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BL
24,4                                              The recession, budgets,
                                                 expectations and realities
                                                                              Charles I. Guarria
200                                  Brooklyn Campus Library, Long Island University, Brooklyn, New York, USA

Received 21 July 2011
Accepted 1 August 2011               Abstract
                                     Purpose – This article seeks to provide insight on how librarians managed through the recession. It
                                     aims to highlight key areas of concern such as budgets and personnel. It is the culmination of two
                                     surveys administered in the succeeding summers of 2009 and 2010.
                                     Design/methodology/approach – The library community was notified of the surveys and
                                     provided the surveys’ link via numerous library listservs. The same listservs were used for each
                                     survey. The responses received were from representatives of academic, special and public libraries.
                                     Findings – An examination of the surveys reveals that budget cuts were worse in fiscal year (FY)
                                     2009 than they were in 2010. Suggesting the cuts enacted in FY 2009 were effective thus less severe
                                     cuts were needed in FY 2010. Stress levels were high for FY 2009 and inched higher in FY 2010. There
                                     was no significant help, in terms of cost sharing for purchases, from the departments within the
                                     organizations the libraries served. Best practice suggestions were offered in many areas to include
                                     communication, purchasing and personnel.
                                     Originality/value – When the economy experiences a contraction, businesses, governments and the
                                     general population begins to rein in expenses. This affects libraries of all types, special, academic and
                                     public. The article explores how the library community dealt with this issue and provides information
                                     that generates problem solving ideas for those in budgetary and leadership roles.
                                     Keywords Budgets, Economy, Recession, Libraries, United States of America, Librarians,
                                     Economic cycles, Cost reduction
                                     Paper type Research paper


