This document provides an overview of metallurgy concepts relevant to orthodontics. It discusses the history and evolution of metals used in orthodontics, from gold and platinum historically to more recent alloys like stainless steel and nickel titanium. It also covers metallurgical topics like crystal structure, defects, phase transformations, and how processes like annealing and corrosion impact material properties. A key aim is relating the atomic structure of metals to their macroscopic characteristics for orthodontic applications like archwires.
6. Introduction
• Knowledge of fundamental principles governing the relationships between
compositions, structures and properties is central to an understanding
of orthodontic materials.
6
7. • Continuous search for ideal characteristics.
• Arch wires: Light continuous force over a long period of
time.
• Aim: Knowledge of basic metallurgy & orthodontic wire
characteristics.
7
8. What is a METAL?
• A material composed of one or more chemical elements that is opaque,
ductile, relatively malleable, a good conductor of electricity, a good thermal
conductor and usually lustrous when light is reflected on its polished
surface.
Anusavice: Phillips’ Science of Dental Materials 12th Ed
8
9. METALLURGY
Greek: Metallon- mine, Ergos- Worker in metal.
• The branch of science and technology concerned with the
properties of metals, their production and purification.
• Almost 80% of the known elements are metals.
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10. HISTORY
• 6000 B.C. – Stone age man learned to fashion gold.
• 4200 B.C. – Copper used to make implements and weapons.
• 4000 B.C. – Silver nuggets used to make currencies and
ornaments.
10
11. • 2300 B.C. – Bronze Age begin.
• 1500 B.C. – Hittities discovered iron which gave them
advantage in wars.
11
12. • Around 1300 A.D. – the first forge was developed in
Spain called the Catala Forge.
12
13. Continuous shaft furnace
• Forerunner of the modern blast furnace.
• Developed in Germany at around 1323 A.D.
• The high carbon product of this furnace came to be known as cast iron.
• Broadened the use of iron castings.
13
14. Periodic Table
• Given by Russian chemist Dmitri Mendeleev in 1869.
• Based on atomic weight.
• Out of 118 elements on the periodic table, 88 of them are
metals.
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16. Evolution of metals in Orthodontics
Early contributors:-
• In 1757, Etienne Bourdet advocated the Fauchard
method and recommended gold strips on the labial
and lingual surfaces of upper and lower teeth
respectively.
• In 1828, Spooner found the use of gold and silver
plates to exert a gentle and continuous pressure to
correct irregular teeth.
• In 1841, William Linott described a bite opening
appliance that consisted of a labial bar of gold or
silver around the front surface of teeth.
Graber,Vanarsdall,Vig: Orthodontics – Current Principles & Techniques 4th Ed 16
17. Enlightenment
• The early phase of the 20th century was dominated by
Edward Angle along with Norman Kingsley and Farrar.
• During this period, gold , platinum, silver and steel were
used.
Graber,Vanarsdall,Vig: Orthodontics – Current Principles & Techniques 4th Ed 17
18. Stagnation abounds
• From 1930s-1960s, the proliferation of materials did occur
with the death of Edward Angle.
• In early 1940s, Begg partner with Wilcock to make the
resilient orthodontic wire- Australian stainless steel.
Graber,Vanarsdall,Vig: Orthodontics – Current Principles & Techniques 4th Ed 18
19. Proliferation abound
• In 1962, Nitinol was discovered by Buehler and by 1986, two superelastic
alloys Japanese and Chinese NiTi was developed.
• In 1977, a beta phase titanium was developed which was stable at room
temperature.
• In 1994, three copper NiTi products were introduced that had chromium in
them as well.
Graber,Vanarsdall,Vig: Orthodontics – Current Principles & Techniques 4th Ed 19
20. Importance in Orthodontics.
• The correct use of appliances, the mechanical and physical properties
need to be known.
• The physical properties of the metal are a manifestation of their molecular
nature
20
21. Molecular Structure
• Atom- Smallest piece of an element that keeps its chemical properties.
