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Indian Journal of Community Medicine Vol. 30, No. 2, April-June, 2005
46
Review Article
Safety and Health of Urban Informal SectorWorkers
Onkarnath Chattopadhyay1
1. Public Health Specialist Grade I, All India Institute of Hygiene &
Public Health, Urban Health Centre,
Chetla, Kolkata-700027
According to the ILO definition “the urban informal sector can
be characterized as a range of economic units in the urban
areas, which are mainly owned and operated by individuals
either alone or in partnership with members of the same
household and which employ one or more employees on a
continuous basis in addition to the unpaid family worker and/
or casual employee.Typically these units operate on a small-
scale, with a low level of organization and little or no division
between labour and capital.They are engaged in the production
and distribution of goods and services with the main objective
of generating employment and a basic income to the persons
concerned”1
.
Inadequate safety and health standards and environmental
hazards are particularly evident in the case of the informal
sector. Poor working environment including inadequate
premises and often very unsatisfactory welfare facilities, as
well as practically non-existent occupational health services
are causing large human and material losses, which burden
the productivity of national economies, impair health and
general well-being as well as the quality of life of informal
workers and their families. The protection of the health and
welfare of informal sector workers is a challenge which should
be faced with an integrated approach to health promotion,
social protection and quality employment creation and has,
therefore, to be part of a strategy to improve the basic living
conditions of the urban poor2
.
The organizational efforts of the informal sector’s operators
themselves are the principal means whereby informal sector
workers will be able to bring about changes in their working
and living conditions. While protective approaches cannot
significantly change the social situation, they can dramatically
reudce its pernicious effects on informal sector workers
allowing them to perform safer tasks under healthy and
protected conditons.
Innovative means to prevent occupational accidents and
diseases and environmental hazards need to be developed
through cost-effective and sustainable measures at the work-
site level.
There have been limited attempts to deal with the informal
sector in the area of health promotion and protection, although,
never with a comprehensive strategy. However, evidence
suggests, that with the appropriate support, informal sector
workers can move from a situation of mere survival to a
stronger economic position enhancing their contribution to
economic growth nad social integration, as well as participating
in the improvement of their own working and living conditions.
In order to raise the productivity of informal sector workers it
is necessary to develop measures which effectively combine
services to enable micro-entrprises to increase their income
and services to assist them in protecting their health and
improving their working conditions3
.
Identification of problems and needs
The informal sector employs a considerable part of the urban
labour force in many developing countries, its employment
share being estimated to fluctuate between 30 and 80 per
cent. For example. For example, in Asia the informal sector
is estimated to absorb between 40 and 50 per cent of the
urban labour force, although significant variation can be found
between the newly industrializing countires (less that 10 per
cent) and countries where the sector’s employment share
reaches 65 per cent.
Legal Aspects and Labour Relations
The informal sector constitutes a dilemma concerning labour
relations, processes and institutions because by definition
the informal sector includes employment situations and labour
relations which not only differ from those in the formal sector
but also often infringe established rules and laws. In many
informal sector micro-enterprises, a clear employer/employee
relationship is lacking. Labour relations are based on casual
employment kinship or personal and social relations rather
than contractual arrangements with formal guarantees.This
situation may facilitate or hamper the informal sector workers’
capacity of mobilization and organization as a group and
highlight the differences between the associations of operators
in the informal sector and the traditional trade unions and
employers’organizations of the formal sector.The role of the
State and of both trade unions and employers’ organizations
in main-streaming the informal sector into the formal economy
development process is still under debate.
There are a number of institutional, economic and policy
constraints which determine the differences between informal
sector operators and formal sector’s workers, in terms of
productivity, observance of fiscal and labour regulations,
employment status, social protection, their specific needs
and the strategies required to meet them.This sector involves
mainly non-waged and unorganized workers engaged in
precarious work processes and labour arrangements in
Safety and Health of Urban Informal Sector Workers
Indian Journal of Community Medicine Vol. 30, No. 2, April-June, 2005
business, which in many cases are largely unregulated and
un-registered, falling outside of state regulations and control.
In most cases they lack institutional support and advocacy,
as they have poor channels of communication with the
relevant institutions.
