g g-1
water for temperatures from 20 °C to 55 °C[15,
16]; 0.021 g ml-1
water at 30 °C[17]; of 0.017 g g-1
water[18]. Granberg and Rasmuson[18]
also reported the solubility of paracetamol in acetic acid as 0.083 g g-1
at 30 °C, which is slightly
higher than our data of 0.053 g g-1
acetic acid. Operational errors from the gravimetric method
might be the main reason for the difference.
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Fig. 1. Solubility of paracetamol in different ratios of acetic acid to water
As shown in Fig. 1, the highest solubility occurred when the mass ratio of acetic acid
to water was at 7:3; the solubility increased from 96.83 to 401.23 g kg-1
solvent with the increasing
reaction temperature from 20 °C to 75 °C, the latter was the reaction temperature. From the
maximized solubility, the amounts of reactants were reversely calculated based on the reaction
stoichiometry. In order to make up the desired ratio of 7:3 acetic acid to water, about 14.48 g
(0.13 mol) 4-aminophenol should theoretically be reacting with an excessive amount of acetic
anhydride (36.55 g or 0.36 mol) in the 250 ml reactor at 75 °C, the extra acetic anhydride is
then converted to acetic acid via a hydrolysis with water. In practice, however, the mass of
crystals generated at the end of crystallization was so large that the mixing condition was
adversely affected. On balance, the contents of 4-aminophenol and acetic anhydride were
accordingly reduced by 30 % to 10 g (0.09 mol) and 35 g (0.34 mol) respectively; the
temperature to 70 °C, this gives the best controls over both good supersaturation and better
mixing.
3.2 Effect of water content on reaction mechanism
0:10 3:7 5:5 7:3 8:2 10:0
0
50
100
150
200
250
300
350
400
450
20°C
35°C
50°C
65°C
75°C
Solubility
(g/kg
solvent)
Acetic Acid: Water (w:w)
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Water in the paracetamol synthesis generally helps the hydrolysis of acetic anhydride,
promoting the formation of paracetamol, however, there have been very few studies on the
effects of water on reaction kinetics and crystal properties. In this work, the effects of water
content on reaction kinetics and mechanism were fully examined; we added 0 g, 10 g (0.55
mol) and 20 g (1.11 mol) distilled water into the synthesis, Fig. 2 shows the profiles of
concentrations of paracetamol with and without water. It is clear that the rising curve becomes
steeper with water and the degree of steepness increases with the increasing amount of water.
From the general reaction mechanism (nucleophilic addition-elimination) of paracetamol
synthesis[14], on one hand, the lone pair of electrons on the amine of 4-aminophenol attacks
the C=O bond of acetic anhydride to cause it polarized. Nitrogen has then a positive charge but
regains electrons by losing a proton. The negative charge on the oxygen comes back in to
reform the C=O bond. This leads to the other C-O bond to break and forms acetic acid as a by-
product, while paracetamol is the product from the amide bond formation process. When water
is added, the hydrolysis reaction between acetic anhydride and water generates H+
, these free
hydrogen ions increase the reactivity in the solution, thus improve the reaction performance,
as shown in Fig. 2 that the more the added water, the quicker the level off becomes.
On the other hand, however, the excessive acetic anhydride in this work also leads to a
reduction of paracetamol, with 4’-acetoxyacetanilide being detected in the solution. This can
be postulated from the fact that the amount of diacetamate formed in the presence of the excess
of acetic anhydride is very small and unstable in solution; is quickly hydrolyzed until an
equilibrium has been reached. The fluctuations of the concentration of paracetamol near 10
minutes during the reaction in Fig. 2 are the clear evidence.
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Fig. 2. Concentration of paracetamol with different water contents (Temperature = 70
°C)
To understand better the reaction mechanism with the presence of water, we analyzed the
samples taken from the reacting solution using the LC-MS, Fig. 3 shows the chemical
structures of paracetamol and diacetamate: the first peak at 3 min is the paracetamol molecular
with a total density of 152.0647 g mol-1
, and the second peak at 4.7 min is an diacetamate of
194.0706 g mol-1
, the latter is also the molecular weight of 4’-acetoxyacetanilide. With this
knowledge, the reaction scheme for paracetamol synthesis with and without water can now be
illustrated in Fig. 4. We see that the synthesis of paracetamol (Reaction (1) in Fig. 4) and the
reaction between excess acetic anhydride and water (Reaction (2) in Fig. 4) are the two main
reactions. When water is absent in the system, diacetamate is formed as a side product (Side
reaction in Fig. 4). When water is added, the excess acetic anhydride is more likely to react
with water, rather than to consume the –OH bonds of paracetamol molecules. As a result, the
acetic acid generated from reactions (1) and (2) together with water left in the system are the
solvent for the follow-on cooling crystallization of paracetamol.
