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Contact:	
   	
  Mar+n	
  Preene:	
  mp@preene.com	
  
	
  Erik	
  Loots:	
  erik@lootsgwt.com	
  	
  
Copyright	
  ©	
  2015	
  M	
  Preene	
  and	
  E	
  Loots	
  
Martin Preene, Preene Groundwater Consulting Ltd, UK, and !
Erik Loots, Loots Groundwater International, Netherlands !
Dewatering	
  (also	
  known	
  as	
  groundwater	
  control)	
  is	
  oFen	
  required	
  to	
  
allow	
   excava+ons	
   to	
   be	
   made	
   in	
   dry	
   and	
   stable	
   condi+ons	
   below	
  
groundwater	
  level.	
  Dewatering	
  can	
  involve	
  pumping	
  methods	
  where	
  
groundwater	
   is	
   pumped	
   from	
   an	
   array	
   of	
   wells	
   or	
   sumps	
   to	
  
temporarily	
   lower	
   groundwater	
   levels.	
   Alterna+vely,	
   exclusion	
  
methods	
   can	
   use	
   low	
   permeability	
   cut-­‐off	
   walls	
   to	
   exclude	
  
groundwater	
   from	
   the	
   excava+on.	
   Pumping	
   and	
   exclusion	
   methods	
  
may	
  be	
  used	
  in	
  combina+on.	
  
	
  
WHY	
  OPTIMISE?	
  
Groundwater	
  control	
  is	
  one	
  of	
  first	
  geotechnical	
  processes	
  required	
  on	
  
a	
  project,	
  and	
  is	
  oFen	
  the	
  first	
  that	
  must	
  be	
  proven	
  to	
  allow	
  work	
  to	
  
proceed.	
  If	
  groundwater	
  control	
  does	
  not	
  work	
  effec+vely,	
  or	
  causes	
  
delays,	
  these	
  problems	
  will	
  occur	
  at	
  the	
  start	
  of	
  the	
  project,	
  and	
  can	
  
cri+cally	
  affect	
  later	
  stages	
  of	
  construc+on.	
  	
  
	
  
In	
  contrast	
  to	
  many	
  other	
  forms	
  of	
  geotechnical	
  processes,	
  dewatering	
  
design	
   is	
   not	
   covered	
   in	
   detail	
   by	
   geotechnical	
   design	
   codes.	
   For	
  
example	
  the	
  dewatering	
  sec+on	
  in	
  Eurocode	
  7	
  is	
  only	
  one	
  page	
  long,	
  
and	
   there	
   is	
   no	
   corresponding	
   execu+on	
   standard	
   for	
   dewatering.	
  
Dewatering	
   guidance	
   documents	
   do	
   exist	
   in	
   the	
   UK	
   (Preene	
   et	
   al	
  
2000),	
  United	
  States	
  (Unified	
  Facili+es	
  Criteria	
  2004)	
  and	
  the	
  Middle	
  
East	
   (Abu	
   Dhabi	
   City	
   Municipality	
   2014),	
   but	
   tend	
   not	
   to	
   be	
  
prescrip+ve	
   and	
   are	
   typically	
   in	
   the	
   form	
   of	
   ‘toolkits’	
   of	
   design	
  
methods	
   and	
   construc+on	
   techniques.	
   Therefore,	
   at	
   the	
   start	
   of	
   a	
  
project	
  the	
  designer	
  can	
  be	
  faced	
  with	
  a	
  bewildering	
  arrangement	
  of	
  
design	
   and	
   implementa+on	
   op+ons,	
   and	
   a	
   ra+onal	
   op+misa+on	
  
approach	
  can	
  look	
  a]rac+ve.	
  
	
  	
  
METHODS	
  OF	
  OPTIMISATION	
  
There	
   are	
   several	
   possible	
   approaches	
   to	
   dewatering	
   design	
   and	
  
op+misa+on:	
  
Empirical	
   op9misa9on:	
   A	
   design	
   based	
   largely	
   on	
   experience,	
   local	
  
knowledge	
  and	
  ‘rules	
  of	
  thumb’.	
  Op+misa+on	
  by	
  empirical	
  methods	
  
has	
  been	
  successfully	
  used	
  on	
  many	
  simple	
  projects.	
  	