(a-un, temno- to cut)
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22. Interatomic bonding
• Primary Bonds
Also known as chemical bonds
Formation of primary bonds depends on the atomic structure and their ability
to form a stable configuration.
Three types:-
1. Ionic Bond
2. Covalent Bond
3. Metallic Bond
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22
23. 1. Ionic Bond
Transfer of valence electron from one atom to another in order to obtain a
stable compound.
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24. 2. Covalent bond
• A covalent bond, also called a molecular bond, is a chemical bond that
involves the sharing of electron pairs between atoms.
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25. 3. Metallic Bond
• Metallic bonding is a type of chemical bonding that arises
from the electrostatic attractive force between conduction
electrons (in the form of an electron cloud of delocalized
electrons) and positively charged metal ions.
25
26. • Secondary Bonds
They induce dipole forces that attract adjacent molecules or a part of a large
molecule.
Types:-
1. Van der Waals Forces
2. Hydrogen Bonds
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27. 1. Van der Waals Forces- They arise from dipole attractions.
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27
28. 2. Hydrogen Bonds
A hydrogen bond is a partially electrostatic attraction between
a hydrogen which is bound to a more electronegative atom
such as nitrogen, oxygen, or fluorine, and another adjacent
atom bearing a lone pair of electrons.
Anusavice: Phillips’ Science of Dental Materials 12th Ed 28
29. Based on the atomic arrangement, materials can be subdivided as-
1) Crystalline materials- The atoms are arranged in a regular, three
dimensional periodic pattern.
2) Non-crystalline materials- No periodicity is present in the arrangement of
the atoms, only short-range atomic order is present.
Brantley, Eliades Orthodontic Materials, 1st intl Ed
29
31. Lattice Structure
• A systematic arrangement of their atoms in the solid state.
• Each atom is surrounded by as many neighboring atoms as is
geometrically possible.
• A space lattice is defined as any arrangement of atoms in a space such
that every atom is situated similarly to every other atom.
Brantley, Eliades Orthodontic materials, 1st Intl Ed 31
32. Crystal systems and space lattice.
Brantley, Eliades Orthodontic materials, 1st Intl Ed 32
33. Types of arrangement
• Body Centered Cubic (B.C.C.): Has atoms at each corner of the cube of
a unit cell and one atom in the center. E.g., iron below 9120 C.
Brantley, Eliades Orthodontic materials, 1st Intl Ed 33
34. • Face Centered Cubic (F.C.C.): Has atoms at each corner of the cube and
one in the center of each of the six faces but none at the center. E.g. iron,
gold, silver, copper above 9120C.
Brantley, Eliades Orthodontic materials, 1st Intl Ed 34
35. • Hexagonal Close-Packed Structure (H.C.P.): Has atoms at each corner
of the hexagonal unit and one in each of the two-face units. E.g., zinc,
magnesium.
Brantley, Eliades Orthodontic materials, 1st Intl Ed
35
36. Lattice Defects
• Usually crystals have defects.
• 2 types Point defects:
Impurities:
Interstitial element.
Substitutional element.
Vacancies.
Line defects.
Brantley, Eliades Orthodontic materials, 1st Intl Ed
36
41. Slip Plane
• Plane along which an edge dislocation moves.
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42. Physical Metallurgy
• Used to fabricate metal into useful products.
• Also by changing the shape of metal.
• Joining by brazing, welding and soldering.
• Finishing by electroplating and galvanizing.
42
43. Welding
• One of the most important advances in metallurgy.
• An operation by which two or more metal surfaces are
united, by means of heat &/or high compressive forces, in
such a way that there is continuity of the nature of the
material between these parts.
John Daskalogiannakis – Glossary of Orthodontic Terms
43
44. Soldering
• An operation in which metallic parts are joined by means of a filler metal
having a melting temperature below that of the parts to be joined which
wets the parent metals.
• < 450° C.
• > 450° C → Brazing.
• No participation by parent metals.
