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TruProcess Near Infrared Analyzer
Kurt Kortokrax
Thermo Scientific
Account Manager
Kurt.Kortokrax@thermofisher.com
Thermo Scientific TruProcess NIR Process Analyzer
Spectral Range                 1600-2400 nm (6250-4100 cm-1)

Absolute Wavelength Accuracy   +/- 0.1 nm
                               Internal software controlled wavelength standard for on-the-fly calibration and
Wavelength Calibration
                               qualification.
Measurement time               <0.75 sec. per spectrum

Sampling Mode                  Non-Contact diffuse reflectance

                               Nominal working distance - 35 – 50 mm
Working Distance
                               Maximum recommended working distance - 100 mm

Sampling area                  25 mm @ 50 mm working distance

Size                           177 mm (l) x 127 mm (w) x 158 mm (h) standard configuration

Weight                         2.95 kgs (6.5 lbs)

                               Aluminum, dust and waterproof, o-ring sealed enclosure with durable and
Enclosure & materials          cleanable powder coated surface, stainless steel tri-clover fitting, and sapphire
                               isolation window.

A/D Converter                  24 bit
                               Integrated MEMS accelerometer for dynamic blending applications
Position Trigger

Detector                       Single InGaAs w/2 stage cooling

Source                         Dual 5 watt tungsten NIR source

                               SpectralCode Plus™, SpectralCode Direct Command Set
Software included:

Operating Systems              Windows XP, Vista or Windows 7
                               Ethernet, RS232 serial, USB, and wireless with router
Computer Interface

Operating Temp Range           0 to 35°C (non-condensing).
Storage Temp Range
                               -40 to +85°C


                               Batteries: 2 x 5AH 7.2 Lithium Ion (4.5 hour run-time)
Power
                               External Power: 7 – 14 Volt DC (2.5 amps max)




            2
 Polychromix                                                                                                       2
TruProcess Near Infrared (NIR) Process Analyzer
• Non-Destructive: Non-contact diffuse reflectance measurement with programmable acquisition trigger

• Fast, accurate monitoring: Wireless communications with real-time data analysis and storage

• Customizable: TruProcess is compatible with Thermo Scientific Method Development software which
allows for both qualitative and quantitative applications including; drying, blending and moisture analysis

• Advanced Technology: Micro-electrical Mechanical (MEMS) technology transforms traditional NIR
technology into a process-line NIR sensor

 Advantages of MEMS technology
 • Smaller size and portability: Allows for quick deployment across
 large process manufacturing environments
 • Reliability: MEMS technology has no moving parts with proven
 reliability
 • Reproducibility for method transfer: Internal wavelength calibration
 provides superior wavelength accuracy
 • Speed: The MEMS engine has a scanning speed up to five
 microseconds and blending rates up to 25 rpm
 • Scalable from bench scale to full manufacturing scale
 • Reduced deployment costs and long term cost of ownership




         3
Polychromix                                                                                                   3
TruProcess Analyzer Configuration

  2 Light sources
 with 2.5” tri-clover
   connection for
easy installation on
 blenders & dryers




                                      Wireless “Wi-Fi”
                                     antenna to transfer
        Integrated Standard          Real-time spectra to
                                     external PC/station
       materials for performing
        background and PQ


          4
 Polychromix                                                4
Technology- MEMS (Micro ElectroMechanical Systems)


                  Unactuated: incident   Actuated: programmable
                     light reflected     filtering at 1/4- wavelength
                                         displacement




         5
Polychromix                                                         5
TruProcess Analyzer Configuration

        Hot-swappable
        batteries ports,
      rechargeable Li-Ion
     batteries for up to 5-6
     hours of continuous
           operation




       DC power, RS232,
        USB, Ethernet
         connections




         6
Polychromix                         6
Electromagnetic Spectrum
              Near Infrared is ~ 800-2500 nm region
                        1nm = 10-9 meters




         7
Polychromix                                           7
Near Infrared Spectroscopy
• The observation of how electromagnetic energy (Near Infrared) interacts
  with a sample

• NIR light is all around us – It is the part of sunlight that carries the heat
     • A simple quartz tungsten-halogen bulb is used as a source of NIR

• Many substances will interact with infrared light by absorbing at specific
  frequencies that are unique to that material