  	
  
Analy9cal	
  and	
  numerical	
  op9misa9on:	
  Use	
  of	
  hydrogeological	
  design	
  
equa+ons,	
   either	
   manually	
   or	
   by	
   spreadsheet	
   or	
   use	
   of	
   2	
   or	
   3	
  
dimensional	
  numerical	
  groundwater	
  flow	
  models.	
  Numerical	
  modeling	
  
is	
  used	
  far	
  more	
  in	
  dewatering	
  design	
  and	
  op+misa+on	
  than	
  it	
  was	
  10	
  
years	
   ago.	
   This	
   popularity	
   is	
   because	
   the	
   necessary	
   investments	
   in	
  
soFware,	
  hardware	
  and	
  training	
  have	
  reduced	
  drama+cally,	
  and	
  also	
  
because	
  modern	
  soFware	
  can	
  easily	
  demonstrate	
  results	
  visually	
  for	
  
non-­‐technical	
  project	
  clients.	
  Numerical	
  modelling	
  offers	
  the	
  flexibility	
  
to	
  take	
  into	
  account	
  known	
  or	
  inferred	
  varia+ons	
  in	
  the	
  aquifer	
  within	
  
the	
   range	
   of	
   influence.	
   This	
   might	
   include	
   assessing	
   the	
   effects	
   of	
   a	
  
nearby	
  river,	
  another	
  dewatering	
  project,	
  or	
  a	
  natural	
  barrier	
  in	
  the	
  
aquifer.	
  
Observa9onal	
   op9misa9on:	
   Use	
   of	
   construc+on	
   observa+ons	
   to	
  
design	
   and	
   refine	
   the	
   dewatering	
   system.	
   Construc+on	
   observa+ons	
  
(for	
  example	
  pumped	
  flow	
  rates	
  and	
  groundwater	
  drawdown	
  levels)	
  
are	
  used	
  to	
  guide	
  op+misa+on	
  of	
  the	
  system.	
  Occasionally,	
  dewatering	
  
systems	
   are	
   not	
   effec+ve	
   when	
   ini+ally	
   installed,	
   and	
   a	
  
‘troubleshoo+ng’	
   inves+ga+on	
   is	
   needed.	
   This	
   approach	
   takes	
   place	
  
during	
  construc+on,	
  and	
  so	
  has	
  access	
  to	
  field	
  data	
  (e.g.	
  dewatering	
  
well	
  logs,	
  pumped	
  flow	
  rates,	
  drawdown	
  water	
  levels)	
  that	
  were	
  not	
  
available	
  to	
  the	
  original	
  designer.	
  	
  
	
  
Optimisation of Dewatering Systems!
POTENTIAL	
  PROBLEMS	
  WITH	
  OPTIMISATION	
  	
  
A	
  wide	
  range	
  of	
  problems	
  affect	
  op+misa+on:	
  
Lack	
  of	
  clarity	
  in	
  objec9ves	
  of	
  op9misa9on:	
  A	
  fundamental	
  problem	
  	
  
is	
   failure	
   to	
   set	
   clear	
   objec+ves	
   for	
   op+misa+on,	
   and	
   failure	
   to	
  
recognise	
  that	
  op+mising	
  in	
  one	
  aspect	
  may	
  require	
  compromises	
  in	
  
other	
  aspects.	
  
Data	
  quality	
  and	
  quan9ty:	
  Data	
  from	
  site	
  inves+ga+on	
  and	
  previous	
  
projects	
  are	
  the	
  founda+on	
  of	
  the	
  conceptual	
  hydrogeological	
  model	
  
and	
  all	
  subsequent	
  calcula+ons,	
  modelling	
  or	
  analysis,	
  and	
  dewatering	
  
system	
   design.	
   If	
   these	
   data	
   are	
   inadequate	
   in	
   quality	
   or	
   quan+ty	
  
everything	
   aFer	
   this	
   step	
   will	
   be	
   of	
   limited	
   value.	
   A	
   valid	
   part	
   of	
  
dewatering	
  op+misa+on	
  may	
  ul+mately	
  be	
  to	
  recommend	
  addi+onal	
  
ground	
  inves+ga+on	
  to	
  plug	
  any	
  iden+fied	
  data	
  gaps.	
  
Errors	
   in	
   conceptual	
   model:	
   Gebng	
   the	
   conceptual	
   hydrogeological	
  
model	
   correct	
   is	
   fundamental	
   to	
   the	
   design	
   and	
   op+misa+on	
   of	
  
dewatering	
   systems.	
   Many	
   significant	
   dewatering	
   problems	
   can	
  
ul+mately	
  be	
  traced	
  back	
  to	
  an	
  inappropriate	
  conceptual	
  model	
  that	
  
either	
  leads	
  the	
  designer	
  down	
  the	
  wrong	
  design	
  avenue,	
  or	
  causes	
  
the	
  designer	
  to	
  ignore	
  a	
  design	
  condi+on	
  that	
  is,	
  in	
  fact,	
  important.	
  	