John Daskalogiannakis – Glossary of Orthodontic Terms 44
45. Extractive/Chemical Metallurgy
Mineral dressing:
• Done between mining the ore and extracting metal from it.
• Removes as much of waste material as possible from the ore.
• Done by grinding the ore and washing away of unwanted
constituents.
• Ore crushed and kept in a special oil/chemical.
• Agitated by air or gas bubbles.
• Specific minerals get attached to the bubbles.
• Removed as froth.
• Remaining minerals → gangue.Handbook of Metals, 1992 45
46. Roasting:
• Heated in the presence of air.
• Sulphur and other impurities combine with oxygen in the
air.
• Escape as gases.
• Only the metallic oxide is left.
Sintering:
• Heated to high temperature.
• Small particles join together to form coarse lumps.
• Due to surface tension.
Handbook of Metals, 1992
46
47. Smelting:
• Actual process of extracting metal.
• Ore is kept in a huge brick-lined furnace (blast furnace).
• Heated to a high temperature with coke and limestone in
it.
• Coke burns giving rise to CO after the reduction of iron.
• Impurities combine with the limestone to produce a liquid
collection of refuse (slag).
• Lighter than the metal and rises to the top.
• Removed through holes on the side of the furnace above
Handbook of Metals, 1992 47
50. Amalgamation:
• For Au/Ag.
• Finely ground particles are carried by solutions over plates
covered with Hg.
• Attracts the metal and combines with it (forming amalgam).
• Heated → Hg evaporates (recovered and recycled).
• Leaves a metallic sponge of pure Au/Ag.
Handbook of Metals, 1992 50
51. Properties of Metals
Physical properties
• Conduction of electricity.
• Conduction of heat.
• High reflectivity of light from polished surface (metallic
luster).
• Most deform, but do not shatter under pressure.
51
52. Various Theories
Free electron gas model
• Simplest theory on metallic bond.
• Positive ions immersed in a negatively charged gas or
sea of valence electrons.
• Gives the entire structure electrical neutrality.
• Valence electrons are free to move. 52
53. This model accounts for:
• Conduction of electricity → due to the mobility of free
valence electrons.
• Increase in electric resistance with increase in
temperature → vibratory motion of metal atoms
increases impeding the current flow.
• Ductility and malleability → layers of metal atoms can
be shifted upon each other without disrupting the
electron sea → plastic under pressure. 53
55. Band theory of solids
• All the electrons occupy the allowed energy levels.
• Closely spaced and practically continuous energy bands.
• Separated by gaps of varying magnitude.
• Electrons are not allowed.
55
57. Solidification of Metals
• Freezing of a pure metal in a clean & inert container.
• Temperature–time graph plotted.
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58. Anusavice: Phillips’ Science of Dental Materials 12th Ed 58
Tf — temperature indicated by the plateau phase at BC
freezing point/solidification temperature/melting point/fusion
temperature.
59. • Freezing/solidification – release of heat.
• Higher-energy liquid state Lower-energy solid state.
• Energy difference = Latent heat of solidification.
• Tf to B' Supercooling.
• Crystallization begins.
• Release of latent heat of fusion in temperature to Tf.
• Remains until crystallization is complete at C.
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60. DENDRITIC MICROSTRUCTURE
• A cast alloy microstructure.
• Highly elongated crystals.
• Branched morphology.
• Seen in base metal alloys.
• Thermal supercooling.
• Not desirable in cast dental alloys.
• Serve as sites for facile crack propagation.
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62. EQUIAXED GRAIN MICROSTRUCTURE
• Three dimensions of each grain are similar.
• Seen in noble metal alloys.
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63. GRAIN REFINEMENT
• Modern dental noble metal alloys.
• Incorporation of small amounts of iridium, ruthenium &
rhenium.
• Creation of equiaxed fine-grain microstructure.
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64. Key Terms
Strain hardening/ work hardening:
• in strength & hardness.
• in ductility.
• Caused by plastic deformation.