                                     Introduction and literature review
                                     The National Bureau of Economic Research determined that in June of 2009 the US
                                     recession had come to an end and a recovery was beginning (National Bureau of
                                     Economic Research, 2010). However true this may be, the recovery, labeled as slow
                                     growth by many economist, has been complicated by an increase in gas and food
                                     prices. A recent Gallup poll ending July 17, 2011 reveals that 69 percent of Americans
                                     believe the economy is getting worse (Gallup, 2011). Suffice to say, libraries are in effect
                                     dealing with their own slow growth recovery. It is true that budgets are stabilizing and
                                     may even improve (Kaser, 2011). However, library budgets typically lag behind the
                                     general recovery of the economy ( James-Gilboe, 2010). This is borne out in a recent
                                     survey showing 72 percent of public library respondents indicated that their budgets
                                     have been cut (Kelley, 2011) as well as the Association of College and Research
                                     Libraries (ACRL) listing budget challenges as one of the top trends in academic
The Bottom Line: Managing Library    libraries (Association of College and Research Libraries, 2010).
Finances                                Librarians have experienced this phenomenon before. In tough economic times,
Vol. 24 No. 4, 2011
pp. 200-217                          library budgets are cut while service typically increases as the public seeks skills
q Emerald Group Publishing Limited   training, uses the library for job searching, or to save money by utilizing free services
0888-045X
DOI 10.1108/08880451111193299        such as an internet connection (Fiels, 2009). Similarly, library services are
advantageous to those seeking small business opportunities (Morales, 2011). The               The recession
positive of an economic slowdown driving usage up is it presents an opportunity to             and realities
build user loyalty (Public Library Quarterly, 2011). Typically, when the economy is in a
downturn, enrollment in higher education increases as people seek retraining through
education. This tendency continued; in 2008, freshman enrollment was up 6 percent to
a record 2.6 million and the US Government’s preliminary data for 2009 showed the
rise to continue to a new high (Yen, 2010).                                                            201
    Because of the recession, librarians were in a position of striving to keep budgets at
acceptable levels so that they could maintain the services their patrons seek. Money
became scarce, endowments suffered a sharp drop in value during the recession due to
the stock market’s decline (McCaslin, 2010), the Foundation Center estimated that 43
percent of their surveyed foundations expected to reduce the number of grants
awarded (Taylor, 2010) and the state budget crisis, already at levels not seen since the
great depression (Herbert, 2010), has had a deleterious effect on the money states
allocate to libraries.
    The two surveys that constitute this study did not find fundraising to be a
prominent topic. The literature reveals that libraries did turn to or increased their
fundraising efforts. It was suggested that this can be a multi-faceted approach through
use of the $787 billion American Recovery and Reinvestment Act (ARRA) of 2009. The
American Library Association (ALA) identified three opportunities for libraries
through the ARRA, the state stabilization fund, the senior community service
employment program and broadband programs. Creative approaches to fundraising
may be attempted such as the ALA’s Adopt a Library program (originally designed to
help libraries in Louisiana and Mississippi after Hurricane Katrina) or perhaps
establishing your own adopt programs such as Adopt a Database (Taylor, 2010).
    Another creative approach to fundraising available to academic libraries are the
alumni who have taken distance learning courses. Though many of these students
have never physically visited the library they have used the library online and may be
willing to be a benefactor. What helps in this regard is that libraries have made the
distance learner feel connected to the university. Further, these students are typically
older, more financially secure and therefore in a better position to be philanthropic. In
actuality, this is not an unheard of practice as up to the decade of the 1950s private
funding was commonplace for publicly-funded libraries. Slowly, over the last three
decades, there has been a shift back towards libraries seeking private benefactors
(Casey and Lorenzen, 2010). It should be noted that fundraising need not be just for
immediate financial needs but can also lay the groundwork for a lasting relationship
between the donor and the library (Miller, 2010). It is suggested that the effectiveness of
fundraising would be an interesting topic for further research.
    Fundraising is a form of advocacy. Advocating for your library may also entail
properly marketing your services. This is significant as a lack of awareness of library
resources is a barrier to use ( James-Gilboe, 2010). A lack of use could lead to less
library support. KPMG library in Washington, DC marketed their services in such a
manner as to make the library unique enough to not only avoid being closed as others
in the firm were, but to have the material from the libraries KPMG were closing sent to
the library in Washington, DC. Communication was a key element as the librarian in
charge was in constant contact with the managing partner, department heads, and
functional groups, to analyze what their research needs were and how the library could
BL     fill those needs. On the other hand, Apple Corporation could not stop the elimination of
24,4   seven workers from the 14 in their library as it failed to communicate (which is what
       marketing your services is) to management the value of having an in-house library
       over outsourcing the work (Fletcher et al., 2009).
           The library community was better prepared than in the past to advocate for
       themselves. Libraries used various types of media to get the word out that their
202    budgets should not be cut (Fiels, 2009). South Carolina public libraries used social
       media as well as traditional means of communication to convince state lawmakers to
       overturn the Governor’s veto of funding equal to $6.37 million (Goldberg, 2010).
           Endowments, as well as tax revenue, were cited as major factors in two surveys on
       the topic of budgets and the worldwide economic contraction. Both surveys were
       conducted by the Association of Research Libraries (ARL). The first survey was for the
       FY 2008-2009, the results showed that 19 of the top 20 ARL institutions had budget
       declines ranging from 15-30 percent while the one outlier had a budgetary decrease of
       less than 15 percent. Operations and staff took the most severe cuts while acquisition
       was generally flat. The second survey was for the FY 2009-2010, it indicated that the
       situation continued to decline as acquisitions, operations and staff experienced
       budgetary cutbacks (Lowry, 2010).
           Over the past four years a majority of states have reported cutting funding to public
       libraries while academic libraries are facing stagnate budgets due to declining state
       support (American Libraries, 2011). Despite many states increasing taxes, further
       budget cuts are in the offing (Herbert, 2010).
           At times, negotiations between unions and states or municipalities have been very
       contentious. However, solutions can be found. As was evidenced in Hartford
       Connecticut where employees of the Hartford Public Library consented to roll back
       agreed to pay raises and hours worked for fiscal year 2008-2009. Had this not been
       done, additional employees would be laid off. Also, this agreement may enable two
       branches previously closed to reopen. Similar to the recent Wisconsin labor
       negotiations, the Hartford board stated that some of the budgetary distress was the
       fact that the city took back responsibility for the library pension system (Blumenstein,
       2008).
           In Philadelphia, where librarians are also represented by a union, a three year
       debate has ensued regarding the closing of library branches. In 2008, Mayor Michael
       Nutter announced the closing of 11 of the 54 branches in the Philadelphia library
       system as well as a reduction in hours for other branches. This was part of an effort to
       bridge a $1 billion dollar budget gap (Eberhart, 2008). It was reported in March of 2009
       that a judge had overruled this decision based on a suit filed, in part, by the local union
       of municipal employees (American Libraries, 2009). As recently as the fall of 2010
       library officials successfully convinced the state legislature to not force the closure of
       all 54 library branches (Zankey, 2010).
           The issue of funding is not exclusive to big cities. A suburb of Boston, the town of
       Saugus, was temporarily shut down for approximately one month because of the
       possibility of the entire budget being whipped away. The voters rejected a tax override
       leading the town’s manager to announce that he was whipping away the entire library
       budget. However, after about a month the town took money from other departments to
       allow the library to open 15 hours a week (Flagg, 2007). Since then the library was
       increased it hours to 50.4 per week (American Libraries, 2007).
Highlighting some of the budgetary concerns of academic libraries underscores              The recession
ACRL’s listing of budget challenges as a top trend. In FY 2010 Yale University library         and realities
reduced its collection budget by 15 percent (Macklin, 2010). Between the FY’s of
2007-2008 and 2010-2011 Florida Atlantic University had a 5.1 percent budget
reduction (Florida Atlantic University, 2010). Emory University libraries cut 1.8
percent from the FY 2008-2009 collections budget and estimates that an additional cut
of near 6 percent will needed for FY 2010-2011 (Kniffel and Bailey, 2009). Finally,                    203
California Governor Jerry Brown is proposing $500 million in cuts to the University of
California (UC) system for FY 2011-2012. This has led to possible budget cuts of $96
million at University of California at Los Angeles, $81 million at UC Berkeley, $31
million at UC Santa Cruz, $38 million at UC Riverside and $27 million at UC San
Francisco (Gordon, 2011).
   Good news can be found. The author’s survey results did show some libraries
receiving budget increases and this is reflected in the literature as well. In 2008, despite
the fears of a recession, voters approved funds for the Atlanta Fulton County Public
Library system to either build a new central library or refurbish the existing main
building (Goldberg, 2008) as well as build new libraries, consolidate, expand and
renovate others (Fox and Edwards, 2011).
   Voters in other areas of the country approved tax increases for their libraries in
spite of the recession. Though there has been some delay in releasing the money to the
library system, (Slavin, 2011) voters in Oregon’s Clackamas County approved a
permanent property tax increase to keep the library operating (Goldberg, 2008).
Michigan’s Jackson District voters also approved a property tax increase, for the years
2009-2017 to keep all 13 branches open (Goldberg, 2008).
   The economic problems many towns, cities and states are facing are also being felt
at the federal level; thus reducing or keeping flat funding to school libraries. In fiscal
year 2009, though increasing public library funding, President Bush kept school
library funding at the same level as FY 2008. It is interesting to note that this is less
than the funding for FY 2006 and 2007 (School Library Journal, 2008). The problem
continued under the Obama administration, for FY 2010 he too proposed keeping
spending for school libraries at FY 2008 levels while increasing spending on public
libraries (Whelan, 2009). His budget for FY 2011 allocates $400 billion in education,
while eliminating school library funding (Whelan, 2010). Naturally, this has strained
school libraries as approximately a third reported budgets cut in 2010 and half were
flat. However, an eighth did realize an increase (Farmer, 2011). Symptomatic of this is
the Mesa Arizona school board’s plan to eliminate every school media specialist
position and replace them with library aides (American Libraries, 2008). It should be
mentioned that some of the school media specialists will be reassigned to classrooms
(Whelan, 2008).
   It is instructive to note that even though the focus of this article is on the recent
recession in the USQ, many economies throughout the world experienced a recession
(Kidd, 2010). As Kidd (2010) points out, the UK grappled with budget cuts and how
academic libraries would be able to support both teaching and research in light of these
cuts. In March 2010 the UK’s Research Information Network noted that large
university libraries expected to run budget deficits averaging, 400,000 British pounds
(Kidd, 2010) or 607,932 US dollars.
BL                           South Africa suffered its first recession in seventeen years (Theunissen, 2009). It
24,4                      began in May 2009 ((Saurombe, 2010) and ended in September of 2009 (Theunissen,
                          2009). However, due to a grant by the South African Department of Arts and Culture
                          designed to upgrade libraries from 2007 thru 2013, most of the provincial (public)
                          library directors were of the opinion that the impact of the recession was moderate. The
                          libraries were affected to the extent that the recession forced publishers and agencies to
204                       go out of business limiting the availability of library resources (Saurombe, 2009).
                             An interesting fact that both Kidd and Saurombe mention is how the exchange rate
                          decreased the value of the currency resulting in less purchasing power. This is not an
                          occurrence mentioned within the two surveys examined below.
                             Fiscal year 2011 began looking much like the preceding three years a mix of some
                          budget victories, some partial victories and some defeats. On the plus, New York
                          Public Library avoided a $37 million budget cut in part due to a letter writing
                          campaign. Similarly, public libraries in Los Angeles, Charlotte and Boston were able to
                          avoid deep budget cuts. It was a partial victory for New Jersey to the extent that the
                          public libraries staved off a $10.4 million budget cut but still had a budget cut of $6
                          million. Unfortunately Pennsylvania public libraries suffered a 9.1 percent cut after
                          absorbing a 28 percent cut in FY 2009-2010 (Goldberg, 2010).

                          Survey findings
                          The two surveys combined received 479 responses. Given that number of responses,
                          the surveys represent a 95 percent confidence level that the margin of error is 4.48
                          percent.

                          Question one. What type of library do you represent?
                          There were 478 responses to this question with one person electing to skip the
                          question. Academic libraries accounted for 86.82 percent of the responses, public
                          libraries were 7.53 percent and special libraries accounted for 5.65 percent (see
                          Figure 1).

                          Question two. In the preceding fiscal year was your library budget cut, kept flat or
                          increased?
                          Of the 295 responses in the 2009 survey 33.22 percent of responders indicated that their
                          budgets were cut, that percentage was exceeded by an additonal 10.50 percent in 2010
                          as 43.72 percent of the 183 responders expected their budgets to be cut. Inerestingly, in




Figure 1.
What type of library do
you represent
2009 and 2010 those expecting a flat budget were nearly identical at 40.00 percent and          The recession
40.98 percent respectively. While increased budgets had a significant drop from 26.78            and realities
percent in 2009 to 15.30 percent in 2010 (see Figure 2).

