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DR. MEDARD TWINAMATSIKO KATONERA,
PhD
mtwinamatsiko@must.ac.ug
0772 892 953/0751 892 953
 The major objectives of the course “Public
Private Partnership” (PPP) is to learn theories
and practices of cooperation between public
and private sectors in delivering public
services in urban areas. In the course, various
aspects of partnership approaches, effects
and issues will be discussed and way forward
generated.
1. Understanding Public Private Partnership and
Urban Service Delivery
a) What are PPPs?
b) What is urban service delivery?
c) Historical origins, trends of reform and current
revolution in PPPs
d) What is the rationale of PPPs in urban service
delivery?
e) Options for Public-Private Partnerships
f) What are the features/properties/elements of a
PPP framework?
2. Theories and Principles of Public Private Partnership?
a) Theoretical approaches
b) Principles of PPPs/Guidelines for entering into PPP
c) Types of PPPs and why different options are made
3. Processes of PPPs
i) Planning for Public Private Partnership
 Concepts and practices of outsourcing and
competition
 Opportunities and challenges of public-private
cooperation in the plan development for the
governance of complex issues eg legal aspect,
stakeholder involvement, approvals etc
 Opportunities and challenges of PPP procurement
 Identifying opportunities and challenges of public-
private cooperation in plan development in your PPP
project.
 Opportunities and challenges of stakeholder
involvement in the plan development for the
governance of complex issues
 Identifying PPP project stakeholders and
analyzing their (potential) influence in your
PPP project (Stakeholder Analysis)
ii). Implementing Public Private Partnership
a) Steps and stages of PPPs
b) Explaining opportunities and challenges of
public-private cooperation in project
implementation for the governance of complex
issues.
c) Identifying challenges to and opportunities for
public-private cooperation in your PPP projects.
d) Evaluating the implementation of PPP projects.
e) Proposing alternative approaches to PPP project
implementation for the two respective projects.
f) Strategies and Governance of PPPs
iii). PPP Analysis, Monitoring and Evaluation
a) What is M&E in PPs
b) Key considerations and tools e.g. real estates
FAs, Valuations
c) Explaining the challenges of evaluation in and
of public-private partnerships.
d) Identifying the strengths and weaknesses of
your PPP project evaluations.
e) Proposing recommendations for PPP project
evaluation.
4. Privatization and PPPs
a) Theories and practices of privatization
5. Case study reviews in PPPs
a) Water and Sanitation
b) Urban Infrastructure
c) Health and Education
Mode of Delivery
a) Lectures
b) Class guided discussions
c) Students presentations
d) Case scenario sharing
Assessment
a) Assignments (1)-10%
b) Class presentation-(5%)
c) Mid semester Exam (20%)
d) Class participation-5%
e) End of Semester Exam (60%)
 P3s are contractual agreements between a public
agency and a private entity that allow for greater
private participation in the delivery of financing of
projects
 Public-Private Partnerships (PPPs) are contracts between
the public sector and private sector. These necessitate
new or improved investments by the private sector.
This is in most cases in terms of money, expertise,
reputation, knowledge, infrastructure development etc).
There is transfer of key risks to the private sector and
payments are made in terms of performance for the
purpose of delivering a service traditionally provided by
the public sector (WB, 2011).
 Public/private partnerships are considered
“creative alliances” formed between a
government entity and private developers to
achieve a common purpose. Other actors have
joined such partnerships—including
nongovernmental institutions, such as health
care providers and educational institutions;
nonprofit associations, such as community-
based organizations; and intermediary groups,
such as business improvement districts. Citizens
and neighborhood groups also have a stake in
the process (Friedman, 2016).
 Provision of services in an urban setting
 By 2030, urban populations worldwide are
expected to grow by 1.4 billion people, with city
and town dwellers accounting for 60% of the total
world population. By 2050 this figure is expected
to reach 2.6 billion.
 In an increasingly urbanized world, it will be
crucial to ensure that public services in urban
areas deliver for poor people as well as the wider
population, and it is now well known that
governance factors are important in constraining
or enabling effective service delivery.