0 10 20 30 40 50 60
0.0
0.2
0.4
0.6
0.8
1.0
1.2
Concentration
(g
L
-1
)
Time (min)
0g H2O
10g H2O
20g H2O
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Fig. 3. Sample analysis by LC-MS
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Fig. 4. The reaction scheme for paracetamol synthesis with and without water (a, 4-
aminophenol; b, acetic anhydride; c, paracetamol; d, acetic acid; e, water; f, 4’-
acetoxyacetanilide)
3.3 Effect of temperature on reaction rate constant
From the reaction viewpoint, higher temperature leads to higher reaction rate. In the
following experiments, reaction temperatures of 50 °C, 60 °C, 70 °C and 80 °C were studied
at a fixed water content of 20 g (1.11 mol), Fig. 5 shows the profiles of the concentrations of
paracetamol as a function of time. We see a common trend with an immediate increase in the
concentration in the first five minutes of synthesis, then quick leveling off. As expected, higher
concentrations of paracetamol were obtained for higher temperatures.
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Fig. 5. Concentration of paracetamol at different temperatures (water content = 20 g)
The data points in the first 5 minutes were then employed to extract the kinetics of the
paracetamol synthesis. Because acetic anhydride was added in excess, this 2nd
order reaction
becomes a pseudo first-order reaction. Based on the limiting reagent of 4-aminophenol, we
have:
rR = −
dCA
dt
= kCA (1)
where rR is the generation rate of paracetamol (g L-1
min-1
); CA and CA0 are the concentrations
of 4-aminophenol at any time and at t = 0 (g L-1
) and 𝑘 is the reaction rate constant. By plotting
ln (
C𝐴0
𝐶A
) vs time, we obtained a straight line fit that confirms the order of the reaction; the slope
of the trend line is the rate constants, k; Table 1 summarizes the rate constants at various
temperatures. Following the Arrhenius equation, the activation energy for this reaction was
determined as 37.31 KJ mol-1
.
0 10 20 30 40 50 60
0.0
0.2
0.4
0.6
0.8
1.0
1.2
50°C
60°C
70°C
80°C
Concentration
(g
L
-1
)
Time (min)
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Table 1. Influence of temperature on the rate constant of paracetamol synthesis
Temperature T (K) Correlation coefficient Rate constant, k (min-1
)
323 0.7903 0.61
333 0.9733 0.94
343 0.9947 1.41
353 0.8645 1.99
Few literature has been found on the kinetics involving 4-aminophenol and excess acetic
anhydride; one work close to our study involved almost equalmolar reactants and a 2nd order
reaction kinetics was evaluated with a rate constant of 0.66 ml mg-1
min-1
[8]. It should be
noticed that although the reaction between paracetamol and 4'-acetoxyacetanilide is affected
by complex conditions (concentration, mixing, temperature, water content, PH and etc.), the
reaction kinetics evaluated above is still applicable as the hydrolysis step has much faster
kinetics and the overall kinetics is dominated by that of the slowest step. This is supported by
the work of Lee et al[3] and Srabovic et al[14]. The reaction time in our work is approximately
10 minutes, which agrees with the literature results of from 3 to 15 minutes[5, 6, 8].
3.3 Effect of water content on supersaturation
The mixture of acetic acid and water is the solvent for crystallization after the reaction,
different amounts of water used in the reaction step affect the solvent compositions as shown
in Table 2, in turn the saturation and solubility. The degree of supersaturation is calculated for
different water concentrations (see Fig. 6), according to the solubility of paracetamol in these
aqueous acetic acid solutions. We see in Fig. 6 that less water leads to higher supersaturation,
in turn smaller particle sizes. This is expected as higher supersaturation favours nucleation. The
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morphology of paracetamol crystals went through from needles to rod-like shape with the
increase of water in the synthesis, the degree of the agglomerations seems to decrease with the
increase of water content (Fig. 7). The morphologies in our work are similar to these of previous
studies by Sudha and Srinivasan [17]and Prasad et al[19]. The exception is for the crystals on
the top left of Fig. 7, these were confirmed as 4'-acetoxyacetanilide particles of high purity by
NMR. With excess acetic anhydride and in the absence of water in the reaction system, the
nucleophilic addition-elimination takes place on both –NH and –OH functional groups, 4’-
acetoxyacetanilide cannot be hydrolyzed to form paracetamol, as shown in the reaction scheme
above. In addition, the solubility of paracetamol is much higher than that of the side product
[18, 19]. In summary, 4'-acetoxyacetanilide is the product from this reactive crystallization
without water, while paracetamol with the presence of water. Both products are of high purities
as there is no visible impurity peak shown in the NMR data. In addition, 20 g of water content
is the best condition for the desired crystal polymorph.
