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BULLETIN OF THE
AMERICAN MATHEMATICAL SOCIETY
Volume 80, Number 1, January 1974
MOTIONS OF LINKS IN THE 3-SPHERE
BY DEBORAH LOUISE GOLDSMITH
Communicated by William Browder, May 24, 1973
1. Introduction. A motion in M of a subspace N consists of an
(ambient) isotopy of N through M which ultimately returns N to itself.
Here we study the problem of determining all essentially different motions
and the natural group structure on this set which is induced when two
motions are multiplied by performing them on N in succession.
The aim of this paper is to calculate the group of motions of links in the
3-sphere and in 3-space. In §3 this is reduced, for "links with generalized
axis", to a calculation of isotopy classes of homeomorphisms of a surface
punctured in a finite number of points. In §4, generators are given for the
motion group of a torus link in S3
, and generators and relations are given
for the motion group of a torus knot in R3
(in fact I can give generators
and relations for both groups).
We begin with a definition of motion groups based on Dahm's original
definition :
2. Motion groups. Let M be a manifold, N a subspace contained in
the interior of M. Denote by H(M) the group of autohomeomorphisms of
M with the compact open topology, where if M has boundary dM, all
homeomorphisms are required to fix dM pointwise; and let H(M; N) be
the subgroup of maps restricting to an autohomeomorphism of N, with
the subspace topology. The notation J^(M) and J4?(M; N) is used for
the group of path components of H{M) and H(M; N), respectively.
Denote the identity map of M by M'M-^M.
A motion of N in M is a path ft in H{M) beginning at / 0 = 1 M and
ending atf where/i(A0=N. The motionƒ is said to be a stationary motion
ofNin MifVt,ft(N)=N. To compose two motions, translate the second
by multiplication in the group H(M) so that its initial endpoint coincides
with the terminal endpoint of the first, and multiply as in the groupoid of
paths. Define the inversef ~x
of a motionf to be the inverse path of the path
ƒ in H(M), translated so that its initial endpoint is M. Finally, we say that
the motionsƒ and g are equivalent if the path g'1
oƒ is homotopic modulo
its endpoints to a stationary motion. Thus stationary motions of N in M
are to be considered trivial; i.e., they are equivalent to the trivial path
mapping to the point M> The group of motions of N in M, denoted
AM S (MOS) subject classifications (1970). Primary 55A25.
Copyright © American Mathematical Society 1974
62
MOTIONS OF LINKS IN THE 3-SPHERE 63
J({M N), is the set of equivalence classes of motions of N in M with
multiplication induced by composition of motions.
To illustrate, we remark that the group of motions of an interior point
in a manifold M is the group rr^M), and that the group of motions of n
distinct points in the interior of a 2-disk is the «th braid group Bn.
More generally, let ^f{M; Nl9 - " 9 Nn) denote the group of path
components of the space H(M; Nx) n • • • nH(M; Nn) of autohomeo-
morphisms of M which restrict to autohomeomorphisms of Nt for all /,
and analogously define the group J((M Nl9 • • • , Nn) of motions of the
«-tuple of subspaces (Nl9 • • • , Nn) in M, where each N{ is returned to
itself by these motions.
3. Motions of links in S3
. The most obvious motion of a link L in Rz
or
S3
is the 2TT rotation, written 2TT. This consists of rotating a 3-ball contain-
ing the link and centered at the origin by 2w radians about the z-axis.
The class {ITT} either is trivial or has order two in the motion group
JK{S3
 L), and it always has order two in the motion group Ji{Rz
 L)
provided the link L is nontrivial.
The next most obvious collection of motions arises from moving a
link in the complement of one of its axes. Since an axis is an unknotted
simple closed curve about which the link L winds, the intersection of L
with a suitable disk which the axis bounds is a finite set of points; it is
natural to ask when a motion of these points in the disk will extend to a
motion of L in the complement of its axis, whether nontrivial motions
of the points can extend to trivial motions of L, and which motions of L
can be performed in the complement of an axis. These questions motivate
the following definition and theorems.