Most of the micro-enterprises from the informal sector operate
on open land or locations not legally recognized for the
purpose and with no right of ownership. Thus, municipal
regulatory standards are not applicable to them. Therefore,
as they do not own the land, they cannot have access to
sanitary facilities, permanent and suitable working
environments, access to potable water or electricity as these
services are provided only to lawful owners of land. Existing
occupational safety and health (OSH) regulations do not cover
these workers.
Working Conditions
The majority of urban infomal sector workers live in poor areas,
lack basic health and welfare services and social protection
and work in an unhealthy and unsafe working environment.
For many informal sector operators their home and workplace
are one and the same place. Vulnerability to diseases and
poor health result from a combination of undersirable living
and working conditions. The conditions under which most
informal workers operate are precarious and unsafe. Many of
the micro-enterprises in which they operate have ramshackle
structures, lack sanitrary facilites or portable water and have
poor waste disposals.
In the informal sector, the distinction between working and
living conditions often becomes blurred and both are related
to broader problems of poverty and underdevelopment.The
interaction between occupational hazards and poor living
conditions can exacerbate the health problems of informal
sector workers, as in micro-enterprises from the informal
sector, poor working practices and poor working conditions
are interrelated. The hazards vary according to occupation,
some of the most prevalent problems are : poor lighting, lack
of ventilation, excessive heat, poor housekeeping, inadequate
work space and working tools, lack of protective equipment,
exposure to hazardous chemicals and dusts and long hours
of work.The most prevalent health impairments are musculo-
skeletal disorders and low back pain; allergic reactions and
other respiratory disorders; physical strain, fatigue and stress.
Injuries with tools are also frequent4
.
Due to high production demands and poor work organization,
the tools and facilities used for lifting and transporting materials
are often inadequate. This, linked to repetitive working
movements, carrying of heavy loads and awkward postures,
provokes a physical workload which may reach unacceptable
levels causing unnecessary strain on the workers and fatigue,
contributing towards injuries.
Hazardous working conditions not only harm informal sector
workers’health but also decrease the enterprise’s productivity.
and therefore income due to poor health and the inability to
work effectively. Awareness both of the adverse long-term
effects of poor and hazardous working conditions as well as
of how to improve workers’ protection and business practices
in order to increase productivity are very low among the micro-
entrepreneurs.
Considerations concerning the design of occupational
safety and health strategies for the informal urban sector
The protection of the health and safety of workers in the
informal sector needs to be faced having an integrated aproach
to health promotion, social protection, productivity,
employment creation and the protection of the environment,
seeking to achieve sustainable and equitable development.
Interventions aimed at raising the health status and
productivity of workers in informal sector’s micro-enterprises
should be developed through the promotion of health and
safety at work and the establishment of self-sustainable health
insurance schemes. The development of measures which
effectively combine services to enable micro-enterprieses to
increase their income and services to assist them in improving
their working conditions and health would also contribute to
increased productivity and enterprise growth and to allow for
capacity-building within the informal sector itself.
An occupational safety and health promotion programme for
the informal sector micro-enterprises should focus on two
major aspects:
Raising awareness on occupational safety and health
hazards in the clusters through the development of human
resources for the improvement of working conditions; and
Seeking institutional support for the provision of
occupational health and preventive services for workers
in the urban informal sector within the existing primary
health care structure.
Provision of occupational health and preventive services
within the existing primary health care structure
The health promotion activities for the extension of
occupational health should be carried out in collaboration with
established public health-care facilites at the municipal and
district level, from health care facilities in the vicinity of the
informal sector’s clusters. Training on occupational health
should be provided to health care personnel (medical,
paramedical and nurses). In order to extend their services to
the informal sector’s clusters, a referral-system involving the
first-aiders in each cluster needs to be created. The health
care personnel should visit the clusters on a continuous basis
(weekly) for the health promotion activities, including basic
sanitation, immunizaiton campaigns and contact with the first-
aiders. To face the basic needs of informal sector workers
health care should be based on a primary health care approach
and include first-aid, basic health care, health promotion
programmes early detection of occupational health
impairments and a preventive approach.
