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Cancer of the Esophagus 
Radiation 
www.aboutcancer.com
T1bN+ or 
T2-T4a 
PreOp 
Chemoradiation 
then Surgery 
Chemoradiation 
Most locally 
advanced 
esophagus cancers
Preoperative Chemoradiotherapy for Esophageal or 
Junctional Cancer 
P. van Hagen for the CROSS Group 
N Engl J Med 2012; 366:2074-2084 
randomly assigned patients with resectable tumors to 
receive surgery alone or weekly administration of 
carboplatin and paclitaxel for 5 weeks and concurrent 
radiotherapy (41.4 Gy), followed by surgery. 
Results Chem/Rad/Surg Surgery Alone 
R0 Resection 92% 69% 
Path CR 19% 
Hospital Mortality 4% 4% 
Median Survival 49.4 mos 24.0 mos 
Survival/5y 47% 34%
Survival 
CRT + Surgery 
Surgery 
Months
Comparison of Preoperative Chemotherapy 
Compared With Preoperative 
Chemoradiotherapy 
JCO February 20, 2009 vol. 27 no. 6 851-856 
Arm A: chemotherapy and surgery: 
median survival time 21.1 months, 
3-year survival rate 27.7%. 
Arm B: chemotherapy + radiotherapy 
and surgery): 
median survival time 33.1 months, 
3-year survival rate 47.7%.
Comparison of Preoperative Chemotherapy Compared 
With Preoperative Chemoradiotherapy 
Arm B chemo + radiotherapy and 
surgery): 
Arm A chemotherapy and surgery 
JCO February 20, 2009vol. 27 no. 6 851-856
T1bN+ or 
T2-T4a 
PreOp 
Chemoradiation 
then Surgery 
Chemoradiation 
Most locally 
advanced 
esophagus cancers 
Can you skip the surgery?
Chemoradiotherapy of locally advanced esophageal 
cancer: long-term follow-up of a prospective 
randomized trial (RTOG 85-01). 
JAMA.1999 May 5;281(17):1623 
Squamous cell or adenocarcinoma of the esophagus, 
T1-3 N0-1 M0. Combined modality therapy: 50 Gy plus 
cisplatin and fluorouracil, compared with RT only : 64 Gy 
in 32 fractions over 6.4 weeks. 
Results Chemo-Radiation Radiation 
Survival/5Y 14 – 26% 0%
RTOG 94-05 
J Clin Onc 2002;20:1167 
5-FU + cisplatin + radiation (64.8Gy or 
50. 4Gy) 
Results High Dose Low Dose 
Median survival 13.0 mos 18.1 mos 
Surv/2y 31% 40% 
Local Failure 56% 52%
Survival from 94-05 
50.4Gy 
64.8Gy 
Months
Randomized Trial of Two Nonoperative Regimens of 
Induction Chemotherapy Followed by 
Chemoradiation in Patients With Localized 
Carcinoma of the Esophagus: RTOG 0113 
assigned to receive either induction with fluorouracil, 
cisplatin, and paclitaxel and then fluorouracil plus 
paclitaxel with 50.4 Gy of radiation (arm A) or induction 
with paclitaxel plus cisplatin and then the same 
chemotherapy with 50.4 Gy of radiation (arm B) 
The median survival time was 28.7 months for patients 
in arm A and 14.9 months for patients in arm B (18.8 
months for patients in RTOG 9405). The 2-year survival 
rate was 56% for arm A and 37% for arm B.
ChemoRadiation Alone, 
RTOG 
Survival 
Months 
RTOG 0113 
RTOG 9405 
JCO 2008;28:4551
Survival with ChemoRadiation 
versus Esophagectomy 
Chan. IJROBP ;1999:45:265
10y Survival Chemoradiation 
with or without Surgery 
No Surgery 
2 4 6 8 10 
Years 
Surgery 
Bidoli. Cancer 2002:94:352
Chemoradiation with and without surgery in patients 
with locally advanced squamous cell carcinoma of 
the esophagus. 