Question three. In the current fiscal year has your library budget been cut, kept flat or
increased?
A look at the responses for 2010 reveals a slightly optimistic sign as cuts were less,                       205
year over year, and budgets remaining flat increased (see Figure 3). In 2009, 58.64
percent indicated that their budgets were cut, in 2010 a slight decrease, 54. 64 percent
indicated a budget cut. Further, those responders indicating a flat budget grew by 7.85
percent. In 2009, 27.12 percent of responders indicated a flat budget. That number grew
to 34.97 percent in 2010. Naturally, budget increases were hardest to come by as that
figure dropped 3.86 percent from 14.24 percent in 2009 to 10.38 in 2010.

Question four. For the coming fiscal year do you expect or have you been told that your
budget will be cut, kept flat or increased?
Across the board the pessimism of 2009 was less so in 2010. A more positive response
was recorded for each answer; cut, remain flat or increase (see Table I).
   This can be an indication that budget cuts in 2009 were sufficient enough to allow
for a certain amount of easing in 2010. The author proposes that this is an interesting
topic for further analysis.




                                                                                                          Figure 2.
                                                                                                Preceding fiscal year
                                                                                                             budget




                                                                                                          Figure 3.
                                                                                           Current fiscal year budget
BL                        By subtracting out those who chose the response not told, the positive tone was even
24,4                      greater (see Table II).

                          Question five. If increased, what is/was the most recent increase?
                          The following increases were available for selection:
206
                            .
                               1-5 percent;
                            .
                               6-10 percent;
                            .
                               11-15 percent;
                            .
                               16-20 percent;
                            .
                               21-25 percent;
                            .
                               26-30 percent; and
                            .
                                . 30 percent or unknown.

                          Despite the dire economic conditions in 2009 and 2010 there were some libraries that
                          received budget increases. The 2009 survey received 86 responses while the 2010
                          survey garnered 52 responses (see Figures 4 and 5). Eliminating those who responded
                          unknown, most responses were in the smallest percentage ranges that being a 1-5
                          percent budget increase. The outliers were two responders, in both years, who replied
                          that they received a 30 percent increase in their budgets. The story that the numbers
                          tell is optimistic, in 2009, 54.65 percent received a budget increase of between 1-10
                          percent while in 2010 59.62 percent reported a budget increase of between 1-10 percent.
                          After subtracting answers for the 1-5 percent, 6-10 percent and the unknowns, the
                          balance of the responders indicated a marginal increase of 0.71 percent from a 2009
                          figure of 6.98 percent to a 2010 figure of 7.69 percent.

                          Question six. If cut what is/was the most recent budget cut?
                          The following decreases were available for selection:
                            .
                               1-5 percent;
                            .
                               6-10 percent;

                                          Cut             Remain flat              Increase       Not told   Total
                          Year            (%)                (%)                    (%)            (%)       (%)
Table I.
Budget expectations all   2009           56.95               15.59                  5.09           22.37    100.00
responses                 2010           47.54               22.95                  8.20           21.31    100.00




                                                 Cut                 Remain flat              Increase       Total
                          Year                   (%)                    (%)                    (%)           (%)
Table II.                 2009                  73.36                  20.09                   6.55         100.00
Budget expectations       2010                  60.42                  29.17                  10.42         100.01
minus those who were
not told                  Note: There is a slight rounding error of 0.01 percent for 2010
The recession
                                                                                          and realities


                                                                                                       207




                                                                                                   Figure 4.
                                                                                         2009 budget increases




                                                                                                   Figure 5.
                                                                                         2010 budget increases

   .
       11-15 percent;
   .
       16-20 percent;
   .
       21-25 percent;
   .
       26-30 percent; and
   .
        . 30 percent or unknown.

Budget concerns are not only the by-product of the cycles in an economy. Even prior to
the recession, which began in December 2007, librarians mentioned stressed budgets as
being a persistent challenge. In the 2007 Library Journal Job Satisfaction Survey 28
BL            percent of academic librarians responded that budgetary constraints were their biggest
24,4          challenge. They commented that budget lags resulted in unfilled job lines, which puts
              more responsibility on those still who are still employed (Albanese, 2008).
                  This persistent challenge mentioned in 2007 was borne out in the survey results.
              Both 2009 and 2010 saw relatively the same responses within each percentage
              category. The majority of cuts fell in the 1-5 percent and 6-10 percent range. In 2009,
208           the largest response, 28.94 percent, was in the 6-10 percent range while in 2010 the
              largest response, 29.01 percent, was in the 1-5 percent. It is encouraging that the largest
              response was in a lower percentage range in 2010. Somewhat pessimistically, in 2009
              8.51 percent had budget cuts of greater than 20 percent while in 2010 that number rose
              slightly to 9.93 percent (see Figure 6).

              Question seven. If cut, which areas of the budget have been cut?
              The following choices were available for selection; capital, salaries, benefits, supplies,
              materials, travel expenses, across the board, other, please explain.
                 In both 2009 and 2010 the leading areas for budget cuts were materials, travel
              expenses and supplies. It is interesting to note that when ranked, three of the first four
              largest cuts occurred in 2009, while three of the four smallest cuts occurred in 2010. As
              mentioned earlier, the apparent easing in 2010 may be a result of sufficient budget cuts
              in 2009 (see Figure 7).
                 In general, the choice “Other, please explain” had multiple responses commenting
              on hiring freezes.
                 The following are a few more of the responses:
                 No personal computers for students or staff, no promotions.
                 State funds have been cut and tuition increase funds [have been] claimed by the state and not
                 given to the university.
                 All areas of operating and materials budget were cut. All employees had to take a ten-hour
                 unpaid furlough. Otherwise, salaries and benefits were not cut. Ten positions that were
                 unfilled at the time were eliminated.
                 Professional development money was zeroed out.




Figure 6.
Budget cuts
The recession
                                                                                              and realities


                                                                                                           209




                                                                                                      Figure 7.
                                                                                          Specific budget lines cut



   Registration is down; cuts are coming.
   Libraries closed and librarians let go.
Caution should be given to the fact that when material budgets are cut at academic
libraries the organizations national ranking may suffer as a result of fewer
subscriptions (and books) which in turn may affect recruitment (Taylor, 2010).

Question eight. Please select any of the following that have been impacted as a direct
result of the economic slowdown
The following were available for selection:
   .
       salary freeze/smaller increases in pay raises;
   .
       hiring freeze/slowdown in the pace of hiring;
   .
       cutting student workers;
   .
       reduction in benefits;
   .
       reduction in hours the library is open;
   .
       travel expenses frozen/cutback;
   .
       decrease in morale;
   .
       establishing new workflows for better efficiency;
   .
       environmental initiatives (e.g. energy saving);
   .
       miscellaneous (bottled water service cancelled); and
   .
       other, please explain.