DEFINITION. The simple closed curve A in Sz
—L is said to be a general-
ized axis for the link L if
(1) S3
—A fibers over the circle with fiber homeomorphic to the interior
of a surface S in >S3
with boundary A ;
(2) The surface S may be chosen so that the intersection SnL of the
link with S is a finite set of points P;
(3) the fibration is given by the map/: [0, 1] x 5'->5'3
satisfying
(i) ft(A)=A 2iriAftA-^A is a homeomorphism for all t e [0, 1],
(ii) f0:S->S is the identity and fxS-+S is a homeomorphism,
(iii) /|(0, l)x (S—A) is a homeomorphism onto Sz
—S,
(iv)/([0,l]xP)=L.
An axis for L is simply a generalized axis which is unknotted.
We may assume without loss of generality that the map fx : (S, P)->
(S, P) is the identity on the boundary A of S. Denote the map fx in
H(S;P) by 2, and let J^^(S;P) be the centralizer of {2} in Jf(S;P).
64 D. L. GOLDSMITH [January
Define the subgroup ^^(S; P) of motions of P in S to consist of classes
of those motionsƒ such that S_ 1
of o 2 defines a motion equivalent to/.
If S is a disk, then there is a unique motion class a whose terminal
endpoint is a representative of the class {2}. We now have:
THEOREM la. The sequence
(*) 1 -> e^s (5; P) -> ^ ( 5 3
; L, ^) -> ^ ( S 3
; ,4)
is exact if S is not a disk.
THEOREM lb. If S is a disk (and hence A is an axis of L), the sequence
(**) uT£(S; P) -> J({S3
 L, A) -+ J({S3
 A) = Z2
Z5* exflcf, and the kernel of the map ^^(S; P)-+^(S3
; L, A) is contained
in the subgroup of ^E(S; P) generated by a and c, the generator of the
center of the braid group ^(S; P), where a, C->{2TT}.
THEOREM 2. The sequence
(***) 3fx(S; P) -> J({S3
 L, A)^Z2
is exact, and the kernel of the map J^^(S; P)-><J£(S3
 L, A) is contained
in the subgroup generated by {2} and c, the generator of the center of the
braid group Jf(S; P), where C-+{2TT} and {2}-^{2TT}.
DISCUSSION OF THEOREMS 1 AND 2. The exact sequences (*) and (**)
assert that the classes of motions of P in S which extend to motions of L
in the complement of the generalized axis A comprise the subgroup
Ji^iS'^P) of J((SP), where the homomorphism induced from
motions of P in S to motions of (L, A) in S3
is injective if S is not a
disk, and otherwise has image equal to all of ^(S3
; L, A) or a subgroup
of J((S3
 L, A) of index 2. Theorems 1 and 2 are most useful when L is
the union of a sublink L' and a generalized axis A of L'. For these links
with generalized axis it is often true that the motion groups <Jf(S3
; L) and
*Jf(S3
; L'', A) are the same; for example if A has a different knot type
from the components of L. In this case, the exact sequence (***) calculates
~£(S3
, L) to be a specified quotient of the group J^^(S; P) of homeo-
morphisms of a punctured surface, or a Z2-extension thereof.
4. The group of motions of a torus link in *S3
. A torus link is a link
which may be embedded without self-intersections on the surface of a
torus canonically embedded in S3
. A torus knot is a torus link having one
component. Each such knot is of type (p,q) for some relatively prime
positive integers p and q, where a (p9 q) torus knot wraps p times in the
direction of the longitude and q times in the direction of the meridian.
A type (2, 3) torus knot is illustrated in Figure 1.
1974] MOTIONS OF LINKS IN THE 3-SPHERE 65
A (2, 3) torus knot
FIGURE 1
Every torus link is equivalent, by a deformation of S3
, to k torus knots
of the same type inscribed, respectively, on concentric tori of increasing
radius canonically embedded in Sz
. Numbering the tori in order of increas-
ing radius, we say that the Zth torus knot lies on the ith torus. If the type of
each knot is (p9 q), the link is said to be a (p9 q, k) torus link.
