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Legislative Veto
Bureaucratic Politics
Introduction
• The last Congressional control:
• Legislative Veto – a provision contained within the guiding
statute of an agency that gives Congress the power to veto
the decision by the agency.
• The vehicle by which a legislative veto is exercised is called a
resolution.
Legislative Resolutions
• Must have a majority to pass (50% + 1 unit), so it may
not pass.
• Not subject to:
• Committee hearings
• Extensive debate
• Other standard features of the lawmaking process.
Types of Resolutions
• Committee Resolution
• Typically used for:
• Budget allocations
• Agency given discretion to allocate it
• Single chamber (simple) resolution
• Typically used for:
• Internal chamber rules
• Non-binding expressions of what the chamber wants (house
operations/rules)
• Non-binding expression of policy
• Numbering:
• H. Res. or S. Res.
• Numbered sequentially
Types of Resolutions
• Concurrent resolution
• Procedural/housekeeping matters for both houses
• Authorizing the printing of Congressional documents
• To determine a date to adjourn Congress
• Express opinion on foreign or domestic policy issue
• Declare the ratification of an Amendment to the Constitution
• Budget Resolution
• Numbering:
• H. Con. Res. or S. Con. Res.
• Numbered sequentially
• Joint resolution (same power as law)
• Propose amendments to the Constitution
• Create joint committees (committee used to coordinate functions of Congress)
• Numbering:
• H. J. Res. or S. J. Res.
• Numbered sequentially
Types of Legislative Vetos
Type of
Resolution
# of Chambers Presidential
Signature Required
Committee
Single Chamber
Concurrent
Joint
0
1
2
2
No
No
No
Yes
Uses of Resolutions
• Helps members of Congress to take a stance on a policy
issue when election is coming.
• Use as a signal to an agency on a policy question
• Spending instructions
• War Powers Act of 1973 (was a joint resolution)
• Legislative Veto
Legislative Veto
• In a law, Congress can delegate a large amount of
discretion to the agency knowing they can always veto
the legislation
• Attach a string to legislation:
• If we don’t like the agency action, we can pass a
resolution to shoot the action down
• Exercise of veto is voting on the resolution)
• If resolution passes, rule is invalidated
Types of Legislative Vetoes
• Examples:
• FERC (1978) – 1 chamber
• FTC (1980) – 2 chamber
• NHTSA (1974) – 2 chamber
• INS (1940) – single chamber
Immigration and Naturalization Service
v. Chadha, 462 U.S. 919 (1983)
• Facts:
• Chadha was an East Indian who studying in the United States under a student visa.
• Chadha remained in the United States even after his student visa had expired making
him deportable under the Immigration and Nationality Act.
• An INS judge reviewed Chadha’s case and allowed him to stay (Attorney General
allowed him to stay) based on the INA.
• The House reviewed this decision and 5 others and overturned the decisions through the
use of legislative veto (which was included in the guiding statute of the INS).
• Chadha took his case to the Supreme Court arguing that the legislative veto was
unconstitutional.
• Legal Question:
• Does the Immigration and Nationality Act, which contains a legislative veto provision,
violate the separation of power doctrine?
• Holding:
• Yes. Affirmed.
• Vote:
• 7 (Burger, Brennan, Marshall, Blackmun, Powell, Stevens, O’Connor) – 2 (White,
Rehnquist)
Immigration and Naturalization Service
v. Chadha, 462 U.S. 919 (1983)
• Legal Reasoning:
• How does the Court address the argument that the legislative veto is a
political creation that is convenient and efficient?
• Even political creations must be subject to the terms of the Constitution.
• What two provisions of the Constitution is the Court referring to specifically?
• Bicameralism (Article I, Section 7)
• Presentment clause (Article I, Section 7)
• “Every Bill which shall have passed the House of Representatives and the Senate,
shall, before it becomes a Law, be presented to the President of the United States…”
• What was the purpose of these provisions?
• To separate the powers of government and create checks and balances.
• How does the Court know this?
• They look at the records of the Constitutional Convention.
• The requirements of Article I, Section 7 apply to legislative actions. Is this a
legislative action according to the Court?
• Yes.
Immigration and Naturalization Service
v. Chadha, 462 U.S. 919 (1983)
• Legal Reasoning (cont’d)
• Why?