          8
 Polychromix                                                                      8
Overtones

Example: C-H Overtones

First Overtone
3378 nm (C-H Stretch) * 1/2 = 1689 nm

Second Overtone
3378 nm (C-H Stretch)* 1/3 = 1126 nm




         9
Polychromix                             9
SpectralCode Plus Software
SpecralCode Plus Software
    • “Real-time” acquisition of spectral data
    • Standard pre-process functions (SNV, MSC, 1st ,2nd Deriv.
      Normalization, etc.)
    • Qualitative algorithms
              • Standard Deviation (MBSD)
              • PCA
    • Quantitative algorithms:
              • PLS1
    • “Real-time” trending of multiple Qualitative and/or Quantitative
      results
    • Saving all results, spectra, etc.
    • Adjust triggering time delay based on blender fill
    • Off-line models testing capability
    • Process interfaces to PLCs using Ethernet connection

        11
Polychromix                                                              11
SpecralCode Plus Software




        12
Polychromix                     12
Triggering
          • Power Monitor Method
              • Optical power monitoring is good enough to detect onset of cascading
                material
          • Gravity Method
              • Fully software programmable MEMS Accelerometer




        13
Polychromix                                                                            13
Real-Time Prediction and Trending




        14
Polychromix                          14
TruProcess Applications and Usage
Process Analytical Technology and NIR

  • Real time monitoring and control of process parameters and
    material performance attributes
         • NIR devices well suited for at-line, in-line and on-line measurements


  • Rapid determination of physical and chemical properties of
    raw materials, intermediates and final dosage forms
         • Chemometric analysis from data acquisition to statistical process control
         • Multivariate analysis for quantitative assessment




        16
Polychromix                                                                            16
At point-of-use application in Pharmaceutical Manufacturing

   Receiving           100% verification of receivables.
   warehouse:
                       Detection of common contaminants.
                       Quantification of ingredient moisture content.
   Dispensing:         100% Final verification of ingredients.
   In process:         Reaction completion
                       Determination of moisture content

                       Solvent exchange monitoring
   Finished Product:   Determination of ingredient ratios.
                       Content uniformity.
                       Thickness of tablet film coatings.
   Packaging:          Verification of packaging polymers.
                       Determination of polymer thickness.
   Clinical trial:     Spot verification of placebo and active doses.
   Post-production:    Degradation analysis of retained samples.
                       Counterfeit products evaluation



        17
Polychromix                                                             17
Monitoring Blending and Drying Processes




        18
Polychromix                                 18
TruProcess Scalability




        19
Polychromix              19
Real-time Blend Uniformity by using TruProcess Analyzer




        20
Polychromix                                                 20
Real-time Blend Uniformity by using TruProcess Analyzer


• Standard deviations                                     1 kg Lac Added
  calculation                                               1 kg APAP Added        60 g MgS Added

• Lac/APAP Scores are                              1.1                                                        0.3

  calculated using the                             0.9
  difference between                                                                                          0.25


                         Score: 1=pure component
                                                   0.7
  pure Lac and APAP
                                                                                                              0.2
                                                   0.5

• MgS scores are                                   0.3                                                        0.15   Lac
  calculated using the                                                                                               MgS
                                                   0.1
  difference between                                             Blending                                     0.1
                                                                                                                     Stdev - Lac
                                                                                                                     Stdev - MgS
  MgS and the Lac/APAP                             -0.1           Good
  blend.                                           -0.3
                                                                                                              0.05


                                                   -0.5                                                       0
                                                          0    100   200     300     400    500   600   700
                                                                            Measurement #




        21
Polychromix                                                                                                                    21
Full-spectrum PCA trending




                                  0.4


• PCA - 1 factor                  0.3

• Savitzky-Golay 1st Derivative   0.2
• Use range 1976-2067 nm                                        Score F1
                                  0.1


                                    0


                                  -0.1
                    Suspected
                  Acetaminophen   -0.2

                       issue      -0.3
                                         0   50   100   150   200    250   300   350




            22
    Polychromix                                                                        22
Trending

 • Spectral difference model
                                                               5-point symmetric stdev
 • Savitzky-Golay 1st Derivative
                                                                         15-point historic stdev
 • Normalize Range                                                                 “PLS” prediction
 • Trending is similar to other                1.05                                                        0.05

   methods, but some quantitative                                                                          0.045


   information is present.                     0.95                                                        0.04

                                                                                                           0.035

                                               0.85                                                        0.03

                                                                                                           0.025

 • Recommendation:                             0.75                                                        0.02