Table 2. Solvent compositions with different amount of water after reaction
Samples Water content Solvent composition (mass ratio) (Acetic acid w%)
S1 0 g (0 mol) Acetic acid : Acetic anhydride = 2 : 9 (no water)
S2 5 g (0.28 mol) Acetic acid : Water = 226 : 3 (98.69 w%)
S3 10 g (0.55 mol) Acetic acid : Water = 13 : 2 (86.67 w%)
S4 20 g (1.11 mol) Acetic acid: Water=7:3 (70 w %)
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Fig. 6. The supersaturation and crystal size as a function of water contents
Fig. 7. The effect of water content on crystals morphology
3.5 Effect of temperature on supersaturation
In continuous reactive crystallization, the temperature at the end of reaction will be the
starting temperature of crystallization. For a constant temperature of 20 °C at the end of
crystallization, the higher the reaction temperature, the larger the supercooling, in turn the
supersaturation (see Fig.8), the smaller the crystal size. The morphology of crystal products at
4 6 8 10 12 14 16 18 20 22
1.5
2.0
2.5
3.0
3.5
Supersaturation
Average Size
Water content (g)
Supersaturation
40
50
60
70
80
90
Average
Size
(µm)
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different temperatures is shown in Fig. 9; no visible change in crystal shapes are seen, whereas
the mean crystals sizes decreased when the temperature increased from 50 to 80 °C. To perform
the reaction at lower temperatures while having little effect on product quality has both
operational and environmental benefits. Generally, the crystals from the reaction temperature
of 70 °C had uniform morphology and better size distribution.
Fig. 8. The supersaturation and crystal size as a function of reaction temperature
Fig. 9. The effect of temperature on crystals morphology
50 55 60 65 70 75 80
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2.0
2.1
Supersaturation
Average Size
Temperature (°C)
Supersaturation
60
70
80
90
100
110
Average
Size
(µm)
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3.6 Crystal properties
From a large number of experiments carried out, paracetamol alone was produced from
reactions with 10 g and 20g of water at temperatures from 50 °C to 80 °C, whereas 4'-
acetoxyacetanilide was identified with 0 g and 5 g of water. Paracetamol particles with a high
purity (~99 %) were made when enough water (≥ 10 g, or 0.55 mol) were present, while
temperature had little effect on the product purity.
In general, the variations in shapes among each solvent system are quite similar. Non-
centrosymmetric growth and crystal shapes in Figs. 7 and 9 agree with previous results
predicted by steady–state morphologies [20, 21]. Sharp needle shaped crystals were observed
for the reaction with less water concentration (5 g H2O). Apart from the effect of high
supersaturation, the presence of by-product is probably another reason for the development of
needle-shaped crystals. Similar polymorphic forms were reported[22], involving aqueous
solution containing 4'-acetoxyacetanilide.
All crystals with water are of Form I, see the PXRD patterns in Fig. 10 which are the
same with these from Nichols and Frampton[23], while a different X-ray diffraction pattern is
displayed for the crystals in absence of water; these hexagonal crystals are 4'-
acetoxyacetanilide. This supports the NMR results. The size distribution of paracetamol is
shown in Fig. 11 with D50 = 84.3 µm and is slightly broader when compared with the work of
Fujiwara and Chow[16] in a supersaturation- controlled seeded batch crystallization.
Agglomerations occurring during the crystallization step could be the potential reason for this.
We found that there was less agglomerations for reactions with higher water contents, as the
polarity of the solvent increases with the concentration of water. This agrees with previous
study[24, 25] in that agglomerates became weaker in more polar solvents.
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Fig. 10. Powder X-ray diffractions for purchased and produced paracetamol with
different water contents
Fig. 11. Crystal size distribution for paracetamol particles
4 Conclusions
In this work, the reactive crystallization of paracetamol is considered as a single process
for the purpose of continuous operation. The solubility for crystallization was optimized first,
5 10 15 20 25 30 35 40 45 50
2 Theta (degree)
Purchased
20g water
10g water
5g water
0g water
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from which suitable reagent concentrations were determined. We investigated the effects of
reaction temperature and water content on reaction kinetics and mechanism as well as product
quality jointly for the first time; Form I crystals with high purity were obtained with the
presence of water, and 4'-acetoxyacetanilide without water. The understanding gained and the
process conditions identified from this work are the basis for continuous operation, which will
be our next communication.
Acknowledgments
Authors wish to acknowledge the EPSRC Centre for Innovative Manufacturing in
Continuous Manufacturing and Crystallization (Grants EP/I033459/1 and EP/K503289/1) and
the Heriot-Watt University for funding this research. We thank Juliet Adelakun, Arabella
Mclaughlin, Guillermo Jimeno Millor, Ross Laska and Francisca Navarro Fuentes in COBRA
for their assistances. Thanks also go to Alan Taylor from the University of Edinburgh and
Georgina Rosair at Heriot-Watt University for their assistance with LC-MS and PXRD
measurements.