Cold working:
• Plastically deforming a metal.
• Room temperature.
• Accompanied by strain hardening.
Anusavice: Phillips’ Science of Dental Materials 12th Ed 64
65. Annealing
• Controlled heating & cooling process.
• Desired properties in a metal.
• Intentions: To soften metals.
To plastic deformation potential.
To stabilize shape.
To machinability.
• The more severe the cold working, the more readily does
annealing occur.
65Anusavice: Phillips’ Science of Dental Materials 12th Ed
67. Annealing generally comprises of:
• Recovery.
• Recrystallisation.
• Grain growth.
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68. Recovery
• Properties begin to disappear before any significant
visible changes are observed microscopically.
• Due to the thermal movement of dislocations.
• Align in a fashion to minimize total strain energy and to
remove strain from the system.
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69. • A very slight decrease in the tensile strength.
• No change in ductility.
• A pronounced change in the recovery of electrical
conductivity.
• Tendency for warping disappears.
69
70. Recrystallization
• Occurs after some recovery after annealing.
• Radical change in microstructure.
• Old grains completely disappear.
• Replaced by a new set of strain free grains.
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71. `
• Usually at grain boundaries, or where the lattice was most
severely bent on deformation.
• On completion → the material essentially attains its
original soft and ductile condition.
Anusavice: Phillips’ Science of Dental Materials 12th Ed 71
72. Grain growth
• Depends upon the number of crystals.
• The more severe the cold working, the greater the
number of such nuclei.
• Rather fine to fairly coarse.
• Grains begin to grow.
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73. • Reach an ultimate coarse grain structure.
• Excessive annealing can lead to larger grains →
detrimental to the strength of a metal.
• The grain boundary acts as a barrier to the movement of
dislocations.
• ↓ Grain size → ↑ Concentrations of inhibited dislocations
per grain → ↑ Strength, hardness and proportional limit
during cold working.
• However, ↓ Ductility.
Anusavice: Phillips’ Science of Dental Materials 12th Ed 73
74. • a) After cold working.
• b) After recovery.
• c) After recrystallisation.
• d) After grain growth.
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77. Corrosion
• Chemical or electrochemical process by which a solid,
usually a metal is attacked by an environmental agent,
resulting in partial or complete dissolution.
• Not merely a surface deposit (unlike tarnish).
• Chiefly 2 types:
1. Dry corrosion.
2. Wet/Electrochemical
corrosion.
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77
78. Forms of Corrosion
1. Uniform attack.
2. Pitting corrosion.
3. Crevice corrosion/Gasket corrosion.
4. Galvanic corrosion.
5. Intergranular corrosion.
6. Fretting corrosion.
7. Microbiologically influenced corrosion.
8. Stress corrosion.
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release &
Biocompatibility;AO 2002 Vol 72 78
80. Uniform Attack
• Commonest type.
• The entire wire reacts with the environment.
• Hydroxides or organometallic compounds formed
• Detectable after a large amount of metal is dissolved.
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release &
Biocompatibility; AO 2002 Vol 72 Pg 222-37 80
81. Pitting Corrosion
• Identified in brackets and wires.
• Manufacturing defects - sites of easy attack.
• Maybe seen before insertion into oral cavity in as-received products.
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release &
Biocompatibility; AO 2002 Vol 72 Pg 222-37
81
Stainless Steel NiTi
82. 82
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release &
Biocompatibility; AO 2002 Vol 72 Pg 222-37
Secondary electron images of the surfaces of an as-received
SS bracket (a) & a retrieved SS bracket(b).
83. Crevice Corrosion
• Application of non-metallic parts
on metal in a corrosive environment.
• E.g., elastomeric ligatures.
• Plaque build up depletion of O2 –
disturbance in the regeneration
of the passivating layer of Cr oxides.
• Crevice depth - 2-5 mm.
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release & Biocompatibility;
AO 2002 Vol 72 Pg 222-37 83
84. Galvanic Corrosion
• Combined process of oxidation & dissolution.