        • Follow standard deviation until it                                                               0.015

                                               0.65                                                        0.01
          falls below target value                                                                         0.005

        • Follow quantitative value until if   0.55                                                         0
                                                      0   50       100     150    200    250       300   350
          falls below target value




        23
Polychromix                                                                                                     23
Real-time API Blending by using 2 TruProcess Analyzers

•        3.5 Quart Stainless steel
         V-Blender
•        8 compounds
         formulation
•        Spectra were collected
         with Gravity sensor
         - 1 scan every rotation
         - 22 rotation per minute
•        Modeling done using
         PLS
•        RMSNV (Root Mean
         Square to the Nominal
         Value) was uses to
         monitor blend
         homogeneity


        24
Polychromix                                                    24
Results


                 1.2                                                                           1.2
                                                                     APAP                                                                    APAP
                                                                     MCC                                                                     MCC
                   1                                                                             1
                                                                     MGST                                                                    MGST


                 0.8                                                                           0.8




                                                                              Concentrations
Concentrations




                 0.6                                                                           0.6


                 0.4                                                                           0.4


                 0.2                                                                           0.2


                   0                                                                             0


                 -0.2                                                                          -0.2
                        0        50   100       150      200   250      300                           0   50   100      150      200   250      300
                                             Rotations                                                               Rotations



                                            Sensor 1                                                                 Sensor 2




                            25
Polychromix                                                                                                                                         25
Real-time on-line Moisture content by TruProcess

 • Analyzer communicates with external PC via
   standard wireless (Wi-Fi) Ethernet connection

 • TruProcess NIR Analyzer was installed on viewing
   window of Glatt FBD without any dryer
   modification.

 • Standard tri-clover connection was used, allowing
   to relocate analyzer easily without any tools.




        26
Polychromix                                                  26
Real-time on-line Moisture Content by TruProcess™




• Every 15 sec.
• RMSEC - 0.17%
• RMSECV - 0.17%:


                                - Reference validation results


         27
 Polychromix                                                      27
Real-time moisture prediction




                                             Reference validation results



   3:20pm               3:50pm             4:20pm                      4:50pm        5:10pm

                                                Time (July 27, 2010)




         Prediction was performed for first 3 hours of 9 hours of granulation/drying process using
                         previously created Quantitative PLS1 calibration/model

        28
Polychromix                                                                                          28
Qualification and Connection to External
Systems
Regulatory Solution


              IQ           OQ              PQ                         RESULTS
       Installation     Operational     Performance
       Qualification    Qualification   Qualification                    Data

                                                        Methods
                                                                       LCD Display

                                                                         Archive

        Qualification    Traceable       USP 1119                         LIMS
        Procedures       Standards       Protocol
                                                                       PLCs or DCS
                                                          Method
                                                        Development


                                                        Traceable Standards
                                                        USP 1119 Qualification
                                                        Protocol

        30
Polychromix                                                                          30
Regulatory Solution


                        Performance Qualification and
                        background spectra collection
                              can be performed
                              AUTOMATICALLY