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Effects of Water and Temperature on Paracetamol Crystallization

  • 1. Heriot-Watt University Research Gateway Effects of Water and Temperature on Reaction Mechanism and Crystal Properties in a Reactive Crystallization of Paracetamol Citation for published version: Jiang, M & Ni, X 2018, 'Effects of Water and Temperature on Reaction Mechanism and Crystal Properties in a Reactive Crystallization of Paracetamol', Chemical Engineering and Processing: Process Intensification, vol. 131, pp. 20-26. https://doi.org/10.1016/j.cep.2018.07.006 Digital Object Identifier (DOI): 10.1016/j.cep.2018.07.006 Link: Link to publication record in Heriot-Watt Research Portal Document Version: Peer reviewed version Published In: Chemical Engineering and Processing: Process Intensification Publisher Rights Statement: © 2018 Elsevier B.V. General rights Copyright for the publications made accessible via Heriot-Watt Research Portal is retained by the author(s) and / or other copyright owners and it is a condition of accessing these publications that users recognise and abide by the legal requirements associated with these rights. Take down policy Heriot-Watt University has made every reasonable effort to ensure that the content in Heriot-Watt Research Portal complies with UK legislation. If you believe that the public display of this file breaches copyright please contact open.access@hw.ac.uk providing details, and we will remove access to the work immediately and investigate your claim. Download date: 03. Mar. 2023
  • 2. Accepted Manuscript Title: Effects of Water and Temperature on Reaction Mechanism and Crystal Properties in a Reactive Crystallization of Paracetamol Authors: Meifen Jiang, Xiong-Wei Ni PII: S0255-2701(18)30239-3 DOI: https://doi.org/10.1016/j.cep.2018.07.006 Reference: CEP 7334 To appear in: Chemical Engineering and Processing Received date: 26-2-2018 Revised date: 16-4-2018 Accepted date: 8-7-2018 Please cite this article as: Jiang M, Ni X-Wei, Effects of Water and Temperature on Reaction Mechanism and Crystal Properties in a Reactive Crystallization of Paracetamol, Chemical Engineering and Processing - Process Intensification (2018), https://doi.org/10.1016/j.cep.2018.07.006 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
  • 3. 1 Effects of Water and Temperature on Reaction Mechanism and Crystal Properties in a Reactive Crystallization of Paracetamol Meifen Jiang and Xiong-Wei Ni* EPSRC Centre for Continuous Manufacturing and Crystallization (CMAC), Centre for Oscillatory Baffled Applications (COBRA), School of Engineering and Physical Sciences, Heriot-Watt University, Edinburgh, EH14 4AS, U.K. * the corresponding author, tel: 00441314513781, email: x.ni@hw.ac.uk Graphical abstract A C C E P T E D M A N U S C R I P T
  • 4. 2 Highlights  We treated the reactive crystallisation of paracetamol as a single process and optimized the solubility for crystallisation first, from which reaction stoichiometry was retrospectively determined.  The effects of water and temperature on reaction kinetics and crystal properties were jointly investigated for the first time.  Paracetamol form I particles with high purity were produced due to various amounts of water in reaction. 4'-acetoxyacetanilide was the main product in the reaction without water. Abstract By considering both reaction and crystallization of paracetamol as a single process for the purpose of continuous operation, the solubility for crystallization was firstly optimized, from which suitable concentrations of reagents for the reaction were then determined. The effects of water content and reaction temperature on reaction kinetics and mechanism as well as crystal properties were jointly investigated, for the first time, using chromatographic methods; paracetamol form I particles with high purity (99%) were produced with the presence of water, while 4'-acetoxyacetanilide was the main product in the absence of water. Keywords: Paracetamol; Synthesis; Kinetic study; Water effect; Reactive crystallization; Crystal properties A C C E P T E D M A N U S C R I P T
  • 5. 3 1 Introduction Paracetamol (Acetaminophen) is a widely used analgesic drug[1], traditionally manufactured by acetylating 4-aminophenol with a small stoichiometric excess of acetic anhydride in an aqueous medium [2-4]. Many variations in reaction have since been implemented to enhance productivity and product properties, for instance, Baron et al[5] dissolved 4-aminophenol in hot acetic acid, treated it with carbon, filtered it out, the filtrate was further treated with acetic anhydride at 85 °C; Young[6] added ammonium hydroxide to increase product purity; Ness and Warner[7] hydrogenated p-nitrophenol to p-aminophenol and concurrently acetylated the p-aminophenol to paracetamol; Caldeira[8] used phosphoric acid as the catalyst. Either a precipitation or crystallization step was then used to isolate paracetamol particles under limited control, affecting crystal properties [9-14], i.e. two separate unit operations are the norm for reactive crystallization. In this work, we treat the reactive crystallization as a single process for the purpose of continuous operation, we optimize solubility for crystallization as the first protocol, the concentrations of reactants that deliver the optimized solubility are retrospectively determined. By maintaining the targeted ratio of acetic acid to water in the reaction that optimizes the solubility, the effects of water and temperature on reaction kinetics, mechanism and crystal properties were jointly investigated; these are new from previous studies in this area. We demonstrate that by manipulate reaction conditions, we can achieve the control over crystal properties. A C C E P T E D M A N U S C R I P T