The Zth torus associated with a (p,q,k) torus link L separates Sz
into
two solid tori, whose core circles are called the canonical axes of L; the
jp-axis is that canonical axis linking the Zth torus knot/? times, the#-axis,
the one linking the Zth knot q times. These axes are independent of choice
of Z.
We will now begin to calculate the group of motions of a torus link
in Sz
. Let L denote a (p9q,k) torus link consisting of the (p, q) torus
knots Ll9 • • • , Lk; let Av denote the/?-axis, AQ the #-axis of L:
THEOREM 3. The natural homomorphisms J({SZ
L, A^)-^JK{SZ
 L)
and ^#(53
; L, AQ)->^(SS
; L) induced by restricting motions of L together
with a canonical axis in Sz
to motions of L in Sz
, are surjective.
THEOREM 4. If pj&9 then the natural homomorphism ^{Sz
 L, AQ)->
*Jf(Sz
; L) induced by restricting motions of (L, AQ) in Sz
to motions of L
in Sz
is an isomorphism. Similarly, ^#(S3
; L, A2))-^^(SZ
; L) is an iso-
morphism ifqj£.
PROOF SKETCH OF THEOREMS 3 AND 4. In preparation for the use of
Theorem 2, let Z/=L2 U- • • KjLk and note that the torus knot Lx is a
generalized axis for both L' and L' jA^JAq. Now if S is a spanning
surface for Lx as in the definition of generalized axis, and PQ=AQnS,
Pp=ApnS, the autohomeomorphism 2 of S is a periodic map of period
pq with singular orbits PQ (on which 2 has period q) and Pv (on which
2 has period p). Call a homeomorphism ƒ e H(S) symmetric if ƒ com-
mutes with 2. Then the group J^^(S; P) is naturally isomorphic to the
group of isotopy classes (through symmetric maps) of symmetric maps.
Hence the homomorphism J^^(S; P, PQ)->^^(S; P) induced by inclusion
is surjective, and in casep^ 1, is an isomorphism. (This result is symmetric
66 D. L. GOLDSMITH
with respect to p and q.) The above in conjunction with Theorem 2
provides most of the proof.
COROLLARY 5. The motion group of a type (p, q, k) torus link in Ss
is
generated by the following motions:
(1) i-rotation: The ith concentric torus is rotated by lirjq radians on
itself about its p-axis.
(2) if interchange : The ith torus knot is moved onto the jth concentric
torus and the jth torus knot onto the ith concentric torus, so that the ith
and jth torus knots are interchanged, A cross sectional view of this motion
is the motion of thepoints of intersection ofL with a disk spanning the p-axis,
shown in Figure 2.
FIGURE 2
(3) flip : The p-axis ofL is flipped, carrying each torus knot to itself with
the reversed orientation. We use the invertibility of torus knots and links
in the construction of this motion.
COROLLARY 6. Let Kbe a(p,q) torus knot in R3
. The group J({RZ
 K)
of motions of K in Rz
is
{a, bj^airy.a* = ¥ = / 2
= {2TT}, {2TT}< = 1,
/{2TT}/-I = {2TT}, ƒ*ƒ-! = a-fbf-* = ft-*}
where / = 1 if either p or q is even, and z=2 if both p andq are odd', f is the
flip, the motion a is the l-rotation of Corollary 5, and b is a composite
mr1
o r o m of a motion m taking the (p, q) torus knot to the (q,p) torus
knot, with the l-rotation r of the (q,p) torus knot.
REFERENCES
1. D. Dahm, A generalization of braid theory, Ph.D. Thesis, Princeton University,
Princeton, N.J., 1962.
2. F. Waldhausen, On irreducible 1-manifolds which are sufficiently large, Ann. of
Math. (2) 87 (1968), 56-88. MR 36 #7146.