Safety and Health of Urban Informal Sector Workers47
Indian Journal of Community Medicine Vol. 30, No. 2, April-June, 2005
Systematic medical examinations of workers or monitoring
of the working environment as in the formal sector, would not
be realistic or practical. Due to the close inter-personal
relationships which exist in the informal sector, questioning
workers would give a fairly good idea of the prevalence of
accidents and diseases which occur over a period of time. It
is also unrealistic to propose new occupational health
infrastructures for the informal sector.However, the channels
through which an occupational health practice could be
extended to the informal sector should be identified. The
provision of occupational health services should be
implemented through the existing health delivery system.
Occupational health practice should be extended through
community health programmes, public health services, to
integrate occupational health action into primary health care
programmes for the development of an occupational health
unit within dispensaries at district level, in order to prevent
and control both endemic and occupational diseases and
occupational injuries, allowing referral to a higher level of health
care when necessary.
Information and training in the informal sector
In order to reach the informal sector workers both where they
live and work and to respond to their basic needs, information
and training should be provided through non-formal education
programmes5
. It is necessary to define the characteristics
and needs at local level (Worksite, cluster, community, etc.)
in order to create a flexible and dynamic programme of non-
formal education. It must be kept in mind, that there will be
different levels of beneficiaries and, therefore, different levels
of information and training.
Occupational safety and health (OS&H) projects : Projects
have experimented with group-and area-based strategies
aiming at improving the living and working conditions of urban
informal sector worker.The strategies have consisted of :
extension of OS&H services by the public health care
system;
training individuals within the target group to identify
OSH&H problems;
emphasising low-cost improvements in working conditions.
The projects reviewed highlighted several lessons learnt
and directions for future interventions6
.
The creation of new structures can be avoided because
the existing structures (public health care centres, NGOs,
the informal sector operators themselves) would lend
themselves well to carrying out promotional, educational
and preventive services and the structures are present at
local levels.As a consequence, however, training in OS&H
has to be simple and practical.
The inadequacy of public resources for basic social
services is a real constraint and it is therefore uncertain
whether promotional and educational health services will
have a guranteed place in the scheme of social services
delivery.
The use of the public health care system would only be
sustainable with the support of an appropriate national
policy.
Furthermore, an institutionalised training programme for
health workers which integrates OS&H, a clearer mandate
for primary care units to deal with OS&H, and collaboration
between labour ministries and health ministries is required.
Lasting improvements in working conditions can be
achieved primarily through better infrastructure and better
basic services in poor urban areas. The role of local
government units, which are responsible for infrastructure
investments and delivery of basic services, is therefore
crucial.
Organisation among informal sector workers helps to
address problems concerning their working conditions,
because:
1. they are able to take self-help initiatives, and
2. the organisation provides a link between the workers and
the institutional structure that provides services.
The number of actual initiatives undertaken in the area of
OS&H is however limited and more practical experience
should therefore be generated and evaluated for promoting
OS&H through:
1) group-based schemes, or
2) existing structures (NGOs, public health care centres,
informal sector workers themselves).
References
1. Forastieri V. Improvement of Working Conditions and Envi-
ronment in the Informal Sector through Safety and Health
Measures, ILO, Geneva. July 1999 www.ilo.org/safework.
2. Tornberg V, Forastieri V, Riwa PG, Swai D. Occupational safety
and health in the informal sector : Intervention strategies and
implementation of pilot activities in Dar es Salaam. African
Newsletter on Occupational Health and Safety. Aug 1996;
6(2):30-33.
3. World Health Organization. Compendium of activities of the
WHO collaborating centres in occupational health: network
of collaborating centres work plan: 2001-2005 : 15 task
forces.www.who.int/oeh.
4. Loewenson RH. Health impact of occupational risks in the
informal sector in Zimbabwe. International Journal of
Occupational and Environmental Health. Oct-Dec 1998; 4(4):
264-74.
5. Phoon WO, Kawakami T, Ton TK, Nguyen THT, Lehtinen S.,
Chavalitnitikul C., et al. Informal sector Asian-Pacific
Newsletter on Occupational Health and Safety. Mar 2003;
10(1):1-23.
