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Faculty of Health and Social Care
    Clinical Governance
                          David Stonehouse
                            Senior Lecturer




                               edgehill.ac.uk
Learning Outcomes
   The Student will be able to
■ Explore Idea of Quality in health care.
■ Examine the “Temple Model Of Clinical
  Governance.”
■ Recognise own responsibilities with
  regards to Clinical Governance.
■ Briefly Explore concept of a Learning
  Organisation.

the University of choice
                               edgehill.ac.uk
Why Clinical Governance?
■ Major failings in the NHS highlighted
  in 1990s and 2000.
- Bristol Royal Infirmary
- Dr. Shipman
- Kent & Canterbury cervical smear
  tests
- Breast-screening services in Exeter.

the University of choice
Definition
“A system through which NHS
  organisations are accountable for
  continuously improving the quality of
  their services and safeguarding high
  standards of care, by creating an
  environment in which clinical
  excellence will flourish.”
   Sir Liam Donaldson, Chief Medical Officer, (2002)


the University of choice
Placing Quality At The
      Heart Of The NHS
   Without it there is unfairness. Every
   patient wants to know that they can
   rely on receiving high-quality care
   when they need it. Every part of the
   NHS & everyone who works in it
   should take responsibility for working
   to improve quality. (Department of Health,
   1997)


the University of choice
Clinical Governance is
      about quality and how it can be
     achieved and guaranteed through
        our service to our patients.

  “an umbrella term for everything that
    helps to maintain and improve high
     standards of patient care” (Royal
       College of Nursing, 2003:9).

the University of choice
Duty Of Quality
■ Legal Obligation: The Health Act 1999.
■ Clear lines of responsibility &
  accountability for quality of clinical care
■ Chief Executives are accountable
- Clinical Governance Board/Committee
  (Reports to Trusts Main Board)
- Annual Report Must Be Produced.
- All staff are responsible for the quality of
  care they deliver.

the University of choice
Culture For Clinical
  Governance To Flourish
■ No-blame
■ Questioning
■ Learning culture
■ Excellent Leadership
■ An ethos where staff are valued &
  supported as they form partnerships
  with patients.

the University of choice
Other Cultural Qualities
■ Celebrate success as well as learning
  from what is done badly.
■ Overcoming tribalism by improving
  understanding of the roles of all
  professions.
■ Develop effective team working.
■ Communication with all stakeholders.
■ Commitment to sharing of information.
■ Outward looking approach.

the University of choice
The Temple Model Of
Clinical Governance
The Foundation Stones
               System Awareness




 Systems
Awareness
Systems Awareness
   “A set of interdependent elements interacting to
   achieve a common aim. These elements may be
   both human & non-human” (Department of
   Health, 2000).

■ Systems awareness looks at the whole process,
  as well as the parts, of healthcare delivery, and
  the relationships between them.

■ It is about looking outside of your own sphere of
  influence or team/department.


the University of choice
The Foundation Stones
                         Teamwork




 Systems
Awareness     Teamwork
Teamwork
 “Without teamwork, the potential of
  clinical governance is not
  achievable. Cooperation across &
  between organisations, between the
  NHS and the public it services is
  fundamental to building better
  structures & safer, high quality care.”
            (Hallett & Thompson, 2001)

the University of choice
“If teamwork is performed successfully,
  teams can reap benefits for themselves,
  patients and patients families.
  However, if done badly, the organization
  will struggle to meet its objectives, quality
  of care and the service being delivered will
  diminish, staff morale and satisfaction will
  be lowered and patients will have an
  unsatisfactory and possibly negative
  experience of care.”
                      (Stonehouse, 2011:350)


the University of choice
The Foundation Stones
                  Communication




 Systems                Communication
Awareness    Teamwork
Communication: Greco,
          2000.
■ Being greeted warmly     ■ Being respected
■ Being listened to        ■ Being given enough time
■ Clear Explanations       ■ Having personal
■ Reassurance                circumstances considered
                             when advice or treatment
■ Having confidence in       is offered.
  the ability of staff
                           ■ Being treated as a person
■ Being able to express      & not as a disease.
  fear & concern



the University of choice
The Foundation Stones
                        Ownership




 Systems                Communication
Awareness    Teamwork                   Ownership
Ownership
■ Clinical Governance as a whole.
■ Nurses of their working areas.
■ Patients of their care & treatment.
■ Local community of their health
  services.