Stahl. J Clin Oncol. 2005 Apr 1;23(10):2310-7 
locally advanced squamous cell carcinoma (SCC) of the 
esophagus were randomly allocated to either 
Induction chemotherapy followed by chemoradiotherapy 
(40 Gy) followed by surgery (arm A), 
or the same induction chemotherapy followed by 
chemoradiotherapy (at least 65 Gy) without surgery (arm 
B).
Overall survival to be equivalent between the two 
treatment groups 
Local progression-free survival was better in the surgery 
group 
2-year progression-free survival 
Surgery Group 64.3% 
Chemoradiotherapy 40.7%
Treatment-related mortality was significantly increased 
in the surgery group than in the chemoradiotherapy 
group 
Treatment Mortality 
Surgery 12.8% 
ChemoRad 3.5%
Survival 
J Clin Oncol. 2005 Apr 1;23(10):2310-7 
Years 
Surgery 
Radiation
Chemoradiation followed by surgery compared with 
chemoradiation alone in squamous cancer of the esophagus: 
FFCD 9102. 
Bedenne. 
J Clin Oncol. 2007 Apr 1;25(10):1160-8. 
Patients received fluorouracil (FU) and cisplatin and either 
conventional (46 Gy) or split-course (15 Gy X 2) concomitant 
radiotherapy. Then randomly assigned to surgery (arm A) or 
continuation of chemoradiation (arm B;FU/cisplatin and either 
conventional [20 Gy] or split-course [15 Gy] radiotherapy). 
Results Surgery Radiation 
Survival/2y 34% 40% 
Median Surv 17.7 mos 19.3 mos 
Local Control 66% 57% 
Stent 5% 32%
Chemoradiation followed by surgery compared with chemoradiation 
alone in squamous cancer of the esophagus: FFCD 9102. 
Bedenne. 
J Clin Oncol. 2007 Apr 1;25(10):1160-8.
T4b 
Chemoradiation 
Chemo alone or 
Radiation alone 
Palliative Care 
Inoperable
Palliative Radiation 
Improvements in Swallowing 
(dysphagia) 
Outcome Radiation Radiation + ChemoRx 
survival 203 days 210 days 
improved dysphagia (swallowing) 
9 weeks 68% 74% 
6 months 31% 33% 
ASTRO 2014 (CT-03)
CT Scan showing complete 
disappearance of a large squamous 
cancer in upper esophagus
PET scan 
before and 
two months 
after 
completing 
radiation, the 
PET may 
continue to 
show 
improvement 
for several 
months
The same patient at 7 months, with the PET scan 
totally negative, large tumors may take a longer 
time to respond completely, especially 
adenocarcinoma
PET Scans – 3 Months after Chemoradiation 
for small squamous cancer in mid esophagus, 
cancer no longer visible by three months 
Prior to Radiation Radiation Boost 3 Months after 
Target
Radiation Technique
CT scan is obtained at the time of 
simulation 
CT images are then imported 
into the treatment planning 
computer
In the simulation 
process the CT 
and other images 
are used to create 
a computer plan
www.rtog.org
How big should the radiation 
target be? 