  
Inappropriate	
  dewatering	
  method:	
  Each	
  type	
  of	
  pumped	
  dewatering	
  
method	
   is	
   applicable	
   to	
   a	
   finite	
   range	
   of	
   ground	
   condi+ons.	
   If	
   an	
  
unsuitable	
  dewatering	
  method	
  is	
  selected	
  at	
  the	
  outset	
  of	
  design	
  then	
  
even	
   extensive	
   and	
   detailed	
   op+misa+on	
   measures	
   are	
   likely	
   to	
   be	
  
fu+le.	
  
	
  	
  
POSSIBLE	
  PRIORITIES	
  FOR	
  OPTIMISATION	
  
There	
   are	
   several	
   different	
   strategies	
   that	
   can	
   be	
   adopted	
   for	
  
op+misa+on,	
  as	
  shown	
  in	
  the	
  table	
  below. 	

CONCLUSION	
  
It	
  is	
  important	
  to	
  realise	
  that	
  there	
  is	
  no	
  perfect	
  op+misa+on	
  method	
  
that	
  will	
  address	
  all	
  the	
  possible	
  priori+es	
  for	
  a	
  dewatering	
  system.	
  In	
  
reality,	
  different	
  aspects	
  of	
  op+misa+on	
  may	
  conflict,	
  and	
  there	
  will	
  
need	
   to	
   be	
   trade	
   offs	
   between	
   different	
   priori+es	
   of	
   design.	
   The	
  
required	
  condi+ons	
  for	
  effec+ve	
  op+misa+on	
  of	
  dewatering	
  systems	
  
include:	
   clarity	
   of	
   the	
   objec+ves	
   of	
   op+misa+on;	
   adequate	
   site	
  
inves+ga+on	
  data;	
  development	
  of	
  a	
  valid	
  hydrogeological	
  conceptual	
  
model;	
  and,	
  selec+on	
  of	
  the	
  most	
  appropriate	
  dewatering	
  method	
  at	
  
the	
  earliest	
  possible	
  stage	
  of	
  op+misa+on.	
  
	
  	
  
REFERENCES	
  
Abu	
  Dhabi	
  City	
  Municipality.	
  2014.	
   	
  Dewatering	
  Guidelines.	
  Geotechnical,	
  Geophysical,	
  and	
  
Hydrogeological	
  Inves+ga+on	
  Project	
  (GGHIP).	
  Report	
  13-­‐5015,	
  DraF	
  B,	
  Abu	
  Dhabi.	
  
Preene,	
  M.	
  Roberts,	
  T.O.L.	
  Powrie,	
  W.	
  &	
  Dyer,	
  M.R.	
  2000.	
  Groundwater	
  Control	
  –	
  Design	
  and	
  
Prac+ce.	
   Construc+on	
   Industry	
   Research	
   and	
   Informa+on	
   Associa+on,	
   CIRIA	
   Report	
   C515,	
  
London.	
  
Unified	
   Facili+es	
   Criteria.	
   2004.	
   Dewatering	
   and	
   Groundwater	
   Control.	
   UFC	
   3-­‐220-­‐05.	
  
Department	
  of	
  Defense,	
  Washington	
  D.C.	
  
	
  
Optimisation*priority* Comments*
Lowest'pumping'rate'
'
Lowest'energy'usage'
'
'
Minimal'impacts'
'
Minimal'capital'cost'
'
Minimal'operating'
cost'
Shortest'dewatering'
period'
'
'
Maximum'certainty'of'
outcome'
Risk' that' system' will' not' have' sufficient' spare' capacity' to'
handle'modest'increases'in'flow'rate'above'design'values.'
Will' tend' to' favour' lowest' pumping' rate' solutions,' with' the'
same'risks.'May'involve'use'of'smaller'pumps'for'steady'state'
pumping,'once'initial'drawdown'has'been'achieved.'
May' favour' groundwater' exclusion' solutions' that' use' low'
permeability'cut@off'walls'to'avoid'or'minimise'pumping.'
Will' tend' to' favour' lowest' pumping' rate' solutions,' with' the'
same'risks.'
Will' tend' to' favour' lowest' pumping' rate' solutions,' with' the'
same'risks.'
May' be' appropriate' for' emergency' dewatering' systems' to'
recover'a'project'after'a'failure'or'inundation,'or'for'projects'
where'the'dewatering'costs'are'small'relative'to'project'weekly'
on@costs'
May'be'appropriate'for'projects'where'programme'certainty'is'
a'key'factor,'and'the'dewatering'must'be'fully'effective'without'
time'consuming'modifications.''

