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Transport KTN’s Guide

   Technology Strategy Board’s
      Competition process
                             Rob Furlong
                            Transport KTN

           Transport Knowledge Transfer Network
enquires@transportktn.org         www.transportktn.org
The Transport KTN Team

•   Neil Ridley : Director
•   Tessa Darley : Knowledge Manager
•   Adrian Waddams : Marine Specialist
•   Jim Lupton : Rail Specialist
•   Rob Furlong : Business Development




enquires@transportktn.org   www.transportktn.org
Applicants’ Journey

         Competition                     EOI        Full            Competition           Applicants
             Opens                   Deadline     Stage                Closes              informed




                       Expression of            Review                                                  Project
  Launch                                        Period      Full stage            Assessment
                         Interest                                                                      initiation


Minimum 4 weeks            6 weeks              2 weeks         7 weeks             4 weeks

                                                     19 weeks


                       Timeline of a Technology Strategy Board Competition




  enquires@transportktn.org                     www.transportktn.org
The Launch
               Competition                     EOI        Full        Competition          Applicants
                   Opens                   Deadline     Stage            Closes             informed




                             Expression               Review                                             Project
          Launch                                      Period     Full stage         Assessment
                             of Interest                                                                initiation

       Minimum 4 weeks           6 weeks              2 weeks      7 weeks            4 weeks



                    14th Jan 2013
      Transport KTN
     information and
    Consortia Building

•    Technology Strategy Board formal announcement
•    Competition Scope released
•    Transport KTN Supporting activities
•    Vessel efficiency interest group
•    Think of projects – talk to existing contacts, network


     enquires@transportktn.org                        www.transportktn.org
Fast Track

• Single stage application
• Fast-Track to account for up to 10% of the budget
• Projects will last 6 to 12 months
• Total costs for each project will be between £200K to
  £500K
• Each project to include a small or micro business
• Business led consortia of at least two partners
• Applicants submit a full-stage application form at EOI
  stage



enquires@transportktn.org   www.transportktn.org
Collaborative R&D
•   Two stage application
•   Projects expected to last between 12 and 36 months
•   Project costs typically range from £250K to £3m
•   Business-led consortia of at least two partners
•   Funding levels
      – Small and micro business can expect to be 60% funded
      – Large companies expected at 50%
      – At least 70% of the total eligible project costs to be
        commercial organisations, max 30% to research participants
      – No one partner to receive more than 70% of the eligible costs
• Evidence of effective collaboration

enquires@transportktn.org   www.transportktn.org
The Expression of Interest
            Competition                     EOI        Full          Competition          Applicants
                Opens                   Deadline     Stage              Closes             informed




                          Expression               Review                                               Project
        Launch                                     Period      Full stage          Assessment
                          of Interest                                                                  initiation

     Minimum 4 weeks          6 weeks              2 weeks         7 weeks           4 weeks




                  Register   Information     Optional
 14th Jan 2013      your         Day        EOI review        27th Feb 2013 noon
                  interest                   deadline


• Short 6 week period
• Applicants need to register their interest by 20th Feb noon
    –   On the TSB competition page for this competition
    –   To enable the downloading of the application form
    –   To upload completed EOI form
    –   Download the full guidance to applicants – definitive guide
• Technology Strategy Board information day 22nd January
• Decide if fast track or full stage project submission – form to complete
 enquires@transportktn.org                         www.transportktn.org
Competition             EOI    Full      Competition        Applicants
                        Opens           Deadline Stage          Closes           informed

                                  Expression     Review                                       Project
                 Launch                          Period   Full stage       Assessment
                                  of Interest                                                initiation
                 Minimum 4          6 weeks        2        7 weeks          4 weeks
                   weeks                         weeks

                                     27th Feb 2013 noon

Expression of Interest
• Transport KTN Support
• It is very important for you to consider the following
    – Only the downloaded form can be used
    – Each field has only a certain space allocated to it
         • Use it wisely, but as comprehensive as possible
         • Incomplete fields upon submission risk the application being rejected
    – If question is “Quantify” answer is a number
    – The importance of the gateway question
         • Need to show that a clear majority of the project’s objectives and
           activities are aligned with the specific competition.
    – Read the scope document carefully
         • If in doubt, contact the competition hotline
  enquires@transportktn.org                   www.transportktn.org
Competition             EOI    Full      Competition        Applicants
                        Opens           Deadline Stage          Closes           informed