As opposed to question seven which focused primarily on specific line items in the
budget, question eight is geared more towards the day-to-day operations of the library.
There is some overlap, for example, salaries and travel, however, this question also
elicited responses in hours the library is open, staffing, environmental issues and
morale.
BL                             The economic crisis accelerated trends that would have emerged more slowly
24,4                       otherwise (Lowry, 2010). Many examples of this are found by responses stating that
                           either environmental initiatives or the analyses of workflow efficiency began in
                           earnest. It is reasonable to assume that these actions would have taken place in the
                           normal course of business if the recession had not happened. However, it appears that
                           they were done quicker because of the recession.
210                            It would not be unusual to think that the hours a library is open would be a frequent
                           target of budget cuts. Survey results in 2009 show a reduction in the hours of operation
                           was chosen by 23.71 percent, rising 6.89 percent in 2010 to 30.60 percent. However,
                           both years rank near the bottom third for frequency of occurrence. One reason for this
                           may be that reducing library hours is a true indicator of financial stress and comes
                           with the social cost of possibly causing ill will with library users (McCaslin, 2010).
                               Staffing concerns ranked in four of the top five responses. Number one was hiring
                           freeze/slowdown in the pace of hiring 2009 (73.88 percent) number two was salary
                           freeze, smaller increase in pay raises, 2010 (68.89 percent), number four was hiring
                           freeze/slowdown in the pace of hiring 2010 (66.70 percent) and ranked five was salary
                           freeze, smaller increase in pay raises in 2010 (66.67 percent).
                               Staffing issues can certainly have a negative effect on moral. Not too surprising,
                           morale was ranked just behind staffing issues at sixth in 2010 (59.40 percent) and
                           eighth in 2009 (53.61 percent). All staffing and moral were ranked at or near the top (see
                           Figure 8).
                               Responses to a reduciton in benefits for 2009 and 2010 were ranked last and second
                           to last, respectfully. It would be interesting, as further research, to explore why this is
                           the case.
                               There were some positive comments mixed in with the foreboding in the responses
                           to “other, please explain.” The following is a sampling of the comments:




Figure 8.
Day-to-day operations
affected by the economic
slowdown
Our registration has been up greatly in the last two years. We are a two-year,                         The recession
   regionally-accredited for-profit college.
                                                                                                           and realities
   Our small college was failing and was acquired by a proprietary institution.
   We are already very thrifty and efficient. There’s not much to cut, but we haven’t really felt any
   “new” pain, either. We did have to go through a reduction in journal or book spending with
   departments for the third time in five years. To be honest, though difficult, I don’t think it has                211
   adversely harmed our program in a significant way, but we have an excellent interlibrary loan
   system and state support for database access was not cut.Increased workload.
   Fears of job loss, fears that we will reduce travel, fears that we’ll cut information resources
   and services to students, fears that the position of library dean will not be replaced. (I’m
   currently interim dean, and I don’t think there’s any basis for this last fear, but it seems to be a
   wide-spread rumor.)
   Sustainability initiatives have been introduced along with the financial planning. The college
   has taken a long-term view of this issue, involved everyone, communicated well, and not had
   to do layoffs, (yet) . . . so morale has generally been good.
   Though I can’t actually say a decrease in morale overall, I would say that there is an
   increased sense of anxiety.
   I have yet to find out the full impact on employees as they are in union negotiations at the
   moment.
   Libraries in the Pasadena Unified School District closed and all librarians let go.
   My school was closed and I cannot find another job. Nothing is more important than finding a
   job.
Note: an example of miscellaneous would be the cancelling of bottled water service or
voicemail cancellation.

Question nine. Please select the choice that best fits the stress level that you may have
perceived in your library because of the economic slowdown and/or budget cuts
The following were available for selection:
   .
      significant increase;
   .
      marginal increase;
   .
      no change;
   .
      marginal decrease; and
   .
      significant decrease.
The uncertainty of what might happen next during an economic slowdown may
contribute to increased stress for staff. Not surprsisingly, the overwhleming majority
of responses were that stress increased. In 2009, those slecting either a significant or
marginal increase was 85.43 percent while in 2010 those same choices were selected
87.78 percent of the time (see Figures 9 and 10). There was almost no decrease in stress
in 2009, as evidenced by a 0.68 percent response to questions concerning that topic.
However, the same questions in 2010 showed a 2.78 percent decrease in stress levels.
Aproximately four times greater than 2009 a possible indication that people were
beginning to cope with the ramificatrions of the recession.
BL
24,4


212




Figure 9.
Stress level 2009




Figure 10.
Stress level 2010


                    Stress can also come from being asked to do the work of departments that are not
                    operating at full capacity. For example, if the materials budget is cut the workload in
                    inter-library loan and course reserves may increase (McCaslin, 2010). One way to
                    counteract stress is to build moral through teamwork. The initiation of a recycling
                    program at Valdosta State University’s Odum Library had an uplifting effect on moral
                    (Fisher and Yontz, 2007).
                       Note that the trajectory in each chart is nearly identical.

                    Question 10. Has any other department offered to pay for, or share the cost of, a service
                    (online or in print) that was formerly paid for entirely by the library’s budget?
                    As responses indicate, not surprisingly, nearly no entity would share costs to help
                    maintain services (see Figure 11).
The recession
                                                                                           and realities


                                                                                                     213



                                                                                               Figure 11.
                                                                                               Cost sharing



Question 11. Please share any best practices which you feel may help other libraries
manage during this economic downturn
There were 86 responses in 2009 and 61 in 2010. In an attempt to lend some structure to
the narrative style of this question the answers were categorized. Some answers, all
encompassing as they were, were placed into more than one category. The categories
were; communication, environmental, personnel, purchasing, service, technological,
workflow and miscellaneous. The breakdown is as shown in Table III).
   Communication is paramount. Though purchasing was equally important in 2009,
by 2010 it slipped from 26.74 percent of responses to 18.18 percent. Communication
also slipped though not as steep from the same 26.74 percent of responses in 2009 to
25.00 percent. Clearly, communicating with staff, patrons, political figures, vendors
and administration is a top priority.
   Reponses suggested that communicating with staff will keep moral up, also to
communicate to your patrons that in tough economic times, if a service is not used it
will be cut and lastly communication leads to transparency and ensures that “rumors
don’t get out of hand.”
   An effective use of communication was demonstrated by Bridgeport Connecticut
Library Director, Scott Hughes. He was faced with a budget deficit of $1.1 million; he
communicated with patrons through a telephone campaign, used the law to his benefit


Classification                    2009                     2010                    Total

Communication                     23                       22                       45
Purchasing                        23                       16                       39
Personnel                         11                       15                       26
Miscellaneous                     10                       15                       25
Workflow                            8                       10                       18
Service                            5                        7                       12
Environmental                      3                        2                        5
Technology                         3                        1                        4           Table III.
Grand                             86                       88                      174        Best practices
BL     by getting a referendum on the ballot and had library supporters at the polls to vote for
24,4   the referendum. The result was a budget increase of 44 percent from $4.8 million to $6.9
       million (Berry, 2010).
           When the responses for the two surveys are combined (see the Total column in
       Table III), purchasing is a close second to communication. Best practice suggestions for
       purchasing include, joining more consortiums to leverage discounted pricing,
214    discontinue underused databases and those databases that have a high degree of
       overlap.
           In the area of personnel it was suggested that a “we are all in this together”
       atmosphere is important as well as maintaining professional development and
       cross-training so staff can do other work if or when the work within their department
       slows down.
           Workflow suggestions centered on consolidating duties, re-examining position
       descriptions, and more than any other idea, prioritize. Specifically, align priorities in
       accordance with the institutions mission.
           Best practices for service were mostly to market your services such that your
       patrons feel they cannot do without them. The press was an unwitting helper in
       marketing library services as they reported on the increase usage at libraries during
       the recession (Fiels, 2009). The implication being there is a wealth of content
       (information) at your library (Kenney, 2009).
           Librarians have advocated that the recession was a fortuitous time to begin
       environmental initiatives. Such initiatives included cutting back on printing, which
       also results in less ink being used. Responses also included the shutting down of
       computers and printers at the end of the day. The literature revealed an interesting
       angle, to have a formal energy audit or do you own (see energystar.com) to discover
       where energy is leaking out of your building (Johnson, 2009).
           Conversely, the recession forced other industries to slow their environmental
       initiatives. For example the publishing industry, tied closely to libraries, slowed their
       environmental initiatives due to the high cost of recycled paper (Milliot, 2010).
           Suggestion in the area of technology were to use Web 2.0 tools, use free services
       such as directories found on the internet, use open access and “develop more in-house
       software.”
           Within in the miscellaneous category suggestions were to keep a sense of humor,
       remain patient, be friendly, stay enthusiastic, be flexible, be efficient and make the
       library vital by being useful to other departments.


