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SEBI (Securities and Exchange Board of India) was established in 1988 by the Government of India and was upgraded to a statutory body in 1992 with the passing of the SEBI Act. SEBI consists of a chairman, two government nominees, one RBI nominee, and five other whole-time members appointed by the central government. SEBI's mission is to protect investors, promote the development of the securities market, and regulate the market. Its functions include regulatory functions like registering and regulating stock exchanges, brokers, and mutual funds, as well as developmental functions like investor education and research.
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SEBI
SEBI was constituted in 1988 as the regulator for the securities market in India. It aims to protect investors, ensure fair practices in the market, and promote an efficient market. SEBI regulates stock exchanges, brokers, and other intermediaries. It also issues guidelines for primary and secondary markets, mutual funds, FIIs, and other areas. The guidelines cover issues like broker registration, bonus shares, rights issues, and debentures. SEBI has both regulatory and developmental functions, including promoting investor education and research.
Sebi presentation
The Securities and Exchange Board of India (SEBI) was established in 1988 as a non-statutory body and was later given statutory powers through the SEBI Act of 1992. SEBI regulates the securities markets and protects investor interests. It has its headquarters in Mumbai and regional offices in major Indian cities. SEBI is responsible for framing regulations, registering market intermediaries, monitoring activities of stock exchanges and changes to protect investors and ensure safety of investments in the securities market.
Security Exchange Board of India (SEBI)
The presentation gives a overall picture of Security Exchange Board of India like what SEBI Establishment features structure Objectives function powers role and conclusion about Security Exchange Board of India
SEBI-Securities and Exchange Board of India
The Securities and Exchange Board of India (SEBI) was established in 1988 as a non-statutory body and was given statutory powers through the SEBI Act of 1992 to regulate and develop the securities market in India. SEBI's objectives are to protect investors, regulate stock exchanges and other market intermediaries, and prohibit fraudulent and unfair trade practices. It performs regulatory, developmental, and capital market functions through various departments and committees to achieve its goals.
Bombay stock exchange (BSE)
The document provides information about the Bombay Stock Exchange (BSE) in India. It discusses that BSE was established in 1875 in Mumbai and is the oldest stock exchange in Asia. BSE has over 5000 listed companies with sectors representing the Indian economy. It functions by determining prices through demand and supply, contributing economically by allowing funds to circulate, and providing marketability and liquidity through continuous trading of listed securities.
Sebi
The Securities and Exchange Board of India (SEBI) was established in 1988 and given statutory powers through the SEBI Act of 1992. SEBI is India's securities market regulator that seeks to protect investors, develop and regulate the securities markets. It regulates stock exchanges, stockbrokers, merchant bankers, and other market intermediaries. SEBI's key functions include regulatory, protective, and developmental roles like prohibiting insider trading and fraud, educating investors, and promoting training and modernization of stock exchanges.
FUNCTIONS OF EXIM BANK
- The EXIM Bank of India was established in 1982 through an act of parliament to enhance India's foreign trade and competitiveness in global markets (3 sentences)
- It aims to provide financial assistance and export credit services to Indian exporters and importers through various groups that support corporate banking, project finance, trade finance, export services, export marketing, and other support services.
- EXIM Bank is managed by a board of directors representing the government, RBI, public sector banks, and business community to fulfill its objectives of promoting India's international trade and financing medium-long term export activities.
Mutual funds unit 5.pptv
Here I am Sharing Presentation about Mutual Fund Which is beneficial for Finance Student. Who one want to know details of mutual fund can see this slide this will be helpful to the student of finance.
All The Best
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SEBI
SEBI was constituted in 1988 as the regulator for the securities market in India. It aims to protect investors, ensure fair practices in the market, and promote an efficient market. SEBI regulates stock exchanges, brokers, and other intermediaries. It also issues guidelines for primary and secondary markets, mutual funds, FIIs, and other areas. The guidelines cover issues like broker registration, bonus shares, rights issues, and debentures. SEBI has both regulatory and developmental functions, including promoting investor education and research.
Sebi presentation
The Securities and Exchange Board of India (SEBI) was established in 1988 as a non-statutory body and was later given statutory powers through the SEBI Act of 1992. SEBI regulates the securities markets and protects investor interests. It has its headquarters in Mumbai and regional offices in major Indian cities. SEBI is responsible for framing regulations, registering market intermediaries, monitoring activities of stock exchanges and changes to protect investors and ensure safety of investments in the securities market.