  • 6. 4 2 Experimental set up and procedures 2.1 Chemicals and analytical methods 4-Aminophenmol (Sigma Aldrich UK Ltd.; purity, ≥ 99 % HPLC grade; mp, 187.5 ºC; MW, 109.13 g mol-1 ) was sourced in the form of light brown crystalline solid. Paracetamol (GlaxoSmithKline Pharmaceutical Company; purity, 99.8 %; mp, 169 ºC; MW, 151.16 g mol- 1 ) was purchased for the purpose of comparison with crystals produced. 4'-Acetoxyacetanilide (TCI AMERICA; purity, ≥99.0 % HPLC, Nitrogen; mp, 155 ºC; MW, 193.20 g mol-1 ) was purchased for the identification and calibration of the intermediate product. Acetic anhydride (purity, 99+ % pure; density, 1.08 g cm-3 ; MW, 102.09 g mol-1 ) and methanol (purity, HPLC grade; density, 792 kg m-3 ; MW, 32.04 g mol-1 ) were also sourced. Distilled water (density, 1 g cm-3 ; MW, 18.02 g mol-1 ) was prepared in-house. The purity of product particles was analyzed using the Agilent1100 Series HPLC System, and the chromatograph column was a reverse phase ZORBAX SB-C8 (4.6×150 mm; 5 µm packing). The UV detector was set at 243 nm and the mobile phase running throughout the system was a mixture of methanol and water with a mass ratio of 1:3. The mass spectrometry measurement was carried out at the School of Chemistry, the University of Edinburgh. The concentration of paracetamol was analyzed by a UV-Vis spectrophotometer (Hewlett-Packard Model 8453) based on the characteristic UV absorbance peak at 243 nm. The calibration experiments were carried out from six known concentrations of 0, 0.3, 0.5, 0.7, 1.0, 1.3 g L-1 . A linear relationship of the absorbance, A, as a function of the concentration, C, was established as: A = 0.0015 + 0.686 C (g L-1 ), with a correlation coefficient of 0.9984. A C C E P T E D M A N U S C R I P T
  • 7. 5 The crystal size distributions were analyzed by a Mastersizer 3000™ (HYDRO, Malvern); the polymorphism of crystals by PXRD (Chemistry Department, Heriot-Watt University with the scanning range from 5 º to 85 º) and a Leica ATC 2000 Trinocular Microscope; the molecule structures of the products by the AV300 Proton Nuclear Magnetic Resonance spectroscopy (1 H NMR). 2.2 Experiments procedures In the synthesis, paracetamol is produced with acetic acid as a side product, which is also the solvent for the following crystallization process. In order to maximize the solubility of paracetamol, a range of solubility were examined by mixing acetic acid with various water contents at different temperatures. 10 mg of paracetamol was firstly weighted in a 10 mL scintillation vial; the solutions of water and acetic acid with six different ratios (Acetic acid:Water = 0:10, 3:7, 5:5, 7:3, 8:2 and 10:0) were then carefully titrated into the vial by a micropipette with intermittent shaking until all solids had been dissolved. The solubility data at temperatures of 20, 35, 50, 65, and 75 °C were determined in a water bath, and each measurement was repeated three times. The solubilities of paracetamol in various solvents were calculated by dividing the weight of paracetamol solid by the total weight of solvents added to the vial, from which the amounts of reactants required to deliver such solubility in the said ratio of acetic acid to water can then be back-calculated. Once the ratio and the amounts of reactants have been determined, the reaction was then proceeded by charging 4-aminophenol (10 g or 0.09 mol), acetic anhydride (35 g or 0.34 mol) and different amounts of water into a pre-heated 250 ml jacked reactor at 50 °C and at 200 rpm. The reactor was heated up to the desired constant temperature for the reaction to commence. A C C E P T E D M A N U S C R I P T
  • 8. 6 13 samples were taken at regular time intervals during the reaction process using a pipette with an accurate volume of 0.3 ml; quenched and diluted 10,000 times with the mobile phase solution (Methanol:Water = 1:3). The overall reaction time was about 60 min. The crystallization was thereafter immediately initiated by cooling the solution to 20 °C at a fixed cooling rate of 1.2 °C min-1 . A vacuum filtration was performed at the end of the crystallization at 20 o C and crystals were washed with distilled water and dried in an oven for 24 hours. Some specific conditions are outlined below: A) Water content effects – water contents of 0 g, 10 g (or 0.55 mol), and 20 g (or 1.11 mol) were used in reaction at a fixed operating condition of 70 °C and 200 rpm; B) Temperature effects – this was investigated by performing the synthesis at four reaction temperatures (50 °C, 60 °C, 70 °C and 80 °C) at a fixed water content of 20 g (1.11 mol). 3 Results and discussion 3.1 Optimization of solubility and determination of reactants contents Acetic acid is the main solvent for paracetamol according to the reaction scheme, the solubilities of paracetamol in the mixtures of acetic acid and water were measured and shown in Fig. 1. In terms of the solubility of paracetamol in water, these range from about 0.009 to 0.049 g g-1 water for temperatures from 20 °C to 75 °C in this work and are comparable with literature data, e.g. from 0.010 to 0.035 g g-1 water for temperatures from 20 °C to 55 °C[15, 16]; 0.021 g ml-1 water at 30 °C[17]; of 0.017 g g-1 water[18]. Granberg and Rasmuson[18] also reported the solubility of paracetamol in acetic acid as 0.083 g g-1 at 30 °C, which is slightly higher than our data of 0.053 g g-1 acetic acid. Operational errors from the gravimetric method might be the main reason for the difference. A C C E P T E D M A N U S C R I P T