DEPARTMENT OF MATHEMATICS, UNIVERSITY OF CHICAGO, CHICAGO, ILLINOIS 60637

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Motions of Links

  • 1. BULLETIN OF THE AMERICAN MATHEMATICAL SOCIETY Volume 80, Number 1, January 1974 MOTIONS OF LINKS IN THE 3-SPHERE BY DEBORAH LOUISE GOLDSMITH Communicated by William Browder, May 24, 1973 1. Introduction. A motion in M of a subspace N consists of an (ambient) isotopy of N through M which ultimately returns N to itself. Here we study the problem of determining all essentially different motions and the natural group structure on this set which is induced when two motions are multiplied by performing them on N in succession. The aim of this paper is to calculate the group of motions of links in the 3-sphere and in 3-space. In §3 this is reduced, for "links with generalized axis", to a calculation of isotopy classes of homeomorphisms of a surface punctured in a finite number of points. In §4, generators are given for the motion group of a torus link in S3 , and generators and relations are given for the motion group of a torus knot in R3 (in fact I can give generators and relations for both groups). We begin with a definition of motion groups based on Dahm's original definition : 2. Motion groups. Let M be a manifold, N a subspace contained in the interior of M. Denote by H(M) the group of autohomeomorphisms of M with the compact open topology, where if M has boundary dM, all homeomorphisms are required to fix dM pointwise; and let H(M; N) be the subgroup of maps restricting to an autohomeomorphism of N, with the subspace topology. The notation J^(M) and J4?(M; N) is used for the group of path components of H{M) and H(M; N), respectively. Denote the identity map of M by M'M-^M. A motion of N in M is a path ft in H{M) beginning at / 0 = 1 M and ending atf where/i(A0=N. The motionƒ is said to be a stationary motion ofNin MifVt,ft(N)=N. To compose two motions, translate the second by multiplication in the group H(M) so that its initial endpoint coincides with the terminal endpoint of the first, and multiply as in the groupoid of paths. Define the inversef ~x of a motionf to be the inverse path of the path ƒ in H(M), translated so that its initial endpoint is M. Finally, we say that the motionsƒ and g are equivalent if the path g'1 oƒ is homotopic modulo its endpoints to a stationary motion. Thus stationary motions of N in M are to be considered trivial; i.e., they are equivalent to the trivial path mapping to the point M> The group of motions of N in M, denoted AM S (MOS) subject classifications (1970). Primary 55A25. Copyright © American Mathematical Society 1974 62
  • 2. MOTIONS OF LINKS IN THE 3-SPHERE 63 J({M N), is the set of equivalence classes of motions of N in M with multiplication induced by composition of motions. To illustrate, we remark that the group of motions of an interior point in a manifold M is the group rr^M), and that the group of motions of n distinct points in the interior of a 2-disk is the «th braid group Bn. More generally, let ^f{M; Nl9 - " 9 Nn) denote the group of path components of the space H(M; Nx) n • • • nH(M; Nn) of autohomeo- morphisms of M which restrict to autohomeomorphisms of Nt for all /, and analogously define the group J((M Nl9 • • • , Nn) of motions of the «-tuple of subspaces (Nl9 • • • , Nn) in M, where each N{ is returned to itself by these motions. 3. Motions of links in S3 . The most obvious motion of a link L in Rz or S3 is the 2TT rotation, written 2TT. This consists of rotating a 3-ball contain- ing the link and centered at the origin by 2w radians about the z-axis. The class {ITT} either is trivial or has order two in the motion group JK{S3 L), and it always has order two in the motion group Ji{Rz L) provided the link L is nontrivial. The next most obvious collection of motions arises from moving a link in the complement of one of its axes. Since an axis is an unknotted simple closed curve about which the link L winds, the intersection of L with a suitable disk which the axis bounds is a finite set of points; it is natural to ask when a motion of these points in the disk will extend to a motion of L in the complement of its axis, whether nontrivial motions of the points can extend to trivial motions of L, and which motions of L can be performed in the complement of an axis. These questions motivate the following definition and theorems. DEFINITION. The simple closed curve A in Sz —L is said to be a general- ized axis for the link L if (1) S3 —A fibers over the circle with fiber homeomorphic to the interior of a surface S in >S3 with boundary A ; (2) The surface S may be chosen so that the intersection SnL of the link with S is a finite set of points P; (3) the fibration is given by the map/: [0, 1] x 5'->5'3 satisfying (i) ft(A)=A 2iriAftA-^A is a homeomorphism for all t e [0, 1], (ii) f0:S->S is the identity and fxS-+S is a homeomorphism, (iii) /|(0, l)x (S—A) is a homeomorphism onto Sz —S, (iv)/([0,l]xP)=L. An axis for L is simply a generalized axis which is unknotted. We may assume without loss of generality that the map fx : (S, P)-> (S, P) is the identity on the boundary A of S. Denote the map fx in H(S;P) by 2, and let J^^(S;P) be the centralizer of {2} in Jf(S;P).