Security Exchange Board of India (SEBI)
The presentation gives a overall picture of Security Exchange Board of India like what SEBI Establishment features structure Objectives function powers role and conclusion about Security Exchange Board of India
SEBI-Securities and Exchange Board of India
The Securities and Exchange Board of India (SEBI) was established in 1988 as a non-statutory body and was given statutory powers through the SEBI Act of 1992 to regulate and develop the securities market in India. SEBI's objectives are to protect investors, regulate stock exchanges and other market intermediaries, and prohibit fraudulent and unfair trade practices. It performs regulatory, developmental, and capital market functions through various departments and committees to achieve its goals.
Bombay stock exchange (BSE)
The document provides information about the Bombay Stock Exchange (BSE) in India. It discusses that BSE was established in 1875 in Mumbai and is the oldest stock exchange in Asia. BSE has over 5000 listed companies with sectors representing the Indian economy. It functions by determining prices through demand and supply, contributing economically by allowing funds to circulate, and providing marketability and liquidity through continuous trading of listed securities.
Sebi
The Securities and Exchange Board of India (SEBI) was established in 1988 and given statutory powers through the SEBI Act of 1992. SEBI is India's securities market regulator that seeks to protect investors, develop and regulate the securities markets. It regulates stock exchanges, stockbrokers, merchant bankers, and other market intermediaries. SEBI's key functions include regulatory, protective, and developmental roles like prohibiting insider trading and fraud, educating investors, and promoting training and modernization of stock exchanges.
FUNCTIONS OF EXIM BANK
- The EXIM Bank of India was established in 1982 through an act of parliament to enhance India's foreign trade and competitiveness in global markets (3 sentences)
- It aims to provide financial assistance and export credit services to Indian exporters and importers through various groups that support corporate banking, project finance, trade finance, export services, export marketing, and other support services.
- EXIM Bank is managed by a board of directors representing the government, RBI, public sector banks, and business community to fulfill its objectives of promoting India's international trade and financing medium-long term export activities.
Mutual funds unit 5.pptv
Here I am Sharing Presentation about Mutual Fund Which is beneficial for Finance Student. Who one want to know details of mutual fund can see this slide this will be helpful to the student of finance.
All The Best
Role and functions of sebi
The document summarizes the roles and functions of the Securities and Exchange Board of India (SEBI). It discusses that SEBI was established in 1988 by the Government of India and was upgraded to a statutory board in 1992. It describes SEBI's objectives to protect investor interests and promote fair practices in securities markets. The document outlines SEBI's regulatory functions such as registration of intermediaries and prohibition of unfair trade practices. It also discusses SEBI's developmental functions like investor education and research. The powers and departments of SEBI are presented. Recent regulatory cases involving Vedanta-Cairn and Deccan Chronicle Holdings are also summarized.
UNIT TRUST OF INDIA
The Unit Trust of India (UTI) was established in 1964 by the government of India to promote and pool savings from small investors and give them an opportunity to benefit. UTI was established with an initial capital of Rs. 5 crores contributed by several major banks and financial institutions. Its main functions are to encourage savings among lower and middle class people, sell units across India, convert small savings into industrial finance, and provide liquidity, advisory, and investment services. Over time UTI launched several unit schemes and funds for different objectives. It has progressed through different phases from 1964 to the present, and is now organized as the Specified Undertaking of UTI and UTI Mutual Fund Ltd.
Mutual Fund
A mutual fund pools money from investors and invests it in stocks, bonds, and other securities. The income and capital gains are shared proportionally by the fund's unit holders. Mutual funds offer average investors a low-cost way to own a diversified portfolio managed by professionals. They provide benefits like professional management, diversification, low costs, transparency, tax benefits, and liquidity.
Securities and exchange board of india
Background of Securities and Exchange Board of India, Objectives, Powers, Functions, Contributions of SEBI, Terminologies used in Stock Exchange
Sebi and regulations
SEBI (Securities and Exchange Board of India) was established in 1988 to regulate the securities market in India. SEBI aims to protect investors, maintain orderly markets, and promote market development. It oversees stock exchanges, registers market intermediaries like brokers and merchant bankers, and regulates substantial acquisitions of shares and takeovers. SEBI is divided into departments and has offices across major Indian cities. It works with advisory committees to achieve its goals of regulating primary and secondary markets and protecting investors.