the University of choice
The Foundation Stones
                        Leadership




 Systems                 Communication
Awareness    Teamwork                    Ownership   Leadership
Leadership
  “Leadership is critical to the quality of care,
  treatment & outcomes, to staff morale & to the
  learning climate & opportunities available to
  students & others.” (Department of Health,
  1999)
■ Traditionally, position of power at the top of the
  hierarchical structure.
■ Modern approach, recognises effective
  leadership at all levels.



the University of choice
The Pillars




 Systems               Communication
Awareness   Teamwork                   Ownership   Leadership
Clinical Effectiveness
  RCN (1996) defines it as
 “Applying the best available
  knowledge, derived from research,
  clinical expertise & patient
  preferences, to achieve optimum
  processes & outcomes of care for
  patients.”


the University of choice
Clinical Effectiveness
Three distinct parts
1. Finding & assessing evidence.
2. Implementing the evidence.
3. Monitoring & evaluating the impact,
   readjusting practice as necessary,
   usually through clinical audit &
   patient feedback.

the University of choice
The Pillars




 Systems               Communication
Awareness   Teamwork                   Ownership   Leadership
How Effective is this Risk Management?
Risk Management
          Effectiveness
   “The identification, evaluation &
   control of potential adverse
   outcomes that threaten the delivery
   of appropriate care to patients.”
                            (O‟Neil, 2000)
■ Clear risk management policies in
  place.
■ Incident reporting & acting upon.
the University of choice
Adverse Events & Near-
         misses
■ Adverse event is defined as “An
  event or omission arising during
  clinical care & causing physical or
  psychological injury to the patient.”
■ Near-miss can be defined as “An
  occurrence which, but for luck or
  skilful management, would in all
  probability have become an incident”

the University of choice
Adverse Events
■ Occur in around 10% of admissions or at a rate
  of an estimated 850,000 adverse events a year.
■ Cost approx. £2 billion a year in additional
  hospital stays alone.
■ 400 people die or are seriously injured in
  adverse events involving medical devices every
  year.
■ Every year £400 million is paid out in settlement
  of clinical negligence claims.



the University of choice
The Pillars




 Systems               Communication
Awareness   Teamwork                   Ownership   Leadership
Patient Experiences
■ National Patient Survey
■ Interviews
■ Patient Diaries
■ Focus Groups / Patient Forums
■ Patient Tracking
■ Consultation With Voluntary Groups.


the University of choice
Learning from & Dealing
     With Complaints
■ Provide an opportunity for nurses to see
  themselves and their service as others see them
  and to identify the issues, which concern users.
■ Rectify a past mistake & enable services to be
  put right for the future.
■ Well handled it can increase a patients trust in
  the service.
■ Identify adverse events and near misses which
  otherwise might have gone undetected.
                                (Stonehouse, 2012)



the University of choice
Nurses Role
■ Take complaints seriously.
■ Local resolution.
■ Good communication.
■ Fully involve patients/carers in
  decisions.




the University of choice
The Pillars




 Systems               Communication
Awareness   Teamwork                   Ownership   Leadership
Communication
           Effectiveness
■ Staff to patient
  - Written
  - Verbal
In just about every complaint there will
        have been a breakdown in
              communication.
■ Staff to the organisation as a whole.

the University of choice
The Pillars




 Systems               Communication
Awareness   Teamwork                   Ownership   Leadership
Resource Effectiveness
■ How are resources used, & for what
  benefits?
■ Is there waste in time, money,
  equipment?
■ Is best use being made of all
  available resources?



the University of choice
The Pillars



                                           Strategic
                                           Effectiveness




 Systems               Communication
Awareness   Teamwork                   Ownership       Leadership
Strategic Effectiveness
■ Making sure that Clinical
  Governance is written into all
  organisational planning.
■ That the direction of the organisation
  is to continually deliver a quality
  service that is continuously looking
  to improve.


the University of choice
The Pillars



                                          Strategic
                                          Effectiveness

                                                      Learning
                                                      Effectiveness




 Systems               Communication
Awareness   Teamwork                   Ownership        Leadership
Learning Effectiveness
■ Making sure that lessons really are
  being learnt and acted upon, from:-
- Complaints
- Adverse incidents
- Research
- Patient & Staff feedback.
- Becoming a Learning Organisation.