  • 3. 64 D. L. GOLDSMITH [January Define the subgroup ^^(S; P) of motions of P in S to consist of classes of those motionsƒ such that S_ 1 of o 2 defines a motion equivalent to/. If S is a disk, then there is a unique motion class a whose terminal endpoint is a representative of the class {2}. We now have: THEOREM la. The sequence (*) 1 -> e^s (5; P) -> ^ ( 5 3 ; L, ^) -> ^ ( S 3 ; ,4) is exact if S is not a disk. THEOREM lb. If S is a disk (and hence A is an axis of L), the sequence (**) uT£(S; P) -> J({S3 L, A) -+ J({S3 A) = Z2 Z5* exflcf, and the kernel of the map ^^(S; P)-+^(S3 ; L, A) is contained in the subgroup of ^E(S; P) generated by a and c, the generator of the center of the braid group ^(S; P), where a, C->{2TT}. THEOREM 2. The sequence (***) 3fx(S; P) -> J({S3 L, A)^Z2 is exact, and the kernel of the map J^^(S; P)-><J£(S3 L, A) is contained in the subgroup generated by {2} and c, the generator of the center of the braid group Jf(S; P), where C-+{2TT} and {2}-^{2TT}. DISCUSSION OF THEOREMS 1 AND 2. The exact sequences (*) and (**) assert that the classes of motions of P in S which extend to motions of L in the complement of the generalized axis A comprise the subgroup Ji^iS'^P) of J((SP), where the homomorphism induced from motions of P in S to motions of (L, A) in S3 is injective if S is not a disk, and otherwise has image equal to all of ^(S3 ; L, A) or a subgroup of J((S3 L, A) of index 2. Theorems 1 and 2 are most useful when L is the union of a sublink L' and a generalized axis A of L'. For these links with generalized axis it is often true that the motion groups <Jf(S3 ; L) and *Jf(S3 ; L'', A) are the same; for example if A has a different knot type from the components of L. In this case, the exact sequence (***) calculates ~£(S3 , L) to be a specified quotient of the group J^^(S; P) of homeo- morphisms of a punctured surface, or a Z2-extension thereof. 4. The group of motions of a torus link in *S3 . A torus link is a link which may be embedded without self-intersections on the surface of a torus canonically embedded in S3 . A torus knot is a torus link having one component. Each such knot is of type (p,q) for some relatively prime positive integers p and q, where a (p9 q) torus knot wraps p times in the direction of the longitude and q times in the direction of the meridian. A type (2, 3) torus knot is illustrated in Figure 1.
