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Оцінка дослідження бібліометричні і
наукометричні заходи:
Хороший, поганий, і злий
Яшар TOHTа
Xaджeттeпe Університет
Департамент Управління Інформацією
06800 Beytepe, Ankara, Туреччина
yunus.hacettepe.edu.tr/~tonta/tonta.html
yasartonta@gmail.com
@yasartonta
3-й Міжнародній науково-практичній конференції «Наукова комунікація в цифрову епоху». Київ, 10-12 березня 2015
Research Assessment Using Bibliometric
and Scientometric Measures:
The Good, the Bad, and the Ugly
Yaşar Tonta
Hacettepe University
Department of Information Management
06800 Beytepe, Ankara, Turkey
yunus.hacettepe.edu.tr/~tonta/tonta.html
yasartonta@gmail.com
@yasartonta
3rd International Conference on Scientific Communication in the Digital Age, 10-12 March 2015, Kiev, Ukraine
Outline
• Research assessment
– Academic performance (tenure, promotion)
– Research funding
• Bibliometric and scientometric measures
– Journal impact factors
– H index
• Use of bibliometric and scientometric
measures in research assessment
• Conclusions
Turkey
• 184 universities
• 148,942 faculty (68,133 professors)
• 5.5 million students in higher education
• Web of Science
– total # of publications: circa 380,000 (18th in the world)
– journals published in Turkey: 70
• DOAJ
– # of open access journals: 278
– # of open access articles: 32,209
• JournalPark hosts (using OJS)
– 500 open access journals
– 129,268 open access articles
http://www.yok.gov.tr/web/guest/ogretim-elemanlari-dagilimi
Research assessment
• Peer review
• Economic indicators (e.g., % of GDP spent on
R&D, Frascati Manual for the Measurement of
Scientific and Technical Activities)
• Academic performance
– tenure
– promotion
• Research funding
– Research Excellence Framework (REF)
– Publication support
Bibliometric and Scientometric
Measures
• 1960s-1970s
• Citation indexes
• Journal impact factor (JIF)
– Developed to help librarians in collection development
– (Skewed distributions; JIFs vary by subject and open to
manipulation; data not transparent; publisher policies tend
to change)
– Does not measure the quality of individual articles
– Should therefore not be used for research assessment
– But frequently used for tenure, promotion, research
funding and publication support
H index
Source: Hirsch, 2005, p. 16570
Problems with h index
• H index does not meet some logical requirements and
is not a first rate intellectual achievement but, rather, a
“clever find” (Rousseau, García-Zorita & Sanz-Casado,
2013, p. 299).
• Co-authors are not taken into account in calculation
(Hirsch, 2007)
• Correlation between peer review and h index is low
• Tends to measure life-time achievement..
• Should therefore not be used for research assessment
• But used for tenure, promotion, research funding and
publication support
Source: http://blogs.lse.ac.uk/impactofsocialsciences/2014/12/16/predicting-the-results-of-the-ref/
"Today I wouldn't get an academic job. It's as
simple as that".
--Peter Higgs, Nobel Laureate, 2013
http://www.theguardian.com/science/2013/dec/06/peter-higgs-boson-academic-system
H index = 10
The Good, the Bad, and the Ugly
• "... bibliometric performance indicators should be
applied only as a collective group (and not
individually), and in conjunction with peer review
following a clearly stated code of conduct" (original
emphasis) (IEEE, 2013)
• They should not supplant peer review and be used to
rate the quality of papers, authors, and institutions.
• They should not be used to compare the quality of
research of candidates for tenure, promotion, funding
and publication support
• Citation rates and h index are even used to predict
Nobel prize winners (Hirsh, 2005; Pendlebury, 2009)
• But there exists no correlation between them
(Marques, 2013; Van der Wall, 2011)
Epilogue
"Not everything that counts can be counted, and
not everything that can be counted counts."
-- Albert Einstein
"When a measure becomes a target, it ceases to
be a good measure."
-- Charles Goodhart
http://en.wikipedia.org/wiki/Goodhart%27s_law
http://issi2015.org/en/
Submission deadline: January 12, 2015for full papers, RIPs, Special Sessions, Workshops & Tutorials
References
• Bornmann, M. & Leydesdorff, L. (2014). Scientometrics in a changing research landscape. EMBO Reports, 15(12):
1228-1232.
• Harnad, Stevan (2009). Open access scientometrics and the UK Research Assessment Exercise. Scientometrics, 79(1):
147-156. http://www.archipel.uqam.ca/2440/1/scientometproofs.pdf
• Hirsch, J.E. (2005). An index to quantify an individual’s scientific research output. PNAS, 102(46), 16569-16572.
• Hirsch, J.E. (2007). Does the h index have predictive power? PNAS, 104(49), 19193-19198.