 Delivering better value for the public money
Eg price and quality in the provision of goods
and services---but we should guard against
manipulation
 Technology transfer: This is a major
limitation in a public sector alone. There is a
need for knowledge based economy policies
 Additionality. More public service and
consumer welfare benefits available in a PPP
project than without
 Avoided public financing and borrowing:
Many governments would want to be out of
debts. This is a priority for many
governments but risks entering in a PPP are
also unavoidable
 Contracted outputs and improved
transparency. Resistance to new moving
discretion from some public stakeholders
 Providing checks and balances in the public
sector. This may address issues of lack of
accountability mechanisms and corruption
 A sign of a progressive and global village. We
need to move forward…..be like others and
engage with the rest
 Increasing efficiency and effectiveness in
urban service delivery
 Increased stakeholder involvement and
enabling environment for participation
 Building lasting relations between the public
and the private-commitment and trust
 Grimsey and Lewis (2004). Public private partnerships: The
worldwide revolution in infrastructure provision and
project finance. Cheltenham: Edward Elgar.
 Parts: Chapter 1, Chapter 3 (esp. pp. 41-54)
 Bovaird (2004). Public-private partnerships: From
contested concepts to prevalent practice. International
Review of Administrative Sciences 70 (2), 199-215.
 Weihe (2008). Ordering disorder – On the perplexities of
the partnership literature. The Australian Journal of Public
Administration 67 (4), 430-442.
 Klijn (2010). Public-private partnerships: Deciphering
meaning, message and phenomenon. In: Hodge, Greve,
and Boardman (2010), International Handbook on Public-
Private Partnerships, pp. 68-80. Cheltenham: Edward
Elgar.
 Lenferink, Leendertse, Arts, and Tillema
(2014). Public-private plan development: Can
early private involvement strengthen
infrastructure planning? European Planning
Studies 22 (2), 323-344.
 Siemiatycki (2007). What’s the secret?
Confidentiality in planning infrastructure
using public/private partnerships. Journal of
the American Planning Association 73 (4),
388-403.
 De Schepper, Dooms, and Haezendonck (2014).
Stakeholder dynamics and responsibilities in public-
private partnerships: A mixed experience. International
Journal of Project Management 32 (7), 1210-1222.
 El-Gohary, Osman, and El-Diraby (2006). Stakeholder
management for public-private partnerships. International
Journal of Project Management 24 (7), 595-604.
 Jones and Noble (2008). Managing the implementation of
public-private partnerships. Public Money & Management
28 (2), 109-114.
 E S Savas, "Privatization and Public-Private Partnerships"
(Required)
 Carsten Greve, "Contracting for Public Services"
 Stephen P. Osborne, "The New Public Governance?:
Emerging Perspectives

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Introductory_Lecture_1-PPP.pptx

  • 1. DR. MEDARD TWINAMATSIKO KATONERA, PhD mtwinamatsiko@must.ac.ug 0772 892 953/0751 892 953
  • 2.  The major objectives of the course “Public Private Partnership” (PPP) is to learn theories and practices of cooperation between public and private sectors in delivering public services in urban areas. In the course, various aspects of partnership approaches, effects and issues will be discussed and way forward generated.
  • 3. 1. Understanding Public Private Partnership and Urban Service Delivery a) What are PPPs? b) What is urban service delivery? c) Historical origins, trends of reform and current revolution in PPPs d) What is the rationale of PPPs in urban service delivery? e) Options for Public-Private Partnerships f) What are the features/properties/elements of a PPP framework?
  • 4. 2. Theories and Principles of Public Private Partnership? a) Theoretical approaches b) Principles of PPPs/Guidelines for entering into PPP c) Types of PPPs and why different options are made 3. Processes of PPPs i) Planning for Public Private Partnership  Concepts and practices of outsourcing and competition  Opportunities and challenges of public-private cooperation in the plan development for the governance of complex issues eg legal aspect, stakeholder involvement, approvals etc  Opportunities and challenges of PPP procurement  Identifying opportunities and challenges of public- private cooperation in plan development in your PPP project.