Depository System
The document discusses India's depository system. It explains that a depository is an organization that holds securities electronically to facilitate paperless trading. India has two depositories - NSDL and CDSL. The depository system was introduced in 1996 to address issues like bad deliveries, fake certificates, and delays in trading physical shares. It allows investors to dematerialize physical shares and trade shares electronically through a depository participant.
SEBI
The document provides an overview of the Securities and Exchange Board of India (SEBI). It discusses that SEBI was established in 1988 and upgraded to a statutory board in 1992. SEBI's main objectives are to protect investors' interests and ensure the orderly growth of the securities market. It regulates market intermediaries and enforces regulations regarding issues like insider trading and takeovers. The document also summarizes SEBI's role, powers, departments and its involvement in investigating the Satyam scam.
A presentation on the history of stock exchange in india, along with its memb...
The document provides an overview of stock exchanges in India, including their history and membership requirements. It discusses that India has 19 stock exchanges, with BSE being the oldest established in 1875. NSE was formed more recently in 1992 as an electronic exchange. Membership on the exchanges is open to individuals, firms, LLPs, and companies meeting certain criteria like minimum age, no bankruptcies or convictions, and minimum paid-up capital for companies. The admission process involves applying and agreeing to certain conditions. Stock exchanges are important for facilitating investment and raising capital for companies while providing markets for investors.
Development finance institutions
Development financial institutions provide medium and long-term financing to promote key sectors like industry, agriculture, and infrastructure. They include specialized banks like the World Bank, IDBI, SIDBI, and EXIM Bank that offer loans, underwriting, and advisory services. Unlike commercial banks, they do not accept deposits but rather aim to accelerate economic growth and serve public interests. Major development financial institutions were established in India after independence to promote industries and address regional imbalances.
Development banks
This document discusses development banks in India. It begins by providing context on the emergence of development banking after World War II to help reconstruct destroyed buildings and industries. In India, the first development bank was the Industrial Finance Corporation of India established in 1948. Development banks are defined as financial institutions that provide subsidized financing to promote important sectors like agriculture, industry, housing, and more. The document then discusses the roles and types of development banks in India, including industrial development banks like IFCI, IDBI, and SIDBI, agricultural banks like NABARD, export-import banks like EXIM Bank, and housing banks like NHB. It provides examples and details on the objectives and functions of some of these key development
Financial institution
This document discusses financial institutions in India. It defines a financial institution as an organization that provides financial services like acting as a financial intermediary. It categorizes financial institutions in India as banking, non-banking, regulatory bodies and intermediaries. It provides examples of major banks, non-banking financial companies and mutual funds operating in India and discusses their roles. It also mentions some recent developments like ICICI Bank partnering with NDB bank and efforts by RBI and state governments to curb fake financial institutions.
Capital Market - Structure
This document provides an overview of the structure and components of the capital market. It defines the capital market as the market for securities where companies and governments can raise long-term funds, including the stock and bond markets. The capital market has major elements such as financial assets/instruments, financial intermediaries that channel savings to investments, and financial markets that facilitate transactions. It also describes the primary market where new stock is issued and the secondary market where existing stock is traded, such as the Bombay Stock Exchange in India.
SEBI
The document summarizes the role and functions of the Securities and Exchange Board of India (SEBI). It states that SEBI was established in 1988 as the regulator of India's securities market, with its headquarters in Mumbai. SEBI's key responsibilities include protecting investors, promoting market development, and regulating securities markets. It has powers to regulate stock exchanges and other market participants like brokers. SEBI is divided into departments that oversee the primary market, intermediaries, and secondary market. The document also provides brief definitions of related terms like shares, equity shares, bonds, derivatives, debentures, and preference shares.
Bombay stock exchange
This PPT create for my college Presentation and if you want any suggestion or feedback please give it...
Sebi ppt
This presentation is on Security Exchange Board (SEBI) which gives the brief about the SEBI with its objective, function, details about the chairman, rules
Stock exchange
The document provides an overview of stock exchanges, including what they are, their history and key features. Some of the main points covered include:
- A stock exchange is a market where securities like shares are bought and sold. Major stock exchanges around the world facilitate trillions of dollars in trades annually.