Advice from the RTOG
RTOG 1010 
HER2 + Adenocarcinoma of the 
Esophagus 
1. PreOp Chemoradiation 
Carbo/Taxol +/- Herceptin 
Radiation (50.4Gy) 
2. 5 – 8 weeks later surgery
RTOG 1010 Target 
1.GTV (Gross Tumor Volume) = gross cancer 
and obviously involved nodes 
2. CTV (Clinical Tumor Volume) = GTV + 4cm 
above and below and 1.0 – 1.5cm radial 
margins, plus para-esophageal or celiac 
lymph node axis 
3. PTV (Planning Target Volume) = GTV + 0.5 
– 1cm expansion 
Dose: 50.4Gy in 28 fractions (45Gy + 5.4 Gy 
as boost)
Start with PET – CT images of Cancer Target 
Cancer
Identify the Gross Tumor Volume (GTV) 
GTV
Identify the Clinical Tumor Volume (CTV) 
CTV
Identify the Planning Tumor Volume (PTV) 
PTV
Identify the Normal Structures that Might be Affected 
Lung Lung 
Heart 
Liver 
Kidney 
Spinal Cord 
Kidney 
Spinal Cord 
Radiation
IMRT (Tomotherapy) Plan 
PTV 
radiation
Risk of Lymph Node Spread for 
Adenocarcinoma of the Esophagus based 
on depth of invasion
Radiation Target Advice on the 
Lymph Nodes from the NCCN 
Cervical Esophagus: include 
supraclavicular and possible 
cervical nodes 
Proximal Third: supraclavicular 
and para-esophageal 
Middle Third: para-esophageal 
Distal Third/GE Junction: para-esophageal, 
lesser curvature, 
celiac axis
Esophagus 
Cancer 
Lymph Nodes
Esophagus Cancer Lymph Nodes
Incidence of Lymph Node Metastases for 
Squamous Cancer 
Upper Middle Lower
Incidence of Lymph Node Metastases for 
Squamous Cancer
Incidence of Lymph Node Metastases for Adenocarcinoma 
GE Junction Distal
Typical Radiation Field for Cervical 
or Upper Esophagus 
radiation
Typical Radiation Field for Middle 
Esophagus
Typical Radiation Field for Lower 
Esophagus
Typical Radiation Field for Lower 
Esophagus
Radiation Dose Guidelines 
from the NCCN 
PreOperative: 41.1 – 50.4Gy (1.8- 
2.0/day) 
PostOperative: 45 – 50.4Gy (1.8- 
2.0/day) 
Definitive: 50 – 50.4Gy (1.8-2.0/day) 
- higher dose (60-66Gy) may be considered in 
cervical esophagus where surgery is not 
planned, but there is little evidence of benefit > 
50.4Gy
Normal 
Structure 
Dose Limits 
from the 
RTOG 1010
Limits of Radiation to Normal 
Structures, Advice from the NCCN 
Lung: V20 to <20% and then V10 to 
<40% 
Liver: 60% liver < 30Gy 
Kidneys: at least 2/3 of one < 20Gy 
Spinal Cord: < 45Gy 
Heart: 1/3 < 50Gy
Side Effects 
Lung and 
Trachea 
Heart 
Esophagus 
Spinal Cord 
Stomach 
Structures 
affected 
by 
radiation
Side Effects 
Lung and 
Trachea 
Heart 
Esophagus 
Spinal Cord 
Radiation to the lung and trachea can lead to 
coughing, or shorteness of breath, if the 
esophagus cancer is invading into the trachea 
there is a risk of a fistula (TE fistula) 
Stomach 
Structures 
affected 
by 
radiation 
Long terms risks are related to scarring or fibrosis 
in the lung which can cause breathing problems
Side Effects 
Lung and 
Trachea 
Heart 
Esophagus 
Spinal Cord 
Radiation to the esophagus may temporarily 
increase the problems with swallowing (> 75%) 
and long term there is a risk of stenosis or 
narrowing (stricture in 15 – 20% requiring dilation) 
Stomach 
Structures 
affected 
by 
radiation
Side Effects 
Lung and 
Trachea 
Heart 
Esophagus 
Spinal Cord 
Other common side effects include skin irritation 
(sun burn), fatigue, loss of appetite and nausea 
Stomach 
Structures 
affected 
by 
radiation 
There is a small risk of injury to other organs near 
by e.g. the spinal cord, liver, stomach or kidneys
Results with Radiation Alone 
In general the median survival is only 6 to 12 
months and the 5 year survival is < 10%) 
In a large series ( >8,400 patients) survival was: 
18%/1y, 8%.2y and 6%/5y 
In another large series (9,511) the 5 year survival 
was 5.8% 
In another series by stage: I: 20%/5y, II: 10%/5y, 
III: 3%/5y and IV: 0%
Chemoradiotherapy of locally advanced esophageal 
cancer: long-term follow-up of a prospective 
randomized trial (RTOG 85-01). 