• It relates to a legislative power listed in Article I, Section 8 to “establish an
uniform Rule of Naturalization.”
• Congress would not have been able to take this action normally without
passing legislation.
• Why does it matter that it is legislative in nature?
• That means the terms of Article I, Section 7 (bicameralism, presentment) apply.
• Doesn’t the Constitution allow for some single chamber actions by Congress?
• Yes, but those exceptions are listed.
• The fact that they listed means they did not intend for there to be any other
single chamber instances of authority.
• The legislative veto requirement is severable and declared unconstitutional.
• Court struck down more acts of Congress in this one decision than its entire
history combined.
Immigration and Naturalization Service
v. Chadha, 462 U.S. 919 (1983)
• Concurring Opinion (per Powell):
• Powell concurs but writes a separate opinion because he felt that
the case involved a judicial power and not a legislative power.
• Congress, in this case, is exercising a judicial power by making
decisions with respect to particular individuals.
• Thus, Powell would only declare this particular legislative veto
unconstitutional and not address the broader question of the
constitutionality of the legislative veto as a whole.
• Dissenting Opinion (per White):
• The legislative veto has a practical value as it acts as a legislative
check over the bureaucracy.
• It ensures that agencies are accountable to Congress and helps
Congress to preserve its lawmaking function.
Aftermath of Chadha
• Congress still passes laws that include provisions for a
legislative veto.
• Congressional Review Act of 1996
• Allows Congress to veto agency rules by joint resolution.
• How is this possible?
• How would this have occurred before resolutions?
• Must introduce a bill to revise the agency’s charter.
• May fail at president (veto)
• May not have enough votes for an override (2/3)
• Legislative Veto fixes this problem
Types of Legislative Vetos
Type of
Resolution
# of Chambers Presidential
Signature Required
Committee
Single Chamber
Concurrent
Joint
0
1
2
2
No
No
No
Yes
Final Thoughts
• The legislative veto allows Congress to delegate more
power, but w/ the ability to control use of power even
after the guiding statute has been enacted.
• The legislative veto helps give Congress an edge in the
struggle for control over the bureaucracy.

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Legislative Veto Ruled Unconstitutional in Chadha Decision

  • 2. Introduction • The last Congressional control: • Legislative Veto – a provision contained within the guiding statute of an agency that gives Congress the power to veto the decision by the agency. • The vehicle by which a legislative veto is exercised is called a resolution.
  • 3.
  • 4.
  • 5. Legislative Resolutions • Must have a majority to pass (50% + 1 unit), so it may not pass. • Not subject to: • Committee hearings • Extensive debate • Other standard features of the lawmaking process.
  • 6. Types of Resolutions • Committee Resolution • Typically used for: • Budget allocations • Agency given discretion to allocate it • Single chamber (simple) resolution • Typically used for: • Internal chamber rules • Non-binding expressions of what the chamber wants (house operations/rules) • Non-binding expression of policy • Numbering: • H. Res. or S. Res. • Numbered sequentially
  • 7. Types of Resolutions • Concurrent resolution • Procedural/housekeeping matters for both houses • Authorizing the printing of Congressional documents • To determine a date to adjourn Congress • Express opinion on foreign or domestic policy issue • Declare the ratification of an Amendment to the Constitution • Budget Resolution • Numbering: • H. Con. Res. or S. Con. Res. • Numbered sequentially • Joint resolution (same power as law) • Propose amendments to the Constitution • Create joint committees (committee used to coordinate functions of Congress) • Numbering: • H. J. Res. or S. J. Res. • Numbered sequentially
  • 8. Types of Legislative Vetos Type of Resolution # of Chambers Presidential Signature Required Committee Single Chamber Concurrent Joint 0 1 2 2 No No No Yes
  • 9. Uses of Resolutions • Helps members of Congress to take a stance on a policy issue when election is coming. • Use as a signal to an agency on a policy question • Spending instructions • War Powers Act of 1973 (was a joint resolution) • Legislative Veto
  • 10. Legislative Veto • In a law, Congress can delegate a large amount of discretion to the agency knowing they can always veto the legislation • Attach a string to legislation: • If we don’t like the agency action, we can pass a resolution to shoot the action down • Exercise of veto is voting on the resolution) • If resolution passes, rule is invalidated
  • 11.