                        Shutter open     Shutter closed




        31
Polychromix                                               31

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Tru Process

  • 1. TruProcess Near Infrared Analyzer Kurt Kortokrax Thermo Scientific Account Manager Kurt.Kortokrax@thermofisher.com
  • 2. Thermo Scientific TruProcess NIR Process Analyzer Spectral Range 1600-2400 nm (6250-4100 cm-1) Absolute Wavelength Accuracy +/- 0.1 nm Internal software controlled wavelength standard for on-the-fly calibration and Wavelength Calibration qualification. Measurement time <0.75 sec. per spectrum Sampling Mode Non-Contact diffuse reflectance Nominal working distance - 35 – 50 mm Working Distance Maximum recommended working distance - 100 mm Sampling area 25 mm @ 50 mm working distance Size 177 mm (l) x 127 mm (w) x 158 mm (h) standard configuration Weight 2.95 kgs (6.5 lbs) Aluminum, dust and waterproof, o-ring sealed enclosure with durable and Enclosure & materials cleanable powder coated surface, stainless steel tri-clover fitting, and sapphire isolation window. A/D Converter 24 bit Integrated MEMS accelerometer for dynamic blending applications Position Trigger Detector Single InGaAs w/2 stage cooling Source Dual 5 watt tungsten NIR source SpectralCode Plus™, SpectralCode Direct Command Set Software included: Operating Systems Windows XP, Vista or Windows 7 Ethernet, RS232 serial, USB, and wireless with router Computer Interface Operating Temp Range 0 to 35°C (non-condensing). Storage Temp Range -40 to +85°C Batteries: 2 x 5AH 7.2 Lithium Ion (4.5 hour run-time) Power External Power: 7 – 14 Volt DC (2.5 amps max) 2 Polychromix 2
  • 3. TruProcess Near Infrared (NIR) Process Analyzer • Non-Destructive: Non-contact diffuse reflectance measurement with programmable acquisition trigger • Fast, accurate monitoring: Wireless communications with real-time data analysis and storage • Customizable: TruProcess is compatible with Thermo Scientific Method Development software which allows for both qualitative and quantitative applications including; drying, blending and moisture analysis • Advanced Technology: Micro-electrical Mechanical (MEMS) technology transforms traditional NIR technology into a process-line NIR sensor Advantages of MEMS technology • Smaller size and portability: Allows for quick deployment across large process manufacturing environments • Reliability: MEMS technology has no moving parts with proven reliability • Reproducibility for method transfer: Internal wavelength calibration provides superior wavelength accuracy • Speed: The MEMS engine has a scanning speed up to five microseconds and blending rates up to 25 rpm • Scalable from bench scale to full manufacturing scale • Reduced deployment costs and long term cost of ownership 3 Polychromix 3
  • 4. TruProcess Analyzer Configuration 2 Light sources with 2.5” tri-clover connection for easy installation on blenders & dryers Wireless “Wi-Fi” antenna to transfer Integrated Standard Real-time spectra to external PC/station materials for performing background and PQ 4 Polychromix 4
  • 5. Technology- MEMS (Micro ElectroMechanical Systems) Unactuated: incident Actuated: programmable light reflected filtering at 1/4- wavelength displacement 5 Polychromix 5
  • 6. TruProcess Analyzer Configuration Hot-swappable batteries ports, rechargeable Li-Ion batteries for up to 5-6 hours of continuous operation DC power, RS232, USB, Ethernet connections 6 Polychromix 6
  • 7. Electromagnetic Spectrum Near Infrared is ~ 800-2500 nm region 1nm = 10-9 meters 7 Polychromix 7
  • 8. Near Infrared Spectroscopy • The observation of how electromagnetic energy (Near Infrared) interacts with a sample • NIR light is all around us – It is the part of sunlight that carries the heat • A simple quartz tungsten-halogen bulb is used as a source of NIR • Many substances will interact with infrared light by absorbing at specific frequencies that are unique to that material 8 Polychromix 8
  • 9. Overtones Example: C-H Overtones First Overtone 3378 nm (C-H Stretch) * 1/2 = 1689 nm Second Overtone 3378 nm (C-H Stretch)* 1/3 = 1126 nm 9 Polychromix 9
  • 11. SpecralCode Plus Software • “Real-time” acquisition of spectral data • Standard pre-process functions (SNV, MSC, 1st ,2nd Deriv. Normalization, etc.) • Qualitative algorithms • Standard Deviation (MBSD) • PCA • Quantitative algorithms: • PLS1 • “Real-time” trending of multiple Qualitative and/or Quantitative results • Saving all results, spectra, etc. • Adjust triggering time delay based on blender fill • Off-line models testing capability • Process interfaces to PLCs using Ethernet connection 11 Polychromix 11
  • 12. SpecralCode Plus Software 12 Polychromix 12