• Joining of two metals or even the same alloy subjected to
different treatments.
• Difference in the reactivity
Galvanic cell
Less Reactive More Reactive
(Cathodic) (Anodic)
(Nobler)
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release & Biocompatibility;
AO 2002 Vol 72 Pg 222-37 84
85. Intergranular Corrosion
• Sensitization – alteration of microstructure.
• Due to precipitation of Cr carbide at the grain boundaries.
• Mainly affects the solubility of Cr carbide.
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release &
Biocompatibility; AO 2002 Vol 72 Pg 222-37
85
86. Microbiologically Influenced Corrosion
• Sulfate-reducing Bacteriodes corrodens, sulfur oxidizer
Thiobaccilum ferroxidans & acid-producing Streptococcus
mutans.
• Matasa – first to show evidence of microbial attack on
adhesives in orthodontics.
• Craters in the bracket base.
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release &
Biocompatibility; AO 2002 Vol 72 Pg 222-37
86
88. Stress Corrosion
• Similar to galvanic corrosion.
• Electrochemical potential difference created at specific sites.
• Bending of wires results in development of different degrees of tension and
compression locally.
• Stressed sites - act as anodes.
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release & Biocompatibility;
AO 2002 Vol 72 Pg 222-37
88
89. Corrosion Fatigue
• Tendency of a metal wire to fracture
under repeated cyclic stressing.
• Accelerated in a corrosive medium
such as saliva.
• Characterized by the smoothness of the fractured areas, which also
include a site of increased roughness & crystalline appearance.
Eliades T, Athanosiou AE: In Vivo Aging of Orthodontic Alloys: Implications for Corrosion Potential, Nickel Release &
Biocompatibility; AO 2002 Vol 72 Pg 222-37 89
90. Weld Decay
• Weld decay is a form of intergranular corrosion, usually
of stainless steels or certain nickel-base alloys, that
occurs as the result of sensitization in the heat-affected
zone during the welding operation.
90
Weld Decay
Weld Decay
91. • Due to precipitation of Cr carbide.
• In this case, the precipitation of chromium carbides is
induced by the welding operation when the heat affected
zone (HAZ) experiences a particular temperature range
(425oC-600oC).
91
92. Clinical Implication
To avoid weld decay:
•Use low carbon (e.g., 304L, 316L) grade of stainless
steels.
•Use stabilized grades alloyed with titanium (e.g., type 321)
• Use post-weld heat treatment.
92
93. Summary
• Metallurgy
• History
• Periodic table
• Evolution of metals in Orthodontics
• Importance in Orthodontics
• Molecular structure and Interatomic bonding
93
94. • Lattice structure and Crystal arrangements.
• Lattice Defects
• Physical metallurgy
• Chemical metallurgy
• Properties of metal
• Annealing
• Corrosion
94
95. REFERENCES
• Anusavice KJ. Phillips’ Science of Dental Materials. 12th
Ed.
• Brantley WA, Eliades T. Orthodontic Materials: Scientific
& Clinical Aspects.
• Handbook of metals, 1992
• Daskalogiannakis J. Glossary of Orthodontic Terms.
• Graber TM, Vanarsdall RL, Vig KWL. Orthodontics:
Current Principles & Techniques. 4th Ed.
95
96. • Proffit WR, Fields HW, Sarver DM. Contemporary
Orthodontics. 4th Ed.
• Eliades T, Athanosiou AE. In vivo aging of orthodontic
allots: Implications for corrosion potential, nickel release,
and biocompatibility. AO 2002; 72(3): 222-37.
96
the scientific basis for the selection and proper use of materials for clinical practice be thoroughly understood.
Wide arrays of metallic, ceramic, and polymeric materials are used in the profession and new materials are continuously being introduced.
Alloy- A crystalline substance with metallic properties that is composed of two or more chemical elements, at least one of which is a metal.
Ductile- A metals can be drawn and deformed without losing toughness, pliable not brittle.