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Optimisation of dewatering systems

  • 1. Contact:    Mar+n  Preene:  mp@preene.com    Erik  Loots:  erik@lootsgwt.com     Copyright  ©  2015  M  Preene  and  E  Loots   Martin Preene, Preene Groundwater Consulting Ltd, UK, and ! Erik Loots, Loots Groundwater International, Netherlands ! Dewatering  (also  known  as  groundwater  control)  is  oFen  required  to   allow   excava+ons   to   be   made   in   dry   and   stable   condi+ons   below   groundwater  level.  Dewatering  can  involve  pumping  methods  where   groundwater   is   pumped   from   an   array   of   wells   or   sumps   to   temporarily   lower   groundwater   levels.   Alterna+vely,   exclusion   methods   can   use   low   permeability   cut-­‐off   walls   to   exclude   groundwater   from   the   excava+on.   Pumping   and   exclusion   methods   may  be  used  in  combina+on.     WHY  OPTIMISE?   Groundwater  control  is  one  of  first  geotechnical  processes  required  on   a  project,  and  is  oFen  the  first  that  must  be  proven  to  allow  work  to   proceed.  If  groundwater  control  does  not  work  effec+vely,  or  causes   delays,  these  problems  will  occur  at  the  start  of  the  project,  and  can   cri+cally  affect  later  stages  of  construc+on.       In  contrast  to  many  other  forms  of  geotechnical  processes,  dewatering   design   is   not   covered   in   detail   by   geotechnical   design   codes.   For   example  the  dewatering  sec+on  in  Eurocode  7  is  only  one  page  long,   and   there   is   no   corresponding   execu+on   standard   for   dewatering.   Dewatering   guidance   documents   do   exist   in   the   UK   (Preene   et   al   2000),  United  States  (Unified  Facili+es  Criteria  2004)  and  the  Middle   East   (Abu   Dhabi   City   Municipality   2014),   but   tend   not   to   be   prescrip+ve   and   are   typically   in   the   form   of   ‘toolkits’   of   design   methods   and   construc+on   techniques.   Therefore,   at   the   start   of   a   project  the  designer  can  be  faced  with  a  bewildering  arrangement  of   design   and   implementa+on   op+ons,   and   a   ra+onal   op+misa+on   approach  can  look  a]rac+ve.       METHODS  OF  OPTIMISATION   There   are   several   possible   approaches   to   dewatering   design   and   op+misa+on:   Empirical   op9misa9on:   A   design   based   largely   on   experience,   local   knowledge  and  ‘rules  of  thumb’.  Op+misa+on  by  empirical  methods   has  been  successfully  used  on  many  simple  projects.       Analy9cal  and  numerical  op9misa9on:  Use  of  hydrogeological  design   equa+ons,   either   manually   or   by   spreadsheet   or   use   of   2   or   3   dimensional  numerical  groundwater  flow  models.  Numerical  modeling   is  used  far  more  in  dewatering  design  and  op+misa+on  than  it  was  10   years   ago.   This   popularity   is   because   the   necessary   investments   in   soFware,  hardware  and  training  have  reduced  drama+cally,  and  also   because  modern  soFware  can  easily  demonstrate  results  visually  for   non-­‐technical  project  clients.  Numerical  modelling  offers  the  flexibility   to  take  into  account  known  or  inferred  varia+ons  in  the  aquifer  within   the   range   of   influence.   This   might   include   assessing   the   effects   of   a   nearby  river,  another  dewatering  project,  or  a  natural  barrier  in  the   aquifer.   Observa9onal   op9misa9on:   Use   of   construc+on   observa+ons   to   design   and   refine   the   dewatering   system.   Construc+on   observa+ons   (for  example  pumped  flow  rates  and  groundwater  drawdown  levels)   are  used  to  guide  op+misa+on  of  the  system.  Occasionally,  dewatering   systems   are   not   effec+ve   when   ini+ally   installed,   and   a   ‘troubleshoo+ng’   inves+ga+on   is   needed.   This   approach   takes   place   during  construc+on,  and  so  has  access  to  field  data  (e.g.  dewatering   well  logs,  pumped  flow  rates,  drawdown  water  levels)  that  were  not   available  to  the  original  designer.       