the University of choice
Learning Organisation
   “Where people continually expand
   their capacity to create the results
   they truly desire, where new &
   expansive patterns of thinking are
   nurtured, where collective aspiration
   is set free, & where people are
   continually learning how to learn
   together.”               (Senge, 2006:3)

the University of choice
Key Features Of A
    Learning Organisation
■ Open Systems Thinking.
■ Improving Individual Capabilities.
■ Team Learning.
■ Updating Mental Models.
■ Sharing A Cohesive Vision.



the University of choice
Patient – Professional
                            Partnership




                                                    Strategic
                                                    Effectiveness

                                                                Learning
                                                                Effectiveness




 Systems                  Communication
Awareness   Teamwork                            Ownership          Leadership
So For Your Job Interview!!
Question: What is Clinical Governance?
Answer:
 It‟s about quality. How I can ensure and
  constantly improve the quality of care I
  deliver, through on-going training, following
  policies and procedures, through teamwork
  and communication, complaints
  management, leadership and improving and
  listening to the patients experience.


the University of choice
Bibliography

Department of Health (1997) The New NHS: Modern and Dependable.
http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/d
ocuments/digitalasset/dh_4014486.pdf (Accessed 29/10/2012).
Department of Health (1999) Making A Difference: strengthening the
nursing, midwifery and health visiting contribution to health and healthcare.
http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsP
olicyAndGuidance/DH_4007977 (Accessed 29/10/2012).
Department of Health (2000) An Organisation with a memory.
http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/d
ocuments/digitalasset/dh_4065086.pdf (Accessed 29/10/2012).
Hallett, L. & Thompson, M. (2001) Clinical Governance: A Practical Guide
For Managers. London: HSJ Public Sector Management.
O‟Neil, S. (2000) Effective Risk Management Strategies, Professional Nurse
Royal College of Nursing (1996) The Royal college of Nursing Clinical
Effectiveness Initiative – A Strategic Framework. London, RCN.
Bibliography
Royal College of Nursing (2003) Clinical Governance: An RCN Resource
Guide. London: RCN.
Senge, P. M. (2006) The Fifth Discipline: The Art & Practice Of The Learning
Organization. New York: Currency Doubleday.
Stonehouse, D. (2011) „Teamwork, Support Workers And Conduct At
Work.‟ British Journal of Healthcare Assistants. Vol 05. No 07. pp350-54.
Stonehouse, D. (2012) „Why Complaints Are A Positive For Support
Workers.‟ British Journal of Healthcare Assistants. Vol 05 No 07. pp39-40.