  • 9. 7 Fig. 1. Solubility of paracetamol in different ratios of acetic acid to water As shown in Fig. 1, the highest solubility occurred when the mass ratio of acetic acid to water was at 7:3; the solubility increased from 96.83 to 401.23 g kg-1 solvent with the increasing reaction temperature from 20 °C to 75 °C, the latter was the reaction temperature. From the maximized solubility, the amounts of reactants were reversely calculated based on the reaction stoichiometry. In order to make up the desired ratio of 7:3 acetic acid to water, about 14.48 g (0.13 mol) 4-aminophenol should theoretically be reacting with an excessive amount of acetic anhydride (36.55 g or 0.36 mol) in the 250 ml reactor at 75 °C, the extra acetic anhydride is then converted to acetic acid via a hydrolysis with water. In practice, however, the mass of crystals generated at the end of crystallization was so large that the mixing condition was adversely affected. On balance, the contents of 4-aminophenol and acetic anhydride were accordingly reduced by 30 % to 10 g (0.09 mol) and 35 g (0.34 mol) respectively; the temperature to 70 °C, this gives the best controls over both good supersaturation and better mixing. 3.2 Effect of water content on reaction mechanism 0:10 3:7 5:5 7:3 8:2 10:0 0 50 100 150 200 250 300 350 400 450 20°C 35°C 50°C 65°C 75°C Solubility (g/kg solvent) Acetic Acid: Water (w:w) A C C E P T E D M A N U S C R I P T
  • 10. 8 Water in the paracetamol synthesis generally helps the hydrolysis of acetic anhydride, promoting the formation of paracetamol, however, there have been very few studies on the effects of water on reaction kinetics and crystal properties. In this work, the effects of water content on reaction kinetics and mechanism were fully examined; we added 0 g, 10 g (0.55 mol) and 20 g (1.11 mol) distilled water into the synthesis, Fig. 2 shows the profiles of concentrations of paracetamol with and without water. It is clear that the rising curve becomes steeper with water and the degree of steepness increases with the increasing amount of water. From the general reaction mechanism (nucleophilic addition-elimination) of paracetamol synthesis[14], on one hand, the lone pair of electrons on the amine of 4-aminophenol attacks the C=O bond of acetic anhydride to cause it polarized. Nitrogen has then a positive charge but regains electrons by losing a proton. The negative charge on the oxygen comes back in to reform the C=O bond. This leads to the other C-O bond to break and forms acetic acid as a by- product, while paracetamol is the product from the amide bond formation process. When water is added, the hydrolysis reaction between acetic anhydride and water generates H+ , these free hydrogen ions increase the reactivity in the solution, thus improve the reaction performance, as shown in Fig. 2 that the more the added water, the quicker the level off becomes. On the other hand, however, the excessive acetic anhydride in this work also leads to a reduction of paracetamol, with 4’-acetoxyacetanilide being detected in the solution. This can be postulated from the fact that the amount of diacetamate formed in the presence of the excess of acetic anhydride is very small and unstable in solution; is quickly hydrolyzed until an equilibrium has been reached. The fluctuations of the concentration of paracetamol near 10 minutes during the reaction in Fig. 2 are the clear evidence. A C C E P T E D M A N U S C R I P T
  • 11. 9 Fig. 2. Concentration of paracetamol with different water contents (Temperature = 70 °C) To understand better the reaction mechanism with the presence of water, we analyzed the samples taken from the reacting solution using the LC-MS, Fig. 3 shows the chemical structures of paracetamol and diacetamate: the first peak at 3 min is the paracetamol molecular with a total density of 152.0647 g mol-1 , and the second peak at 4.7 min is an diacetamate of 194.0706 g mol-1 , the latter is also the molecular weight of 4’-acetoxyacetanilide. With this knowledge, the reaction scheme for paracetamol synthesis with and without water can now be illustrated in Fig. 4. We see that the synthesis of paracetamol (Reaction (1) in Fig. 4) and the reaction between excess acetic anhydride and water (Reaction (2) in Fig. 4) are the two main reactions. When water is absent in the system, diacetamate is formed as a side product (Side reaction in Fig. 4). When water is added, the excess acetic anhydride is more likely to react with water, rather than to consume the –OH bonds of paracetamol molecules. As a result, the acetic acid generated from reactions (1) and (2) together with water left in the system are the solvent for the follow-on cooling crystallization of paracetamol. 0 10 20 30 40 50 60 0.0 0.2 0.4 0.6 0.8 1.0 1.2 Concentration (g L -1 ) Time (min) 0g H2O 10g H2O 20g H2O A C C E P T E D M A N U S C R I P T