6. A thematic Evaluation of the Urban Informal Sector : ILO
Actions and Perspectives, Evaluation Unit (PROG/EVAL),
Bureau of Programming and Management, July 1999.
(www.ilo.org/safework)
Safety and Health of Urban Informal Sector Workers48

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Safety and health of urban informal sector workers

  • 1. Indian Journal of Community Medicine Vol. 30, No. 2, April-June, 2005 46 Review Article Safety and Health of Urban Informal SectorWorkers Onkarnath Chattopadhyay1 1. Public Health Specialist Grade I, All India Institute of Hygiene & Public Health, Urban Health Centre, Chetla, Kolkata-700027 According to the ILO definition “the urban informal sector can be characterized as a range of economic units in the urban areas, which are mainly owned and operated by individuals either alone or in partnership with members of the same household and which employ one or more employees on a continuous basis in addition to the unpaid family worker and/ or casual employee.Typically these units operate on a small- scale, with a low level of organization and little or no division between labour and capital.They are engaged in the production and distribution of goods and services with the main objective of generating employment and a basic income to the persons concerned”1 . Inadequate safety and health standards and environmental hazards are particularly evident in the case of the informal sector. Poor working environment including inadequate premises and often very unsatisfactory welfare facilities, as well as practically non-existent occupational health services are causing large human and material losses, which burden the productivity of national economies, impair health and general well-being as well as the quality of life of informal workers and their families. The protection of the health and welfare of informal sector workers is a challenge which should be faced with an integrated approach to health promotion, social protection and quality employment creation and has, therefore, to be part of a strategy to improve the basic living conditions of the urban poor2 . The organizational efforts of the informal sector’s operators themselves are the principal means whereby informal sector workers will be able to bring about changes in their working and living conditions. While protective approaches cannot significantly change the social situation, they can dramatically reudce its pernicious effects on informal sector workers allowing them to perform safer tasks under healthy and protected conditons. Innovative means to prevent occupational accidents and diseases and environmental hazards need to be developed through cost-effective and sustainable measures at the work- site level. There have been limited attempts to deal with the informal sector in the area of health promotion and protection, although, never with a comprehensive strategy. However, evidence suggests, that with the appropriate support, informal sector workers can move from a situation of mere survival to a stronger economic position enhancing their contribution to economic growth nad social integration, as well as participating in the improvement of their own working and living conditions. In order to raise the productivity of informal sector workers it is necessary to develop measures which effectively combine services to enable micro-entrprises to increase their income and services to assist them in protecting their health and improving their working conditions3 . Identification of problems and needs The informal sector employs a considerable part of the urban labour force in many developing countries, its employment share being estimated to fluctuate between 30 and 80 per cent. For example. For example, in Asia the informal sector is estimated to absorb between 40 and 50 per cent of the urban labour force, although significant variation can be found between the newly industrializing countires (less that 10 per cent) and countries where the sector’s employment share reaches 65 per cent. Legal Aspects and Labour Relations The informal sector constitutes a dilemma concerning labour relations, processes and institutions because by definition the informal sector includes employment situations and labour relations which not only differ from those in the formal sector but also often infringe established rules and laws. In many informal sector micro-enterprises, a clear employer/employee relationship is lacking. Labour relations are based on casual employment kinship or personal and social relations rather than contractual arrangements with formal guarantees.This situation may facilitate or hamper the informal sector workers’ capacity of mobilization and organization as a group and highlight the differences between the associations of operators in the informal sector and the traditional trade unions and employers’organizations of the formal sector.The role of the State and of both trade unions and employers’ organizations in main-streaming the informal sector into the formal economy development process is still under debate. There are a number of institutional, economic and policy constraints which determine the differences between informal sector operators and formal sector’s workers, in terms of productivity, observance of fiscal and labour regulations, employment status, social protection, their specific needs and the strategies required to meet them.This sector involves mainly non-waged and unorganized workers engaged in precarious work processes and labour arrangements in Safety and Health of Urban Informal Sector Workers