                                  Expression     Review                                       Project
                 Launch                          Period   Full stage       Assessment
                                  of Interest                                                initiation
                 Minimum 4          6 weeks        2        7 weeks          4 weeks
                   weeks                         weeks

                                     27th Feb 2013 noon

Expression of Interest
• What is innovative about your project ?
    – both commercially and scientifically?
• Commercialisation and exploitation at the end of the grant.
• Optional Expression process – strongly recommend
    – Valuable feedback on submission within 3 working days
          • This is confined to the scope of the submission and whether the form as
            seen appears to address the required questions
          • This DOES NOT pre-empt of forecast the recommendations of the
            independent panel
    – Use the service as many times as needed
    – Normally service closes 1 week before EOI deadline.
  enquires@transportktn.org                   www.transportktn.org
Competition             EOI    Full      Competition        Applicants
                        Opens           Deadline Stage          Closes           informed

                                  Expression     Review                                       Project
                 Launch                          Period   Full stage       Assessment
                                  of Interest                                                initiation
                 Minimum 4          6 weeks        2        7 weeks          4 weeks
                   weeks                         weeks
                                     27th Feb 2013 noon

Applications must be
• Submitted before the deadline, normally noon
    – 12:01 submission will automatically be rejected without exception
    – We strongly advise to submit your EOI before the EOI deadline
• Be business-led
• Involve two or more collaboration partners located in the UK
   – Be based on work conducted in the UK
• Address specific requirements of the competition
• A missing consortia partner – still submit an EOI !


  enquires@transportktn.org                   www.transportktn.org
The Review Period
          Competition                     EOI        Full        Competition          Applicants
              Opens                   Deadline     Stage            Closes             informed




                        Expression               Review                                             Project
     Launch                                      Period     Full stage         Assessment
                        of Interest                                                                initiation

   Minimum 4 weeks          6 weeks                2          7 weeks            4 weeks
                                                 weeks



• Independent reviewers
      – The Technology Strategy Board preserves reviewers
        anonymity, and the Transport KTN do not know who the
        reviews are.
• Reviewers sign confidentiality agreements
• Gateway Question - If the review panel consider that the
    answer to this question is not adequate
     – then your application will not pass the EOI stage.


enquires@transportktn.org                        www.transportktn.org
Competition              EOI    Full        Competition        Applicants
                          Opens            Deadline Stage            Closes           informed


                                    Expression     Review                                          Project
                   Launch                          Period    Full stage         Assessment
                                    of Interest                                                   initiation
                   Minimum 4          6 weeks        2         7 weeks            4 weeks
                     weeks                         weeks


EOI Review stage
 • Submissions assessed by several reviewers
      – The business proposition
      – Project details
      – Funding and added value
 • Independent panel meeting held to
      – Discuss all EOI applications
      – Agree Ranked list for Fast Track and EOI submissions




 enquires@transportktn.org                 www.transportktn.org
EOI Decision
              Competition                   EOI        Full
                  Opens                 Deadline     Stage
                                                                        Fast Track
                            Expression             Review
         Launch                                    Period             Invitation to full stage
                            of Interest

       Minimum 4 weeks        6 weeks                2                 Unsuccessful
                                                   weeks




• Fast track
   – The TSB will allocate their fast track funding to the highest
     ranked project, then the next project, and so on.
   – This process is continued until all of the funding is allocated to
     projects.
   – Once the funding is allocated, subsequent projects will not be
     funded.



  enquires@transportktn.org                    www.transportktn.org
EOI Decision
              Competition                   EOI        Full
                  Opens                 Deadline     Stage
                                                                        Fast Tract

                            Expression             Review
         Launch                                    Period             Invitation to full stage
                            of Interest

       Minimum 4 weeks        6 weeks                2                 Unsuccessful
                                                   weeks




• Invitation to Full stage
   – TSB will invite the highest ranking applications to submit a full
     stage application, in strict order.
   – Usually this would be in the region of 200% of the indicative
     funding allocation.
• Unsuccessful applications
   – Once indicative 200% is reached, subsequent projects will inform
     the project that the submission has not been successful.
   – Contact the Transport KTN
  enquires@transportktn.org                    www.transportktn.org
Full Stage
              Competition                    EOI        Full         Competition          Applicants
                  Opens                  Deadline     Stage             Closes             informed




                            Expression              Review                                              Project
         Launch                                     Period      Full stage         Assessment
                            of Interest                                                                initiation