Optimisation of Dewatering Systems! POTENTIAL  PROBLEMS  WITH  OPTIMISATION     A  wide  range  of  problems  affect  op+misa+on:   Lack  of  clarity  in  objec9ves  of  op9misa9on:  A  fundamental  problem     is   failure   to   set   clear   objec+ves   for   op+misa+on,   and   failure   to   recognise  that  op+mising  in  one  aspect  may  require  compromises  in   other  aspects.   Data  quality  and  quan9ty:  Data  from  site  inves+ga+on  and  previous   projects  are  the  founda+on  of  the  conceptual  hydrogeological  model   and  all  subsequent  calcula+ons,  modelling  or  analysis,  and  dewatering   system   design.   If   these   data   are   inadequate   in   quality   or   quan+ty   everything   aFer   this   step   will   be   of   limited   value.   A   valid   part   of   dewatering  op+misa+on  may  ul+mately  be  to  recommend  addi+onal   ground  inves+ga+on  to  plug  any  iden+fied  data  gaps.   Errors   in   conceptual   model:   Gebng   the   conceptual   hydrogeological   model   correct   is   fundamental   to   the   design   and   op+misa+on   of   dewatering   systems.   Many   significant   dewatering   problems   can   ul+mately  be  traced  back  to  an  inappropriate  conceptual  model  that   either  leads  the  designer  down  the  wrong  design  avenue,  or  causes   the  designer  to  ignore  a  design  condi+on  that  is,  in  fact,  important.     Inappropriate  dewatering  method:  Each  type  of  pumped  dewatering   method   is   applicable   to   a   finite   range   of   ground   condi+ons.   If   an   unsuitable  dewatering  method  is  selected  at  the  outset  of  design  then   even   extensive   and   detailed   op+misa+on   measures   are   likely   to   be   fu+le.       POSSIBLE  PRIORITIES  FOR  OPTIMISATION   There   are   several   different   strategies   that   can   be   adopted   for   op+misa+on,  as  shown  in  the  table  below. CONCLUSION   It  is  important  to  realise  that  there  is  no  perfect  op+misa+on  method   that  will  address  all  the  possible  priori+es  for  a  dewatering  system.  In   reality,  different  aspects  of  op+misa+on  may  conflict,  and  there  will   need   to   be   trade   offs   between   different   priori+es   of   design.   The   required  condi+ons  for  effec+ve  op+misa+on  of  dewatering  systems   include:   clarity   of   the   objec+ves   of   op+misa+on;   adequate   site   inves+ga+on  data;  development  of  a  valid  hydrogeological  conceptual   model;  and,  selec+on  of  the  most  appropriate  dewatering  method  at   the  earliest  possible  stage  of  op+misa+on.       REFERENCES   Abu  Dhabi  City  Municipality.  2014.    Dewatering  Guidelines.  Geotechnical,  Geophysical,  and   Hydrogeological  Inves+ga+on  Project  (GGHIP).  Report  13-­‐5015,  DraF  B,  Abu  Dhabi.   Preene,  M.  Roberts,  T.O.L.  Powrie,  W.  &  Dyer,  M.R.  2000.  Groundwater  Control  –  Design  and   Prac+ce.   Construc+on   Industry   Research   and   Informa+on   Associa+on,   CIRIA   Report   C515,   London.   Unified   Facili+es   Criteria.   2004.   Dewatering   and   Groundwater   Control.   UFC   3-­‐220-­‐05.   Department  of  Defense,  Washington  D.C.     Optimisation*priority* Comments* Lowest'pumping'rate' ' Lowest'energy'usage' ' ' Minimal'impacts' ' Minimal'capital'cost' ' Minimal'operating' cost' Shortest'dewatering' period' ' ' Maximum'certainty'of' outcome' Risk' that' system' will' not' have' sufficient' spare' capacity' to' handle'modest'increases'in'flow'rate'above'design'values.' Will' tend' to' favour' lowest' pumping' rate' solutions,' with' the' same'risks.'May'involve'use'of'smaller'pumps'for'steady'state' pumping,'once'initial'drawdown'has'been'achieved.' May' favour' groundwater' exclusion' solutions' that' use' low' permeability'cut@off'walls'to'avoid'or'minimise'pumping.' Will' tend' to' favour' lowest' pumping' rate' solutions,' with' the' same'risks.' Will' tend' to' favour' lowest' pumping' rate' solutions,' with' the' same'risks.' May' be' appropriate' for' emergency' dewatering' systems' to' recover'a'project'after'a'failure'or'inundation,'or'for'projects' where'the'dewatering'costs'are'small'relative'to'project'weekly' on@costs' May'be'appropriate'for'projects'where'programme'certainty'is' a'key'factor,'and'the'dewatering'must'be'fully'effective'without' time'consuming'modifications.''