       Conclusion
       Even though promise can be found in areas such as increased efforts in
       environmentalism, the media’s positive portrayal of libraries and in select cities, the
       support shown by the people, it still has been a trying period. Libraries have suffered
       along with the economy through decreased funding which has had an effect on many
       areas including hiring, pay and acquisitions. In turn this decreases morale and forces
       librarians to cut programs and services all of this contributes to the reported higher
       stress levels. Veteran librarians has seen this cycle before, given that, perhaps the best
       advice from the survey results is to be prepared, for when the economy turns around,
       with your requests for what was lost.
References                                                                                          The recession
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Corresponding author
Charles I. Guarria can be contacted at: charles.guarria@liu.edu




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1.the recession,

  • 1. The current issue and full text archive of this journal is available at www.emeraldinsight.com/0888-045X.htm BL 24,4 The recession, budgets, expectations and realities Charles I. Guarria 200 Brooklyn Campus Library, Long Island University, Brooklyn, New York, USA Received 21 July 2011 Accepted 1 August 2011 Abstract Purpose – This article seeks to provide insight on how librarians managed through the recession. It aims to highlight key areas of concern such as budgets and personnel. It is the culmination of two surveys administered in the succeeding summers of 2009 and 2010. Design/methodology/approach – The library community was notified of the surveys and provided the surveys’ link via numerous library listservs. The same listservs were used for each survey. The responses received were from representatives of academic, special and public libraries. Findings – An examination of the surveys reveals that budget cuts were worse in fiscal year (FY) 2009 than they were in 2010. Suggesting the cuts enacted in FY 2009 were effective thus less severe cuts were needed in FY 2010. Stress levels were high for FY 2009 and inched higher in FY 2010. There was no significant help, in terms of cost sharing for purchases, from the departments within the organizations the libraries served. Best practice suggestions were offered in many areas to include communication, purchasing and personnel. Originality/value – When the economy experiences a contraction, businesses, governments and the general population begins to rein in expenses. This affects libraries of all types, special, academic and public. The article explores how the library community dealt with this issue and provides information that generates problem solving ideas for those in budgetary and leadership roles. Keywords Budgets, Economy, Recession, Libraries, United States of America, Librarians, Economic cycles, Cost reduction Paper type Research paper Introduction and literature review The National Bureau of Economic Research determined that in June of 2009 the US recession had come to an end and a recovery was beginning (National Bureau of Economic Research, 2010). However true this may be, the recovery, labeled as slow growth by many economist, has been complicated by an increase in gas and food prices. A recent Gallup poll ending July 17, 2011 reveals that 69 percent of Americans believe the economy is getting worse (Gallup, 2011). Suffice to say, libraries are in effect dealing with their own slow growth recovery. It is true that budgets are stabilizing and may even improve (Kaser, 2011). However, library budgets typically lag behind the general recovery of the economy ( James-Gilboe, 2010). This is borne out in a recent survey showing 72 percent of public library respondents indicated that their budgets have been cut (Kelley, 2011) as well as the Association of College and Research Libraries (ACRL) listing budget challenges as one of the top trends in academic The Bottom Line: Managing Library libraries (Association of College and Research Libraries, 2010). Finances Librarians have experienced this phenomenon before. In tough economic times, Vol. 24 No. 4, 2011 pp. 200-217 library budgets are cut while service typically increases as the public seeks skills q Emerald Group Publishing Limited training, uses the library for job searching, or to save money by utilizing free services 0888-045X DOI 10.1108/08880451111193299 such as an internet connection (Fiels, 2009). Similarly, library services are
  • 2. advantageous to those seeking small business opportunities (Morales, 2011). The The recession positive of an economic slowdown driving usage up is it presents an opportunity to and realities build user loyalty (Public Library Quarterly, 2011). Typically, when the economy is in a downturn, enrollment in higher education increases as people seek retraining through education. This tendency continued; in 2008, freshman enrollment was up 6 percent to a record 2.6 million and the US Government’s preliminary data for 2009 showed the rise to continue to a new high (Yen, 2010). 201 Because of the recession, librarians were in a position of striving to keep budgets at acceptable levels so that they could maintain the services their patrons seek. Money became scarce, endowments suffered a sharp drop in value during the recession due to the stock market’s decline (McCaslin, 2010), the Foundation Center estimated that 43 percent of their surveyed foundations expected to reduce the number of grants awarded (Taylor, 2010) and the state budget crisis, already at levels not seen since the great depression (Herbert, 2010), has had a deleterious effect on the money states allocate to libraries. The two surveys that constitute this study did not find fundraising to be a prominent topic. The literature reveals that libraries did turn to or increased their fundraising efforts. It was suggested that this can be a multi-faceted approach through use of the $787 billion American Recovery and Reinvestment Act (ARRA) of 2009. The American Library Association (ALA) identified three opportunities for libraries through the ARRA, the state stabilization fund, the senior community service employment program and broadband programs. Creative approaches to fundraising may be attempted such as the ALA’s Adopt a Library program (originally designed to help libraries in Louisiana and Mississippi after Hurricane Katrina) or perhaps establishing your own adopt programs such as Adopt a Database (Taylor, 2010). Another creative approach to fundraising available to academic libraries are the alumni who have taken distance learning courses. Though many of these students have never physically visited the library they have used the library online and may be willing to be a benefactor. What helps in this regard is that libraries have made the distance learner feel connected to the university. Further, these students are typically older, more financially secure and therefore in a better position to be philanthropic. In actuality, this is not an unheard of practice as up to the decade of the 1950s private funding was commonplace for publicly-funded libraries. Slowly, over the last three decades, there has been a shift back towards libraries seeking private benefactors (Casey and Lorenzen, 2010). It should be noted that fundraising need not be just for immediate financial needs but can also lay the groundwork for a lasting relationship between the donor and the library (Miller, 2010). It is suggested that the effectiveness of fundraising would be an interesting topic for further research. Fundraising is a form of advocacy. Advocating for your library may also entail properly marketing your services. This is significant as a lack of awareness of library resources is a barrier to use ( James-Gilboe, 2010). A lack of use could lead to less library support. KPMG library in Washington, DC marketed their services in such a manner as to make the library unique enough to not only avoid being closed as others in the firm were, but to have the material from the libraries KPMG were closing sent to the library in Washington, DC. Communication was a key element as the librarian in charge was in constant contact with the managing partner, department heads, and functional groups, to analyze what their research needs were and how the library could