  • 13. Triggering • Power Monitor Method • Optical power monitoring is good enough to detect onset of cascading material • Gravity Method • Fully software programmable MEMS Accelerometer 13 Polychromix 13
  • 14. Real-Time Prediction and Trending 14 Polychromix 14
  • 16. Process Analytical Technology and NIR • Real time monitoring and control of process parameters and material performance attributes • NIR devices well suited for at-line, in-line and on-line measurements • Rapid determination of physical and chemical properties of raw materials, intermediates and final dosage forms • Chemometric analysis from data acquisition to statistical process control • Multivariate analysis for quantitative assessment 16 Polychromix 16
  • 17. At point-of-use application in Pharmaceutical Manufacturing Receiving 100% verification of receivables. warehouse: Detection of common contaminants. Quantification of ingredient moisture content. Dispensing: 100% Final verification of ingredients. In process: Reaction completion Determination of moisture content Solvent exchange monitoring Finished Product: Determination of ingredient ratios. Content uniformity. Thickness of tablet film coatings. Packaging: Verification of packaging polymers. Determination of polymer thickness. Clinical trial: Spot verification of placebo and active doses. Post-production: Degradation analysis of retained samples. Counterfeit products evaluation 17 Polychromix 17
  • 18. Monitoring Blending and Drying Processes 18 Polychromix 18
  • 19. TruProcess Scalability 19 Polychromix 19
  • 20. Real-time Blend Uniformity by using TruProcess Analyzer 20 Polychromix 20
  • 21. Real-time Blend Uniformity by using TruProcess Analyzer • Standard deviations 1 kg Lac Added calculation 1 kg APAP Added 60 g MgS Added • Lac/APAP Scores are 1.1 0.3 calculated using the 0.9 difference between 0.25 Score: 1=pure component 0.7 pure Lac and APAP 0.2 0.5 • MgS scores are 0.3 0.15 Lac calculated using the MgS 0.1 difference between Blending 0.1 Stdev - Lac Stdev - MgS MgS and the Lac/APAP -0.1 Good blend. -0.3 0.05 -0.5 0 0 100 200 300 400 500 600 700 Measurement # 21 Polychromix 21
  • 22. Full-spectrum PCA trending 0.4 • PCA - 1 factor 0.3 • Savitzky-Golay 1st Derivative 0.2 • Use range 1976-2067 nm Score F1 0.1 0 -0.1 Suspected Acetaminophen -0.2 issue -0.3 0 50 100 150 200 250 300 350 22 Polychromix 22
  • 23. Trending • Spectral difference model 5-point symmetric stdev • Savitzky-Golay 1st Derivative 15-point historic stdev • Normalize Range “PLS” prediction • Trending is similar to other 1.05 0.05 methods, but some quantitative 0.045 information is present. 0.95 0.04 0.035 0.85 0.03 0.025 • Recommendation: 0.75 0.02 • Follow standard deviation until it 0.015 0.65 0.01 falls below target value 0.005 • Follow quantitative value until if 0.55 0 0 50 100 150 200 250 300 350 falls below target value 23 Polychromix 23
  • 24. Real-time API Blending by using 2 TruProcess Analyzers • 3.5 Quart Stainless steel V-Blender • 8 compounds formulation • Spectra were collected with Gravity sensor - 1 scan every rotation - 22 rotation per minute • Modeling done using PLS • RMSNV (Root Mean Square to the Nominal Value) was uses to monitor blend homogeneity 24 Polychromix 24
  • 25. Results 1.2 1.2 APAP APAP MCC MCC 1 1 MGST MGST 0.8 0.8 Concentrations Concentrations 0.6 0.6 0.4 0.4 0.2 0.2 0 0 -0.2 -0.2 0 50 100 150 200 250 300 0 50 100 150 200 250 300 Rotations Rotations Sensor 1 Sensor 2 25 Polychromix 25
  • 26. Real-time on-line Moisture content by TruProcess • Analyzer communicates with external PC via standard wireless (Wi-Fi) Ethernet connection • TruProcess NIR Analyzer was installed on viewing window of Glatt FBD without any dryer modification. • Standard tri-clover connection was used, allowing to relocate analyzer easily without any tools. 26 Polychromix 26
  • 27. Real-time on-line Moisture Content by TruProcess™ • Every 15 sec. • RMSEC - 0.17% • RMSECV - 0.17%:  - Reference validation results 27 Polychromix 27
  • 28. Real-time moisture prediction Reference validation results 3:20pm 3:50pm 4:20pm 4:50pm 5:10pm Time (July 27, 2010) Prediction was performed for first 3 hours of 9 hours of granulation/drying process using previously created Quantitative PLS1 calibration/model 28 Polychromix 28
  • 29. Qualification and Connection to External Systems
  • 30. Regulatory Solution IQ OQ PQ RESULTS Installation Operational Performance Qualification Qualification Qualification Data Methods LCD Display Archive Qualification Traceable USP 1119 LIMS Procedures Standards Protocol PLCs or DCS Method Development Traceable Standards USP 1119 Qualification Protocol 30 Polychromix 30
  • 31. Regulatory Solution Performance Qualification and background spectra collection can be performed AUTOMATICALLY Shutter open Shutter closed 31 Polychromix 31