- The oldest stock exchange in Asia was established in 1850 in Bombay, now known as the Bombay Stock Exchange.
- Key participants in stock exchanges include brokers who facilitate trades between buyers and sellers for a commission, and jobbers who trade securities on their own account.
- Speculators aim to profit from anticipated price rises (bulls) or falls (bears) by trading securities.
A ppt on rbi & the indian financial system
The document provides an overview of the Indian financial system and the role of the Reserve Bank of India (RBI). It discusses the key components of the financial system, including financial markets, institutions, instruments, and services. It also outlines the objectives and functions of the RBI as India's central bank, including formulating monetary policy, regulating banks, managing currency and exchange rates, and more. The RBI was established in 1934 and is fully government-owned, with its main office in Mumbai.
Securities contract act
The Securities Contracts (Regulation) Act of 1956 was enacted by the Indian Parliament to prevent undesirable transactions in securities markets and promote orderly development. It defines key terms, deals with the recognition and supervision of stock exchanges, and regulates contracts in listed securities. The act was introduced due to a history of stock market crashes and manipulations in India dating back to the 1860s that highlighted the need for regulation to protect investors and support market stability. It has since been amended several times, including in 2012, to further strengthen regulation and incorporate changes.
MUTUAL FUND
The document provides information about mutual funds in India, including their history and structure. It discusses how a mutual fund is a trust that pools money from investors and invests it in securities like stocks and bonds. It then summarizes the five phases of growth of the mutual fund industry in India from 1963 to 2003 and how regulations evolved. It also outlines the key constituents of mutual funds in India - sponsors, trustees, asset management companies and custodians - and their roles. Finally, it categorizes mutual fund types by structure, nature and investment objective.
Security and Exchange board of India - About
The Securities and Exchange Board of India (SEBI) was established in 1992 as the regulator of the securities market. It aims to protect investors, promote the development of fair and efficient securities markets, and regulate the business of stocks, bonds, derivatives and other securities. SEBI has wide-ranging powers to regulate stock exchanges, intermediaries, and impose penalties. Its functions include protecting investors from malpractices, developing the securities market in a flexible manner, and registering and regulating intermediaries and their activities. SEBI has contributed to transforming India's securities markets into largely paperless and transparent systems with faster trading and settlement cycles.
SEBI
The document summarizes the establishment and functions of the Securities Exchange Board of India (SEBI). SEBI was established in 1988 as a non-statutory body and became a statutory body in 1992 with the passing of the SEBI Act. The SEBI Act established SEBI as the regulator of the securities market in India and granted it powers to regulate stock exchanges, brokers, and other market intermediaries. The objectives of SEBI include protecting investor interests and promoting an orderly securities market.
1.2 SEBI.pptx
The Securities and Exchange Board of India (SEBI) was established in 1992 as the regulator of the securities market in India. SEBI's objectives include protecting investors, regulating stock exchanges and securities markets, and promoting their development. SEBI has regulatory and developmental functions like registering and regulating intermediaries such as stock brokers, regulating insider trading, and promoting investor education. It oversees stock exchanges, mutual funds, and other market participants and has powers to license, inspect, and enforce compliance with securities laws in India.
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Role and functions of sebi
The document summarizes the roles and functions of the Securities and Exchange Board of India (SEBI). It discusses that SEBI was established in 1988 by the Government of India and was upgraded to a statutory board in 1992. It describes SEBI's objectives to protect investor interests and promote fair practices in securities markets. The document outlines SEBI's regulatory functions such as registration of intermediaries and prohibition of unfair trade practices. It also discusses SEBI's developmental functions like investor education and research. The powers and departments of SEBI are presented. Recent regulatory cases involving Vedanta-Cairn and Deccan Chronicle Holdings are also summarized.
UNIT TRUST OF INDIA
The Unit Trust of India (UTI) was established in 1964 by the government of India to promote and pool savings from small investors and give them an opportunity to benefit. UTI was established with an initial capital of Rs. 5 crores contributed by several major banks and financial institutions. Its main functions are to encourage savings among lower and middle class people, sell units across India, convert small savings into industrial finance, and provide liquidity, advisory, and investment services. Over time UTI launched several unit schemes and funds for different objectives. It has progressed through different phases from 1964 to the present, and is now organized as the Specified Undertaking of UTI and UTI Mutual Fund Ltd.