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Clinical Governance

  • 1. Faculty of Health and Social Care Clinical Governance David Stonehouse Senior Lecturer edgehill.ac.uk
  • 2.
  • 3. Learning Outcomes The Student will be able to ■ Explore Idea of Quality in health care. ■ Examine the “Temple Model Of Clinical Governance.” ■ Recognise own responsibilities with regards to Clinical Governance. ■ Briefly Explore concept of a Learning Organisation. the University of choice edgehill.ac.uk
  • 4. Why Clinical Governance? ■ Major failings in the NHS highlighted in 1990s and 2000. - Bristol Royal Infirmary - Dr. Shipman - Kent & Canterbury cervical smear tests - Breast-screening services in Exeter. the University of choice
  • 5. Definition “A system through which NHS organisations are accountable for continuously improving the quality of their services and safeguarding high standards of care, by creating an environment in which clinical excellence will flourish.” Sir Liam Donaldson, Chief Medical Officer, (2002) the University of choice
  • 6. Placing Quality At The Heart Of The NHS Without it there is unfairness. Every patient wants to know that they can rely on receiving high-quality care when they need it. Every part of the NHS & everyone who works in it should take responsibility for working to improve quality. (Department of Health, 1997) the University of choice
  • 7. Clinical Governance is about quality and how it can be achieved and guaranteed through our service to our patients. “an umbrella term for everything that helps to maintain and improve high standards of patient care” (Royal College of Nursing, 2003:9). the University of choice
  • 8. Duty Of Quality ■ Legal Obligation: The Health Act 1999. ■ Clear lines of responsibility & accountability for quality of clinical care ■ Chief Executives are accountable - Clinical Governance Board/Committee (Reports to Trusts Main Board) - Annual Report Must Be Produced. - All staff are responsible for the quality of care they deliver. the University of choice
  • 9. Culture For Clinical Governance To Flourish ■ No-blame ■ Questioning ■ Learning culture ■ Excellent Leadership ■ An ethos where staff are valued & supported as they form partnerships with patients. the University of choice
  • 10. Other Cultural Qualities ■ Celebrate success as well as learning from what is done badly. ■ Overcoming tribalism by improving understanding of the roles of all professions. ■ Develop effective team working. ■ Communication with all stakeholders. ■ Commitment to sharing of information. ■ Outward looking approach. the University of choice
  • 11. The Temple Model Of Clinical Governance
  • 12. The Foundation Stones System Awareness Systems Awareness
  • 13. Systems Awareness “A set of interdependent elements interacting to achieve a common aim. These elements may be both human & non-human” (Department of Health, 2000). ■ Systems awareness looks at the whole process, as well as the parts, of healthcare delivery, and the relationships between them. ■ It is about looking outside of your own sphere of influence or team/department. the University of choice
  • 14. The Foundation Stones Teamwork Systems Awareness Teamwork
  • 15. Teamwork “Without teamwork, the potential of clinical governance is not achievable. Cooperation across & between organisations, between the NHS and the public it services is fundamental to building better structures & safer, high quality care.” (Hallett & Thompson, 2001) the University of choice
  • 16. “If teamwork is performed successfully, teams can reap benefits for themselves, patients and patients families. However, if done badly, the organization will struggle to meet its objectives, quality of care and the service being delivered will diminish, staff morale and satisfaction will be lowered and patients will have an unsatisfactory and possibly negative experience of care.” (Stonehouse, 2011:350) the University of choice
  • 17. The Foundation Stones Communication Systems Communication Awareness Teamwork
  • 18. Communication: Greco, 2000. ■ Being greeted warmly ■ Being respected ■ Being listened to ■ Being given enough time ■ Clear Explanations ■ Having personal ■ Reassurance circumstances considered when advice or treatment ■ Having confidence in is offered. the ability of staff ■ Being treated as a person ■ Being able to express & not as a disease. fear & concern the University of choice
  • 19. The Foundation Stones Ownership Systems Communication Awareness Teamwork Ownership
  • 20. Ownership ■ Clinical Governance as a whole. ■ Nurses of their working areas. ■ Patients of their care & treatment. ■ Local community of their health services. the University of choice
  • 21. The Foundation Stones Leadership Systems Communication Awareness Teamwork Ownership Leadership
  • 22. Leadership “Leadership is critical to the quality of care, treatment & outcomes, to staff morale & to the learning climate & opportunities available to students & others.” (Department of Health, 1999) ■ Traditionally, position of power at the top of the hierarchical structure. ■ Modern approach, recognises effective leadership at all levels. the University of choice
  • 23. The Pillars Systems Communication Awareness Teamwork Ownership Leadership
  • 24. Clinical Effectiveness RCN (1996) defines it as “Applying the best available knowledge, derived from research, clinical expertise & patient preferences, to achieve optimum processes & outcomes of care for patients.” the University of choice
  • 25. Clinical Effectiveness Three distinct parts 1. Finding & assessing evidence. 2. Implementing the evidence. 3. Monitoring & evaluating the impact, readjusting practice as necessary, usually through clinical audit & patient feedback. the University of choice
  • 26. The Pillars Systems Communication Awareness Teamwork Ownership Leadership