  • 12. Types of Legislative Vetoes • Examples: • FERC (1978) – 1 chamber • FTC (1980) – 2 chamber • NHTSA (1974) – 2 chamber • INS (1940) – single chamber
  • 13. Immigration and Naturalization Service v. Chadha, 462 U.S. 919 (1983) • Facts: • Chadha was an East Indian who studying in the United States under a student visa. • Chadha remained in the United States even after his student visa had expired making him deportable under the Immigration and Nationality Act. • An INS judge reviewed Chadha’s case and allowed him to stay (Attorney General allowed him to stay) based on the INA. • The House reviewed this decision and 5 others and overturned the decisions through the use of legislative veto (which was included in the guiding statute of the INS). • Chadha took his case to the Supreme Court arguing that the legislative veto was unconstitutional. • Legal Question: • Does the Immigration and Nationality Act, which contains a legislative veto provision, violate the separation of power doctrine? • Holding: • Yes. Affirmed. • Vote: • 7 (Burger, Brennan, Marshall, Blackmun, Powell, Stevens, O’Connor) – 2 (White, Rehnquist)
  • 14. Immigration and Naturalization Service v. Chadha, 462 U.S. 919 (1983) • Legal Reasoning: • How does the Court address the argument that the legislative veto is a political creation that is convenient and efficient? • Even political creations must be subject to the terms of the Constitution. • What two provisions of the Constitution is the Court referring to specifically? • Bicameralism (Article I, Section 7) • Presentment clause (Article I, Section 7) • “Every Bill which shall have passed the House of Representatives and the Senate, shall, before it becomes a Law, be presented to the President of the United States…” • What was the purpose of these provisions? • To separate the powers of government and create checks and balances. • How does the Court know this? • They look at the records of the Constitutional Convention. • The requirements of Article I, Section 7 apply to legislative actions. Is this a legislative action according to the Court? • Yes.
  • 15. Immigration and Naturalization Service v. Chadha, 462 U.S. 919 (1983) • Legal Reasoning (cont’d) • Why? • It relates to a legislative power listed in Article I, Section 8 to “establish an uniform Rule of Naturalization.” • Congress would not have been able to take this action normally without passing legislation. • Why does it matter that it is legislative in nature? • That means the terms of Article I, Section 7 (bicameralism, presentment) apply. • Doesn’t the Constitution allow for some single chamber actions by Congress? • Yes, but those exceptions are listed. • The fact that they listed means they did not intend for there to be any other single chamber instances of authority. • The legislative veto requirement is severable and declared unconstitutional. • Court struck down more acts of Congress in this one decision than its entire history combined.
  • 16. Immigration and Naturalization Service v. Chadha, 462 U.S. 919 (1983) • Concurring Opinion (per Powell): • Powell concurs but writes a separate opinion because he felt that the case involved a judicial power and not a legislative power. • Congress, in this case, is exercising a judicial power by making decisions with respect to particular individuals. • Thus, Powell would only declare this particular legislative veto unconstitutional and not address the broader question of the constitutionality of the legislative veto as a whole. • Dissenting Opinion (per White): • The legislative veto has a practical value as it acts as a legislative check over the bureaucracy. • It ensures that agencies are accountable to Congress and helps Congress to preserve its lawmaking function.
  • 17. Aftermath of Chadha • Congress still passes laws that include provisions for a legislative veto. • Congressional Review Act of 1996 • Allows Congress to veto agency rules by joint resolution. • How is this possible? • How would this have occurred before resolutions? • Must introduce a bill to revise the agency’s charter. • May fail at president (veto) • May not have enough votes for an override (2/3) • Legislative Veto fixes this problem
  • 18. Types of Legislative Vetos Type of Resolution # of Chambers Presidential Signature Required Committee Single Chamber Concurrent Joint 0 1 2 2 No No No Yes
  • 19.
  • 20. Final Thoughts • The legislative veto allows Congress to delegate more power, but w/ the ability to control use of power even after the guiding statute has been enacted. • The legislative veto helps give Congress an edge in the struggle for control over the bureaucracy.