Treatment 5 Year Survival 
Radiation Alone 0% 
Chemo-Radiation 14 – 26%
Palliation from Radiation 
60 – 80% will have improvement in 
swallowing 
With radiation alone: 71%, 
Chemoradiation was: 88% 
Coia. Cancer 1993;71:281
Cancer of the Esophagus 
Radiation 
www.aboutcancer.com

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Esophagus cancer radiation treatment

  • 1. Cancer of the Esophagus Radiation www.aboutcancer.com
  • 2. T1bN+ or T2-T4a PreOp Chemoradiation then Surgery Chemoradiation Most locally advanced esophagus cancers
  • 3. Preoperative Chemoradiotherapy for Esophageal or Junctional Cancer P. van Hagen for the CROSS Group N Engl J Med 2012; 366:2074-2084 randomly assigned patients with resectable tumors to receive surgery alone or weekly administration of carboplatin and paclitaxel for 5 weeks and concurrent radiotherapy (41.4 Gy), followed by surgery. Results Chem/Rad/Surg Surgery Alone R0 Resection 92% 69% Path CR 19% Hospital Mortality 4% 4% Median Survival 49.4 mos 24.0 mos Survival/5y 47% 34%
  • 4. Survival CRT + Surgery Surgery Months
  • 5. Comparison of Preoperative Chemotherapy Compared With Preoperative Chemoradiotherapy JCO February 20, 2009 vol. 27 no. 6 851-856 Arm A: chemotherapy and surgery: median survival time 21.1 months, 3-year survival rate 27.7%. Arm B: chemotherapy + radiotherapy and surgery): median survival time 33.1 months, 3-year survival rate 47.7%.
  • 6. Comparison of Preoperative Chemotherapy Compared With Preoperative Chemoradiotherapy Arm B chemo + radiotherapy and surgery): Arm A chemotherapy and surgery JCO February 20, 2009vol. 27 no. 6 851-856
  • 7. T1bN+ or T2-T4a PreOp Chemoradiation then Surgery Chemoradiation Most locally advanced esophagus cancers Can you skip the surgery?
  • 8. Chemoradiotherapy of locally advanced esophageal cancer: long-term follow-up of a prospective randomized trial (RTOG 85-01). JAMA.1999 May 5;281(17):1623 Squamous cell or adenocarcinoma of the esophagus, T1-3 N0-1 M0. Combined modality therapy: 50 Gy plus cisplatin and fluorouracil, compared with RT only : 64 Gy in 32 fractions over 6.4 weeks. Results Chemo-Radiation Radiation Survival/5Y 14 – 26% 0%
  • 9. RTOG 94-05 J Clin Onc 2002;20:1167 5-FU + cisplatin + radiation (64.8Gy or 50. 4Gy) Results High Dose Low Dose Median survival 13.0 mos 18.1 mos Surv/2y 31% 40% Local Failure 56% 52%
  • 10. Survival from 94-05 50.4Gy 64.8Gy Months
  • 11. Randomized Trial of Two Nonoperative Regimens of Induction Chemotherapy Followed by Chemoradiation in Patients With Localized Carcinoma of the Esophagus: RTOG 0113 assigned to receive either induction with fluorouracil, cisplatin, and paclitaxel and then fluorouracil plus paclitaxel with 50.4 Gy of radiation (arm A) or induction with paclitaxel plus cisplatin and then the same chemotherapy with 50.4 Gy of radiation (arm B) The median survival time was 28.7 months for patients in arm A and 14.9 months for patients in arm B (18.8 months for patients in RTOG 9405). The 2-year survival rate was 56% for arm A and 37% for arm B.