• Leydesdorff, L. (2005, November 10). Evaluation of research and evolution of science indicators. Current Science,
89(9), 1510-1517. http://arxiv.org/ftp/arxiv/papers/0911/0911.4298.pdf
• Marques, F. (May 2013). The limits of the h-index. Revista Pesquisa FAPESP, Edition 207.
http://revistapesquisa.fapesp.br/en/2013/06/25/the-limits-of-the-h-index/.
• Marx, W. & Bornmann, L. (2013). Journal Impact Factor: “the poor man’s citation analysis” and alternative
approaches. European Science Editing, 39(2), 62-63.
http://www.ease.org.uk/sites/default/files/aug13pageslowres.pdf.
• Mryglod, O., Kenna, R., Holovatch, Y. & Berche, B. (2014). Predicting the results of the REF using departmental h-
index: A look at biology, chemistry, physics, and sociology.
http://blogs.lse.ac.uk/impactofsocialsciences/2014/12/16/predicting-the-results-of-the-ref/
• Pendlebury, D. (2009 November). Discover the power of quantitative analysis: The art and science of identifying
future Nobel laureates (slides). http://ip-science.thomsonreuters.com/m/pdfs/Identifying_Nobel_Laureates.pdf
• Rousseau, R., García-Zorita, C. ve Sanz-Casado, E. (2013). The h-bubble. Journal of Informetrics, 7, 294-300.
• Tonta, Y. (2014). Use and Misuse of Bibliometric Measures for Assessment of Academic Performance, Tenure and
Publication Support. Metrics 2014: Workshop on Informetric and Scientometric Research (SIG/MET). 77th Annual
Meeting of the Association for Information Science and Technology, October 31-November 5, 2014, Seattle, WA. Full
text of the paper: http://bit.ly/1ur3cGN; Slides: http://slidesha.re/10VuVTf
• Tonta, Y. (2015). Support Programs to Increase the Number of Scientific Publications Using Bibliometric Measures:
The Turkish Case (submitted) ISSI 2015, June 29-July 4, 2015, İstanbul.(Full text available upon request)
Research Assessment Using Bibliometric
and Scientometric Measures:
The Good, the Bad, and the Ugly
Yaşar Tonta
Hacettepe University
Department of Information Management
06800 Beytepe, Ankara, Turkey
yunus.hacettepe.edu.tr/~tonta/tonta.html
yasartonta@gmail.com
@yasartonta
3rd International Conference on Scientific Communication in the Digital Age, 10-12 March 2015, Kiev, Ukraine

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Research Assessment Using Bibliometric and Scientometric Measures: The Good, the Bad, and the Ugly

  • 1. Оцінка дослідження бібліометричні і наукометричні заходи: Хороший, поганий, і злий Яшар TOHTа Xaджeттeпe Університет Департамент Управління Інформацією 06800 Beytepe, Ankara, Туреччина yunus.hacettepe.edu.tr/~tonta/tonta.html yasartonta@gmail.com @yasartonta 3-й Міжнародній науково-практичній конференції «Наукова комунікація в цифрову епоху». Київ, 10-12 березня 2015
  • 2. Research Assessment Using Bibliometric and Scientometric Measures: The Good, the Bad, and the Ugly Yaşar Tonta Hacettepe University Department of Information Management 06800 Beytepe, Ankara, Turkey yunus.hacettepe.edu.tr/~tonta/tonta.html yasartonta@gmail.com @yasartonta 3rd International Conference on Scientific Communication in the Digital Age, 10-12 March 2015, Kiev, Ukraine
  • 3. Outline • Research assessment – Academic performance (tenure, promotion) – Research funding • Bibliometric and scientometric measures – Journal impact factors – H index • Use of bibliometric and scientometric measures in research assessment • Conclusions
  • 4. Turkey • 184 universities • 148,942 faculty (68,133 professors) • 5.5 million students in higher education • Web of Science – total # of publications: circa 380,000 (18th in the world) – journals published in Turkey: 70 • DOAJ – # of open access journals: 278 – # of open access articles: 32,209 • JournalPark hosts (using OJS) – 500 open access journals – 129,268 open access articles http://www.yok.gov.tr/web/guest/ogretim-elemanlari-dagilimi
  • 5. Research assessment • Peer review • Economic indicators (e.g., % of GDP spent on R&D, Frascati Manual for the Measurement of Scientific and Technical Activities) • Academic performance – tenure – promotion • Research funding – Research Excellence Framework (REF) – Publication support
  • 6. Bibliometric and Scientometric Measures • 1960s-1970s • Citation indexes • Journal impact factor (JIF) – Developed to help librarians in collection development – (Skewed distributions; JIFs vary by subject and open to manipulation; data not transparent; publisher policies tend to change) – Does not measure the quality of individual articles – Should therefore not be used for research assessment – But frequently used for tenure, promotion, research funding and publication support