  • 27. How Effective is this Risk Management?
  • 28. Risk Management Effectiveness “The identification, evaluation & control of potential adverse outcomes that threaten the delivery of appropriate care to patients.” (O‟Neil, 2000) ■ Clear risk management policies in place. ■ Incident reporting & acting upon. the University of choice
  • 29. Adverse Events & Near- misses ■ Adverse event is defined as “An event or omission arising during clinical care & causing physical or psychological injury to the patient.” ■ Near-miss can be defined as “An occurrence which, but for luck or skilful management, would in all probability have become an incident” the University of choice
  • 30. Adverse Events ■ Occur in around 10% of admissions or at a rate of an estimated 850,000 adverse events a year. ■ Cost approx. £2 billion a year in additional hospital stays alone. ■ 400 people die or are seriously injured in adverse events involving medical devices every year. ■ Every year £400 million is paid out in settlement of clinical negligence claims. the University of choice
  • 31. The Pillars Systems Communication Awareness Teamwork Ownership Leadership
  • 32. Patient Experiences ■ National Patient Survey ■ Interviews ■ Patient Diaries ■ Focus Groups / Patient Forums ■ Patient Tracking ■ Consultation With Voluntary Groups. the University of choice
  • 33. Learning from & Dealing With Complaints ■ Provide an opportunity for nurses to see themselves and their service as others see them and to identify the issues, which concern users. ■ Rectify a past mistake & enable services to be put right for the future. ■ Well handled it can increase a patients trust in the service. ■ Identify adverse events and near misses which otherwise might have gone undetected. (Stonehouse, 2012) the University of choice
  • 34. Nurses Role ■ Take complaints seriously. ■ Local resolution. ■ Good communication. ■ Fully involve patients/carers in decisions. the University of choice
  • 35. The Pillars Systems Communication Awareness Teamwork Ownership Leadership
  • 36. Communication Effectiveness ■ Staff to patient - Written - Verbal In just about every complaint there will have been a breakdown in communication. ■ Staff to the organisation as a whole. the University of choice
  • 37. The Pillars Systems Communication Awareness Teamwork Ownership Leadership
  • 38. Resource Effectiveness ■ How are resources used, & for what benefits? ■ Is there waste in time, money, equipment? ■ Is best use being made of all available resources? the University of choice
  • 39. The Pillars Strategic Effectiveness Systems Communication Awareness Teamwork Ownership Leadership
  • 40. Strategic Effectiveness ■ Making sure that Clinical Governance is written into all organisational planning. ■ That the direction of the organisation is to continually deliver a quality service that is continuously looking to improve. the University of choice
  • 41. The Pillars Strategic Effectiveness Learning Effectiveness Systems Communication Awareness Teamwork Ownership Leadership
  • 42. Learning Effectiveness ■ Making sure that lessons really are being learnt and acted upon, from:- - Complaints - Adverse incidents - Research - Patient & Staff feedback. - Becoming a Learning Organisation. the University of choice
  • 43. Learning Organisation “Where people continually expand their capacity to create the results they truly desire, where new & expansive patterns of thinking are nurtured, where collective aspiration is set free, & where people are continually learning how to learn together.” (Senge, 2006:3) the University of choice
  • 44. Key Features Of A Learning Organisation ■ Open Systems Thinking. ■ Improving Individual Capabilities. ■ Team Learning. ■ Updating Mental Models. ■ Sharing A Cohesive Vision. the University of choice
  • 45. Patient – Professional Partnership Strategic Effectiveness Learning Effectiveness Systems Communication Awareness Teamwork Ownership Leadership
  • 46. So For Your Job Interview!! Question: What is Clinical Governance? Answer: It‟s about quality. How I can ensure and constantly improve the quality of care I deliver, through on-going training, following policies and procedures, through teamwork and communication, complaints management, leadership and improving and listening to the patients experience. the University of choice
  • 47. Bibliography Department of Health (1997) The New NHS: Modern and Dependable. http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/d ocuments/digitalasset/dh_4014486.pdf (Accessed 29/10/2012). Department of Health (1999) Making A Difference: strengthening the nursing, midwifery and health visiting contribution to health and healthcare. http://www.dh.gov.uk/en/Publicationsandstatistics/Publications/PublicationsP olicyAndGuidance/DH_4007977 (Accessed 29/10/2012). Department of Health (2000) An Organisation with a memory. http://www.dh.gov.uk/prod_consum_dh/groups/dh_digitalassets/@dh/@en/d ocuments/digitalasset/dh_4065086.pdf (Accessed 29/10/2012). Hallett, L. & Thompson, M. (2001) Clinical Governance: A Practical Guide For Managers. London: HSJ Public Sector Management. O‟Neil, S. (2000) Effective Risk Management Strategies, Professional Nurse Royal College of Nursing (1996) The Royal college of Nursing Clinical Effectiveness Initiative – A Strategic Framework. London, RCN.
  • 48. Bibliography Royal College of Nursing (2003) Clinical Governance: An RCN Resource Guide. London: RCN. Senge, P. M. (2006) The Fifth Discipline: The Art & Practice Of The Learning Organization. New York: Currency Doubleday. Stonehouse, D. (2011) „Teamwork, Support Workers And Conduct At Work.‟ British Journal of Healthcare Assistants. Vol 05. No 07. pp350-54. Stonehouse, D. (2012) „Why Complaints Are A Positive For Support Workers.‟ British Journal of Healthcare Assistants. Vol 05 No 07. pp39-40.