  • 12. ChemoRadiation Alone, RTOG Survival Months RTOG 0113 RTOG 9405 JCO 2008;28:4551
  • 13. Survival with ChemoRadiation versus Esophagectomy Chan. IJROBP ;1999:45:265
  • 14. 10y Survival Chemoradiation with or without Surgery No Surgery 2 4 6 8 10 Years Surgery Bidoli. Cancer 2002:94:352
  • 15. Chemoradiation with and without surgery in patients with locally advanced squamous cell carcinoma of the esophagus. Stahl. J Clin Oncol. 2005 Apr 1;23(10):2310-7 locally advanced squamous cell carcinoma (SCC) of the esophagus were randomly allocated to either Induction chemotherapy followed by chemoradiotherapy (40 Gy) followed by surgery (arm A), or the same induction chemotherapy followed by chemoradiotherapy (at least 65 Gy) without surgery (arm B).
  • 16. Overall survival to be equivalent between the two treatment groups Local progression-free survival was better in the surgery group 2-year progression-free survival Surgery Group 64.3% Chemoradiotherapy 40.7%
  • 17. Treatment-related mortality was significantly increased in the surgery group than in the chemoradiotherapy group Treatment Mortality Surgery 12.8% ChemoRad 3.5%
  • 18. Survival J Clin Oncol. 2005 Apr 1;23(10):2310-7 Years Surgery Radiation
  • 19. Chemoradiation followed by surgery compared with chemoradiation alone in squamous cancer of the esophagus: FFCD 9102. Bedenne. J Clin Oncol. 2007 Apr 1;25(10):1160-8. Patients received fluorouracil (FU) and cisplatin and either conventional (46 Gy) or split-course (15 Gy X 2) concomitant radiotherapy. Then randomly assigned to surgery (arm A) or continuation of chemoradiation (arm B;FU/cisplatin and either conventional [20 Gy] or split-course [15 Gy] radiotherapy). Results Surgery Radiation Survival/2y 34% 40% Median Surv 17.7 mos 19.3 mos Local Control 66% 57% Stent 5% 32%
  • 20. Chemoradiation followed by surgery compared with chemoradiation alone in squamous cancer of the esophagus: FFCD 9102. Bedenne. J Clin Oncol. 2007 Apr 1;25(10):1160-8.
  • 21. T4b Chemoradiation Chemo alone or Radiation alone Palliative Care Inoperable
  • 22. Palliative Radiation Improvements in Swallowing (dysphagia) Outcome Radiation Radiation + ChemoRx survival 203 days 210 days improved dysphagia (swallowing) 9 weeks 68% 74% 6 months 31% 33% ASTRO 2014 (CT-03)
  • 23. CT Scan showing complete disappearance of a large squamous cancer in upper esophagus
  • 24. PET scan before and two months after completing radiation, the PET may continue to show improvement for several months
  • 25. The same patient at 7 months, with the PET scan totally negative, large tumors may take a longer time to respond completely, especially adenocarcinoma
  • 26. PET Scans – 3 Months after Chemoradiation for small squamous cancer in mid esophagus, cancer no longer visible by three months Prior to Radiation Radiation Boost 3 Months after Target
  • 28. CT scan is obtained at the time of simulation CT images are then imported into the treatment planning computer
  • 29. In the simulation process the CT and other images are used to create a computer plan
  • 31.
  • 32.
  • 33.
  • 34.
  • 35.