  • 2. Indian Journal of Community Medicine Vol. 30, No. 2, April-June, 2005 business, which in many cases are largely unregulated and un-registered, falling outside of state regulations and control. In most cases they lack institutional support and advocacy, as they have poor channels of communication with the relevant institutions. Most of the micro-enterprises from the informal sector operate on open land or locations not legally recognized for the purpose and with no right of ownership. Thus, municipal regulatory standards are not applicable to them. Therefore, as they do not own the land, they cannot have access to sanitary facilities, permanent and suitable working environments, access to potable water or electricity as these services are provided only to lawful owners of land. Existing occupational safety and health (OSH) regulations do not cover these workers. Working Conditions The majority of urban infomal sector workers live in poor areas, lack basic health and welfare services and social protection and work in an unhealthy and unsafe working environment. For many informal sector operators their home and workplace are one and the same place. Vulnerability to diseases and poor health result from a combination of undersirable living and working conditions. The conditions under which most informal workers operate are precarious and unsafe. Many of the micro-enterprises in which they operate have ramshackle structures, lack sanitrary facilites or portable water and have poor waste disposals. In the informal sector, the distinction between working and living conditions often becomes blurred and both are related to broader problems of poverty and underdevelopment.The interaction between occupational hazards and poor living conditions can exacerbate the health problems of informal sector workers, as in micro-enterprises from the informal sector, poor working practices and poor working conditions are interrelated. The hazards vary according to occupation, some of the most prevalent problems are : poor lighting, lack of ventilation, excessive heat, poor housekeeping, inadequate work space and working tools, lack of protective equipment, exposure to hazardous chemicals and dusts and long hours of work.The most prevalent health impairments are musculo- skeletal disorders and low back pain; allergic reactions and other respiratory disorders; physical strain, fatigue and stress. Injuries with tools are also frequent4 . Due to high production demands and poor work organization, the tools and facilities used for lifting and transporting materials are often inadequate. This, linked to repetitive working movements, carrying of heavy loads and awkward postures, provokes a physical workload which may reach unacceptable levels causing unnecessary strain on the workers and fatigue, contributing towards injuries. Hazardous working conditions not only harm informal sector workers’health but also decrease the enterprise’s productivity. and therefore income due to poor health and the inability to work effectively. Awareness both of the adverse long-term effects of poor and hazardous working conditions as well as of how to improve workers’ protection and business practices in order to increase productivity are very low among the micro- entrepreneurs. Considerations concerning the design of occupational safety and health strategies for the informal urban sector The protection of the health and safety of workers in the informal sector needs to be faced having an integrated aproach to health promotion, social protection, productivity, employment creation and the protection of the environment, seeking to achieve sustainable and equitable development. Interventions aimed at raising the health status and productivity of workers in informal sector’s micro-enterprises should be developed through the promotion of health and safety at work and the establishment of self-sustainable health insurance schemes. The development of measures which effectively combine services to enable micro-enterprieses to increase their income and services to assist them in improving their working conditions and health would also contribute to increased productivity and enterprise growth and to allow for capacity-building within the informal sector itself. An occupational safety and health promotion programme for the informal sector micro-enterprises should focus on two major aspects: Raising awareness on occupational safety and health hazards in the clusters through the development of human resources for the improvement of working conditions; and Seeking institutional support for the provision of occupational health and preventive services for workers in the urban informal sector within the existing primary health care structure. Provision of occupational health and preventive services within the existing primary health care structure The health promotion activities for the extension of occupational health should be carried out in collaboration with established public health-care facilites at the municipal and district level, from health care facilities in the vicinity of the informal sector’s clusters. Training on occupational health should be provided to health care personnel (medical, paramedical and nurses). In order to extend their services to the informal sector’s clusters, a referral-system involving the first-aiders in each cluster needs to be created. The health care personnel should visit the clusters on a continuous basis (weekly) for the health promotion activities, including basic sanitation, immunizaiton campaigns and contact with the first- aiders. To face the basic needs of informal sector workers health care should be based on a primary health care approach and include first-aid, basic health care, health promotion programmes early detection of occupational health impairments and a preventive approach. Safety and Health of Urban Informal Sector Workers47