Mutual Fund
A mutual fund pools money from investors and invests it in stocks, bonds, and other securities. The income and capital gains are shared proportionally by the fund's unit holders. Mutual funds offer average investors a low-cost way to own a diversified portfolio managed by professionals. They provide benefits like professional management, diversification, low costs, transparency, tax benefits, and liquidity.
Securities and exchange board of india
Background of Securities and Exchange Board of India, Objectives, Powers, Functions, Contributions of SEBI, Terminologies used in Stock Exchange
Sebi and regulations
SEBI (Securities and Exchange Board of India) was established in 1988 to regulate the securities market in India. SEBI aims to protect investors, maintain orderly markets, and promote market development. It oversees stock exchanges, registers market intermediaries like brokers and merchant bankers, and regulates substantial acquisitions of shares and takeovers. SEBI is divided into departments and has offices across major Indian cities. It works with advisory committees to achieve its goals of regulating primary and secondary markets and protecting investors.
Depository System
The document discusses India's depository system. It explains that a depository is an organization that holds securities electronically to facilitate paperless trading. India has two depositories - NSDL and CDSL. The depository system was introduced in 1996 to address issues like bad deliveries, fake certificates, and delays in trading physical shares. It allows investors to dematerialize physical shares and trade shares electronically through a depository participant.
SEBI
The document provides an overview of the Securities and Exchange Board of India (SEBI). It discusses that SEBI was established in 1988 and upgraded to a statutory board in 1992. SEBI's main objectives are to protect investors' interests and ensure the orderly growth of the securities market. It regulates market intermediaries and enforces regulations regarding issues like insider trading and takeovers. The document also summarizes SEBI's role, powers, departments and its involvement in investigating the Satyam scam.
A presentation on the history of stock exchange in india, along with its memb...
The document provides an overview of stock exchanges in India, including their history and membership requirements. It discusses that India has 19 stock exchanges, with BSE being the oldest established in 1875. NSE was formed more recently in 1992 as an electronic exchange. Membership on the exchanges is open to individuals, firms, LLPs, and companies meeting certain criteria like minimum age, no bankruptcies or convictions, and minimum paid-up capital for companies. The admission process involves applying and agreeing to certain conditions. Stock exchanges are important for facilitating investment and raising capital for companies while providing markets for investors.
Development finance institutions
Development financial institutions provide medium and long-term financing to promote key sectors like industry, agriculture, and infrastructure. They include specialized banks like the World Bank, IDBI, SIDBI, and EXIM Bank that offer loans, underwriting, and advisory services. Unlike commercial banks, they do not accept deposits but rather aim to accelerate economic growth and serve public interests. Major development financial institutions were established in India after independence to promote industries and address regional imbalances.
Development banks
This document discusses development banks in India. It begins by providing context on the emergence of development banking after World War II to help reconstruct destroyed buildings and industries. In India, the first development bank was the Industrial Finance Corporation of India established in 1948. Development banks are defined as financial institutions that provide subsidized financing to promote important sectors like agriculture, industry, housing, and more. The document then discusses the roles and types of development banks in India, including industrial development banks like IFCI, IDBI, and SIDBI, agricultural banks like NABARD, export-import banks like EXIM Bank, and housing banks like NHB. It provides examples and details on the objectives and functions of some of these key development
Financial institution
This document discusses financial institutions in India. It defines a financial institution as an organization that provides financial services like acting as a financial intermediary. It categorizes financial institutions in India as banking, non-banking, regulatory bodies and intermediaries. It provides examples of major banks, non-banking financial companies and mutual funds operating in India and discusses their roles. It also mentions some recent developments like ICICI Bank partnering with NDB bank and efforts by RBI and state governments to curb fake financial institutions.
Capital Market - Structure
This document provides an overview of the structure and components of the capital market. It defines the capital market as the market for securities where companies and governments can raise long-term funds, including the stock and bond markets. The capital market has major elements such as financial assets/instruments, financial intermediaries that channel savings to investments, and financial markets that facilitate transactions. It also describes the primary market where new stock is issued and the secondary market where existing stock is traded, such as the Bombay Stock Exchange in India.