  • 5.  Opportunities and challenges of stakeholder involvement in the plan development for the governance of complex issues  Identifying PPP project stakeholders and analyzing their (potential) influence in your PPP project (Stakeholder Analysis)
  • 6. ii). Implementing Public Private Partnership a) Steps and stages of PPPs b) Explaining opportunities and challenges of public-private cooperation in project implementation for the governance of complex issues. c) Identifying challenges to and opportunities for public-private cooperation in your PPP projects. d) Evaluating the implementation of PPP projects. e) Proposing alternative approaches to PPP project implementation for the two respective projects. f) Strategies and Governance of PPPs
  • 7. iii). PPP Analysis, Monitoring and Evaluation a) What is M&E in PPs b) Key considerations and tools e.g. real estates FAs, Valuations c) Explaining the challenges of evaluation in and of public-private partnerships. d) Identifying the strengths and weaknesses of your PPP project evaluations. e) Proposing recommendations for PPP project evaluation. 4. Privatization and PPPs a) Theories and practices of privatization 5. Case study reviews in PPPs a) Water and Sanitation b) Urban Infrastructure c) Health and Education
  • 8. Mode of Delivery a) Lectures b) Class guided discussions c) Students presentations d) Case scenario sharing Assessment a) Assignments (1)-10% b) Class presentation-(5%) c) Mid semester Exam (20%) d) Class participation-5% e) End of Semester Exam (60%)
  • 9.  P3s are contractual agreements between a public agency and a private entity that allow for greater private participation in the delivery of financing of projects  Public-Private Partnerships (PPPs) are contracts between the public sector and private sector. These necessitate new or improved investments by the private sector. This is in most cases in terms of money, expertise, reputation, knowledge, infrastructure development etc). There is transfer of key risks to the private sector and payments are made in terms of performance for the purpose of delivering a service traditionally provided by the public sector (WB, 2011).
  • 10.  Public/private partnerships are considered “creative alliances” formed between a government entity and private developers to achieve a common purpose. Other actors have joined such partnerships—including nongovernmental institutions, such as health care providers and educational institutions; nonprofit associations, such as community- based organizations; and intermediary groups, such as business improvement districts. Citizens and neighborhood groups also have a stake in the process (Friedman, 2016).
  • 11.  Provision of services in an urban setting  By 2030, urban populations worldwide are expected to grow by 1.4 billion people, with city and town dwellers accounting for 60% of the total world population. By 2050 this figure is expected to reach 2.6 billion.  In an increasingly urbanized world, it will be crucial to ensure that public services in urban areas deliver for poor people as well as the wider population, and it is now well known that governance factors are important in constraining or enabling effective service delivery.
  • 12.  Delivering better value for the public money Eg price and quality in the provision of goods and services---but we should guard against manipulation  Technology transfer: This is a major limitation in a public sector alone. There is a need for knowledge based economy policies  Additionality. More public service and consumer welfare benefits available in a PPP project than without
  • 13.  Avoided public financing and borrowing: Many governments would want to be out of debts. This is a priority for many governments but risks entering in a PPP are also unavoidable  Contracted outputs and improved transparency. Resistance to new moving discretion from some public stakeholders  Providing checks and balances in the public sector. This may address issues of lack of accountability mechanisms and corruption
  • 14.  A sign of a progressive and global village. We need to move forward…..be like others and engage with the rest  Increasing efficiency and effectiveness in urban service delivery  Increased stakeholder involvement and enabling environment for participation  Building lasting relations between the public and the private-commitment and trust
  • 15.  Grimsey and Lewis (2004). Public private partnerships: The worldwide revolution in infrastructure provision and project finance. Cheltenham: Edward Elgar.  Parts: Chapter 1, Chapter 3 (esp. pp. 41-54)  Bovaird (2004). Public-private partnerships: From contested concepts to prevalent practice. International Review of Administrative Sciences 70 (2), 199-215.  Weihe (2008). Ordering disorder – On the perplexities of the partnership literature. The Australian Journal of Public Administration 67 (4), 430-442.  Klijn (2010). Public-private partnerships: Deciphering meaning, message and phenomenon. In: Hodge, Greve, and Boardman (2010), International Handbook on Public- Private Partnerships, pp. 68-80. Cheltenham: Edward Elgar.
  • 16.  Lenferink, Leendertse, Arts, and Tillema (2014). Public-private plan development: Can early private involvement strengthen infrastructure planning? European Planning Studies 22 (2), 323-344.  Siemiatycki (2007). What’s the secret? Confidentiality in planning infrastructure using public/private partnerships. Journal of the American Planning Association 73 (4), 388-403.
  • 17.  De Schepper, Dooms, and Haezendonck (2014). Stakeholder dynamics and responsibilities in public- private partnerships: A mixed experience. International Journal of Project Management 32 (7), 1210-1222.  El-Gohary, Osman, and El-Diraby (2006). Stakeholder management for public-private partnerships. International Journal of Project Management 24 (7), 595-604.  Jones and Noble (2008). Managing the implementation of public-private partnerships. Public Money & Management 28 (2), 109-114.  E S Savas, "Privatization and Public-Private Partnerships" (Required)  Carsten Greve, "Contracting for Public Services"  Stephen P. Osborne, "The New Public Governance?: Emerging Perspectives