  • 7. H index Source: Hirsch, 2005, p. 16570
  • 8. Problems with h index • H index does not meet some logical requirements and is not a first rate intellectual achievement but, rather, a “clever find” (Rousseau, García-Zorita & Sanz-Casado, 2013, p. 299). • Co-authors are not taken into account in calculation (Hirsch, 2007) • Correlation between peer review and h index is low • Tends to measure life-time achievement.. • Should therefore not be used for research assessment • But used for tenure, promotion, research funding and publication support
  • 10. "Today I wouldn't get an academic job. It's as simple as that". --Peter Higgs, Nobel Laureate, 2013 http://www.theguardian.com/science/2013/dec/06/peter-higgs-boson-academic-system H index = 10
  • 11. The Good, the Bad, and the Ugly • "... bibliometric performance indicators should be applied only as a collective group (and not individually), and in conjunction with peer review following a clearly stated code of conduct" (original emphasis) (IEEE, 2013) • They should not supplant peer review and be used to rate the quality of papers, authors, and institutions. • They should not be used to compare the quality of research of candidates for tenure, promotion, funding and publication support • Citation rates and h index are even used to predict Nobel prize winners (Hirsh, 2005; Pendlebury, 2009) • But there exists no correlation between them (Marques, 2013; Van der Wall, 2011)
  • 12. Epilogue "Not everything that counts can be counted, and not everything that can be counted counts." -- Albert Einstein "When a measure becomes a target, it ceases to be a good measure." -- Charles Goodhart http://en.wikipedia.org/wiki/Goodhart%27s_law
  • 13. http://issi2015.org/en/ Submission deadline: January 12, 2015for full papers, RIPs, Special Sessions, Workshops & Tutorials
  • 14. References • Bornmann, M. & Leydesdorff, L. (2014). Scientometrics in a changing research landscape. EMBO Reports, 15(12): 1228-1232. • Harnad, Stevan (2009). Open access scientometrics and the UK Research Assessment Exercise. Scientometrics, 79(1): 147-156. http://www.archipel.uqam.ca/2440/1/scientometproofs.pdf • Hirsch, J.E. (2005). An index to quantify an individual’s scientific research output. PNAS, 102(46), 16569-16572. • Hirsch, J.E. (2007). Does the h index have predictive power? PNAS, 104(49), 19193-19198. • Leydesdorff, L. (2005, November 10). Evaluation of research and evolution of science indicators. Current Science, 89(9), 1510-1517. http://arxiv.org/ftp/arxiv/papers/0911/0911.4298.pdf • Marques, F. (May 2013). The limits of the h-index. Revista Pesquisa FAPESP, Edition 207. http://revistapesquisa.fapesp.br/en/2013/06/25/the-limits-of-the-h-index/. • Marx, W. & Bornmann, L. (2013). Journal Impact Factor: “the poor man’s citation analysis” and alternative approaches. European Science Editing, 39(2), 62-63. http://www.ease.org.uk/sites/default/files/aug13pageslowres.pdf. • Mryglod, O., Kenna, R., Holovatch, Y. & Berche, B. (2014). Predicting the results of the REF using departmental h- index: A look at biology, chemistry, physics, and sociology. http://blogs.lse.ac.uk/impactofsocialsciences/2014/12/16/predicting-the-results-of-the-ref/ • Pendlebury, D. (2009 November). Discover the power of quantitative analysis: The art and science of identifying future Nobel laureates (slides). http://ip-science.thomsonreuters.com/m/pdfs/Identifying_Nobel_Laureates.pdf • Rousseau, R., García-Zorita, C. ve Sanz-Casado, E. (2013). The h-bubble. Journal of Informetrics, 7, 294-300. • Tonta, Y. (2014). Use and Misuse of Bibliometric Measures for Assessment of Academic Performance, Tenure and Publication Support. Metrics 2014: Workshop on Informetric and Scientometric Research (SIG/MET). 77th Annual Meeting of the Association for Information Science and Technology, October 31-November 5, 2014, Seattle, WA. Full text of the paper: http://bit.ly/1ur3cGN; Slides: http://slidesha.re/10VuVTf • Tonta, Y. (2015). Support Programs to Increase the Number of Scientific Publications Using Bibliometric Measures: The Turkish Case (submitted) ISSI 2015, June 29-July 4, 2015, İstanbul.(Full text available upon request)
  • 15. Research Assessment Using Bibliometric and Scientometric Measures: The Good, the Bad, and the Ugly Yaşar Tonta Hacettepe University Department of Information Management 06800 Beytepe, Ankara, Turkey yunus.hacettepe.edu.tr/~tonta/tonta.html yasartonta@gmail.com @yasartonta 3rd International Conference on Scientific Communication in the Digital Age, 10-12 March 2015, Kiev, Ukraine