SEBI
The document summarizes the role and functions of the Securities and Exchange Board of India (SEBI). It states that SEBI was established in 1988 as the regulator of India's securities market, with its headquarters in Mumbai. SEBI's key responsibilities include protecting investors, promoting market development, and regulating securities markets. It has powers to regulate stock exchanges and other market participants like brokers. SEBI is divided into departments that oversee the primary market, intermediaries, and secondary market. The document also provides brief definitions of related terms like shares, equity shares, bonds, derivatives, debentures, and preference shares.
Bombay stock exchange
This PPT create for my college Presentation and if you want any suggestion or feedback please give it...
Sebi ppt
This presentation is on Security Exchange Board (SEBI) which gives the brief about the SEBI with its objective, function, details about the chairman, rules
Stock exchange
The document provides an overview of stock exchanges, including what they are, their history and key features. Some of the main points covered include:
- A stock exchange is a market where securities like shares are bought and sold. Major stock exchanges around the world facilitate trillions of dollars in trades annually.
- The oldest stock exchange in Asia was established in 1850 in Bombay, now known as the Bombay Stock Exchange.
- Key participants in stock exchanges include brokers who facilitate trades between buyers and sellers for a commission, and jobbers who trade securities on their own account.
- Speculators aim to profit from anticipated price rises (bulls) or falls (bears) by trading securities.
A ppt on rbi & the indian financial system
The document provides an overview of the Indian financial system and the role of the Reserve Bank of India (RBI). It discusses the key components of the financial system, including financial markets, institutions, instruments, and services. It also outlines the objectives and functions of the RBI as India's central bank, including formulating monetary policy, regulating banks, managing currency and exchange rates, and more. The RBI was established in 1934 and is fully government-owned, with its main office in Mumbai.
Securities contract act
The Securities Contracts (Regulation) Act of 1956 was enacted by the Indian Parliament to prevent undesirable transactions in securities markets and promote orderly development. It defines key terms, deals with the recognition and supervision of stock exchanges, and regulates contracts in listed securities. The act was introduced due to a history of stock market crashes and manipulations in India dating back to the 1860s that highlighted the need for regulation to protect investors and support market stability. It has since been amended several times, including in 2012, to further strengthen regulation and incorporate changes.
MUTUAL FUND
The document provides information about mutual funds in India, including their history and structure. It discusses how a mutual fund is a trust that pools money from investors and invests it in securities like stocks and bonds. It then summarizes the five phases of growth of the mutual fund industry in India from 1963 to 2003 and how regulations evolved. It also outlines the key constituents of mutual funds in India - sponsors, trustees, asset management companies and custodians - and their roles. Finally, it categorizes mutual fund types by structure, nature and investment objective.
Security and Exchange board of India - About
The Securities and Exchange Board of India (SEBI) was established in 1992 as the regulator of the securities market. It aims to protect investors, promote the development of fair and efficient securities markets, and regulate the business of stocks, bonds, derivatives and other securities. SEBI has wide-ranging powers to regulate stock exchanges, intermediaries, and impose penalties. Its functions include protecting investors from malpractices, developing the securities market in a flexible manner, and registering and regulating intermediaries and their activities. SEBI has contributed to transforming India's securities markets into largely paperless and transparent systems with faster trading and settlement cycles.
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A presentation on the history of stock exchange in india, along with its memb...
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The document summarizes the establishment and functions of the Securities Exchange Board of India (SEBI). SEBI was established in 1988 as a non-statutory body and became a statutory body in 1992 with the passing of the SEBI Act. The SEBI Act established SEBI as the regulator of the securities market in India and granted it powers to regulate stock exchanges, brokers, and other market intermediaries. The objectives of SEBI include protecting investor interests and promoting an orderly securities market.
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The Securities and Exchange Board of India (SEBI) was established in 1992 as the regulator of the securities market in India. SEBI's objectives include protecting investors, regulating stock exchanges and securities markets, and promoting their development. SEBI has regulatory and developmental functions like registering and regulating intermediaries such as stock brokers, regulating insider trading, and promoting investor education. It oversees stock exchanges, mutual funds, and other market participants and has powers to license, inspect, and enforce compliance with securities laws in India.