       Minimum 4 weeks         6 weeks              2 weeks       7 weeks            4 weeks




                            14th Jan 2013                                                1st May 2013
                                                     Register      Compulsory
                                                       your        information
                                                     interest          Day

• Consortia invited back to submit a full submission
• TSB will run a compulsory briefing day, to which at least one delegate
  from the consortia must attend
• Applications can only be on the forms provided online
• Annexes can be submitted & Illustrations and graphics can be included
• Submitted before the deadline, normally noon


   enquires@transportktn.org                        www.transportktn.org
Assessment
               Competition                    EOI        Full        Competition          Applicants
                   Opens                  Deadline     Stage            Closes             informed




                             Expression              Review                                             Project
          Launch                                     Period     Full stage         Assessment
                                                                                   Assessment
                             of Interest                                                               initiation

        Minimum 4 weeks         6 weeks              2 weeks       7 weeks           4 weeks


•   Independent reviewers as EOI stage
•   Once again, the importance of the Gateway Question
•   Individual applications reviewed by several assessors
•   Independent review panel
•   Submissions ranked
     – Top projects funded in ranked order
     – Once the funding is allocated, subsequent projects will not be
       funded.


    enquires@transportktn.org                        www.transportktn.org
Project initiation
            Competition                     EOI        Full        Competition          Applicants
                Opens                   Deadline     Stage            Closes             informed




                          Expression               Review                                             Project
       Launch                                      Period     Full stage         Assessment
                          of Interest                                                                initiation

     Minimum 4 weeks          6 weeks              2 weeks      7 weeks            4 weeks

• Offer letter to be returned with two months
• Collaboration Agreement signed by all participants by the third
  month
• Project to commence within six months of the acceptance of offer




  enquires@transportktn.org                        www.transportktn.org
Transport KTN – here to assist

              http://bit.ly/VesselEfficiency link




enquires@transportktn.org   www.transportktn.org

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KTN guide to tsb competitions

