Markets in Financial Instruments Directive II (MiFID II) is complemented by Markets in Financial Instruments Regulation (MiFIR), which builds out transaction reporting requirements with a number of new reporting obligations. The data and data management challenges of reporting include an increase in instruments that must be reported and the addition of several new fields to transaction reports. The Legal Entity Identifier (LEI) is also mandated for use in reporting. Join the webinar to find out about: -Transaction reporting -Data requirements -Data management -Inclusion of the LEI -Best practice approaches

1. FROM
March 23, 2017
Welcome to A-Team Group’s webinar
MiFID II: Data for transaction reporting

2. FROM
March 23, 2017
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4. FROM
March 23, 2017
Moderator:
Sarah Underwood, Editor, A-Team Group

5. FROM
March 23, 2017
Panel Member: Chad Giussani, Head, Compliance,
Operations FM, Standard Chartered Bank
Areas of Expertise:
• Regulatory advisory
• Reference data and standards
• Operational controls and requirements

6. FROM
March 23, 2017
Panel Member: David Masters, Referential Data
Coordinator, Societe Generale
Areas of Expertise:
• Working on MiFID II/MiFIR for the Societe Generale
UK broker dealer entity
• Involved in FIA and ISDA MiFID2/MiFIR reporting
working groups
• Looking for opportunities for consistency of
approach across different reporting regimes,
particular focus on referential data such as
product and counterparty data

7. FROM
March 23, 2017
Panel Member: David Lawlor, Global Head of Content
Management, Thomson Reuters
Areas of Expertise:
• Global Head of enterprise content cross asset
• Strategy owner and business lead of Aggregation
and distribution of market data real time feeds
• Accountable owner of data aggregation and APA
MiFId work streams
• Steer co member of MiFID 2 strategy group

8. FROM
March 23, 2017
Panel Member: Steve Barnes, VP of Technology,
AQMetrics
Areas of Expertise:
• Over 16 years of experience implementing, designing
and building risk, compliance and defence solutions
for more than 30 Tier 1 financial institutions across the
globe
• At AQMetrics, working on building out extensive
functionality to help buy-side and sell-side better
prepare for MiFID II obligations

9. FROM
March 23, 2017
Panel Member: Paul Liesching, Global Head of
Financial Markets, Truphone
Areas of Expertise:
• Mobile communications for financial markets
• Record-keeping regulation
• Mobile compliance

10. FROM
March 23, 2017
Transaction reporting requirements of MiFID II/MiFIR
Data requirements and sourcing including standard data codes
Approaches to the data management challenges of MiFIR
Data quality requirements of MiFIR transaction reporting
MiFIR reporting as part of a strategic approach to regulation
Solutions to support implementation of transaction reporting
Working effectively with Approved Reporting Mechanisms
Expert advice for practitioners working on MiFIR reporting
Talking Points

11. FROM
March 23, 2017
Transaction reporting requirements of
MiFID II/MiFIR and how they differ from MiFID

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March 23, 2017
Sourcing data required for regulatory compliance,
including standard data codes

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March 23, 2017
Data management challenges of MiFIR transaction
reporting and how they can be approached

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March 23, 2017

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March 23, 2017
Data quality requirements of transaction reporting

16. FROM
March 23, 2017
Managing MiFID II transaction reporting as
part of a strategic approach to regulation

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March 23, 2017
Solutions and services to support transaction
reporting under MiFID II

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March 23, 2017

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March 23, 2017

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March 23, 2017
Status of Approved Reporting Mechanisms – or
ARMs – and how to work with them effectively

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March 23, 2017
Benefits of getting transaction reporting right

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March 23, 2017
What must firms have in place on 3 January 2018
to satisfy regulators?

23. FROM
March 23, 2017
Advice for data practitioners working on MiFID II
transaction reporting

24. FROM
March 23, 2017
Thank you to our sponsors
Contact:
regulatory.solutions@thomsonreuters.com
Contact:
info@aqmetrics.com
Contact:
UK: + 44 77 88 77 22 99
US: + 1 646 461 18 99
ES: + 34 668 112 2 99
AU: + 61 481 473 3 99
NL: + 31 6 297 022 99
HK: + 852 5149 10 99
DE: + 49 1529 0012 2 99
PL + 48 732 402 2 99
paul.liesching@truphone.com

25. FROM
March 23, 2017
Upcoming A-Team Group Events
Visit IntelligentTradingTechnology.com/events
or DataManagementReview.com/events
June 8th
Intelligent
Trading
Summit
New York
November 16th
NEW: RegTech
Summit for
Capital Markets
New York
April 4th
Data
Management
Summit
New York
October 5th
NEW: RegTech
Summit for
Capital Markets
London

26. FROM
March 23, 2017
Upcoming A-Team Group Webinars
Visit webinar sections of
Datamanagementreview.com and IntelligentTradingTechnology.com
April 20th
Using metrics
to measure
data quality
April 6th
Putting data
management
processes in
place for MiFID
II
April 25th
Voice
recording for
communication
surveillance
under MIFID II

27. FROM
March 23, 2017
A-Team Group Handbook Series
Visit the handbooks section of
DataManagementReview.com and IntelligentTradingTechnology.com

28. FROM
March 23, 2017
Join the
Data Management Review Online Community
Data Management Review is your single destination for knowledge and resources covering data management
approaches, trends and challenges as well as all the regulations impacting financial data management for the
enterprise.
Join our 15,000 other members - it’s entirely free to join!
Sign up at http://bit.ly/signupforDMR
Membership entitles you to free access to expert unbiased commentary.
We deliver:
 Regular weekly updates on the latest news and views
 Blogs and commentary
 White papers
 Surveys and research
 Data management handbooks
 Events
 Webinars
 Awards

29. FROM
March 23, 2017
Join the
Intelligent Trading Technology Online Community
Intelligent Trading Technology is your single destination for knowledge and resources covering trading technology
approaches, trends and challenges as well as all the regulations impacting financial trading technology for the
enterprise.
Join our 17,000 other members - it’s entirely free to join!
Sign up at http://bit.ly/ITTSignup
Membership entitles you to free access to expert unbiased commentary.
We deliver:
 Regular weekly updates on the latest news and views
 Blogs and commentary
 White papers
 Surveys and research
 Trading technology handbooks
 Events
 Webinars
 Awards