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SEBI was established in 1988 as a non-statutory body and was given statutory powers in 1992 with the passing of the SEBI Act. The SEBI Act established SEBI as the regulator for the securities market in India and granted it powers to protect investors, regulate stock exchanges and intermediaries, and promote orderly growth of the securities market.
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This document provides information about stock exchanges and the role of SEBI in regulating them in India. It defines what a stock exchange is and lists some key stock exchanges in India like NSE and BSE. It describes the various types of members that operate on a stock exchange like brokers, sub-brokers, and jobbers. It also summarizes SEBI's objectives to protect investors, ensure fair practices, and promote development of the stock market. It outlines SEBI's regulatory, protective and developmental functions and its powers to regulate stock exchanges and intermediaries.
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Created By: Chirag Singla Student B.com(CA)
In that Powerpoint Presentation
~ Meaning of Capital Market, Different Types of Financial Instruments
~ Role and Functions of Capital Market.
~ Types of Capital Market, i.e. Primary Market & Secondary Market
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~ New issue Market
~ E-IPO
~ Secondary Market and its produv
~ Process of trading
~ Difference Between Primary And Secondary Market
~ SEBI (Securities Exchange Board of India)
~ Regulation of Stock Exchange
~ Ministry of Finance
~ Governing Body
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By this above description the Powerpoint Presentation is ended
SEBI ppt
SEBI was constituted in 1988 as a non-statutory body and was given statutory powers in 1992 through the SEBI Act. It acts as the regulator for the securities market in India and aims to protect investors and ensure the orderly and fair development of securities markets. SEBI has regulatory and developmental functions like registering market intermediaries, prohibiting unfair trade practices, promoting investor education and conducting research. It oversees stock exchanges, collects fees and charges, and has powers to regulate market participants and activities.
Sebi
The Securities and Exchange Board of India (SEBI) was established in 1988 by the Government of India and was made a statutory board in 1992 through the SEBI Act. SEBI aims to protect investors, promote the development of the securities market, and regulate market activities. It has regulatory and developmental functions, including regulating stock exchanges and market intermediaries, prohibiting unfair practices, and promoting investor education. SEBI is managed by a board consisting of a chairman, government officials, and whole-time members appointed by the central government.
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SEBI stands for Securities and Exchange Board of India. It was established in 1988 as a non-statutory body and was later given statutory powers in 1992 via an Act of Parliament. SEBI works to protect investors in the securities market, promote securities market development, and regulate market activities. It registers various market participants like stock exchanges, brokers, mutual funds etc. and regulates their activities while also prohibiting unfair trade practices. SEBI aims to promote investor education and take action against insider trading.
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CAPITAL MARKET, Stock Exchange,Role,Objectives, functions of Securities and Exchange Board of India (SEBI) , reforms in capital markets.MEANING OF MONEY AND BANKING , functions, supply of money, controlling and Measuring Inflation, Commercial banks and its functions, central bank and its functions.
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SEBI was established in 1988 as a non-statutory body and became an autonomous organization in 1992 to regulate the securities market. It is headed by a chairman and has other full-time and part-time members. SEBI was created to address issues in stock markets like price rigging and protect investors. Its objectives are to protect investors, ensure fair practices, and promote the securities market. It performs regulatory, protective and developmental functions like regulating stock exchanges and activities, protecting investor interests, and developing the stock market.
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sebi presentation useful for bussiness analytics
- SEBI (Securities and Exchange Board of India) is the regulator for securities markets in India, established in 1988 and given statutory powers in 1992 through the SEBI Act.
- SEBI is headquartered in Mumbai and has regional offices across India. It was established to regulate the stock market and protect investors due to issues like price rigging and non-delivery of shares.
- SEBI regulates primary markets, secondary markets, mutual funds, and foreign institutional investments. It registers and regulates stock brokers, mutual funds, and other entities associated with the stock market. SEBI also enforces regulations and hears appeals related to securities trading.
Sebi ppt
SEBI was established in 1988 and upgraded to a statutory body in 1992 through the SEBI Act. It is headquartered in Mumbai and regulates stock exchanges and other market intermediaries. SEBI aims to protect investors, ensure fair practices, and promote an efficient securities market. It has regulatory and developmental functions, including licensing market intermediaries and promoting research and investor education.
sebippt-180328183634.pdf is eduacation based
- SEBI (Securities and Exchange Board of India) is the regulator for securities markets in India, established in 1988 and given statutory powers in 1992 through the SEBI Act.