  • 3. BL fill those needs. On the other hand, Apple Corporation could not stop the elimination of 24,4 seven workers from the 14 in their library as it failed to communicate (which is what marketing your services is) to management the value of having an in-house library over outsourcing the work (Fletcher et al., 2009). The library community was better prepared than in the past to advocate for themselves. Libraries used various types of media to get the word out that their 202 budgets should not be cut (Fiels, 2009). South Carolina public libraries used social media as well as traditional means of communication to convince state lawmakers to overturn the Governor’s veto of funding equal to $6.37 million (Goldberg, 2010). Endowments, as well as tax revenue, were cited as major factors in two surveys on the topic of budgets and the worldwide economic contraction. Both surveys were conducted by the Association of Research Libraries (ARL). The first survey was for the FY 2008-2009, the results showed that 19 of the top 20 ARL institutions had budget declines ranging from 15-30 percent while the one outlier had a budgetary decrease of less than 15 percent. Operations and staff took the most severe cuts while acquisition was generally flat. The second survey was for the FY 2009-2010, it indicated that the situation continued to decline as acquisitions, operations and staff experienced budgetary cutbacks (Lowry, 2010). Over the past four years a majority of states have reported cutting funding to public libraries while academic libraries are facing stagnate budgets due to declining state support (American Libraries, 2011). Despite many states increasing taxes, further budget cuts are in the offing (Herbert, 2010). At times, negotiations between unions and states or municipalities have been very contentious. However, solutions can be found. As was evidenced in Hartford Connecticut where employees of the Hartford Public Library consented to roll back agreed to pay raises and hours worked for fiscal year 2008-2009. Had this not been done, additional employees would be laid off. Also, this agreement may enable two branches previously closed to reopen. Similar to the recent Wisconsin labor negotiations, the Hartford board stated that some of the budgetary distress was the fact that the city took back responsibility for the library pension system (Blumenstein, 2008). In Philadelphia, where librarians are also represented by a union, a three year debate has ensued regarding the closing of library branches. In 2008, Mayor Michael Nutter announced the closing of 11 of the 54 branches in the Philadelphia library system as well as a reduction in hours for other branches. This was part of an effort to bridge a $1 billion dollar budget gap (Eberhart, 2008). It was reported in March of 2009 that a judge had overruled this decision based on a suit filed, in part, by the local union of municipal employees (American Libraries, 2009). As recently as the fall of 2010 library officials successfully convinced the state legislature to not force the closure of all 54 library branches (Zankey, 2010). The issue of funding is not exclusive to big cities. A suburb of Boston, the town of Saugus, was temporarily shut down for approximately one month because of the possibility of the entire budget being whipped away. The voters rejected a tax override leading the town’s manager to announce that he was whipping away the entire library budget. However, after about a month the town took money from other departments to allow the library to open 15 hours a week (Flagg, 2007). Since then the library was increased it hours to 50.4 per week (American Libraries, 2007).
  • 4. Highlighting some of the budgetary concerns of academic libraries underscores The recession ACRL’s listing of budget challenges as a top trend. In FY 2010 Yale University library and realities reduced its collection budget by 15 percent (Macklin, 2010). Between the FY’s of 2007-2008 and 2010-2011 Florida Atlantic University had a 5.1 percent budget reduction (Florida Atlantic University, 2010). Emory University libraries cut 1.8 percent from the FY 2008-2009 collections budget and estimates that an additional cut of near 6 percent will needed for FY 2010-2011 (Kniffel and Bailey, 2009). Finally, 203 California Governor Jerry Brown is proposing $500 million in cuts to the University of California (UC) system for FY 2011-2012. This has led to possible budget cuts of $96 million at University of California at Los Angeles, $81 million at UC Berkeley, $31 million at UC Santa Cruz, $38 million at UC Riverside and $27 million at UC San Francisco (Gordon, 2011). Good news can be found. The author’s survey results did show some libraries receiving budget increases and this is reflected in the literature as well. In 2008, despite the fears of a recession, voters approved funds for the Atlanta Fulton County Public Library system to either build a new central library or refurbish the existing main building (Goldberg, 2008) as well as build new libraries, consolidate, expand and renovate others (Fox and Edwards, 2011). Voters in other areas of the country approved tax increases for their libraries in spite of the recession. Though there has been some delay in releasing the money to the library system, (Slavin, 2011) voters in Oregon’s Clackamas County approved a permanent property tax increase to keep the library operating (Goldberg, 2008). Michigan’s Jackson District voters also approved a property tax increase, for the years 2009-2017 to keep all 13 branches open (Goldberg, 2008). The economic problems many towns, cities and states are facing are also being felt at the federal level; thus reducing or keeping flat funding to school libraries. In fiscal year 2009, though increasing public library funding, President Bush kept school library funding at the same level as FY 2008. It is interesting to note that this is less than the funding for FY 2006 and 2007 (School Library Journal, 2008). The problem continued under the Obama administration, for FY 2010 he too proposed keeping spending for school libraries at FY 2008 levels while increasing spending on public libraries (Whelan, 2009). His budget for FY 2011 allocates $400 billion in education, while eliminating school library funding (Whelan, 2010). Naturally, this has strained school libraries as approximately a third reported budgets cut in 2010 and half were flat. However, an eighth did realize an increase (Farmer, 2011). Symptomatic of this is the Mesa Arizona school board’s plan to eliminate every school media specialist position and replace them with library aides (American Libraries, 2008). It should be mentioned that some of the school media specialists will be reassigned to classrooms (Whelan, 2008). It is instructive to note that even though the focus of this article is on the recent recession in the USQ, many economies throughout the world experienced a recession (Kidd, 2010). As Kidd (2010) points out, the UK grappled with budget cuts and how academic libraries would be able to support both teaching and research in light of these cuts. In March 2010 the UK’s Research Information Network noted that large university libraries expected to run budget deficits averaging, 400,000 British pounds (Kidd, 2010) or 607,932 US dollars.
  • 5. BL South Africa suffered its first recession in seventeen years (Theunissen, 2009). It 24,4 began in May 2009 ((Saurombe, 2010) and ended in September of 2009 (Theunissen, 2009). However, due to a grant by the South African Department of Arts and Culture designed to upgrade libraries from 2007 thru 2013, most of the provincial (public) library directors were of the opinion that the impact of the recession was moderate. The libraries were affected to the extent that the recession forced publishers and agencies to 204 go out of business limiting the availability of library resources (Saurombe, 2009). An interesting fact that both Kidd and Saurombe mention is how the exchange rate decreased the value of the currency resulting in less purchasing power. This is not an occurrence mentioned within the two surveys examined below. Fiscal year 2011 began looking much like the preceding three years a mix of some budget victories, some partial victories and some defeats. On the plus, New York Public Library avoided a $37 million budget cut in part due to a letter writing campaign. Similarly, public libraries in Los Angeles, Charlotte and Boston were able to avoid deep budget cuts. It was a partial victory for New Jersey to the extent that the public libraries staved off a $10.4 million budget cut but still had a budget cut of $6 million. Unfortunately Pennsylvania public libraries suffered a 9.1 percent cut after absorbing a 28 percent cut in FY 2009-2010 (Goldberg, 2010). Survey findings The two surveys combined received 479 responses. Given that number of responses, the surveys represent a 95 percent confidence level that the margin of error is 4.48 percent. Question one. What type of library do you represent? There were 478 responses to this question with one person electing to skip the question. Academic libraries accounted for 86.82 percent of the responses, public libraries were 7.53 percent and special libraries accounted for 5.65 percent (see Figure 1). Question two. In the preceding fiscal year was your library budget cut, kept flat or increased? Of the 295 responses in the 2009 survey 33.22 percent of responders indicated that their budgets were cut, that percentage was exceeded by an additonal 10.50 percent in 2010 as 43.72 percent of the 183 responders expected their budgets to be cut. Inerestingly, in Figure 1. What type of library do you represent