  • 4. 1974] MOTIONS OF LINKS IN THE 3-SPHERE 65 A (2, 3) torus knot FIGURE 1 Every torus link is equivalent, by a deformation of S3 , to k torus knots of the same type inscribed, respectively, on concentric tori of increasing radius canonically embedded in Sz . Numbering the tori in order of increas- ing radius, we say that the Zth torus knot lies on the ith torus. If the type of each knot is (p9 q), the link is said to be a (p9 q, k) torus link. The Zth torus associated with a (p,q,k) torus link L separates Sz into two solid tori, whose core circles are called the canonical axes of L; the jp-axis is that canonical axis linking the Zth torus knot/? times, the#-axis, the one linking the Zth knot q times. These axes are independent of choice of Z. We will now begin to calculate the group of motions of a torus link in Sz . Let L denote a (p9q,k) torus link consisting of the (p, q) torus knots Ll9 • • • , Lk; let Av denote the/?-axis, AQ the #-axis of L: THEOREM 3. The natural homomorphisms J({SZ L, A^)-^JK{SZ L) and ^#(53 ; L, AQ)->^(SS ; L) induced by restricting motions of L together with a canonical axis in Sz to motions of L in Sz , are surjective. THEOREM 4. If pj&9 then the natural homomorphism ^{Sz L, AQ)-> *Jf(Sz ; L) induced by restricting motions of (L, AQ) in Sz to motions of L in Sz is an isomorphism. Similarly, ^#(S3 ; L, A2))-^^(SZ ; L) is an iso- morphism ifqj£. PROOF SKETCH OF THEOREMS 3 AND 4. In preparation for the use of Theorem 2, let Z/=L2 U- • • KjLk and note that the torus knot Lx is a generalized axis for both L' and L' jA^JAq. Now if S is a spanning surface for Lx as in the definition of generalized axis, and PQ=AQnS, Pp=ApnS, the autohomeomorphism 2 of S is a periodic map of period pq with singular orbits PQ (on which 2 has period q) and Pv (on which 2 has period p). Call a homeomorphism ƒ e H(S) symmetric if ƒ com- mutes with 2. Then the group J^^(S; P) is naturally isomorphic to the group of isotopy classes (through symmetric maps) of symmetric maps. Hence the homomorphism J^^(S; P, PQ)->^^(S; P) induced by inclusion is surjective, and in casep^ 1, is an isomorphism. (This result is symmetric
  • 5. 66 D. L. GOLDSMITH with respect to p and q.) The above in conjunction with Theorem 2 provides most of the proof. COROLLARY 5. The motion group of a type (p, q, k) torus link in Ss is generated by the following motions: (1) i-rotation: The ith concentric torus is rotated by lirjq radians on itself about its p-axis. (2) if interchange : The ith torus knot is moved onto the jth concentric torus and the jth torus knot onto the ith concentric torus, so that the ith and jth torus knots are interchanged, A cross sectional view of this motion is the motion of thepoints of intersection ofL with a disk spanning the p-axis, shown in Figure 2. FIGURE 2 (3) flip : The p-axis ofL is flipped, carrying each torus knot to itself with the reversed orientation. We use the invertibility of torus knots and links in the construction of this motion. COROLLARY 6. Let Kbe a(p,q) torus knot in R3 . The group J({RZ K) of motions of K in Rz is {a, bj^airy.a* = ¥ = / 2 = {2TT}, {2TT}< = 1, /{2TT}/-I = {2TT}, ƒ*ƒ-! = a-fbf-* = ft-*} where / = 1 if either p or q is even, and z=2 if both p andq are odd', f is the flip, the motion a is the l-rotation of Corollary 5, and b is a composite mr1 o r o m of a motion m taking the (p, q) torus knot to the (q,p) torus knot, with the l-rotation r of the (q,p) torus knot. REFERENCES 1. D. Dahm, A generalization of braid theory, Ph.D. Thesis, Princeton University, Princeton, N.J., 1962. 2. F. Waldhausen, On irreducible 1-manifolds which are sufficiently large, Ann. of Math. (2) 87 (1968), 56-88. MR 36 #7146. DEPARTMENT OF MATHEMATICS, UNIVERSITY OF CHICAGO, CHICAGO, ILLINOIS 60637