  • 12. 10 Fig. 3. Sample analysis by LC-MS A C C E P T E D M A N U S C R I P T
  • 13. 11 Fig. 4. The reaction scheme for paracetamol synthesis with and without water (a, 4- aminophenol; b, acetic anhydride; c, paracetamol; d, acetic acid; e, water; f, 4’- acetoxyacetanilide) 3.3 Effect of temperature on reaction rate constant From the reaction viewpoint, higher temperature leads to higher reaction rate. In the following experiments, reaction temperatures of 50 °C, 60 °C, 70 °C and 80 °C were studied at a fixed water content of 20 g (1.11 mol), Fig. 5 shows the profiles of the concentrations of paracetamol as a function of time. We see a common trend with an immediate increase in the concentration in the first five minutes of synthesis, then quick leveling off. As expected, higher concentrations of paracetamol were obtained for higher temperatures. A C C E P T E D M A N U S C R I P T
  • 14. 12 Fig. 5. Concentration of paracetamol at different temperatures (water content = 20 g) The data points in the first 5 minutes were then employed to extract the kinetics of the paracetamol synthesis. Because acetic anhydride was added in excess, this 2nd order reaction becomes a pseudo first-order reaction. Based on the limiting reagent of 4-aminophenol, we have: rR = − dCA dt = kCA (1) where rR is the generation rate of paracetamol (g L-1 min-1 ); CA and CA0 are the concentrations of 4-aminophenol at any time and at t = 0 (g L-1 ) and 𝑘 is the reaction rate constant. By plotting ln ( C𝐴0 𝐶A ) vs time, we obtained a straight line fit that confirms the order of the reaction; the slope of the trend line is the rate constants, k; Table 1 summarizes the rate constants at various temperatures. Following the Arrhenius equation, the activation energy for this reaction was determined as 37.31 KJ mol-1 . 0 10 20 30 40 50 60 0.0 0.2 0.4 0.6 0.8 1.0 1.2 50°C 60°C 70°C 80°C Concentration (g L -1 ) Time (min) A C C E P T E D M A N U S C R I P T
  • 15. 13 Table 1. Influence of temperature on the rate constant of paracetamol synthesis Temperature T (K) Correlation coefficient Rate constant, k (min-1 ) 323 0.7903 0.61 333 0.9733 0.94 343 0.9947 1.41 353 0.8645 1.99 Few literature has been found on the kinetics involving 4-aminophenol and excess acetic anhydride; one work close to our study involved almost equalmolar reactants and a 2nd order reaction kinetics was evaluated with a rate constant of 0.66 ml mg-1 min-1 [8]. It should be noticed that although the reaction between paracetamol and 4'-acetoxyacetanilide is affected by complex conditions (concentration, mixing, temperature, water content, PH and etc.), the reaction kinetics evaluated above is still applicable as the hydrolysis step has much faster kinetics and the overall kinetics is dominated by that of the slowest step. This is supported by the work of Lee et al[3] and Srabovic et al[14]. The reaction time in our work is approximately 10 minutes, which agrees with the literature results of from 3 to 15 minutes[5, 6, 8]. 3.3 Effect of water content on supersaturation The mixture of acetic acid and water is the solvent for crystallization after the reaction, different amounts of water used in the reaction step affect the solvent compositions as shown in Table 2, in turn the saturation and solubility. The degree of supersaturation is calculated for different water concentrations (see Fig. 6), according to the solubility of paracetamol in these aqueous acetic acid solutions. We see in Fig. 6 that less water leads to higher supersaturation, in turn smaller particle sizes. This is expected as higher supersaturation favours nucleation. The A C C E P T E D M A N U S C R I P T
  • 16. 14 morphology of paracetamol crystals went through from needles to rod-like shape with the increase of water in the synthesis, the degree of the agglomerations seems to decrease with the increase of water content (Fig. 7). The morphologies in our work are similar to these of previous studies by Sudha and Srinivasan [17]and Prasad et al[19]. The exception is for the crystals on the top left of Fig. 7, these were confirmed as 4'-acetoxyacetanilide particles of high purity by NMR. With excess acetic anhydride and in the absence of water in the reaction system, the nucleophilic addition-elimination takes place on both –NH and –OH functional groups, 4’- acetoxyacetanilide cannot be hydrolyzed to form paracetamol, as shown in the reaction scheme above. In addition, the solubility of paracetamol is much higher than that of the side product [18, 19]. In summary, 4'-acetoxyacetanilide is the product from this reactive crystallization without water, while paracetamol with the presence of water. Both products are of high purities as there is no visible impurity peak shown in the NMR data. In addition, 20 g of water content is the best condition for the desired crystal polymorph. Table 2. Solvent compositions with different amount of water after reaction Samples Water content Solvent composition (mass ratio) (Acetic acid w%) S1 0 g (0 mol) Acetic acid : Acetic anhydride = 2 : 9 (no water) S2 5 g (0.28 mol) Acetic acid : Water = 226 : 3 (98.69 w%) S3 10 g (0.55 mol) Acetic acid : Water = 13 : 2 (86.67 w%) S4 20 g (1.11 mol) Acetic acid: Water=7:3 (70 w %) A C C E P T E D M A N U S C R I P T