  • 6. 2009 and 2010 those expecting a flat budget were nearly identical at 40.00 percent and The recession 40.98 percent respectively. While increased budgets had a significant drop from 26.78 and realities percent in 2009 to 15.30 percent in 2010 (see Figure 2). Question three. In the current fiscal year has your library budget been cut, kept flat or increased? A look at the responses for 2010 reveals a slightly optimistic sign as cuts were less, 205 year over year, and budgets remaining flat increased (see Figure 3). In 2009, 58.64 percent indicated that their budgets were cut, in 2010 a slight decrease, 54. 64 percent indicated a budget cut. Further, those responders indicating a flat budget grew by 7.85 percent. In 2009, 27.12 percent of responders indicated a flat budget. That number grew to 34.97 percent in 2010. Naturally, budget increases were hardest to come by as that figure dropped 3.86 percent from 14.24 percent in 2009 to 10.38 in 2010. Question four. For the coming fiscal year do you expect or have you been told that your budget will be cut, kept flat or increased? Across the board the pessimism of 2009 was less so in 2010. A more positive response was recorded for each answer; cut, remain flat or increase (see Table I). This can be an indication that budget cuts in 2009 were sufficient enough to allow for a certain amount of easing in 2010. The author proposes that this is an interesting topic for further analysis. Figure 2. Preceding fiscal year budget Figure 3. Current fiscal year budget
  • 7. BL By subtracting out those who chose the response not told, the positive tone was even 24,4 greater (see Table II). Question five. If increased, what is/was the most recent increase? The following increases were available for selection: 206 . 1-5 percent; . 6-10 percent; . 11-15 percent; . 16-20 percent; . 21-25 percent; . 26-30 percent; and . . 30 percent or unknown. Despite the dire economic conditions in 2009 and 2010 there were some libraries that received budget increases. The 2009 survey received 86 responses while the 2010 survey garnered 52 responses (see Figures 4 and 5). Eliminating those who responded unknown, most responses were in the smallest percentage ranges that being a 1-5 percent budget increase. The outliers were two responders, in both years, who replied that they received a 30 percent increase in their budgets. The story that the numbers tell is optimistic, in 2009, 54.65 percent received a budget increase of between 1-10 percent while in 2010 59.62 percent reported a budget increase of between 1-10 percent. After subtracting answers for the 1-5 percent, 6-10 percent and the unknowns, the balance of the responders indicated a marginal increase of 0.71 percent from a 2009 figure of 6.98 percent to a 2010 figure of 7.69 percent. Question six. If cut what is/was the most recent budget cut? The following decreases were available for selection: . 1-5 percent; . 6-10 percent; Cut Remain flat Increase Not told Total Year (%) (%) (%) (%) (%) Table I. Budget expectations all 2009 56.95 15.59 5.09 22.37 100.00 responses 2010 47.54 22.95 8.20 21.31 100.00 Cut Remain flat Increase Total Year (%) (%) (%) (%) Table II. 2009 73.36 20.09 6.55 100.00 Budget expectations 2010 60.42 29.17 10.42 100.01 minus those who were not told Note: There is a slight rounding error of 0.01 percent for 2010
  • 8. The recession and realities 207 Figure 4. 2009 budget increases Figure 5. 2010 budget increases . 11-15 percent; . 16-20 percent; . 21-25 percent; . 26-30 percent; and . . 30 percent or unknown. Budget concerns are not only the by-product of the cycles in an economy. Even prior to the recession, which began in December 2007, librarians mentioned stressed budgets as being a persistent challenge. In the 2007 Library Journal Job Satisfaction Survey 28
  • 9. BL percent of academic librarians responded that budgetary constraints were their biggest 24,4 challenge. They commented that budget lags resulted in unfilled job lines, which puts more responsibility on those still who are still employed (Albanese, 2008). This persistent challenge mentioned in 2007 was borne out in the survey results. Both 2009 and 2010 saw relatively the same responses within each percentage category. The majority of cuts fell in the 1-5 percent and 6-10 percent range. In 2009, 208 the largest response, 28.94 percent, was in the 6-10 percent range while in 2010 the largest response, 29.01 percent, was in the 1-5 percent. It is encouraging that the largest response was in a lower percentage range in 2010. Somewhat pessimistically, in 2009 8.51 percent had budget cuts of greater than 20 percent while in 2010 that number rose slightly to 9.93 percent (see Figure 6). Question seven. If cut, which areas of the budget have been cut? The following choices were available for selection; capital, salaries, benefits, supplies, materials, travel expenses, across the board, other, please explain. In both 2009 and 2010 the leading areas for budget cuts were materials, travel expenses and supplies. It is interesting to note that when ranked, three of the first four largest cuts occurred in 2009, while three of the four smallest cuts occurred in 2010. As mentioned earlier, the apparent easing in 2010 may be a result of sufficient budget cuts in 2009 (see Figure 7). In general, the choice “Other, please explain” had multiple responses commenting on hiring freezes. The following are a few more of the responses: No personal computers for students or staff, no promotions. State funds have been cut and tuition increase funds [have been] claimed by the state and not given to the university. All areas of operating and materials budget were cut. All employees had to take a ten-hour unpaid furlough. Otherwise, salaries and benefits were not cut. Ten positions that were unfilled at the time were eliminated. Professional development money was zeroed out. Figure 6. Budget cuts
  • 10. The recession and realities 209 Figure 7. Specific budget lines cut Registration is down; cuts are coming. Libraries closed and librarians let go. Caution should be given to the fact that when material budgets are cut at academic libraries the organizations national ranking may suffer as a result of fewer subscriptions (and books) which in turn may affect recruitment (Taylor, 2010). Question eight. Please select any of the following that have been impacted as a direct result of the economic slowdown The following were available for selection: . salary freeze/smaller increases in pay raises; . hiring freeze/slowdown in the pace of hiring; . cutting student workers; . reduction in benefits; . reduction in hours the library is open; . travel expenses frozen/cutback; . decrease in morale; . establishing new workflows for better efficiency; . environmental initiatives (e.g. energy saving); . miscellaneous (bottled water service cancelled); and . other, please explain. As opposed to question seven which focused primarily on specific line items in the budget, question eight is geared more towards the day-to-day operations of the library. There is some overlap, for example, salaries and travel, however, this question also elicited responses in hours the library is open, staffing, environmental issues and morale.
  • 11. BL The economic crisis accelerated trends that would have emerged more slowly 24,4 otherwise (Lowry, 2010). Many examples of this are found by responses stating that either environmental initiatives or the analyses of workflow efficiency began in earnest. It is reasonable to assume that these actions would have taken place in the normal course of business if the recession had not happened. However, it appears that they were done quicker because of the recession. 210 It would not be unusual to think that the hours a library is open would be a frequent target of budget cuts. Survey results in 2009 show a reduction in the hours of operation was chosen by 23.71 percent, rising 6.89 percent in 2010 to 30.60 percent. However, both years rank near the bottom third for frequency of occurrence. One reason for this may be that reducing library hours is a true indicator of financial stress and comes with the social cost of possibly causing ill will with library users (McCaslin, 2010). Staffing concerns ranked in four of the top five responses. Number one was hiring freeze/slowdown in the pace of hiring 2009 (73.88 percent) number two was salary freeze, smaller increase in pay raises, 2010 (68.89 percent), number four was hiring freeze/slowdown in the pace of hiring 2010 (66.70 percent) and ranked five was salary freeze, smaller increase in pay raises in 2010 (66.67 percent). Staffing issues can certainly have a negative effect on moral. Not too surprising, morale was ranked just behind staffing issues at sixth in 2010 (59.40 percent) and eighth in 2009 (53.61 percent). All staffing and moral were ranked at or near the top (see Figure 8). Responses to a reduciton in benefits for 2009 and 2010 were ranked last and second to last, respectfully. It would be interesting, as further research, to explore why this is the case. There were some positive comments mixed in with the foreboding in the responses to “other, please explain.” The following is a sampling of the comments: Figure 8. Day-to-day operations affected by the economic slowdown