  • 3. Indian Journal of Community Medicine Vol. 30, No. 2, April-June, 2005 Systematic medical examinations of workers or monitoring of the working environment as in the formal sector, would not be realistic or practical. Due to the close inter-personal relationships which exist in the informal sector, questioning workers would give a fairly good idea of the prevalence of accidents and diseases which occur over a period of time. It is also unrealistic to propose new occupational health infrastructures for the informal sector.However, the channels through which an occupational health practice could be extended to the informal sector should be identified. The provision of occupational health services should be implemented through the existing health delivery system. Occupational health practice should be extended through community health programmes, public health services, to integrate occupational health action into primary health care programmes for the development of an occupational health unit within dispensaries at district level, in order to prevent and control both endemic and occupational diseases and occupational injuries, allowing referral to a higher level of health care when necessary. Information and training in the informal sector In order to reach the informal sector workers both where they live and work and to respond to their basic needs, information and training should be provided through non-formal education programmes5 . It is necessary to define the characteristics and needs at local level (Worksite, cluster, community, etc.) in order to create a flexible and dynamic programme of non- formal education. It must be kept in mind, that there will be different levels of beneficiaries and, therefore, different levels of information and training. Occupational safety and health (OS&H) projects : Projects have experimented with group-and area-based strategies aiming at improving the living and working conditions of urban informal sector worker.The strategies have consisted of : extension of OS&H services by the public health care system; training individuals within the target group to identify OSH&H problems; emphasising low-cost improvements in working conditions. The projects reviewed highlighted several lessons learnt and directions for future interventions6 . The creation of new structures can be avoided because the existing structures (public health care centres, NGOs, the informal sector operators themselves) would lend themselves well to carrying out promotional, educational and preventive services and the structures are present at local levels.As a consequence, however, training in OS&H has to be simple and practical. The inadequacy of public resources for basic social services is a real constraint and it is therefore uncertain whether promotional and educational health services will have a guranteed place in the scheme of social services delivery. The use of the public health care system would only be sustainable with the support of an appropriate national policy. Furthermore, an institutionalised training programme for health workers which integrates OS&H, a clearer mandate for primary care units to deal with OS&H, and collaboration between labour ministries and health ministries is required. Lasting improvements in working conditions can be achieved primarily through better infrastructure and better basic services in poor urban areas. The role of local government units, which are responsible for infrastructure investments and delivery of basic services, is therefore crucial. Organisation among informal sector workers helps to address problems concerning their working conditions, because: 1. they are able to take self-help initiatives, and 2. the organisation provides a link between the workers and the institutional structure that provides services. The number of actual initiatives undertaken in the area of OS&H is however limited and more practical experience should therefore be generated and evaluated for promoting OS&H through: 1) group-based schemes, or 2) existing structures (NGOs, public health care centres, informal sector workers themselves). References 1. Forastieri V. Improvement of Working Conditions and Envi- ronment in the Informal Sector through Safety and Health Measures, ILO, Geneva. July 1999 www.ilo.org/safework. 2. Tornberg V, Forastieri V, Riwa PG, Swai D. Occupational safety and health in the informal sector : Intervention strategies and implementation of pilot activities in Dar es Salaam. African Newsletter on Occupational Health and Safety. Aug 1996; 6(2):30-33. 3. World Health Organization. Compendium of activities of the WHO collaborating centres in occupational health: network of collaborating centres work plan: 2001-2005 : 15 task forces.www.who.int/oeh. 4. Loewenson RH. Health impact of occupational risks in the informal sector in Zimbabwe. International Journal of Occupational and Environmental Health. Oct-Dec 1998; 4(4): 264-74. 5. Phoon WO, Kawakami T, Ton TK, Nguyen THT, Lehtinen S., Chavalitnitikul C., et al. Informal sector Asian-Pacific Newsletter on Occupational Health and Safety. Mar 2003; 10(1):1-23. 6. A thematic Evaluation of the Urban Informal Sector : ILO Actions and Perspectives, Evaluation Unit (PROG/EVAL), Bureau of Programming and Management, July 1999. (www.ilo.org/safework) Safety and Health of Urban Informal Sector Workers48