  • 36. How big should the radiation target be? Advice from the RTOG
  • 37. RTOG 1010 HER2 + Adenocarcinoma of the Esophagus 1. PreOp Chemoradiation Carbo/Taxol +/- Herceptin Radiation (50.4Gy) 2. 5 – 8 weeks later surgery
  • 38. RTOG 1010 Target 1.GTV (Gross Tumor Volume) = gross cancer and obviously involved nodes 2. CTV (Clinical Tumor Volume) = GTV + 4cm above and below and 1.0 – 1.5cm radial margins, plus para-esophageal or celiac lymph node axis 3. PTV (Planning Target Volume) = GTV + 0.5 – 1cm expansion Dose: 50.4Gy in 28 fractions (45Gy + 5.4 Gy as boost)
  • 39. Start with PET – CT images of Cancer Target Cancer
  • 40. Identify the Gross Tumor Volume (GTV) GTV
  • 41. Identify the Clinical Tumor Volume (CTV) CTV
  • 42. Identify the Planning Tumor Volume (PTV) PTV
  • 43. Identify the Normal Structures that Might be Affected Lung Lung Heart Liver Kidney Spinal Cord Kidney Spinal Cord Radiation
  • 44. IMRT (Tomotherapy) Plan PTV radiation
  • 45. Risk of Lymph Node Spread for Adenocarcinoma of the Esophagus based on depth of invasion
  • 46. Radiation Target Advice on the Lymph Nodes from the NCCN Cervical Esophagus: include supraclavicular and possible cervical nodes Proximal Third: supraclavicular and para-esophageal Middle Third: para-esophageal Distal Third/GE Junction: para-esophageal, lesser curvature, celiac axis
  • 49. Incidence of Lymph Node Metastases for Squamous Cancer Upper Middle Lower
  • 50. Incidence of Lymph Node Metastases for Squamous Cancer
  • 51. Incidence of Lymph Node Metastases for Adenocarcinoma GE Junction Distal
  • 52.
  • 53. Typical Radiation Field for Cervical or Upper Esophagus radiation
  • 54. Typical Radiation Field for Middle Esophagus
  • 55. Typical Radiation Field for Lower Esophagus
  • 56. Typical Radiation Field for Lower Esophagus
  • 57. Radiation Dose Guidelines from the NCCN PreOperative: 41.1 – 50.4Gy (1.8- 2.0/day) PostOperative: 45 – 50.4Gy (1.8- 2.0/day) Definitive: 50 – 50.4Gy (1.8-2.0/day) - higher dose (60-66Gy) may be considered in cervical esophagus where surgery is not planned, but there is little evidence of benefit > 50.4Gy
  • 58. Normal Structure Dose Limits from the RTOG 1010
  • 59. Limits of Radiation to Normal Structures, Advice from the NCCN Lung: V20 to <20% and then V10 to <40% Liver: 60% liver < 30Gy Kidneys: at least 2/3 of one < 20Gy Spinal Cord: < 45Gy Heart: 1/3 < 50Gy
  • 60. Side Effects Lung and Trachea Heart Esophagus Spinal Cord Stomach Structures affected by radiation
  • 61. Side Effects Lung and Trachea Heart Esophagus Spinal Cord Radiation to the lung and trachea can lead to coughing, or shorteness of breath, if the esophagus cancer is invading into the trachea there is a risk of a fistula (TE fistula) Stomach Structures affected by radiation Long terms risks are related to scarring or fibrosis in the lung which can cause breathing problems
  • 62. Side Effects Lung and Trachea Heart Esophagus Spinal Cord Radiation to the esophagus may temporarily increase the problems with swallowing (> 75%) and long term there is a risk of stenosis or narrowing (stricture in 15 – 20% requiring dilation) Stomach Structures affected by radiation
  • 63. Side Effects Lung and Trachea Heart Esophagus Spinal Cord Other common side effects include skin irritation (sun burn), fatigue, loss of appetite and nausea Stomach Structures affected by radiation There is a small risk of injury to other organs near by e.g. the spinal cord, liver, stomach or kidneys
  • 64. Results with Radiation Alone In general the median survival is only 6 to 12 months and the 5 year survival is < 10%) In a large series ( >8,400 patients) survival was: 18%/1y, 8%.2y and 6%/5y In another large series (9,511) the 5 year survival was 5.8% In another series by stage: I: 20%/5y, II: 10%/5y, III: 3%/5y and IV: 0%
  • 65. Chemoradiotherapy of locally advanced esophageal cancer: long-term follow-up of a prospective randomized trial (RTOG 85-01). Treatment 5 Year Survival Radiation Alone 0% Chemo-Radiation 14 – 26%
  • 66. Palliation from Radiation 60 – 80% will have improvement in swallowing With radiation alone: 71%, Chemoradiation was: 88% Coia. Cancer 1993;71:281
  • 67. Cancer of the Esophagus Radiation www.aboutcancer.com