- SEBI is headquartered in Mumbai and has regional offices across India. It was established to regulate the stock market and protect investors due to issues like price rigging in stock exchanges.
- SEBI's objectives include regulating stock exchanges, protecting investor interests, developing rules for market intermediaries, and balancing self-regulation with statutory regulation.
- To meet its objectives, SEBI performs protective, developmental, and regulatory functions like prohibiting insider trading, promoting stock exchange activities, and registering and regulating market participants.
Sebi ppt
The document discusses the Indian capital markets regulatory framework and some of the key issues faced by investors. It notes that the capital markets are regulated by the Ministry of Finance, Securities and Exchange Board of India (SEBI), and Reserve Bank of India. SEBI was established in 1988 as the main regulator and has objectives of protecting investors, ensuring fair practices, and promoting an efficient securities market. The document also outlines some stock trading procedures and types of members/brokers that operate on the stock exchanges.
SEBI ACT 1992.pptx.pptx
The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity markets in India. It was established in 1988 and given statutory powers through the SEBI Act in 1992. SEBI regulates the securities market, monitors capital markets, and protects investor interests by enforcing rules and regulations. Its objectives include protecting investors, preventing malpractices, and ensuring the fair and proper functioning of capital markets.
Sebi
SEBI was established in 1988 as a non-statutory body and later given statutory powers through the SEBI Act of 1992 to regulate and develop an orderly securities market, protect investors, and promote capital formation. It oversees stock exchanges, registers market intermediaries like brokers and investment advisors, prohibits unfair trading practices, and takes measures to promote investor education. SEBI's objectives are to protect investors, ensure fair practices, and promote transparency in the securities market.
Similar to Sebi (20)
Sebi
- 1. SEBI securities AND exchange board of India Daiju Alex MACFAST
- 2. ESTABLISHMENT In 1988 the Securities and Exchange Board of India was established by Government of India through an executive resolution and was subsequently upgraded as a fully autonomous body (a statutory body) in the year 1992 with the passing of Securities and Exchange Board of India Act (SEBI act) on 30th January 1992.
- 3. Structure of SEBI The board shall consists of the following members:- 1. Chairman 2. Two members, one from amongst the officials of the Central Government dealing with finance and another from the administration of Companies Act of 1956. 3. One members from amongst the officials of the Reserve Bank of India. 4. Five other members of whom at least three shall be the whole- time members to be appointed by the Central Government.
- 4. MISSION OF SEBI • Protecting the interests of investors in securities, • Promoting the development of, and • Regulating the securities market and for matters connected therewith or incidental thereto. Focus being the greater investor protection, SEBI has become a vigilant watchdog.
- 5. Functions of SEBI The SEBI Act 1992 has entrusted SEBI with two functions. They are: 1. Regulatory functions 2. Developmental functions
- 6. Regulatory functions • Regulation of stock exchanges and self regulatory organizations. • Registration and regulation of stock brokers , sub-brokers , registrars of all issues, merchant bankers, underwriters, portfolio managers..etc • Registration and regulation of the working of collective investment schemes including mutual funds. • Prohibition of fraudulent and unfair trade practices relating to securities market. • Prohibiting of insider trading. • Regulating substantial acquisition of shares and takeovers of the company.
- 7. Developmental functions • Promoting investors education. • Training of intermediaries. • Conducting research and publishing information useful to all market participants. • Promoting of fair practices. • Promotion of self regulatory organizations.
- 8. Powers of SEBI • Power to call periodical returns from recognized stock exchanges . • Power to compel listing of securities by public companies. • Power to levy fees or other changes for carrying out the purposes of regulation. • Power to grant approval to bye-laws of recognized stock exchanges. • Power to control and regulate stock exchanges.
- 9. POWERS OF SEBI • Power to call information or explanation from recognized stock exchanges or their members. • Power to direct enquiries to be made in relation to affairs of stock exchanges or their members. • Power to make or amend bye-laws of recognized stock exchanges. • Power to grant registration to market intermediaries • Power to declare applicability of section 17 of the Securities Contract (regulation) Act 1956 in any state or area to grant licenses to dealers
- 10. THANK YOU…….