  • 1. Transport KTN’s Guide Technology Strategy Board’s Competition process Rob Furlong Transport KTN Transport Knowledge Transfer Network enquires@transportktn.org www.transportktn.org
  • 2. The Transport KTN Team • Neil Ridley : Director • Tessa Darley : Knowledge Manager • Adrian Waddams : Marine Specialist • Jim Lupton : Rail Specialist • Rob Furlong : Business Development enquires@transportktn.org www.transportktn.org
  • 3. Applicants’ Journey Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression of Review Project Launch Period Full stage Assessment Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks 19 weeks Timeline of a Technology Strategy Board Competition enquires@transportktn.org www.transportktn.org
  • 4. The Launch Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks 14th Jan 2013 Transport KTN information and Consortia Building • Technology Strategy Board formal announcement • Competition Scope released • Transport KTN Supporting activities • Vessel efficiency interest group • Think of projects – talk to existing contacts, network enquires@transportktn.org www.transportktn.org
  • 5. Fast Track • Single stage application • Fast-Track to account for up to 10% of the budget • Projects will last 6 to 12 months • Total costs for each project will be between £200K to £500K • Each project to include a small or micro business • Business led consortia of at least two partners • Applicants submit a full-stage application form at EOI stage enquires@transportktn.org www.transportktn.org
  • 6. Collaborative R&D • Two stage application • Projects expected to last between 12 and 36 months • Project costs typically range from £250K to £3m • Business-led consortia of at least two partners • Funding levels – Small and micro business can expect to be 60% funded – Large companies expected at 50% – At least 70% of the total eligible project costs to be commercial organisations, max 30% to research participants – No one partner to receive more than 70% of the eligible costs • Evidence of effective collaboration enquires@transportktn.org www.transportktn.org
  • 7. The Expression of Interest Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks Register Information Optional 14th Jan 2013 your Day EOI review 27th Feb 2013 noon interest deadline • Short 6 week period • Applicants need to register their interest by 20th Feb noon – On the TSB competition page for this competition – To enable the downloading of the application form – To upload completed EOI form – Download the full guidance to applicants – definitive guide • Technology Strategy Board information day 22nd January • Decide if fast track or full stage project submission – form to complete enquires@transportktn.org www.transportktn.org
  • 8. Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 6 weeks 2 7 weeks 4 weeks weeks weeks 27th Feb 2013 noon Expression of Interest • Transport KTN Support • It is very important for you to consider the following – Only the downloaded form can be used – Each field has only a certain space allocated to it • Use it wisely, but as comprehensive as possible • Incomplete fields upon submission risk the application being rejected – If question is “Quantify” answer is a number – The importance of the gateway question • Need to show that a clear majority of the project’s objectives and activities are aligned with the specific competition. – Read the scope document carefully • If in doubt, contact the competition hotline enquires@transportktn.org www.transportktn.org
  • 9. Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 6 weeks 2 7 weeks 4 weeks weeks weeks 27th Feb 2013 noon Expression of Interest • What is innovative about your project ? – both commercially and scientifically? • Commercialisation and exploitation at the end of the grant. • Optional Expression process – strongly recommend – Valuable feedback on submission within 3 working days • This is confined to the scope of the submission and whether the form as seen appears to address the required questions • This DOES NOT pre-empt of forecast the recommendations of the independent panel – Use the service as many times as needed – Normally service closes 1 week before EOI deadline. enquires@transportktn.org www.transportktn.org
  • 10. Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 6 weeks 2 7 weeks 4 weeks weeks weeks 27th Feb 2013 noon Applications must be • Submitted before the deadline, normally noon – 12:01 submission will automatically be rejected without exception – We strongly advise to submit your EOI before the EOI deadline • Be business-led • Involve two or more collaboration partners located in the UK – Be based on work conducted in the UK • Address specific requirements of the competition • A missing consortia partner – still submit an EOI ! enquires@transportktn.org www.transportktn.org
  • 11. The Review Period Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 7 weeks 4 weeks weeks • Independent reviewers – The Technology Strategy Board preserves reviewers anonymity, and the Transport KTN do not know who the reviews are. • Reviewers sign confidentiality agreements • Gateway Question - If the review panel consider that the answer to this question is not adequate – then your application will not pass the EOI stage. enquires@transportktn.org www.transportktn.org
  • 12. Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 6 weeks 2 7 weeks 4 weeks weeks weeks EOI Review stage • Submissions assessed by several reviewers – The business proposition – Project details – Funding and added value • Independent panel meeting held to – Discuss all EOI applications – Agree Ranked list for Fast Track and EOI submissions enquires@transportktn.org www.transportktn.org
  • 13. EOI Decision Competition EOI Full Opens Deadline Stage Fast Track Expression Review Launch Period Invitation to full stage of Interest Minimum 4 weeks 6 weeks 2 Unsuccessful weeks • Fast track – The TSB will allocate their fast track funding to the highest ranked project, then the next project, and so on. – This process is continued until all of the funding is allocated to projects. – Once the funding is allocated, subsequent projects will not be funded. enquires@transportktn.org www.transportktn.org
  • 14. EOI Decision Competition EOI Full Opens Deadline Stage Fast Tract Expression Review Launch Period Invitation to full stage of Interest Minimum 4 weeks 6 weeks 2 Unsuccessful weeks • Invitation to Full stage – TSB will invite the highest ranking applications to submit a full stage application, in strict order. – Usually this would be in the region of 200% of the indicative funding allocation. • Unsuccessful applications – Once indicative 200% is reached, subsequent projects will inform the project that the submission has not been successful. – Contact the Transport KTN enquires@transportktn.org www.transportktn.org
  • 15. Full Stage Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks 14th Jan 2013 1st May 2013 Register Compulsory your information interest Day • Consortia invited back to submit a full submission • TSB will run a compulsory briefing day, to which at least one delegate from the consortia must attend • Applications can only be on the forms provided online • Annexes can be submitted & Illustrations and graphics can be included • Submitted before the deadline, normally noon enquires@transportktn.org www.transportktn.org
  • 16. Assessment Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks • Independent reviewers as EOI stage • Once again, the importance of the Gateway Question • Individual applications reviewed by several assessors • Independent review panel • Submissions ranked – Top projects funded in ranked order – Once the funding is allocated, subsequent projects will not be funded. enquires@transportktn.org www.transportktn.org
  • 17. Project initiation Competition EOI Full Competition Applicants Opens Deadline Stage Closes informed Expression Review Project Launch Period Full stage Assessment of Interest initiation Minimum 4 weeks 6 weeks 2 weeks 7 weeks 4 weeks • Offer letter to be returned with two months • Collaboration Agreement signed by all participants by the third month • Project to commence within six months of the acceptance of offer enquires@transportktn.org www.transportktn.org
  • 18. Transport KTN – here to assist http://bit.ly/VesselEfficiency link enquires@transportktn.org www.transportktn.org