Malleable- It can be hammered and pressed into shapes without braking or cracking.
These are some of the metals that had a huge impact on mankind.
Bronze age lasted till 700 BC, in this age metallurgists discovered that mixing two metals together created a stronger substance than either of the individual metals.
Bronze is formed by smelting tin and copper.
Hittities- Ancient Anatolian tribe.
IRON- Used to make coins, utensils and elements of war.
Quenching of steel for hardening and smelting.
Mixture of iron and charcoal was heated for several hours and a slag of iron was formed. This was then withdrawn from the forge and hammered into the desired shape.
An upgraded form of the catalan forge was developed in Germany which broadened the use of iron.
Modified by British chemist Henry Moseley in 1913, based it on atomic number.
The periodic table is based on the atomic number of the elements.
Group 1 and 2 are alkali.
From group 3 to 13 comprise of transition metals. 13 is called as Boron group.
While from 14 to 16 they are non metals. From 21 to 80 are commonly found in dental materials.
Fauchard is credited as the father of modern dentistry
By early 1930s, stainless steel were generally available but it was not until 1960s that it was generally accepted.
By 1960s, gold was universally abandoned in favour of stainless steel
For correct use of appliances, one must have a thorough knowledge of the physical and chemical properties as they change greatly under conditions of manipulation. Thus they have a dynamic nature , producing sufficient pressure to stimulate movement but not enough to cause the necrosis of the bony tissue.
Molecule – Group of atoms bonded together, representing the smallest fundamental unit.
The strength of these bonds and their ability to reform after breakage determine the physical properties of material.
In dentistry, Gypsum products and phosphate based cements show ionic bonding.
Covalent bonding occurs in many organic compound and
In contrast with primary bonds, secondary bonds do not share electrons.
Dipoles are induced by unequal sharing of electrons and by random movement of electrons within the molecule. These are considered the weakest interatomic bonding.
It can be understood by studying a water molecule, covalent bond seen with water
Robert Hooke in 1665 crystal shapes in terms of the packing of the component parts like stacking on tiles.
Unit cell- Simplest repeating unit in a crystal is UNIT CELL
This the stable state of iron called as Ferrite.
This is the stable state of iron called as Austenite. The space lattices between the atoms can incorporate carbon and this adds to the strength of it. Iron carbide is formed. If Austenite is rapidly cooled, then it forms martensite which has irregular lattices and is very strong but brittle.
Shear force applied. Dislocation line or slip plane seen.
Each of the defects change in the energy of space lattice at its point of occurrence which ultimately weakens with regard to cleavage strength.
Ability to deform plastically depends on the number of slip systems with the crystal structure. FCC has highest with elements like gold, silver, copper, platinum, palladium and nickel are highly ductile.
It is done after the extraction of metal
Extractive metallurgy is removing valuable metals from the ore and refining extracted raw metals in purer forms.
Gangue- Commercially valueless material.
Seen in casting procedure , when the edges solidify first and solid liquid interface is formed.
Light areas are dendrites and dark areas are inter-dendritic regions.
The effects of cold working or strain hardening can be reversed by this process.
Although glasses & other non-metals are susceptible to environmental degradation, metals are generally more susceptible to such attack because of electrochemical reactions. Dry corrosion occurs when oxygen in the air reacts with metal without presence of liquid.
In most of the cases corrosion is undesirable. However, a limited amount of corrosion at margins of dental amalgam may be beneficial as it tends to seal the marginal gap.
Pit – a pore with a depth equal to its width.
Selectivr dissolution of nickel seen in 15 saline solution. Electron image 1. 180 times 2. 600 times
Please note the excessive craters, deterioration & porous surface.
Also called Gasket corrosion.
Cathode gains electrons and undergoes reduction while anode loses electrons and oxidizes.
Seen in stainless steel.
Secondary electron image of an intraorally fractured inner facebow wire. Fracture plane demonstrating three distinct zones: the radiant zone (low), the ductile zone (medium) & the shear lip zone.