  • 17. 15 Fig. 6. The supersaturation and crystal size as a function of water contents Fig. 7. The effect of water content on crystals morphology 3.5 Effect of temperature on supersaturation In continuous reactive crystallization, the temperature at the end of reaction will be the starting temperature of crystallization. For a constant temperature of 20 °C at the end of crystallization, the higher the reaction temperature, the larger the supercooling, in turn the supersaturation (see Fig.8), the smaller the crystal size. The morphology of crystal products at 4 6 8 10 12 14 16 18 20 22 1.5 2.0 2.5 3.0 3.5 Supersaturation Average Size Water content (g) Supersaturation 40 50 60 70 80 90 Average Size (µm) A C C E P T E D M A N U S C R I P T
  • 18. 16 different temperatures is shown in Fig. 9; no visible change in crystal shapes are seen, whereas the mean crystals sizes decreased when the temperature increased from 50 to 80 °C. To perform the reaction at lower temperatures while having little effect on product quality has both operational and environmental benefits. Generally, the crystals from the reaction temperature of 70 °C had uniform morphology and better size distribution. Fig. 8. The supersaturation and crystal size as a function of reaction temperature Fig. 9. The effect of temperature on crystals morphology 50 55 60 65 70 75 80 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 2.0 2.1 Supersaturation Average Size Temperature (°C) Supersaturation 60 70 80 90 100 110 Average Size (µm) A C C E P T E D M A N U S C R I P T
  • 19. 17 3.6 Crystal properties From a large number of experiments carried out, paracetamol alone was produced from reactions with 10 g and 20g of water at temperatures from 50 °C to 80 °C, whereas 4'- acetoxyacetanilide was identified with 0 g and 5 g of water. Paracetamol particles with a high purity (~99 %) were made when enough water (≥ 10 g, or 0.55 mol) were present, while temperature had little effect on the product purity. In general, the variations in shapes among each solvent system are quite similar. Non- centrosymmetric growth and crystal shapes in Figs. 7 and 9 agree with previous results predicted by steady–state morphologies [20, 21]. Sharp needle shaped crystals were observed for the reaction with less water concentration (5 g H2O). Apart from the effect of high supersaturation, the presence of by-product is probably another reason for the development of needle-shaped crystals. Similar polymorphic forms were reported[22], involving aqueous solution containing 4'-acetoxyacetanilide. All crystals with water are of Form I, see the PXRD patterns in Fig. 10 which are the same with these from Nichols and Frampton[23], while a different X-ray diffraction pattern is displayed for the crystals in absence of water; these hexagonal crystals are 4'- acetoxyacetanilide. This supports the NMR results. The size distribution of paracetamol is shown in Fig. 11 with D50 = 84.3 µm and is slightly broader when compared with the work of Fujiwara and Chow[16] in a supersaturation- controlled seeded batch crystallization. Agglomerations occurring during the crystallization step could be the potential reason for this. We found that there was less agglomerations for reactions with higher water contents, as the polarity of the solvent increases with the concentration of water. This agrees with previous study[24, 25] in that agglomerates became weaker in more polar solvents. A C C E P T E D M A N U S C R I P T
  • 20. 18 Fig. 10. Powder X-ray diffractions for purchased and produced paracetamol with different water contents Fig. 11. Crystal size distribution for paracetamol particles 4 Conclusions In this work, the reactive crystallization of paracetamol is considered as a single process for the purpose of continuous operation. The solubility for crystallization was optimized first, 5 10 15 20 25 30 35 40 45 50 2 Theta (degree) Purchased 20g water 10g water 5g water 0g water A C C E P T E D M A N U S C R I P T
  • 21. 19 from which suitable reagent concentrations were determined. We investigated the effects of reaction temperature and water content on reaction kinetics and mechanism as well as product quality jointly for the first time; Form I crystals with high purity were obtained with the presence of water, and 4'-acetoxyacetanilide without water. The understanding gained and the process conditions identified from this work are the basis for continuous operation, which will be our next communication. Acknowledgments Authors wish to acknowledge the EPSRC Centre for Innovative Manufacturing in Continuous Manufacturing and Crystallization (Grants EP/I033459/1 and EP/K503289/1) and the Heriot-Watt University for funding this research. We thank Juliet Adelakun, Arabella Mclaughlin, Guillermo Jimeno Millor, Ross Laska and Francisca Navarro Fuentes in COBRA for their assistances. Thanks also go to Alan Taylor from the University of Edinburgh and Georgina Rosair at Heriot-Watt University for their assistance with LC-MS and PXRD measurements. A C C E P T E D M A N U S C R I P T
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