  • 12. Our registration has been up greatly in the last two years. We are a two-year, The recession regionally-accredited for-profit college. and realities Our small college was failing and was acquired by a proprietary institution. We are already very thrifty and efficient. There’s not much to cut, but we haven’t really felt any “new” pain, either. We did have to go through a reduction in journal or book spending with departments for the third time in five years. To be honest, though difficult, I don’t think it has 211 adversely harmed our program in a significant way, but we have an excellent interlibrary loan system and state support for database access was not cut.Increased workload. Fears of job loss, fears that we will reduce travel, fears that we’ll cut information resources and services to students, fears that the position of library dean will not be replaced. (I’m currently interim dean, and I don’t think there’s any basis for this last fear, but it seems to be a wide-spread rumor.) Sustainability initiatives have been introduced along with the financial planning. The college has taken a long-term view of this issue, involved everyone, communicated well, and not had to do layoffs, (yet) . . . so morale has generally been good. Though I can’t actually say a decrease in morale overall, I would say that there is an increased sense of anxiety. I have yet to find out the full impact on employees as they are in union negotiations at the moment. Libraries in the Pasadena Unified School District closed and all librarians let go. My school was closed and I cannot find another job. Nothing is more important than finding a job. Note: an example of miscellaneous would be the cancelling of bottled water service or voicemail cancellation. Question nine. Please select the choice that best fits the stress level that you may have perceived in your library because of the economic slowdown and/or budget cuts The following were available for selection: . significant increase; . marginal increase; . no change; . marginal decrease; and . significant decrease. The uncertainty of what might happen next during an economic slowdown may contribute to increased stress for staff. Not surprsisingly, the overwhleming majority of responses were that stress increased. In 2009, those slecting either a significant or marginal increase was 85.43 percent while in 2010 those same choices were selected 87.78 percent of the time (see Figures 9 and 10). There was almost no decrease in stress in 2009, as evidenced by a 0.68 percent response to questions concerning that topic. However, the same questions in 2010 showed a 2.78 percent decrease in stress levels. Aproximately four times greater than 2009 a possible indication that people were beginning to cope with the ramificatrions of the recession.
  • 13. BL 24,4 212 Figure 9. Stress level 2009 Figure 10. Stress level 2010 Stress can also come from being asked to do the work of departments that are not operating at full capacity. For example, if the materials budget is cut the workload in inter-library loan and course reserves may increase (McCaslin, 2010). One way to counteract stress is to build moral through teamwork. The initiation of a recycling program at Valdosta State University’s Odum Library had an uplifting effect on moral (Fisher and Yontz, 2007). Note that the trajectory in each chart is nearly identical. Question 10. Has any other department offered to pay for, or share the cost of, a service (online or in print) that was formerly paid for entirely by the library’s budget? As responses indicate, not surprisingly, nearly no entity would share costs to help maintain services (see Figure 11).
  • 14. The recession and realities 213 Figure 11. Cost sharing Question 11. Please share any best practices which you feel may help other libraries manage during this economic downturn There were 86 responses in 2009 and 61 in 2010. In an attempt to lend some structure to the narrative style of this question the answers were categorized. Some answers, all encompassing as they were, were placed into more than one category. The categories were; communication, environmental, personnel, purchasing, service, technological, workflow and miscellaneous. The breakdown is as shown in Table III). Communication is paramount. Though purchasing was equally important in 2009, by 2010 it slipped from 26.74 percent of responses to 18.18 percent. Communication also slipped though not as steep from the same 26.74 percent of responses in 2009 to 25.00 percent. Clearly, communicating with staff, patrons, political figures, vendors and administration is a top priority. Reponses suggested that communicating with staff will keep moral up, also to communicate to your patrons that in tough economic times, if a service is not used it will be cut and lastly communication leads to transparency and ensures that “rumors don’t get out of hand.” An effective use of communication was demonstrated by Bridgeport Connecticut Library Director, Scott Hughes. He was faced with a budget deficit of $1.1 million; he communicated with patrons through a telephone campaign, used the law to his benefit Classification 2009 2010 Total Communication 23 22 45 Purchasing 23 16 39 Personnel 11 15 26 Miscellaneous 10 15 25 Workflow 8 10 18 Service 5 7 12 Environmental 3 2 5 Technology 3 1 4 Table III. Grand 86 88 174 Best practices
  • 15. BL by getting a referendum on the ballot and had library supporters at the polls to vote for 24,4 the referendum. The result was a budget increase of 44 percent from $4.8 million to $6.9 million (Berry, 2010). When the responses for the two surveys are combined (see the Total column in Table III), purchasing is a close second to communication. Best practice suggestions for purchasing include, joining more consortiums to leverage discounted pricing, 214 discontinue underused databases and those databases that have a high degree of overlap. In the area of personnel it was suggested that a “we are all in this together” atmosphere is important as well as maintaining professional development and cross-training so staff can do other work if or when the work within their department slows down. Workflow suggestions centered on consolidating duties, re-examining position descriptions, and more than any other idea, prioritize. Specifically, align priorities in accordance with the institutions mission. Best practices for service were mostly to market your services such that your patrons feel they cannot do without them. The press was an unwitting helper in marketing library services as they reported on the increase usage at libraries during the recession (Fiels, 2009). The implication being there is a wealth of content (information) at your library (Kenney, 2009). Librarians have advocated that the recession was a fortuitous time to begin environmental initiatives. Such initiatives included cutting back on printing, which also results in less ink being used. Responses also included the shutting down of computers and printers at the end of the day. The literature revealed an interesting angle, to have a formal energy audit or do you own (see energystar.com) to discover where energy is leaking out of your building (Johnson, 2009). Conversely, the recession forced other industries to slow their environmental initiatives. For example the publishing industry, tied closely to libraries, slowed their environmental initiatives due to the high cost of recycled paper (Milliot, 2010). Suggestion in the area of technology were to use Web 2.0 tools, use free services such as directories found on the internet, use open access and “develop more in-house software.” Within in the miscellaneous category suggestions were to keep a sense of humor, remain patient, be friendly, stay enthusiastic, be flexible, be efficient and make the library vital by being useful to other departments. Conclusion Even though promise can be found in areas such as increased efforts in environmentalism, the media’s positive portrayal of libraries and in select cities, the support shown by the people, it still has been a trying period. Libraries have suffered along with the economy through decreased funding which has had an effect on many areas including hiring, pay and acquisitions. In turn this decreases morale and forces librarians to cut programs and services all of this contributes to the reported higher stress levels. Veteran librarians has seen this cycle before, given that, perhaps the best advice from the survey results is to be prepared, for when the economy turns around, with your requests for what was lost.
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